Market Value618,839,000
Total Holdings1872
File Date2017-11-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ARCO / Arcos Dorados Holdings Inc.
RF / Regions Financial Corporation
PIRS / Pieris Pharmaceuticals, Inc.
MVF / BlackRock MuniVest Fund, Inc.
MSCI / MSCI Inc.
AGO / Assured Guaranty Ltd.
MPC / Marathon Petroleum Corporation
ARWR / Arrowhead Pharmaceuticals, Inc.
BBD / Banco Bradesco S.A. - Depositary Receipt (Common Stock)
OUNZ / VanEck Merk Gold ETF
UAVS / AgEagle Aerial Systems, Inc.
IRT / Independence Realty Trust, Inc.
VRTX / Vertex Pharmaceuticals Incorporated
LSCC / Lattice Semiconductor Corporation
BAK / Braskem S.A. - Depositary Receipt (Common Stock)
VUZI / Vuzix Corporation
UTHR / United Therapeutics Corporation
ITCI / Intra-Cellular Therapies, Inc.
ALPN / Alpine Immune Sciences, Inc.
DHR / Danaher Corporation
CIM / Chimera Investment Corporation
CUZ / Cousins Properties Incorporated
SKX / Skechers U.S.A., Inc.
CAAS / China Automotive Systems, Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
QABA / First Trust Exchange-Traded Fund - First Trust NASDAQ ABA Community Bank Index Fund
BKNG / Booking Holdings Inc.
GEVO / Gevo, Inc.
QMCO / Quantum Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
YUM / Yum! Brands, Inc.
ANY / Sphere 3D Corp.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
TTSH / Tile Shop Holdings, Inc.
VVR / Invesco Senior Income Trust
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SMM / Salient Midstream & MLP Fund
/ Delphi Technologies PLC
UEC / Uranium Energy Corp.
KPTI / Karyopharm Therapeutics Inc.
VFINX / Vanguard Index Funds - Vanguard Index Trust 500 Index Fund
NXTD / Nxt-ID Inc
SLB / SLB N.V.
CRDC / Cardica, Inc.
APTS / Preferred Apartment Communities Inc - Class A
EWJ / iShares, Inc. - iShares MSCI Japan ETF
ULBI / Ultralife Corporation
/ Diamond Offshore Drilling Inc
YELL / Yellow Corporation
HA / Hawaiian Holdings, Inc.
VTOL / Bristow Group Inc.
PRNT / ARK ETF Trust - The 3D Printing ETF
FGM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Germany AlphaDEX Fund
IYZ / iShares Trust - iShares U.S. Telecommunications ETF
22542D688 / VelocityShares 3x Long Gold ETN linked to S&P GSCI Gold Index ER 10/14/2031
CREDIT SUISSE NASSAU BRH / VELOCITY SHS 3X (22542D373)
REK / ProShares Trust - ProShares Short Real Estate
RFDA / ALPS ETF Trust - ALPS Dynamic US Dividend Advantage ETF
NAVB / Navidea Biopharmaceuticals, Inc.
NUGT / Direxion Shares ETF Trust - Direxion Daily Gold Miners Index Bull 2X ETF
RNVAZ / Rennova Health, Inc. Warrants
FTQI / First Trust Exchange-Traded Fund VI - First Trust Nasdaq BuyWrite Income ETF
ESNC / EnSync, Inc.
XSHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap High Dividend Low Volatility ETF
QQQ / Invesco QQQ Trust, Series 1
AGQ / ProShares Trust II - ProShares Ultra Silver
VNCE / Vince Holding Corp.
HEWG / iShares Trust - iShares Currency Hedged MSCI Germany ETF
EWU / iShares Trust - iShares MSCI United Kingdom ETF
ONSIZ / Oncobiologics, Inc. Series B Warrant Expiring 5/18
HRTH / Harte-Hanks, Inc.
NW.PRC / National Westminster Bank Plc
TYNS / Direxion Daily 7-10 Year Treasury Bear 1X Shares
CELG / Celgene Corp.
GENC / Gencor Industries, Inc.
REGI / Renewable Energy Group Inc
G64335105 / Newater Technology Inc
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
MTBC / CareCloud Inc
VTNR / Vertex Energy, Inc.
AUO / AU Optronics Corp.
BIOA / BioAge Labs, Inc.
PGZ / Principal Real Estate Income Fund
USO / United States Oil Fund, LP - Limited Partnership
AF / Astoria Financial Corp.
FCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
ARDM / Aradigm Corp.
25460E109 / Direxion Shares
LDR / Landauer, Inc.
VANECK VECTORS ETF TR / TREAS HEDGED HIG (92189F395)
FRC / First Republic Bank
BYLD / iShares Trust - iShares Yield Optimized Bond ETF
FBZ / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Brazil AlphaDEX Fund
33735G107 / First Trust Value Line 100 Exchange-Traded Fund
JSYNU / Jensyn Acquistion Corp.
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
KRO / Kronos Worldwide, Inc.
LTC / LTC Properties, Inc.
US1182301010 / Buckeye Partners, L.P.
PBS / Invesco Capital Management LLC - Invesco Dynamic Media ETF
UCO / ProShares Trust II - ProShares Ultra Bloomberg Crude Oil
DOG / ProShares Trust - ProShares Short Dow30
FMAT / Fidelity Covington Trust - Fidelity MSCI Materials Index ETF
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
CYTR / LadRx Corp
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
SJB / ProShares Trust - ProShares Short High Yield
ABIO / ARCA biopharma, Inc.
USCI / United States Commodity Index Funds Trust - United States Commodity Index Fund
05208W108 / Auryn Resources Inc.
