Loan Brokers - Largest Owners in this Industry

This is a list of institutions that have held positions in more than two companies within this industry since the beginning of our crawl horizon (somewhere in 2014). Industry is based on SIC codes reported with the SEC. Number of Known Investments is the total count of securities held as reported in filings with the SEC since the beginning of our crawl horizon.

Investor Number of Known Investments
Proequities, Inc. 15
UBS Group AG 13
Wolverine Asset Management Llc 12
Millennium Management Llc 12
Goldman Sachs Group Inc 11
ADANX - AQR Funds - AQR Diversified Arbitrage Fund Class N 11
D. E. Shaw & Co., Inc. 10
Jane Street Group, Llc 10
Susquehanna International Group, Llp 10
Cnh Partners Llc 9
Virtu Financial LLC 9
Walleye Capital LLC 9
Weiss Asset Management LP 9
Boothbay Fund Management, Llc 9
Barclays Plc 9
Calamos Advisors LLC 9
Jpmorgan Chase & Co 8
Hudson Bay Capital Management LP 8
Morgan Stanley 8
CVSIX - CALAMOS INVESTMENT TRUST/IL - Calamos Market Neutral Income Fund Class A 8
Ancora Advisors, LLC 8
Landscape Capital Management, L.l.c. 8
Citadel Advisors Llc 8
Citigroup Inc 8
Tower Research Capital LLC (TRC) 7
Magnetar Financial LLC 7
Deutsche Bank Ag\ 7
Shaolin Capital Management LLC 7
Fmr Llc 7
Wells Fargo & Company/mn 7
Clear Street Llc 7
Bank Of America Corp /de/ 7
Balyasny Asset Management Llc 7
K2 Principal Fund, L.p. 6
Invesco Ltd. 6
Whitebox Advisors Llc 6
BlackRock, Inc. 6
Cvi Holdings, Llc 6
Sei Investments Co 6
Assetmark, Inc 6
Bank of New York Mellon Corp 6
Hrt Financial Lp 6
Periscope Capital Inc. 6
Mangrove Partners 6
Capstone Investment Advisors, Llc 6
Walleye Trading LLC 6
Verition Fund Management LLC 6
Cambridge Investment Research Advisors, Inc. 6
Royal Bank Of Canada 6
Bnp Paribas Arbitrage, Sa 6
Ameriprise Financial Inc 6
Saba Capital Management, L.P. 6
Bank Of Montreal /can/ 6
Yakira Capital Management, Inc. 6
Centiva Capital, LP 6
Allianz Asset Management GmbH 5
Us Bancorp \de\ 5
State Street Corp 5
Comerica Bank 5
Credit Suisse Ag/ 5
Davidson Kempner Capital Management Lp 5
Polar Asset Management Partners Inc. 5
JNL SERIES TRUST - JNL Multi-Manager Alternative Fund (A) 5
Ubs Oconnor Llc 5
Russell Investments Group, Ltd. 5
Alpine Global Management, LLC 5
Advisor Group Holdings, Inc. 5
Two Sigma Securities, Llc 5
Oaktree Capital Management Lp 5
Penserra Capital Management LLC 5
Karpus Management, Inc. 5
Rockefeller Capital Management L.P. 5
SG Americas Securities, LLC 5
Parametric Portfolio Associates Llc 5
GWM Advisors LLC 5
Cubist Systematic Strategies, LLC 5
Raymond James Financial Inc 5
Larson Financial Group LLC 5
Ubs Asset Management Americas Inc 5
Advisory Services Network, LLC 5
Stifel Financial Corp 5
Marshall Wace, Llp 5
Truist Financial Corp 5
Northwestern Mutual Wealth Management Co 5
IFP Advisors, Inc 5
Dupont Capital Management Corp 5
Mariner, LLC 5
Geode Capital Management, Llc 5
LMR Partners LLP 5
Pnc Financial Services Group, Inc. 5
Nomura Holdings Inc 5
First Trust Advisors Lp 5
Ellington Management Group Llc 4
Paloma Partners Management Co 4
Creative Planning 4
AVSAX - Allianz Funds Multi-Strategy Trust - AllianzGI Retirement 2040 Fund A 4
Steward Partners Investment Advisory, Llc 4
Belpointe Asset Management LLC 4
Sculptor Capital LP 4
GVRAX - Allianz Funds Multi-Strategy Trust - AllianzGI Retirement 2035 Fund Class A 4
ASGAX - Allianz Funds Multi-Strategy Trust - AllianzGI Global Dynamic Allocation Fund Class A 4
Janney Montgomery Scott LLC 4
Meteora Capital, LLC 4
Fir Tree Capital Management Lp 4
FNCMX - FIDELITY CONCORD STREET TRUST - Fidelity Nasdaq Composite Index Fund 4
Parallel Advisors, LLC 4
GBVAX - Allianz Funds Multi-Strategy Trust - AllianzGI Retirement 2045 Fund Class A 4
CIBC Private Wealth Group, LLC 4
Vanguard Group Inc 4
