NWBOW Insider Trading - Northwest Biotherapeutics, Inc. Warrants

内部心理スコア

内部心理スコアは、企業の内部関係者によって買収されている企業を見つけます。

これは内部者の所有量が最も高い企業を特定する、洗練された多要素定量モデルの結果です。スコアリング・モデルでは、過去90日間に購入した内部者の正味数、浮動株の割合として購入された株式の合計、および内部者が所有する株式の合計を組み合わせて使用します。数値の範囲は0から100で、数値が大きいほど所有量が高く50が平均値です。

更新頻度: 1日

内部者の所有量が最も多い企業のリストを提供する内部者トップピックを参照してください。

高ランキング株を見る

役員心理スコア

役員心理スコアは、役員によって購入されている企業を見つけます。

定義上、役員は内部者ですが、他の内部者 (10%株主と取締役) とは異なり、役員は日常的に会社のために働き、取引の際には自分のお金を使います。(10%株主や取締役は、他人のお金を管理するファンドマネージャーであることが多い。)このように、役員による内部者取引は、より重要であり、適切に取り扱われるべきです。

内部者心理スコアと同様に、役員心理スコアは、役員の所有量が最も高い企業を特定する高度な多要素定量モデルの結果です。

更新頻度: 1日

高心理スコア企業のリストを提供する内部者トップピックを参照してください。

高ランキング株を見る

主要内部者指標

このカードは、同社がさまざまな内部者指標に沿ってどのようにランク付けされているかを示しています。パーセンタイルのランクは、この会社が米国市場の他の会社と比較してどうであるかを示しています。ランキングが高いほど状況が良いことを示しています。

例えば、内部者取引はポジティブな指標であるため、内部者取引の多い企業は、内部者取引の少ない企業 (あるいは内部者売却でさえ) よりも上位にランクされると一般的に考えられています。

正味内部者購入数 (ランク)

N/A

正味内部者購入数は、購入した内部者の総数から、過去90日間に売却した内部者の総数を差し引いたものです。パーセンタイルのランクがここに表示されます (0から100%の範囲) 。

内部者による浮動株購入率 (ランク)

N/A

内部者による浮動株購入率は、内部者が購入した株式の総数から、過去90日間に内部者が売却した株式の総数を差し引いたものを浮動株の総数で割り、100を乗じたものです。

内部者取引チャート

Northwest Biotherapeutics, Inc. Warrants内部者取引を次のチャートに示します。内部者とは、会社の役員、取締役、または重要な投資家のことです。一般的に、内部者が重要な非公開情報に基づいて自社の取引を行うことは一般的に違法です。これは、彼らが自分の会社で取引をすることが違法であるという意味ではありません。ただし、すべての取引をフォーム4を通じてSECに報告しなければなりません。

内部者名簿と収益性指標

この表は、既知の内部者を示しており、SECに開示されたファイルから自動的に生成されます。氏名、最新の役職名、取締役、役員または10%所有者の指定に加えて、開示された最新の保有株式を提供します。さらに、可能な場合は、内部者の過去の取引実績を提供します。過去の取引実績は、内部者による実際の公開市場での購入取引の実績の加重平均です。この計算方法の詳細については、こちらのYouTubeウェビナーをご覧ください。

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内部者	平均利益 (%)	所有株式数	調整後分割

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内部者購入の実績 - 短期利益分析

このセクションでは、NWBOW / Northwest Biotherapeutics, Inc. Warrantsで行われたすべての計画外の公開市場内部者購入の収益性を分析します。この分析は、内部者が一貫して異常なリターンを生成しているかどうかを理解するのに役立ちます。この分析は、各取引の1年間後のもので結果は理論値です .