DTO / DB Crude Oil Double Short ETN due 6/1/2038
15117F138 / Cellectar Biosciences, Inc. Non-Exercisable Warrants
CFRX / ContraFect Corp
INPX / Inpixon
KITE / Kite Pharma, Inc.
/ iShares Morningstar Mid-Cap Value ETF
MINC / Advisorshares Trust - AdvisorShares Newfleet Multi-Sector Income ETF
ACERW / Acer Therapeutics Inc. Warrant
ONVO / Organovo Holdings, Inc.
JCP / J.C. Penney Co., Inc.
PSO / Pearson plc - Depositary Receipt (Common Stock)
US22542D8294 / VelocityShares Daily Inverse VIX Medium Term ETN S&P 500 VIX MTF Index 12/4/2030
PUW / PowerShares WilderHill Progressive Energy Portfolio
IPDN / Professional Diversity Network, Inc.
BOIL / ProShares Trust II - ProShares Ultra Bloomberg Natural Gas
REN / Resolute Energy Corporation
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
ILTB / iShares Trust - iShares Core 10+ Year USD Bond ETF
US25460G1792 / Direxion Daily Energy Bear 3X Shares
HYXU / iShares, Inc. - iShares Euro High Yield Corporate Bond USD Hedged ETF
PACW / Pacwest Bancorp
BCLYF / Barclays PLC
SIZ / QuantShares U.S. Market Neutral Size Fund
132061854 / Cambria Core Equity ETF
PBJ / Invesco Exchange-Traded Fund Trust - Invesco Food & Beverage ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
VIDI / ETF Series Solutions - Vident International Equity Strategy ETF
IIF / Morgan Stanley India Investment Fund, Inc.
AGGY / WisdomTree Trust - WisdomTree Yield Enhanced U.S. Aggregate Bond Fund
CX / CEMEX, S.A.B. de C.V. - Depositary Receipt (Common Stock)
AGLE / Aeglea BioTherapeutics Inc
BOLD / Boundless Bio, Inc.
AVGR / Avinger, Inc.
ROX / Castle Brands, Inc.
LBJ / Direxion Shares ETF Trust - Direxion Daily Latin America Bull 2X Shares
HOPE / Hope Bancorp, Inc.
IMUC / EOM Pharmaceuticals Holdings, Inc.
VTN / Invesco Trust for Investment Grade New York Municipals
IVR / Invesco Mortgage Capital Inc.
IPI / Intrepid Potash, Inc.
MBI / MBIA Inc.
TLRA / Telaria, Inc.
AIKI / AIkido Pharma Inc
TPST / Tempest Therapeutics, Inc.
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
OCLR / Oclaro, Inc
OCRX / Ocera Therapeutics, Inc.
US26885B1008 / EQT Midstream Partners LP
IXG / iShares Trust - iShares Global Financials ETF
FBIO / Fortress Biotech, Inc.
LINC / Lincoln Educational Services Corporation
IBMG / International Business Machines Corporation - Corporate Bond/Note
QNST / QuinStreet, Inc.
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
CBAY / CymaBay Therapeutics, Inc.
CS / Credit Suisse Group AG - ADR
SFUN / Fang Holdings Ltd - ADR
GVIP / Goldman Sachs ETF Trust - Goldman Sachs Hedge Industry VIP ETF
HTGM / HTG Molecular Diagnostics Inc
HOG / Harley-Davidson, Inc.
IPXL / Impax Laboratories, Inc.
461730103 / Investors Real Estate Trust
EPOL / iShares Trust - iShares MSCI Poland ETF
IAGG / iShares Trust - iShares Core International Aggregate Bond ETF
JHMI / John Hancock Investment Management LLC - John Hancock Multifactor Industrials ETF
48242A104 / KBL Merger Corp. IV Unit
MTW / The Manitowoc Company, Inc.
MNTX / Manitex International, Inc.
MARA / MARA Holdings, Inc.
NUAN / Nuance Communications Inc
NUVA / Nuvasive Inc
JCO / Nuveen Credit Opportunities 2022 Target Term Fund
NUMV / Nushares ETF Trust - Nuveen ESG Mid-Cap Value ETF
JGH / Nuveen Global High Income Fund
OREX / Orexigen Therapeutics, Inc.
PCSB / PCSB Financial Corp
LDRI / iShares Trust - iShares iBonds 1-5 Year TIPS Ladder ETF
UBT / ProShares Trust - ProShares Ultra 20+ Year Treasury
KRE / SPDR Series Trust - State Street SPDR S&P Regional Banking ETF
ULST / SPDR Series Trust - State Street Ultra Short Term Bond ETF
SCLN / SciClone Pharmaceuticals, Inc.
STBZ / State Bank Financial Corp.
USCF ETF TR / RESTAURNT LDRS (90290T205)
TWTR / Twitter Inc
VIAV / Viavi Solutions Inc.
VNM / VanEck ETF Trust - VanEck Vietnam ETF
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
HYI / Western Asset High Yield Opportunity Fund Inc.
WLKP / Westlake Chemical Partners LP - Limited Partnership
WLL / Whiting Petroleum Corp (New)
ZIOP / Alaunos Therapeutics Inc
LINUF / LiNiu Technology Group
IBLN / Direxion iBillionaire Index ETF
AGU / Agrium Inc.
ENLK / EnLink Midstream Partners, LP
IVW / iShares Trust - iShares S&P 500 Growth ETF
GLL / ProShares Trust II - ProShares UltraShort Gold
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
TEP / Tallgrass Energy Partners, LP
US85207U1051 / Sprint Corporation
FEZ / SPDR Index Shares Funds - State Street SPDR EURO STOXX 50 ETF
VTHR / Vanguard Scottsdale Funds - Vanguard Russell 3000 ETF
USAPF / Americas Silver Corporation
VWR / VWR Corporation
AREX / Approach Resources, Inc.