Bessemer Group Inc 4
Elequin Capital Lp 4
Envestnet Asset Management Inc 4
Segantii Capital Management Ltd 4
Fifth Lane Capital, Lp 4
HighTower Advisors, LLC 4
Commonwealth Of Pennsylvania Public School Empls Retrmt Sys 4
Caas Capital Management Lp 4
Gabelli Convertible & Income Securities Fund Inc 4
Federation des caisses Desjardins du Quebec 4
EverSource Wealth Advisors, LLC 4
MAI Capital Management 4
Oppenheimer & Co Inc 4
683 Capital Management, LLC 4
New York State Common Retirement Fund 4
Gabelli Funds Llc 4
Prelude Capital Management, Llc 4
First Horizon Advisors, Inc. 4
Wealthcare Advisory Partners LLC 4
Advisors Asset Management, Inc. 4
Atw Spac Management Llc 4
Lazard Asset Management Llc 4
Lindbrook Capital, Llc 4
Geneos Wealth Management Inc. 4
XTX Topco Ltd 4
Healthcare Of Ontario Pension Plan Trust Fund 4
Raymond James & Associates 4
Wolverine Trading, Llc 4
Vestcor Inc 4
Coppell Advisory Solutions LLC 4
Aristeia Capital Llc 4
Advisor Group, Inc. 4
Cwm, Llc 4
Ayrton Capital LLC 4
Voya Prime Rate Trust 4
Glazer Capital, Llc 4
Raymond James Financial Services Advisors, Inc. 4
Allworth Financial LP 4
Hartland & Co., LLC 4
Farther Finance Advisors, LLC 4
Fifth Third Bancorp 4
Principal Securities, Inc. 4
Northern Trust Corp 4
GLIAX - Allianz Funds Multi-Strategy Trust - AllianzGI Retirement 2055 Fund Class A 4
Wellington Management Group Llp 4
Cetera Investment Advisers 4
Mizuho Securities Usa Llc 4
Rehmann Capital Advisory Group 4
Schonfeld Strategic Advisors LLC 4
Ellsworth Growth & Income Fund Ltd 4
ASNAX - Allianz Funds Multi-Strategy Trust - AllianzGI Retirement 2050 Fund A 4
Bancroft Fund Ltd 4
Squarepoint Ops LLC 4
Legal & General Group Plc 4
Mercer Global Advisors Inc /adv 4
Cowen And Company, Llc 4
MMCAP International Inc. SPC 4
FNY Investment Advisers, LLC 4
LPL Financial LLC 4
Flow Traders U.s. Llc 3
Trexquant Investment LP 3
Commonwealth Equity Services, Llc 3
Advent Capital Management /de/ 3
Lord, Abbett & Co. Llc 3
Bayesian Capital Management, LP 3
ICVT - iSHARES TRUST - iShares Convertible Bond ETF 3
Schroder Investment Management Group 3
Parallax Volatility Advisers, L.P. 3
Westchester Capital Management, LLC 3
MetLife Investment Management, LLC 3
Glenmede Trust Co Na 3
Jones Financial Companies Lllp 3
Howe & Rusling Inc 3
Two Sigma Advisers, Lp 3
Creative Financial Designs Inc /adv 3
Huntington National Bank 3
Tudor Investment Corp Et Al 3
Integrated Wealth Concepts LLC 3
Shenkman Capital Management Inc 3
Qube Research & Technologies Ltd 3
O'Dell Group, LLC 3
Global Retirement Partners, LLC 3
FSDIX - FIDELITY SALEM STREET TRUST - Fidelity Strategic Dividend & Income Fund 3
FCVSX - FIDELITY FINANCIAL TRUST - Fidelity Convertible Securities Fund 3
Renaissance Technologies Llc 3
Dimensional Fund Advisors Lp 3
Wiley Bros.-aintree Capital, Llc 3
Palisade Capital Management Llc/nj 3
Nuveen Asset Management, LLC 3
ExodusPoint Capital Management, LP 3
Hsbc Holdings Plc 3
Wealthspire Advisors, LLC 3
DeepCurrents Investment Group LLC 3
Quadrature Capital Ltd 3
Wealthspire Advisors, L.P. 3
Cutler Group LP 3
Silver Rock Financial LP 3
Two Sigma Investments, Lp 3
Vanguard Fiduciary Trust Co 3
Connor, Clark & Lunn Investment Management Ltd. 3
Engineers Gate Manager LP 3
Cowen Investment Management LLC 3
RMYAX - RUSSELL INVESTMENT CO - Multi-Strategy Income Fund Class A 3
RAZAX - RUSSELL INVESTMENT CO - Multi-Asset Growth Strategy Fund Class A 3
NEXT Financial Group, Inc 3
Stone House Investment Management, LLC 3
JNL SERIES TRUST - JNL/Westchester Capital Event Driven Fund (A) 3
Context Capital Management, LLC 3
American Century Companies Inc 3
Prudential Financial Inc 3
Maven Securities LTD 3
Cinctive Capital Management LP 3
Zurcher Kantonalbank (Zurich Cantonalbank) 3
SRS Capital Advisors, Inc. 3
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 3
