Cognate Bioservices, Inc. - Insider Trading Tracker

ノースウェストバイオセラピューティクス社

US ˙ OTCPK ˙ US66737P6007

はじめに

このページでは、Cognate Bioservices, Inc.の既知の内部者取引履歴の包括的な分析を提供します。内部者取引を次のチャートに示します。内部者とは、会社の役員、取締役、または重要な投資家のことです。一般的に、内部者が重要な非公開情報に基づいて自社の取引を行うことは一般的に違法です。これは、彼らが自分の会社で取引をすることが違法であるという意味ではありません。ただし、すべての取引をフォーム4を通じてSECに報告しなければなりません。このような制約があるにもかかわらず、学術研究によると、内部者は一般的に、自分の会社の市場を上回るパフォーマンスを発揮する傾向があります。

平均取引収益性

平均取引収益性は、過去3年間に内部者が行ったすべての公開市場での購入の平均収益率です。このリストを生成するために、10b5-1取引計画の一部としてマークされたすべての取引を除いて、内部者が行ったすべての公開市場での計画外の購入を調べます。次に、3、6、および12か月にわたるこれらの取引の平均パフォーマンスを計算し、各期間を平均して、各取引の最終的なパフォーマンス指標を生成します。最後に、内部者のパフォーマンスメトリックを計算するために、すべてのパフォーマンスメトリックを平均します。このリストには、過去2年間に少なくとも3回の取引を行った内部者のみが含まれています。

この内部者取引の収益性が「N/A」の場合、インサイダーは過去3年間に公開市場での購入を行っていないか、または行った取引が最近すぎて信頼できるパフォーマンス指標を計算できません。

更新頻度: 1日

収益性の高い内部者トレーダーのリストを見る。

ランキングの高い内部者を見る

内部者ポジションの報告がある企業

SECへの提出書類によると、Cognate Bioservices, Inc.は以下の企業の保有または取引を報告しています：

証券	タイトル	最新の保有報告書
US:NWBO / Northwest Biotherapeutics, Inc.	10% Owner	18,460,390

チャートの見方

次のチャートは、Cognate Bioservices, Inc.が行った各公開市場の非計画取引後の証券の株価パフォーマンスを示しています。非計画取引とは、10b5-1取引計画の一部として行われなかった取引のことです。株価のパフォーマンスは、株価の累積変化率としてグラフ化されます。たとえば、2019年1月1日に内部者取引が行われた場合、チャートには現在までの証券の日割り変化が表示されます。この間に株価が10ドルから15ドルに上昇した場合、株価の累積変化率は50%となる。価格を10ドルから20ドルに変更すると100%、10ドルから5ドルに変更すると-50%になります。

最終的には、内部者が内部者情報から利益を得るために取引のタイミングを計っているかどうかを確認するために、内部者の取引が株価の超過リターン (プラスまたはマイナス) と、どの程度密接に関連しているかを判断しようとしています。内部者がこれを行っていた状況を考えてみましょう。この状況では、 (a) 購入後のプラスのリターン、または (b) 販売後のマイナスのリターンのいずれかが期待されます。(a) の場合、購入チャートは一連の上向きの曲線を示し、各購入トランザクションの後にプラスのリターンを示します。(b) の場合、販売チャートは一連の下向きの傾斜曲線を示し、各販売取引の後にマイナスのリターンを示します。

しかし、これだけでは結論を導き出すことはできません。例えば、その企業の株価が何年にもわたって非循環的に上昇していた場合、買収後のすべてのプロットは上昇傾向にあると予想されます。同様に、長年にわたる非循環的な下落は、貿易後のプロットを下方に傾斜させます。いずれのチャートもインサイダー取引を示唆するものでありません。

最も強力な指標は、株価が非常に循環的であり、購入チャートにプラスのシグナルがあり、販売チャートにマイナスのプロットがある状況です。この状況は、財務上の利点のために取引のタイミングを計っていた内部者を強く示唆するでしょう。

内部者購入NWBO / Northwest Biotherapeutics, Inc. - 短期利益分析

このセクションでは、NWBO / Northwest Biotherapeutics, Inc.で行われたすべての計画外の公開市場内部者購入の収益性を分析します。この分析は、内部者が一貫して異常なリターンを生成しているかどうかを理解するのに役立ちます。この分析は各取引後1年間のものであり、結果は理論的なものです。