TIMP3 / TIM Participacoes SA
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
LC / LendingClub Corporation
RLOG / Rand Logistics, Inc.
XNTK / SPDR Series Trust - State Street SPDR NYSE Technology ETF
XPH / SPDR Series Trust - State Street SPDR S&P Pharmaceuticals ETF
SHLD / Global X Funds - Global X Defense Tech ETF
WKHS / Workhorse Group, Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
EPI / WisdomTree Trust - WisdomTree India Earnings Fund
FLN / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Latin America AlphaDEX Fund
ONCS / OncoSec Medical Inc
PPT / Putnam Premier Income Trust
ARR / ARMOUR Residential REIT, Inc.
VXRT / Vaxart, Inc.
AKS / AK Steel Holding Corp.
CNXR / Connecture, Inc.
/ CHRISTOPHER & BANKS CORP
MHI / Pioneer Municipal High Income Fund, Inc.
SILJ / Amplify ETF Trust - Amplify Junior Silver Miners ETF
NNA / Navios Maritime Acquisition Corp
UPRO / ProShares Trust - ProShares UltraPro S&P500
BIOS / BioPlus Acquisition Corp - Class A
DTEA / Davidstea Inc
PFI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Financial Momentum ETF
ADVISORSHARES TR / GARTMAN GD/YEN (00768Y685)
CGRN / Capstone Green Energy Corp.
CANF / Can-Fite BioPharma Ltd. - Depositary Receipt (Common Stock)
HGI / Guggenheim International Multi-Asset Income ETF
FLCO / Franklin Templeton ETF Trust - Franklin Investment Grade Corporate ETF
US3813701055 / Goldfield Corp.
VHC / VirnetX Holding Corporation
IAU / iShares Gold Trust
TOK / iShares Trust - iShares MSCI Kokusai ETF
RINF / ProShares Trust - ProShares Inflation Expectations ETF
JHDG / John Hancock Exchange-Traded Fund Trust - John Hancock Hedged Equity ETF
DUST / Direxion Shares ETF Trust - Direxion Daily Gold Miners Index Bear 2X ETF
XRT / SPDR Series Trust - State Street SPDR S&P Retail ETF
OSPN / OneSpan Inc.
QRHC / Quest Resource Holding Corporation
VONG / Vanguard Scottsdale Funds - Vanguard Russell 1000 Growth ETF
ABCD / Cambium Learning Group, Inc.
HEPA / Hepion Pharmaceuticals, Inc.
VSCI /
WTRX / Summit Water ETF
GRA / W.R. Grace & Co.
JHMU / John Hancock Exchange-Traded Fund Trust - John Hancock Dynamic Municipal Bond ETF
JYNT / The Joint Corp.
ORG / The Organics ETF
NASH / LocalShares Investment Trust
FNDC / Schwab Strategic Trust - Schwab Fundamental International Small Equity ETF
SFLY / Shutterfly, Inc.
JKS / JinkoSolar Holding Co., Ltd. - Depositary Receipt (Common Stock)
SDPI / Superior Drilling Products, Inc.
TGT / Target Corporation
TRST / TrustCo Bank Corp NY
87270T106 / Tribune Publishing Co
SBCP / Sunshine Bancorp, Inc.
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
ZPIN / Zhaopin Ltd
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
XNBBX / Nuveen Build America Bond Fund
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
WEAT / Teucrium Commodity Trust - Teucrium Wheat Fund
JDST / Direxion Shares ETF Trust - Direxion Daily Junior Gold Miners Index Bear 2X ETF
EWP / iShares, Inc. - iShares MSCI Spain ETF
RING / iShares, Inc. - iShares MSCI Global Gold Miners ETF
BGC / BGC Group, Inc.
XIV / VelocityShares Daily Inverse VIX Short Term ETN S&P 500 VIX STF Index 12/4/2030
KODK / Eastman Kodak Company
EGAN / eGain Corporation
EIO / Eaton Vance Ohio Municipal Bond Fund
EMES / Harbor ETF Trust - Harbor Emerging Markets Select ETF
GIGA / Gresham Worldwide, Inc.
HUSA / Houston American Energy Corp.
EMKR / Emcore Corporation
PRXL / PAREXEL International Corp.
SKIS / Peak Resorts, Inc.
US7800976893 / Royal Bank of Scotland Group Plc
DGT / SPDR Series Trust - State Street SPDR Global Dow ETF
SPIL / Siliconware Precision Industries Company Ltd.
WNRL / Western Refining Logistics, LP
VG / Venture Global, Inc.
SBIO / ALPS ETF Trust - ALPS Medical Breakthroughs ETF
BIOL / BIOLASE, Inc.
CHKR / Chesapeake Granite Wash Trust
WR / Corgi ETF Trust I - Corgi U.S. War Machine ETF
NM / Navios Maritime Holdings, Inc.
GDXX / ProShares Ultra Gold Miners ETF
UBR / ProShares Trust - ProShares Ultra MSCI Brazil Capped
UDN / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bearish Fund
RTH / VanEck ETF Trust - VanEck Retail ETF
BGCP / BGC Partners Inc - Class A
SHLX / Shell Midstream Partners L.P. - Unit
IPOA.U / Social Capital Hedosophia
OCSL / Oaktree Specialty Lending Corporation
ZNGA / Zynga Inc - Class A
CREDIT SUISSE AG NASSAU BRH / NT BCOMCL 36 (22539T332)
VOX / Vanguard World Fund - Vanguard Communication Services ETF
BBP / ETFis Series Trust I - Virtus Biotech ETF
CUMB / Virtus Cumberland Municipal Bond ETF
HYLV / IndexIQ ETF Trust - IQ S&P High Yield Low Volatility Bond ETF
US6821631008 / On Deck Capital, Inc.