IHT Wealth Management, LLC 3
Regions Financial Corp 3
Victory Capital Management Inc 3
Signaturefd, Llc 3
Rhumbline Advisers 3
SMSAX - SEI INSTITUTIONAL MANAGED TRUST - SIMT Multi-Strategy Alternative Fund Class F 3
PenderFund Capital Management Ltd. 3
Blue Bell Private Wealth Management, Llc 3
Simplex Trading, Llc 3
Wealth Enhancement Advisory Services, Llc 3
Flagship Harbor Advisors, Llc 3
Janus Henderson Group Plc 3
Oxford Asset Management Llp 3
Quantitative Systematic Strategies LLC 3
Kestra Private Wealth Services, Llc 3
Benjamin F. Edwards & Company, Inc. 3
Kestra Advisory Services, LLC 3
Jump Financial, LLC 3
Ergoteles LLC 3
Wunderlich Securities, Inc. 3
Manufacturers Life Insurance Company, The 3
Group One Trading, L.p. 3
GPS Wealth Strategies Group, LLC 3
EQ ADVISORS TRUST - 1290 VT Convertible Securities Portfolio Class IB 3
Weiss Multi-Strategy Advisers LLC 3
AZNAX - ALLIANZ FUNDS - AllianzGI Income & Growth Fund Class A 3
Moors & Cabot, Inc. 3
Jefferies Group LLC 3
WEIAX - TETON WESTWOOD FUNDS - TETON Convertible Securities Fund CLASS A 3
Osterweis Capital Management Inc 3
Focused Wealth Management, Inc 3
National Asset Management, Inc. 3
Macquarie Group Ltd 3
Harbour Investments, Inc. 3
Aqr Capital Management Llc 3
Hennion & Walsh Asset Management, Inc. 3
Money Concepts Capital Corp 3
Novator Capital Sponsor Ltd. 3
Dark Forest Capital Management Lp 3
Putnam Investments Llc 3
Allianzgi Equity & Convertible Income Fund 3
Allianzgi Nfj Dividend, Interest & Premium Strategy Fund 3
Allspring Global Investments Holdings, LLC 3
Ameritas Advisory Services, LLC 3
Laurion Capital Management LP 3
FTMAX - Investment Managers Series Trust II - Vivaldi Multi-Strategy Fund Class A Shares 3
Picton Mahoney Asset Management 3
Oppenheimer Asset Management Inc. 3
Mackay Shields Llc 3
Alliancebernstein L.p. 3
Prospera Financial Services Inc 3
Toronto Dominion Bank 3
CI Private Wealth, LLC 3
Sunbelt Securities, Inc. 3
American Portfolios Advisors 3
Berkley W R Corp 3
Tucker Asset Management Llc 3
Root Financial Partners, LLC 3
PEAK6 Investments, L.P. 3
Private Advisor Group, LLC 3
Ladenburg Thalmann Financial Services Inc 3
Segall Bryant & Hamill, Llc 3
TD Waterhouse Canada Inc. 3
LEOIX - LAZARD FUNDS INC - Lazard Enhanced Opportunities Portfolio Institutional Shares 3
Fortitude Family Office, LLC 3
Symphony Asset Management Llc 3
FAAAX - Franklin Alternative Strategies Funds - Franklin K2 Alternative Strategies Fund Class A 3
Farmers & Merchants Investments Inc 3
SMQFX - Sei Institutional Investments Trust - Siit Emerging Markets Equity Fund - Class A 3
Teton Advisors, Inc. 3
Clear Street Markets Llc 3
Cetera Advisor Networks LLC 3
CENTRAL TRUST Co 3
D.a. Davidson & Co. 3
TENIX - TRANSAMERICA FUNDS - Transamerica Event Driven I 3
TENOR CAPITAL MANAGEMENT Co., L.P. 3
Point72 Asset Management, L.P. 3
OMERS ADMINISTRATION Corp 3
Advent Claymore Convertible Securities & Income Fund 3
Sanctuary Advisors, LLC 3
BlueCrest Capital Management Ltd 3
BlackRock Advisors LLC 3
SBI Securities Co., Ltd. 3
Quadrant Capital Group Llc 3
Police & Firemen's Retirement System of New Jersey 3
NumerixS Investment Technologies Inc 3
Mirae Asset Global Investments Co., Ltd. 3
BlackRock Investment Management, LLC 3
Nisa Investment Advisors, Llc 3
Nuveen, LLC 3
Massmutual Trust Co Fsb/adv 3
Gsa Capital Partners Llp 3
BNP Paribas Asset Management Holding S.A. 3
American International Group, Inc. 3
Employees Retirement System of Texas 3
Kcg Holdings, Inc. 3
Blackstone Alternative Investment Funds - Blackstone Alternative Multi-Strategy Fund Class I 3
Virginia Retirement Systems Et Al 3
Evolve Private Wealth, Llc 3
Seacrest Wealth Management, Llc 3
Vanguard Capital Management Llc 3
Gamco Investors, Inc. Et Al 3
VANGUARD ASSET MANAGEMENT, Ltd 3
Quantbot Technologies LP 3