次の表は、自動取引計画に含まれていない直近の公開市場購入を示しています。

取引日	内部者	レポート株式数	レポート価格	調整後株式数	調整後価格	費用基準	最大日数	最大価格
2014-09-01	Cognate Bioservices, Inc.	639,108		639,108			325	12.24
2014-08-01	Cognate Bioservices, Inc.	550,219		550,219
2014-08-01	Farmer Robert A	3,013	5.6000	3,013	5.6000	16,873
2014-07-01	Cognate Bioservices, Inc.	796,879		796,879
2014-06-30	Cognate Bioservices, Inc.	562,500		562,500

調整後価格は分割調整後価格です。調整後株式数は分割調整後株式数です。

NWBOW / Northwest Biotherapeutics, Inc. Warrants Insider Trades

内部者売却の実績 - 短期損失分析

このセクションでは、NWBOW / Northwest Biotherapeutics, Inc. Warrantsで行われたすべての予定外の公開市場の内部者取引の短期損失回避を分析します。損失回避の一貫したパターンは、将来の売却取引が価格の下落を予測する可能性を示唆しているかもしれません。この分析は、各取引の1年間後のものです。結果は理論値です .

次の表は、自動取引プランに含まれていない直近の公開市場での売買を示しています。

取引日	内部者	レポート株式数	レポート価格	調整後株式数	調整後価格	費用基準	最小日数	最小価格	最大損失回避 ($)	最大損失回避 (%)
2023-11-17	MALIK NAVID	295,000	0.8190	295,000	0.8190	241,605	193	0.43	-114,755	-47.50
2023-11-17	MALIK NAVID	150,000	0.8230	150,000	0.8230	123,450
2023-11-16	MALIK NAVID	125,000	0.8350	125,000	0.8350	104,375
2018-12-28	Powers Linda F	804,146	0.1700	804,146	0.1700	136,705
2018-12-27	Powers Linda F	3,558,639	0.1700	3,558,639	0.1700	604,969
2015-06-30	Cognate Bioservices, Inc.	650,000	4.0000	650,000	4.0000	2,600,000
2015-06-30	Cognate Bioservices, Inc.	1,118,092	4.2200	1,118,092	4.2200	4,718,348