PCOM / Points.com Inc
OMNT / Ominto, Inc.
MAV / Pioneer Municipal High Income Advantage Fund, Inc.
CMU / MFS High Yield Municipal Trust
NITE / Capitol Series Trust - The Nightview Fund
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
SMMV / iShares Trust - iShares MSCI USA Small-Cap Min Vol Factor ETF
MCRO / IndexIQ ETF Trust - IQ Hedge Macro Tracker ETF
VKI / Invesco Advantage Municipal Income Trust II
ICSH / iShares U.S. ETF Trust - iShares Ultra Short Duration Bond Active ETF
GST / Gastar Exploration Inc.
NSU / Nevsun Resources Ltd.
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
IWM / iShares Trust - iShares Russell 2000 ETF
NYMT / New York Mortgage Trust, Inc.
00110G101 / AGFiQ U.S. Market Neutral Momentum Fund
IVAC / Intevac, Inc.
NLST / Netlist, Inc.
BIF / Boulder Growth & Income Fund Inc
APRN / Blue Apron Holdings Inc - Class A
CYTX / Cytori Therapeutics, Inc.
ACST / Grace Therapeutics, Inc.
AMPE / Ampio Pharmaceuticals, Inc.
PRDO / Perdoceo Education Corporation
VYNT / Vyant Bio, Inc.
CVMW / CEL-SCI Corp. Warrants
BSTG / Biostage Inc
AXU / Alexco Resource Corp.
BKCC / BlackRock Capital Investment Corporation
BKT / BlackRock Income Trust, Inc.
ACTG / Acacia Research Corporation
RIBT / RiceBran Technologies
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
AADR / AdvisorShares Trust - AdvisorShares Dorsey Wright ADR ETF
NYCB / Flagstar Financial, Inc.
US0044461004 / Aceto Corp.
ASYS / Amtech Systems, Inc.
CFMS / Conformis Inc.
DBKO / Xtrackers MSCI South Korea Hedged Equity ETF
TMV / Direxion Shares ETF Trust - Direxion Daily 20+ Year Treasury Bear 3X Shares
TCTL / Premise Capital LLC - Premise Capital Diversified Tactical ETF
IEUR / iShares Trust - iShares Core MSCI Europe ETF
MFA / MFA Financial, Inc.
SNR / New Senior Investment Group Inc
UBS AG LONDON BRH / VELOCITYSHS SHRT (90274D150)
DFFN / Diffusion Pharmaceuticals Inc
BKS / Barnes & Noble, Inc.
DAG / DB Agriculture Double Long ETN due 4/1/2038
PTN / Palatin Technologies, Inc.
TS / Tenaris S.A. - Depositary Receipt (Common Stock)
ARGS / Argos Therapeutics, Inc.
GEL / Genesis Energy, L.P. - Limited Partnership
PRPO / Precipio, Inc.
SRT / Startek, Inc.
VCEL / Vericel Corporation
BKD / Brookdale Senior Living Inc.
MLNT / Melinta Therapeutics, Inc.
BRCD / Brocade Communications Systems, Inc.
CPN / Calpine Corp.
AMRK / Gold.com, Inc.
CRTN / Cartesian, Inc.
BRX / Brixmor Property Group Inc.
CLR / Continental Resources Inc (OKLA)
CYCC / Bio Green Med Solution, Inc.
WDRW / Direxion Daily Regional Banks Bear 3X Shares
ATXS / Astria Therapeutics, Inc.
CEI / Camber Energy, Inc.
GOAU / ETF Series Solutions - U.S. Global GO GOLD and Precious Metal Miners ETF
SGYPQ / SYNERGY PHARMACEUTICALS INC DEL
IBMH / iShares iBonds Sep 2019 AMT-Free Muni Bond ETF
EPE / EP Energy Corporation
IHIT / Invesco High Income 2023 Target Term Fund
BSCO / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2024 Corporate Bond ETF
CWEB / Direxion Shares ETF Trust - Direxion Daily CSI China Internet Index Bull 2X ETF
ECA / EnCana Corp.
GUSH / Direxion Shares ETF Trust - Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
FXA / Invesco CurrencyShares Australian Dollar Trust
SLCA / U.S. Silica Holdings, Inc.
HTBK / Heritage Commerce Corp
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
UJB / ProShares Trust - ProShares Ultra High Yield
FORD / Forward Industries, Inc.
REXX / Rex Energy Corp.
BBG / Bill Barrett Corp.
EVOK / Evoke Pharma, Inc.
FEYE / FireEye Inc
FTD / FTD Companies, Inc.
FXY / Invesco CurrencyShares Japanese Yen Trust
AMAT / Applied Materials, Inc.
BLFS / BioLife Solutions, Inc.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
DVY / iShares Trust - iShares Select Dividend ETF
AAAP / Advanced Accelerator Applications S.A
TGTX / TG Therapeutics, Inc.
BHACU / Focus Impact BH3 Acquisition Company - Debt/Equity Composite Units
ADVM / Adverum Biotechnologies, Inc.
BVN / Compañía de Minas Buenaventura S.A.A. - Depositary Receipt (Common Stock)
USFD / US Foods Holding Corp.
BWP / Boardwalk Pipeline Partners L.P
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
NERV / Minerva Neurosciences, Inc.