次の表は、自動売買プランに含まれていない直近の公開市場買付を示しています。

取引日	ティッカー	内部者	レポート株式数	レポート価格	調整後株式数	調整後価格	費用基準	最大日数	最大価格
2014-09-01	NWBO	Cognate Bioservices, Inc.	639,108		639,108			325	12.24
2014-08-01	NWBO	Cognate Bioservices, Inc.	550,219		550,219
2014-07-01	NWBO	Cognate Bioservices, Inc.	796,879		796,879
2014-06-30	NWBO	Cognate Bioservices, Inc.	562,500		562,500
2014-06-01	NWBO	Cognate Bioservices, Inc.	385,320		385,320
2014-05-01	NWBO	Cognate Bioservices, Inc.	341,971		341,971
2014-04-01	NWBO	Cognate Bioservices, Inc.	289,531		289,531
2014-03-01	NWBO	Cognate Bioservices, Inc.	389,611		389,611
2014-02-01	NWBO	Cognate Bioservices, Inc.	500,000		500,000
2014-02-01	NWBO	Cognate Bioservices, Inc.	287,055		287,055
2014-01-17	NWBO	Cognate Bioservices, Inc.	5,101,366		5,101,366
2014-01-01	NWBO	Cognate Bioservices, Inc.	238,248		238,248
2013-12-01	NWBO	Cognate Bioservices, Inc.	277,199		277,199
2013-11-01	NWBO	Cognate Bioservices, Inc.	257,439		257,439
2013-10-31	NWBO	Cognate Bioservices, Inc.	223,042		223,042
2013-07-31	NWBO	Cognate Bioservices, Inc.	2,902,072	4.0000	2,902,072	4.0000	11,608,288
2012-11-30	NWBO	Cognate Bioservices, Inc.	749,339		749,339
2012-10-16	NWBO	Cognate Bioservices, Inc.	2,272,907		2,272,907
2012-10-16	NWBO	Cognate Bioservices, Inc.	486,751		486,751
2010-07-31	NWBO	Cognate Bioservices, Inc.	8,466	0.2000	8,466	0.2000	1,693
2009-09-30	NWBO	Cognate Bioservices, Inc.	1,762,500	0.2000	1,762,500	0.2000	352,500

調整後価格は、分割調整後価格です。調整後株式数は、分割調整後株式数です。

NWBO / Northwest Biotherapeutics, Inc. Insider Trades

内部者売却NWBO / Northwest Biotherapeutics, Inc.-短期損失分析

このセクションでは、NWBO / Northwest Biotherapeutics, Inc.で行われたすべての予定外の公開市場の内部者取引の短期損失回避を分析します。損失回避の一貫したパターンは、将来の売却取引が価格の下落を予測する可能性を示唆しているかもしれません。この分析は各取引後1年間のものであり、結果は理論的なものです。

次の表は、自動取引プランに含まれていない直近の公開市場での売買を示しています。

取引日	ティッカー	内部者	レポート株式数	レポート価格	調整後株式数	調整後価格	費用基準	最小日数	最小価格	最大損失回避 ($)	最大損失回避 (%)
2015-06-30	NWBO	Cognate Bioservices, Inc.	650,000	4.0000	650,000	4.0000	2,600,000	363	0.5615	-2,235,025	-85.96
2015-06-30	NWBO	Cognate Bioservices, Inc.	1,118,092	4.2200	1,118,092	4.2200	4,718,348
2014-09-15	NWBO	Cognate Bioservices, Inc.	149,502	5.0200	149,502	5.0200	750,500
2014-08-27	NWBO	Cognate Bioservices, Inc.	145,068	5.1700	145,068	5.1700	750,002
2014-03-07	NWBO	Cognate Bioservices, Inc.	133,333	3.6400	133,333	3.6400	485,332
2014-03-07	NWBO	Cognate Bioservices, Inc.	120,370	3.6400	120,370	3.6400	438,147
2014-02-08	NWBO	Cognate Bioservices, Inc.	79,630	3.0900	79,630	3.0900	246,057
2014-02-07	NWBO	Cognate Bioservices, Inc.	132,540	3.0900	132,540	3.0900	409,549
2014-02-04	NWBO	Cognate Bioservices, Inc.	233,344	3.2100	233,344	3.2100	749,034
2014-01-31	NWBO	Cognate Bioservices, Inc.	233,344	3.2100	233,344	3.2100	749,034
2011-02-02	NWBO	Cognate Bioservices, Inc.	860,000	1.0800	860,000	1.0800	928,800