調整後価格は分割調整後価格です。調整後株式数は分割調整後株式数です。

取引履歴

リンクアイコンをクリックすると、完全な取引履歴が表示されます。10b5-1自動取引プランの一環として報告された取引には、「10b-5」の列にX印が表示されます。

提出日	取引日	フォーム	内部者	ティッカー	証券タイトル	コード	直接	権利行使価格	単位価格	単位変化	価値変更 (千)	残りオプション	残り株式数
2023-12-01	2023-11-17	4	MALIK NAVID	NWBO	Common Stock	S - Sale	D		0.8190	295,000	242		0
2023-12-01	2023-11-17	4	MALIK NAVID	NWBO	Common Stock	S - Sale	D		0.8230	150,000	123		295,000
2023-12-01	2023-11-16	4	MALIK NAVID	NWBO	Common Stock	S - Sale	D		0.8350	125,000	104		445,000
2023-04-05	2023-04-03	4	BOSCH MARNIX L	NWBO]	Common Stock	A - Award	D		0.2500	119,355	30		119,355
2022-12-05	2022-12-01	4	JASINOWSKI JERRY J	NWBO	Series C Convertible Preferred Stock	A - Award	D		21.2500	28,235	600		28,235
2021-01-19	2021-01-19	4	BOYNTON ALTON L	NWBO	Employee Stock Option (Right to Buy)	G - Gift	D	0.25		-3,402,935		0
2020-10-16	2020-10-14	4	Powers Linda F	NWBO	Options to purchase Common Stock	G - Gift	D	0.25		-3,000,000		29,558,724
2020-07-02	2020-07-02	4	BOSCH MARNIX L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		16,630,726		16,630,726
2020-07-02	2020-07-02	4	BOSCH MARNIX L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.21		3,249,572		3,249,572
2020-07-02	2020-07-02	4	BOSCH MARNIX L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		7,549,157		7,549,157
2020-07-02	2020-07-02	4	BOYNTON ALTON L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		15,697,693		15,697,693
2020-07-02	2020-07-02	4	BOYNTON ALTON L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.21		2,491,338		2,491,338
2020-07-02	2020-07-02	4	BOYNTON ALTON L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		605,160		605,160
2020-07-02	2020-07-02	4	Goldman Leslie J.	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		21,822,937		21,822,937
2020-07-02	2020-07-02	4	Goldman Leslie J.	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.21		5,415,952		5,415,952
2020-07-02	2020-07-02	4	Goldman Leslie J.	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		1,315,566		1,315,566
2020-07-02	2020-07-02	4	Powers Linda F	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		32,558,724		32,558,724
2020-07-02	2020-07-02	4	Powers Linda F	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.21		8,665,524		8,665,524
2020-07-02	2020-07-02	4	Powers Linda F	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		2,104,905		2,104,905
2020-07-02	2020-07-02	4	Powers Linda F	NWBO	Warrants to purchase Common Stock	A - Award	D	0.21		15,249,474		15,249,474
2020-05-01	2020-04-30	4	Powers Linda F	NWBO	Warrants	J - Other	D	0.22		29,411,760		29,411,760
2020-05-01	2020-04-30	4	Powers Linda F	NWBO	Warrants	H - Other	D	0.22		-29,411,760		0
2020-02-05	2020-02-03	4	JASINOWSKI JERRY J	NWBO	Common Stock	A - Award	D		0.1900	526,316	100		1,891,347
2019-01-29	2018-12-28	4	Powers Linda F Sale by Toucan Capital Fund III, LP.	NWBO	Class D-2 Warrants	S - Sale	I	0.30		-402,073		0
2019-01-29	2018-12-28	4	Powers Linda F Sale by Toucan Capital Fund III, LP.	NWBO	Restricted Common Stock, par value $0.001	S - Sale	I		0.1700	-804,146	-137		0
2019-01-29	2018-12-27	4	Powers Linda F	NWBO	Class D-2 Warrants	S - Sale	D	0.30		-1,779,320		0
2019-01-29	2018-12-27	4	Powers Linda F	NWBO	Restricted Common Stock, par value $0.001	S - Sale	D		0.1700	-3,558,639	-605		29,411,760
2018-06-18	2018-05-28	4	Goldman Leslie J.	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		24,500,000		24,500,000
2018-05-31	2018-05-28	4	MALIK NAVID	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		9,065,000		9,065,000
2018-05-30	2018-05-28	4	JASINOWSKI JERRY J	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		4,900,000		4,900,000
2018-05-30	2018-05-28	4	BOYNTON ALTON L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		4,900,000		11,270,000
2018-05-30	2018-05-28	4	Powers Linda F	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		39,200,000		39,200,000
2018-05-30	2018-05-28	4	BLACK COFER	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		1,715,000		1,715,000
2018-03-22	2018-03-19	4/A	Powers Linda F	NWBO	Class D-2 Warrants	A - Award	D	0.30		869,565		869,565
2018-03-22	2018-03-19	4/A	Powers Linda F	NWBO	Convertible Note	A - Award	D
2018-03-22	2018-03-19	4/A	Powers Linda F	NWBO	Convertible Note	A - Award	D
2018-03-21	2018-03-19	4	Powers Linda F	NWBO	Convertible Note	A - Award	D
2018-03-21	2018-03-19	4	Powers Linda F	NWBO	Convertible Note	A - Award	D
2018-03-14	2018-03-14	4	Powers Linda F	NWBO	Convertible Note	A - Award	D					8,695,652
2018-03-14	2018-03-14	4	Powers Linda F	NWBO	Class D-2 Warrants	A - Award	D	0.30		8,695,652		8,695,652
2018-03-14	2018-03-14	4	Powers Linda F	NWBO	Convertible Note	A - Award	D
2018-03-14	2018-03-12	4	Powers Linda F	NWBO	Class D-1 Warrants	J - Other	D	0.22		29,411,760		29,411,760
2018-03-14	2018-03-12	4	Powers Linda F	NWBO	Series A Preferred Stock	J - Other	D	0.00		2,941,176		2,941,176
2017-06-29	2017-06-13	4	BOSCH MARNIX L	NWBO	Employee Stock Option (Right to Buy)	M - Exercise	D	0.25		7,940,182		7,940,182
2017-06-15	2017-06-13	4	BOYNTON ALTON L	NWBO	Employee Stock Option (Right to Buy)	A - Award	D	0.25		3,402,935		3,402,935
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		D						62,549,295
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		I						70,148,553
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		D						62,549,295
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		I						70,148,553
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		D						62,549,295
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		I						70,148,553