RVNU / DBX ETF Trust - Xtrackers Municipal Infrastructure Revenue Bond ETF
TAHO / Tahoe Resources Inc.
SCAP / Series Portfolios Trust - Infrastructure Capital Small Cap Income ETF
FTXO / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Bank ETF
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
JSYNU / Jensyn Acquistion Corp.
BLES / Northern Lights Fund Trust IV - Inspire Global Hope ETF
IBCP / Independent Bank Corporation
/ AAC Holdings, Inc.
HOV / Hovnanian Enterprises, Inc.
TD / The Toronto-Dominion Bank
JBHT / J.B. Hunt Transport Services, Inc.
CBAK / China BAK Battery, Inc.
SPNV / Supernova Partners Acquisition Company Inc - Class A
XYL / Xylem Inc.
/ Morgan Stanley Cushing MLP High Income Index ETN
MFC / Manulife Financial Corporation
JCI / Johnson Controls International plc
AES / The AES Corporation
JAZZ / Jazz Pharmaceuticals plc
CAG / Conagra Brands, Inc.
KBR / KBR, Inc.
KEX / Kirby Corporation
IBUY / Amplify ETF Trust - Amplify Online Retail ETF
LEN / Lennar Corporation
ACFC / Atlantic Coast Financial Corp.
BHACU / Focus Impact BH3 Acquisition Company - Debt/Equity Composite Units
US2782651036 / Eaton Vance Corp.
EOI / Eaton Vance Enhanced Equity Income Fund
EXPR / Express, Inc.
US34407D1090 / Fly Leasing Ltd.
FIBR / iShares Trust - iShares U.S. Fixed Income Balanced Risk Systematic ETF
PKE / Park Aerospace Corp.
WPRT / Westport Fuel Systems Inc.
AMLX / Amylyx Pharmaceuticals, Inc.
BAC.WS.B / Bank of America Corp. B Warrants
06740L519 / iPath US Treasury 2-year Bear ETN
BLCM / Bellicum Pharmaceuticals, Inc.
CALA / Calithera Biosciences, Inc.
CMBS / iShares Trust - iShares CMBS ETF
GNMA / iShares Trust - iShares GNMA Bond ETF
IEV / iShares Trust - iShares Europe ETF
JAGUAR HEALTH INC / (47010C201)
JHMS / John Hancock Investment Management LLC - John Hancock Multifactor Consumer Staples ETF
MBT / Mobile Telesystems PJSC - ADR
NCA / Nuveen California Municipal Value Fund
TGEN / Tecogen Inc.
TCON / TRACON Pharmaceuticals, Inc.
YERR / Yangtze River Development Limited
VNET / VNET Group, Inc. - Depositary Receipt (Common Stock)
AHL / Aspen Insurance Holdings Limited
G9396G100 / Urban Tea Inc
PLPM / Planet Payment, Inc.
ABIL / Ability Inc.
JJS / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJSB
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
PHYS / Sprott Physical Gold Trust
XRX / Xerox Holdings Corporation
EGC / Energy XXI Gulf Coast, Inc.
QID / ProShares Trust - ProShares UltraShort QQQ
EUO / ProShares Trust II - ProShares UltraShort Euro
RVT / Royce Small-Cap Trust, Inc.
SPY / State Street SPDR S&P 500 ETF Trust
RYJ / Invesco Exchange-Traded Fund Trust - Invesco Raymond James SB-1 Equity ETF
45409B552 / IQ 50 Percent Hedged FTSE Europe ETF
ISEE / IVERIC bio Inc
PVAC / Penn Virginia Corp.
SPE / Special Opportunities Fund, Inc.
SYN / Synthetic Biologics Inc
US8715611062 / Synacor Inc
XTDFX / Templeton Dragon Fund, Inc.
TRVN / Trevena, Inc.
GROW / U.S. Global Investors, Inc.
SMH / VanEck ETF Trust - VanEck Semiconductor ETF
TANH / Tantech Holdings Ltd
VXZ / iPath Series B S&P 500 VIX Mid-Term Futures ETN - Corporate Bond/Note
RMP / Rice Midstream Partners LP
PVG / Pretium Resources Inc
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
XOP / SPDR Series Trust - State Street SPDR S&P Oil & Gas Exploration & Production ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
SEP / Spectra Energy Partners LP
FSM / Fortuna Mining Corp.
EBRBY / Centrais Electricas Brazil
LDUR / PIMCO ETF Trust - PIMCO Enhanced Low Duration Active Exchange-Traded Fund
ASHR / DBX ETF Trust - Xtrackers Harvest CSI 300 China A-Shares ETF
US0325111070 / Anadarko Petroleum Corp.
US69329Y1047 / PDL BioPharma, Inc.
BEF / ETFS Bloomberg Energy Commodity
DRNA / Dicerna Pharmaceuticals Inc
PIM / Putnam Master Intermediate Income Trust
MLPJ / Global X Junior MLP ETF
EMQQ / Exchange Traded Concepts Trust - EMQQ The Emerging Markets Internet ETF
/ Gulfport Energy Corp.
UWM / ProShares Trust - ProShares Ultra Russell2000
INFI / Infinity Pharmaceuticals Inc.
BCI / abrdn ETFs - abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BJK / VanEck ETF Trust - VanEck Gaming ETF
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
UMPQ / Umpqua Holdings Corp
CDXC / ChromaDex Corporation
TARA / Protara Therapeutics, Inc.
DIREXION SHS ETF TR / DAILY HEALTHCARE (25490K372)
PCMI / PC Mall, Inc.
EVN / Eaton Vance Municipal Income Trust
IIN / IntriCon Corporation
DCAR / DropCar, Inc.
NCV / Virtus Convertible & Income Fund
ATHX / Athersys, Inc.