調整後価格は、分割調整後価格です。調整後株式数は、分割調整後株式数です。

内部取引の履歴

この表は、証券取引委員会 (SEC) に開示されたCognate Bioservices, Inc.による内部者取引の完全なリストを示しています。

提出日	取引日	フォーム	ティッカー	証券	コード	株式数	残り株式数	変動率	株式価格	取引価格	残り価値
2015-07-02	2015-06-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock, par value $0.001	S - Sale	-1,118,092	18,460,390	-5.71	4.22	-4,718,348	77,902,846
2015-07-02	2015-06-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock, par value $0.001	S - Sale	-650,000	19,578,482	-3.21	4.00	-2,600,000	78,313,928
2014-12-22	2014-09-15	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-149,502	20,228,482	-0.73	5.02	-750,500	101,546,980
2014-12-22	2014-09-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	319,554	319,554
2014-12-22	2014-09-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	639,108	20,377,984	3.24
2014-12-22	2014-08-27	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-145,068	19,738,876	-0.73	5.17	-750,002	102,049,989
2014-12-22	2014-08-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	275,110	275,110
2014-12-22	2014-08-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	550,219	19,883,944	2.85
2014-12-22	2014-07-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	3,220,235	3,220,235
2014-12-22	2014-07-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	398,439	398,439
2014-12-22	2014-07-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	796,879	19,333,725	4.30
2014-12-22	2014-06-30	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	281,250	281,250
2014-12-22	2014-06-30	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	562,500	18,536,847	3.13
2014-12-22	2014-06-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	192,600	192,600
2014-12-22	2014-06-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	385,320	17,974,347	2.19
2014-12-22	2014-05-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	170,985	170,985
2014-12-22	2014-05-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	341,971	17,589,027	1.98
2014-12-22	2014-04-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	144,766	144,766
2014-12-22	2014-04-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	289,531	17,247,056	1.71
2014-12-22	2014-03-07	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-120,370	16,957,525	-0.70	3.64	-438,147	61,725,391
2014-12-22	2014-03-07	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-133,333	17,077,895	-0.77	3.64	-485,332	62,163,538
2014-12-22	2014-03-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	389,611	17,211,228	2.32
2014-12-22	2014-02-28	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	143,528	143,528
2014-12-22	2014-02-08	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-79,630	16,821,617	-0.47	3.09	-246,057	51,978,797
2014-12-22	2014-02-07	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-132,540	16,901,247	-0.78	3.09	-409,549	52,224,853
2014-12-22	2014-02-04	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-233,344	17,033,787	-1.35	3.21	-749,034	54,678,456
2014-12-22	2014-02-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	287,055	17,267,131	1.69
2014-12-22	2014-02-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	500,000	16,980,076	3.03
2014-12-22	2014-01-31	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-233,344	16,480,076	-1.40	3.21	-749,034	52,901,044
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	665,029	665,029
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	138,600	138,600
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	128,719	128,719
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	111,521	111,521
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,451,036	1,451,036
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	374,670	374,670
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	2,817,329	2,817,329
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	665,029	665,029
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	138,600	138,600
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	128,719	128,719
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	111,521	111,521
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	1,451,036	1,451,036
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	374,670	374,670
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	2,817,329	2,817,329
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	2,434,012	2,434,012
2014-12-22	2014-01-17	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	5,101,366	16,713,420	43.93
2014-12-22	2014-01-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	119,124	126,624	1,588.32
2014-12-22	2014-01-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	238,248	11,612,054	2.09
2014-12-22	2013-12-31	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	665,029	665,029
2014-12-22	2013-12-31	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	1,330,057	11,373,806	13.24
2014-12-22	2013-12-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	138,600	138,600
2014-12-22	2013-12-01	4/A	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	277,199	10,043,749	2.84
2014-12-19	2011-12-29	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	250,000	250,000
2014-12-19	2011-11-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC 6% Convertible Promissory Notes	C - Conversion
2014-12-19	2011-11-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	C - Conversion	750,000	9,854,913	8.24