2015-07-02	2015-06-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock, par value $0.001	S - Sale	D		4.2200	-1,118,092	-4,718		18,460,390
2015-07-02	2015-06-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock, par value $0.001	S - Sale	D		4.0000	-650,000	-2,600		19,578,482
2015-04-30	2012-10-18	4	JASINOWSKI JERRY J	NWBO	Common Stock, par value $0.001	P - Purchase	D		5.6000	35,715	200		35,715
2015-04-30	2012-10-10	4	JASINOWSKI JERRY J	NWBO	Warrants	X - Other	D	6.40	6.4000	9,810	63	58,917
2015-04-30	2012-10-10	4	JASINOWSKI JERRY J	NWBO	Common Stock, par value $0.001	P - Purchase	D		4.8000	43,602	209		79,317
2015-04-30	2012-08-08	4	JASINOWSKI JERRY J	NWBO	Warrants	X - Other	D	5.60	5.6000	17,857	100	49,107
2015-04-30	2012-03-27	4	JASINOWSKI JERRY J	NWBO	Warrants	X - Other	D	6.40	6.4000	31,250	200	31,250
2015-04-30	2014-08-01	4	Farmer Robert A	NWBO	Warrants	X - Other	D	5.60	5.6000	1,507	8	9,859
2015-04-30	2014-08-01	4	Farmer Robert A Held by Robert A. Farmer Revocable Trust	NWBO	Common Stock, par value $0.001	P - Purchase	I		5.6000	3,013	17		135,417
2015-04-30	2013-12-04	4	Farmer Robert A Held by Robert A. Farmer Revocable Trust	NWBO	Common Stock, par value $0.001	P - Purchase	I		5.6000	132,404	741		132,404
2015-04-30	2012-11-19	4	Farmer Robert A	NWBO	Warrants	X - Other	D	6.40	6.4000	8,352	53	8,352
2015-04-30	2013-12-17	4	MALIK NAVID	NWBO	Common Stock, par value $0.001	P - Purchase	D		0.0010	10,000	0		10,000
2014-12-22	2014-02-28	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		143,528		143,528
2014-12-22	2014-02-08	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.0900	-79,630	-246		16,821,617
2014-12-22	2014-02-07	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.0900	-132,540	-410		16,901,247
2014-12-22	2014-02-04	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.2100	-233,344	-749		17,033,787
2014-12-22	2014-02-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			287,055			17,267,131
2014-12-22	2014-02-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			500,000			16,980,076
2014-12-22	2014-01-31	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.2100	-233,344	-749		16,480,076
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		665,029		665,029
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		138,600		138,600
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		128,719		128,719
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		111,521		111,521
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		1,451,036		1,451,036
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		374,670		374,670
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		2,817,329		2,817,329
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		665,029		665,029
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		138,600		138,600
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		128,719		128,719
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		111,521		111,521
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	3.20		1,451,036		1,451,036
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	3.20		374,670		374,670
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	3.20		2,817,329		2,817,329
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		2,434,012		2,434,012
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			5,101,366			16,713,420
2014-12-22	2014-01-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		119,124		126,624
2014-12-22	2014-01-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			238,248			11,612,054
2014-12-22	2013-12-31	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		665,029		665,029
2014-12-22	2013-12-31	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	D			1,330,057			11,373,806
2014-12-22	2013-12-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		138,600		138,600
2014-12-22	2013-12-01	4/A	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	D			277,199			10,043,749
2014-12-22	2014-09-15	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		5.0200	-149,502	-751		20,228,482
2014-12-22	2014-09-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		319,554		319,554
2014-12-22	2014-09-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			639,108			20,377,984
2014-12-22	2014-08-27	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		5.1700	-145,068	-750		19,738,876
2014-12-22	2014-08-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		275,110		275,110
2014-12-22	2014-08-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			550,219			19,883,944
2014-12-22	2014-07-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		3,220,235		3,220,235
2014-12-22	2014-07-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		398,439		398,439
2014-12-22	2014-07-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			796,879			19,333,725
2014-12-22	2014-06-30	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		281,250		281,250
2014-12-22	2014-06-30	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			562,500			18,536,847
2014-12-22	2014-06-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		192,600		192,600
2014-12-22	2014-06-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			385,320			17,974,347
2014-12-22	2014-05-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		170,985		170,985
2014-12-22	2014-05-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			341,971			17,589,027
2014-12-22	2014-04-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		144,766		144,766
2014-12-22	2014-04-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			289,531			17,247,056