EWW / iShares, Inc. - iShares MSCI Mexico ETF
LXU / LSB Industries, Inc.
MPVD / Mountain Province Diamonds Inc.
ALFA / ETF Series Solutions Trust - ESS AlphaClone Alternative Alpha ETF
US3024451011 / FLIR Systems, Inc.
EVTC / EVERTEC, Inc.
RYI / Ryerson Holding Corporation
CRME / Cardiome Pharma Corp.
PDFS / PDF Solutions, Inc.
VRDN / Viridian Therapeutics, Inc.
FENY / Fidelity Covington Trust - Fidelity MSCI Energy Index ETF
SRS / ProShares Trust - ProShares UltraShort Real Estate
PHK / PIMCO High Income Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
MMP / Magellan Midstream Partners L.P.
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
BSJL / Invesco Capital Management LLC - Invesco BulletShares 2021 High Yield Corporate Bond ETF
US74733V1008 / QEP Resources, Inc.
KGJI / Kingold Jewelry, Inc.
19041P105 / CBS Corp.
US3015054006 / FLAG-Forensic Accounting Long-Short ETF
AGGE / IQ Enhanced Core Bond U.S. ETF
NMZ / Nuveen Municipal High Income Opportunity Fund
NURE / NuShares ETF Trust - Nuveen Short-Term REIT ETF
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
BWINA / Baldwin & Lyons, Inc.
ULSGF / UBS AG
AIRR / First Trust Exchange-Traded Fund VI - First Trust RBA American Industrial Renaissance ETF
STL / Sterling Bancorp.
VII / 7GC & Co Holdings Inc - Class A
BCOR / Grayscale Funds Trust - Grayscale Bitcoin Adopters ETF
FPP / FieldPoint Petroleum Corp.
GNW / Genworth Financial, Inc.
KHC / The Kraft Heinz Company
NG / NovaGold Resources Inc.
TGA / Transglobe Energy Corp.
PHM / PulteGroup, Inc.
TRQ / Turquoise Hill Resources Ltd
MERC / Mercer International Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
AAPL / Apple Inc.
SPEM / SPDR Index Shares Funds - State Street SPDR Portfolio Emerging Markets ETF
FDX / FedEx Corporation
CCJ / Cameco Corporation
YRI / Yamana Gold Inc
WMT / Walmart Inc.
CRK / Comstock Resources, Inc.
SMFG / Sumitomo Mitsui Financial Group, Inc. - Depositary Receipt (Common Stock)
PK / Park Hotels & Resorts Inc.
CNAT / Conatus Pharmaceuticals Inc.
TDW / Tidewater Inc.
STNG / Scorpio Tankers Inc.
GD / General Dynamics Corporation
NRZ / New Residential Investment Corp
ITP / IT Tech Packaging, Inc.
LCTX / Lineage Cell Therapeutics, Inc.
EXK / Endeavour Silver Corp.
MITK / Mitek Systems, Inc.
DB / Deutsche Bank Aktiengesellschaft
CLF / Cleveland-Cliffs Inc.
PTY / Partway Group Plc
OPTT / Ocean Power Technologies, Inc.
PBR.A / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
TMO / Thermo Fisher Scientific Inc.
SPXL / Direxion Shares ETF Trust - Direxion Daily S&P 500 Bull 3X ETF
CM / Canadian Imperial Bank of Commerce
NSC / Norfolk Southern Corporation
NAC / Nuveen California Quality Municipal Income Fund
BOOT / Boot Barn Holdings, Inc.
DXCM / DexCom, Inc.
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
CSTM / Constellium SE
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
LIND / Lindblad Expeditions Holdings, Inc.
TAIT / Taitron Components Incorporated
EDD / Morgan Stanley Emerging Markets Domestic Debt Fund, Inc.
HALO / Halozyme Therapeutics, Inc.
SITE / SiteOne Landscape Supply, Inc.
JBLU / JetBlue Airways Corporation
NVR / NVR, Inc.
TOUR / Tuniu Corporation - Depositary Receipt (Common Stock)
WFC / Wells Fargo & Company
IVOV / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 Value ETF
EIX / Edison International
KBH / KB Home
VIOG / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 Growth ETF
FRO / Frontline plc
DAKT / Daktronics, Inc.
PPL / PPL Corporation
TSN / Tyson Foods, Inc.
UPS / United Parcel Service, Inc.
GE / General Electric Company
GBR / New Concept Energy, Inc.
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
JPM / JPMorgan Chase & Co.
TRIP / Tripadvisor, Inc.
MO / Altria Group, Inc.
TNDM / Tandem Diabetes Care, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
UAA / Under Armour, Inc.
SSSS / SuRo Capital Corp.
COST / Costco Wholesale Corporation
KEY / KeyCorp
PM / Philip Morris International Inc.
GFI / Gold Fields Limited - Depositary Receipt (Common Stock)
WPM / Wheaton Precious Metals Corp.
IGBH / iShares U.S. ETF Trust - iShares Interest Rate Hedged Long-Term Corporate Bond ETF
TTI / TETRA Technologies, Inc.
AMD / Advanced Micro Devices, Inc.
EGHT / 8x8, Inc.
IGC / IGC Pharma, Inc.
DHT / DHT Holdings, Inc.
KOF / Coca-Cola FEMSA, S.A.B. de C.V. - Depositary Receipt (Common Stock)
BG / Bunge Global SA
SLRC / SLR Investment Corp.
MRTN / Marten Transport, Ltd.
ILMN / Illumina, Inc.
BRK.A / Berkshire Hathaway Inc.
PLM / Polymet Mining Corp
AOXG / Aoxing Pharmaceutical Company, Inc.