2014-12-19	2011-10-28	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	46,000,000	46,000,000		0.20	9,200,000	9,200,000
2014-12-19	2011-10-28	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	C - Conversion	2,016,667	9,104,913	28.45	0.27	544,500	2,458,327
2014-12-19	2011-09-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	909,000	909,000
2014-12-19	2011-06-08	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Options	A - Award	14,220,000	14,220,000
2014-12-19	2011-02-02	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-860,000	7,088,246	-10.82	1.08	-928,800	7,655,306
2014-12-19	2010-10-09	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	-120,000	7,948,246	-1.49	0.17	-20,400	1,351,202
2014-12-19	2010-10-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Promissory Note	P - Purchase	1,200,000	2,400,000	100.00
2014-12-19	2010-10-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,200,000	2,400,000	100.00
2014-12-19	2010-09-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	14,296,039	14,296,039
2014-12-19	2010-09-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	-22,035,089	0	-100.00
2014-12-19	2010-09-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	12,866,324	12,866,324
2014-12-19	2010-09-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	-19,299,486	0	-100.00
2014-12-19	2010-08-12	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	-2,250,000	8,068,246	-21.81	0.62	-1,395,000	5,002,313
2014-12-19	2010-07-31	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	8,466	10,318,246	0.08	0.20	1,693	2,063,649
2014-12-19	2010-07-02	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	86,667	86,667
2014-12-19	2010-07-02	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	A - Award	866,667	3,439,377	33.69	0.75	650,000	2,579,533
2014-12-19	2009-09-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	1,762,500	10,309,780	20.62	0.20	352,500	2,061,956
2014-12-19	2009-09-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	A - Award	750,000	3,322,710	29.15	0.20	150,000	664,542
2014-12-19	2009-09-28	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	513,841	1,356,216	61.00
2014-12-19	2009-09-28	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	152,375	842,375	22.08
2014-12-19	2009-09-28	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	690,000	690,000
2014-12-19	2009-09-28	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	2,763,691	8,547,280	47.79	0.20	552,738	1,709,456
2014-12-19	2009-09-28	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common stock, par value $0.001 per share ("Common Stock")	J - Other	5,783,589	5,783,589		0.20	1,156,718	1,156,718
2014-12-19	2009-06-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC 6% Convertible Promissory Notes	P - Purchase				1,300,000.00
2014-12-19	2008-12-22	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	132,500	132,500
2014-12-19	2013-11-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	128,719	128,719
2014-12-19	2013-11-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	257,439	9,766,550	2.71
2014-12-19	2013-10-31	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	111,521	111,521
2014-12-19	2013-10-31	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	223,042	9,509,111	2.40
2014-12-19	2013-07-31	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,451,036	1,451,036
2014-12-19	2013-07-31	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	2,902,072	9,286,069	45.46	4.00	11,608,288	37,144,276
2014-12-19	2012-11-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	374,670	374,670
2014-12-19	2012-11-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	749,339	6,383,997	13.30
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	243,376	2,817,329	9.46
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,136,454	2,573,954	79.06
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,437,500	1,437,500
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	1,335,659	1,335,659
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	-1,335,659	518,590	-72.03
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	794,867	1,854,249	75.03
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,059,382	1,059,382
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC 6% Convertible Promissory Notes	C - Conversion
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	486,751	5,634,658	9.46
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	2,272,907	5,147,907	79.06
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	1,559,700	1,715,286	1,002.47
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	-1,559,700	2,705,352	-36.57
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	1,589,734	4,265,052	59.42
2014-12-19	2012-10-16	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common stock, par value $0.001 per share ("Common Stock")	C - Conversion	2,118,761	2,675,318	380.69
2014-12-19	2012-08-15	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,707,806	1,707,806
2014-12-19	2012-08-15	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,707,806	1,707,806
2014-12-19	2012-08-15	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,500,000	1,500,000
2014-12-19	2012-08-15	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,500,000	1,500,000
2014-12-19	2012-03-06	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	4,470,938	4,470,938
2014-12-19	2012-02-09	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	4,687,500	761,240	-119.39