2014-12-22	2014-03-07	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.6400	-120,370	-438		16,957,525
2014-12-22	2014-03-07	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.6400	-133,333	-485		17,077,895
2014-12-22	2014-03-01	4/A	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	D			389,611			17,211,228
2014-12-19		3	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")		D						92,000,000
2014-12-19		3	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")		D						92,000,000
2014-12-19	2014-09-15	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		5.0200	-149,502	-751		20,228,482
2014-12-19	2014-09-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		319,554		319,554
2014-12-19	2014-09-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			639,108			20,377,984
2014-12-19	2014-08-27	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		5.1700	-145,068	-750		19,738,876
2014-12-19	2014-08-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		275,110		275,110
2014-12-19	2014-08-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			550,219			19,883,944
2014-12-19	2014-07-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		3,220,235		3,220,235
2014-12-19	2014-07-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		398,439		398,439
2014-12-19	2014-07-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			796,879			19,333,725
2014-12-19	2014-06-30	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		281,250		281,250
2014-12-19	2014-06-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			562,500			18,536,847
2014-12-19	2014-06-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		192,600		192,600
2014-12-19	2014-06-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			385,320			17,974,347
2014-12-19	2014-05-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		170,985		170,985
2014-12-19	2014-05-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			341,971			17,589,027
2014-12-19	2014-04-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		144,766		144,766
2014-12-19	2014-04-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			289,531			17,247,056
2014-12-19	2014-03-07	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.6400	-120,370	-438		16,957,525
2014-12-19	2014-03-07	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.6400	-133,333	-485		17,077,895
2014-12-19	2014-03-01	4	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	D			389,611			17,211,228
2014-12-19	2014-02-28	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		143,528		143,528
2014-12-19	2014-02-08	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.0900	-79,630	-246		16,821,617
2014-12-19	2014-02-07	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.0900	-132,540	-410		16,901,247
2014-12-19	2014-02-04	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.2100	-233,344	-749		17,033,787
2014-12-19	2014-02-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			287,055			17,267,131
2014-12-19	2014-02-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			500,000			16,980,076
2014-12-19	2014-01-31	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.2100	-233,344	-749		16,480,076
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00	3.1800	665,029	2,115	665,029
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00	3.1800	138,600	441	138,600
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00	3.1800	128,719	409	128,719
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00	3.1800	111,521	355	111,521
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20	3.1800	1,451,036	4,614	1,451,036
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20	3.1800	374,670	1,191	374,670
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20	3.1800	2,817,329	8,959	2,817,329
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	4.00	3.1800	665,029	2,115	665,029
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	4.00	3.1800	138,600	441	138,600
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	4.00	3.1800	128,719	409	128,719
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	4.00	3.1800	111,521	355	111,521
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	3.20	3.1800	1,451,036	4,614	1,451,036
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	3.20	3.1800	374,670	1,191	374,670
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	3.20	3.1800	2,817,329	8,959	2,817,329
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		2,434,012		2,434,012
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			5,101,366			16,713,420
2014-12-19	2014-01-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		119,124		126,624
2014-12-19	2014-01-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			238,248			11,612,054
2014-12-19	2013-12-31	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		665,029		665,029
2014-12-19	2013-12-31	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	D			1,330,057			11,373,806
2014-12-19	2013-12-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		138,600		138,600
2014-12-19	2013-12-01	4	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	D			277,199			10,043,749
2014-12-19	2013-11-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		128,719		128,719
2014-12-19	2013-11-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			257,439			9,766,550
2014-12-19	2013-10-31	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		111,521		111,521
2014-12-19	2013-10-31	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			223,042			9,509,111
2014-12-19	2013-07-31	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		1,451,036		1,451,036