RUN / Sunrun Inc.
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
INVE / Identiv, Inc.
GLDD / Great Lakes Dredge & Dock Corporation
COOP / Mr. Cooper Group Inc.
X / United States Steel Corporation
TJX / The TJX Companies, Inc.
/ Pier 1 Imports, Inc.
CTIC / CTI BioPharma Corp
GRES / IndexIQ ETF Trust - IQ Global Resources ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
US00770F1049 / Aegion Corp
CPHI / China Pharma Holdings, Inc.
DEST / Destination Maternity Corp.
EPIX / ESSA Pharma Inc.
NTCT / NetScout Systems, Inc.
RRC / Range Resources Corporation
QIWI / QIWI plc - Depositary Receipt (Common Stock)
WMB / The Williams Companies, Inc.
VLCSX / Vanguard Large-Cap Index Fund
CAA / CalAtlantic Group, Inc.
DUG / ProShares Trust - ProShares UltraShort Energy
PFM / Invesco Exchange-Traded Fund Trust - Invesco Dividend Achievers ETF
GURE / Gulf Resources, Inc.
SINO / Sino-Global Shipping America Ltd
XSOE / WisdomTree Trust - WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
SDLP / Seadrill Partners LLC
DIG / ProShares Trust - ProShares Ultra Energy
ZBIO / Zenas BioPharma, Inc.
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
CBLAQ / CBL& Associates Properties, Inc.
MLPX / Global X Funds - Global X MLP & Energy Infrastructure ETF
EMCB / WisdomTree Trust - WisdomTree Emerging Markets Corporate Bond Fund
AKG / Asanko Gold Inc.
TTM / Tata Motors Ltd. - ADR
BSBR / Banco Santander (Brasil) S.A. - Depositary Receipt (Common Stock)
ZIXI / Zix Corp.
AGYS / Agilysys, Inc.
XISDX / Prudential Short Duration High
GLQ / Clough Global Equity Fund
BSCN / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2023 Corporate Bond ETF
ARAV / Aravive, Inc.
IUSB / iShares Trust - iShares Core Universal USD Bond ETF
JAN / Janus Living, Inc.
MYSZ / My Size, Inc.
US00448Q2012 / Achillion Pharmaceuticals, Inc.
FLTR / VanEck ETF Trust - VanEck IG Floating Rate ETF
TGH / Textainer Group Holdings Limited
SESN / Sesen Bio Inc.
OXSQ / Oxford Square Capital Corp.
KR / The Kroger Co.
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
MCI / Barings Corporate Investors
UTSL / Direxion Shares ETF Trust - Direxion Daily Utilities Bull 3X ETF
DBLV / Advisorshares Trust - AdvisorShares DoubleLine Value Equity ETF
/ InspireMD Inc. Series B Warrants, exercisable for one share of common stock (Expiring March 14, 2022
QGEN / Qiagen N.V.
SMB / VanEck ETF Trust - VanEck Short Muni ETF
SPBO / SPDR Series Trust - State Street SPDR Portfolio Corporate Bond ETF
SPHY / SPDR Series Trust - State Street SPDR Portfolio High Yield Bond ETF
GNOG / Golden Nugget Online Gaming Inc - Class A
00B65Z9D7 / Noble Corporation plc
GPN / Global Payments Inc.
MTB / M&T Bank Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
ZNOG / Zion Oil & Gas, Inc.
NAK / Northern Dynasty Minerals Ltd.
OPK / OPKO Health, Inc.
VERU / Veru Inc.
INUV / Inuvo, Inc.
EFC / Ellington Financial Inc.
AMZN / Amazon.com, Inc.
ORCL / Oracle Corporation
ROSG / Rosetta Genomics, Ltd.
GERN / Geron Corporation
HRTX / Heron Therapeutics, Inc.
TGB / Taseko Mines Limited
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
AHPAW / OmniAb Inc - Warrants (01/11/2027)
NBR / Nabors Industries Ltd.
MMYT / MakeMyTrip Limited
SNH / Senior Housing Properties Trust
BYD / Boyd Gaming Corporation
ATAX / America First Multifamily Investors LP - Unit
MCA / BlackRock MuniYield California Quality Fund Inc
PDSB / PDS Biotechnology Corporation
AFL / Aflac Incorporated
KMX / CarMax, Inc.
RAD / Rite Aid Corp.
DHY / Credit Suisse High Yield Credit Fund
RWLK / ReWalk Robotics Ltd.
WEX / WEX Inc.
LPCN / Lipocine Inc.
CARO / Carolina Financial Corp
XTNT / Xtant Medical Holdings, Inc.
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MIN / MFS Intermediate Income Trust
BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041
22542D670 / VelocityShares 3x Inverse Gold ETN linked to S&P GSCI Gold Index ER 10/14/2031
CURRENCYSHARES SWISS FRANC T / SWISS FRANC SH (23129V109)
KWEB / KraneShares Trust - KraneShares CSI China Internet ETF
FXB / Invesco CurrencyShares British Pound Sterling Trust
ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1
RXI / iShares Trust - iShares Global Consumer Discretionary ETF
VTWG / Vanguard Scottsdale Funds - Vanguard Russell 2000 Growth ETF
287711816 / ELKHORN ETF TR
ARLZ / Aralez Pharmaceuticals Inc.
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
TWM / ProShares Trust - ProShares UltraShort Russell2000
MSFG / MainSource Financial Group, Inc.
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
KIE / SPDR Series Trust - State Street SPDR S&P Insurance ETF
XLB / The Select Sector SPDR Trust - State Street Materials Select Sector SPDR ETF
PARR / Par Pacific Holdings, Inc.