2014-12-19	2014-02-28	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	143,528	143,528
2014-12-19	2014-02-08	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-79,630	16,821,617	-0.47	3.09	-246,057	51,978,797
2014-12-19	2014-02-07	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-132,540	16,901,247	-0.78	3.09	-409,549	52,224,853
2014-12-19	2014-02-04	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-233,344	17,033,787	-1.35	3.21	-749,034	54,678,456
2014-12-19	2014-02-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	287,055	17,267,131	1.69
2014-12-19	2014-02-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	500,000	16,980,076	3.03
2014-12-19	2014-01-31	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-233,344	16,480,076	-1.40	3.21	-749,034	52,901,044
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	665,029	665,029		3.18	2,114,792	2,114,792
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	138,600	138,600		3.18	440,748	440,748
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	128,719	128,719		3.18	409,326	409,326
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	111,521	111,521		3.18	354,637	354,637
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	1,451,036	1,451,036		3.18	4,614,294	4,614,294
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	374,670	374,670		3.18	1,191,451	1,191,451
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	2,817,329	2,817,329		3.18	8,959,106	8,959,106
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	S - Sale	665,029	665,029		3.18	2,114,792	2,114,792
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	S - Sale	138,600	138,600		3.18	440,748	440,748
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	S - Sale	128,719	128,719		3.18	409,326	409,326
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	S - Sale	111,521	111,521		3.18	354,637	354,637
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	S - Sale	1,451,036	1,451,036		3.18	4,614,294	4,614,294
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	S - Sale	374,670	374,670		3.18	1,191,451	1,191,451
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	S - Sale	2,817,329	2,817,329		3.18	8,959,106	8,959,106
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	2,434,012	2,434,012
2014-12-19	2014-01-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	5,101,366	16,713,420	43.93
2014-12-19	2014-01-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	119,124	126,624	1,588.32
2014-12-19	2014-01-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	238,248	11,612,054	2.09
2014-12-19	2013-12-31	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	665,029	665,029
2014-12-19	2013-12-31	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	J - Other	1,330,057	11,373,806	13.24
2014-12-19	2013-12-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	138,600	138,600
2014-12-19	2013-12-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	277,199	10,043,749	2.84
2014-12-19	2014-09-15	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-149,502	20,228,482	-0.73	5.02	-750,500	101,546,980
2014-12-19	2014-09-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	319,554	319,554
2014-12-19	2014-09-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	639,108	20,377,984	3.24
2014-12-19	2014-08-27	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-145,068	19,738,876	-0.73	5.17	-750,002	102,049,989
2014-12-19	2014-08-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	275,110	275,110
2014-12-19	2014-08-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	550,219	19,883,944	2.85
2014-12-19	2014-07-17	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	J - Other	3,220,235	3,220,235
2014-12-19	2014-07-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	398,439	398,439
2014-12-19	2014-07-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	796,879	19,333,725	4.30
2014-12-19	2014-06-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	281,250	281,250
2014-12-19	2014-06-30	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	562,500	18,536,847	3.13
2014-12-19	2014-06-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	192,600	192,600
2014-12-19	2014-06-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	385,320	17,974,347	2.19
2014-12-19	2014-05-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	170,985	170,985
2014-12-19	2014-05-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	341,971	17,589,027	1.98
2014-12-19	2014-04-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Warrants	P - Purchase	144,766	144,766
2014-12-19	2014-04-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	P - Purchase	289,531	17,247,056	1.71
2014-12-19	2014-03-07	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-120,370	16,957,525	-0.70	3.64	-438,147	61,725,391
2014-12-19	2014-03-07	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common Stock	S - Sale	-133,333	17,077,895	-0.77	3.64	-485,332	62,163,538
2014-12-19	2014-03-01	4	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	389,611	17,211,228	2.32
2014-12-19		3	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common stock, par value $0.001 per share ("Common Stock")			92,000,000
2014-12-19		3	NWBO	NORTHWEST BIOTHERAPEUTICS INC Common stock, par value $0.001 per share ("Common Stock")			92,000,000

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