2014-12-19	2013-07-31	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D		4.0000	2,902,072	11,608		9,286,069
2014-12-19	2012-11-30	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		374,670		374,670
2014-12-19	2012-11-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			749,339			6,383,997
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		243,376		2,817,329
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		1,136,454		2,573,954
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		1,437,500		1,437,500
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	3.20		1,335,659		1,335,659
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	3.20		-1,335,659		518,590
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	3.20		794,867		1,854,249
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	3.20		1,059,382		1,059,382
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	6% Convertible Promissory Notes	C - Conversion	I	2.88
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			486,751			5,634,658
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			2,272,907			5,147,907
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I			1,559,700			1,715,286
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I			-1,559,700			2,705,352
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I			1,589,734			4,265,052
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	C - Conversion	I			2,118,761			2,675,318
2014-12-19	2012-08-15	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.40		1,707,806		1,707,806
2014-12-19	2012-08-15	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.35		1,707,806		1,707,806
2014-12-19	2012-08-15	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.35		1,500,000		1,500,000
2014-12-19	2012-08-15	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.40		1,500,000		1,500,000
2014-12-19	2012-03-06	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.57		4,470,938		4,470,938
2014-12-19	2012-02-09	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.57		4,687,500		761,240
2014-12-19	2011-12-29	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.40		250,000		250,000
2014-12-19	2011-11-01	4	Cognate Bioservices, Inc.	NWBO	6% Convertible Promissory Notes	C - Conversion	I	0.20
2014-12-19	2011-11-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	C - Conversion	I			750,000			9,854,913
2014-12-19	2011-10-28	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	D		0.2000	46,000,000	9,200		46,000,000
2014-12-19	2011-10-28	4	Cognate Bioservices, Inc.	NWBO	Common Stock	C - Conversion	I		0.2700	2,016,667	545		9,104,913
2014-12-19	2011-09-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.75		909,000		909,000
2014-12-19	2011-06-08	4	Cognate Bioservices, Inc.	NWBO	Options	A - Award	I	10.56		14,220,000		14,220,000
2014-12-19	2011-02-02	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	I		1.0800	-860,000	-929		7,088,246
2014-12-19	2010-10-09	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I		0.1700	-120,000	-20		7,948,246
2014-12-19	2010-10-01	4	Cognate Bioservices, Inc.	NWBO	Promissory Note	P - Purchase	I	0.75		1,200,000		2,400,000
2014-12-19	2010-10-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.75		1,200,000		2,400,000
2014-12-19	2010-09-30	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	0.60		14,296,039		14,296,039
2014-12-19	2010-09-30	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	0.60		-22,035,089		0
2014-12-19	2010-09-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I			12,866,324			12,866,324
2014-12-19	2010-09-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I			-19,299,486			0
2014-12-19	2010-08-12	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I		0.6200	-2,250,000	-1,395		8,068,246
2014-12-19	2010-07-31	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	I		0.2000	8,466	2		10,318,246
2014-12-19	2010-07-02	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.75		86,667		86,667
2014-12-19	2010-07-02	4	Cognate Bioservices, Inc.	NWBO	Common Stock	A - Award	I		0.7500	866,667	650		3,439,377
2014-12-19	2009-09-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	I		0.2000	1,762,500	352		10,309,780
2014-12-19	2009-09-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	A - Award	I		0.2000	750,000	150		3,322,710
2014-12-19	2009-09-28	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	0.40		513,841		1,356,216
2014-12-19	2009-09-28	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	0.20		152,375		842,375
2014-12-19	2009-09-28	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	0.20		690,000		690,000
2014-12-19	2009-09-28	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I		0.2000	2,763,691	553		8,547,280
2014-12-19	2009-09-28	4	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	J - Other	I		0.2000	5,783,589	1,157		5,783,589
2014-12-19	2009-06-30	4	Cognate Bioservices, Inc.	NWBO	6% Convertible Promissory Notes	P - Purchase	I	0.20	1,300,000.0000
2014-12-19	2008-12-22	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.40		132,500		132,500
2013-01-04	2012-12-29	4	Powers Linda F	NWBO	Common Stock	G - Gift	I			-59,405			10,750,587
2013-01-04	2012-12-12	4	Powers Linda F	NWBO	Warrants	P - Purchase	I	6.40		3,234,078		7,138,540
2013-01-04	2012-12-12	4	Powers Linda F	NWBO	Common Stock	P - Purchase	I			6,468,153			10,809,992
2012-07-30	2012-07-24	4	Powers Linda F	NWBO	Common Stock	G - Gift	D			-950,000			11,385,824

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NWBOW / Northwest Biotherapeutics, Inc. Warrants - Insider Trading and Ownership Report - SEC Form 3, 4, 5