INOD / Innodata Inc.
PZRX / PhaseRx, Inc.
TQQQ / ProShares Trust - ProShares UltraPro QQQ
DBP / Invesco DB Multi-Sector Commodity Trust - Invesco DB Precious Metals Fund
ZSL / ProShares Trust II - ProShares UltraShort Silver
SLX / VanEck ETF Trust - VanEck Steel ETF
SPPP / Sprott Physical Platinum and Palladium Trust
US87233Q1085 / TC Pipelines, LP
WPZ / Access Midstream Partners, L.P
LJPC / La Jolla Pharmaceutical Co.
COTV / Cotiviti Holdings, Inc.
US09249H1041 / BlackRock Municipal Bond Investment Trust
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
FDTS / First Trust Developed Markets ex-US Small Cap AlphaDEX Fund
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
IDSA / Industrial Services of America, Inc.
PLX / Protalix BioTherapeutics, Inc.
PMEWW / Pingtan Marine Enterprise Ltd.
BTU / Peabody Energy Corporation
ODP / The ODP Corporation
US90267B6829 / ETRACS Alerian MLP Index ETN
DBEU / DBX ETF Trust - Xtrackers MSCI Europe Hedged Equity ETF
RGNX / REGENXBIO Inc.
QVAL / EA Series Trust - Alpha Architect U.S. Quantitative Value ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
BRKL / Brookline Bancorp, Inc.
EFU / ProShares Trust - ProShares UltraShort MSCI EAFE
C / Citigroup Inc.
PMTS / CPI Card Group Inc.
RXN / Rexnord Corp
RUSL / Direxion Shares ETF Trust - Direxion Daily Russia Bull 2X Shares
CTXR / Citius Pharmaceuticals, Inc.
BFR / BBVA Banco Frances S.A.
CREDIT SUISSE AG NASSAU BRH / VEL SH 3X LG NAT (22539T324)
US25459Y7691 / Direxion All Cap Insider Sentiment Shares
ISHARES DOW JONES UBS ROLL S / SHS BEN INT (45032K102)
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
TMF / Direxion Shares ETF Trust - Direxion Daily 20+ Year Treasury Bull 3X Shares
BTEC / Principal Exchange-Traded Funds - Principal Healthcare Innovators ETF
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
SRTY / ProShares Trust - ProShares UltraPro Short Russell2000
451731103 / Ignyta, Inc.
PED / PEDEVCO Corp.
EDZ / Direxion Shares ETF Trust - Direxion Daily MSCI Emerging Markets Bear 3X Shares
257454108 / Dominion Midstream Partners LP
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
BZQ / ProShares Trust - ProShares UltraShort MSCI Brazil Capped
UGA / United States Gasoline Fund, LP - Limited Partnership
SU / Suncor Energy Inc.
OMN / Omnova Solutions, Inc.
ATHM / Autohome Inc. - Depositary Receipt (Common Stock)
FCSC / Fibrocell Science Inc.
SGDJ / Sprott Funds Trust - Sprott Junior Gold Miners ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
DBC / Invesco DB Commodity Index Tracking Fund
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
OXBRW / Oxbridge Re Holdings Limited - Equity Warrant
SD / SandRidge Energy, Inc.
GASL / Direxion Daily Natural Gas Related Bull 3X Shares
PSCF / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Financials ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
FRED / Fred's, Inc.
NMR / Nomura Holdings, Inc. - Depositary Receipt (Common Stock)
LLNW / Limelight Networks Inc
NYRT / New York REIT, Inc.
76028H209 / Repros Therapeutics, Inc.
HPE / Hewlett Packard Enterprise Company
SPHS / Sophiris Bio Inc
VSI / Vitamin Shoppe, Inc.
986005106 / YogaWorks, Inc.
RADA / Rada Electronic Industries
BKMU / Bank Mutual Corp.
LABU / Direxion Shares ETF Trust - Direxion Daily S&P Biotech Bull 3X ETF
JJT / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJTB
FULT / Fulton Financial Corporation
GNCA / Genocea Biosciences Inc
AUMN / Golden Minerals Company
NUVEEN HIGH INCOME DECMBR 20 / (67076E107)
OUSM / ALPS ETF Trust - ALPS | O'Shares U.S. Small-Cap Quality Dividend ETF
OGEN / Oragenics, Inc.
PML / PIMCO Municipal Income Fund II
PWZ / Invesco Exchange-Traded Fund Trust II - Invesco California AMT-Free Municipal Bond ETF
VGG2118P1027 / China Customer Relations Centers Inc
CO / Global Cord Blood Corp
FNV / Franco-Nevada Corporation
CFCOW / CF Corporation, Warrants
IYE / iShares Trust - iShares U.S. Energy ETF
KSU / Kansas City Southern
FDUS / Fidus Investment Corporation
/ Vanguard Russell 1000 Value
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
EBRYY / Centrais Electricas Brazil
COHR / Coherent Corp.
CRTO / Criteo S.A. - Depositary Receipt (Common Stock)
DWLD / Davis Fundamental ETF Trust - Davis Select Worldwide ETF
GAMR / Amplify ETF Trust - Amplify Video Game Leaders ETF
SIVR / abrdn Silver ETF Trust - abrdn Physical Silver Shares ETF
US2782651036 / Eaton Vance Corp.
FMSA / Fairmount Santrol Holdings Inc.
BUSE / First Busey Corporation
NFRA / FlexShares Trust - FlexShares STOXX Global Broad Infrastructure Index Fund
HPJ / Highpower International Inc.
HFXI / New York Life Investments ETF Trust - NYLI FTSE International Equity Currency Neutral ETF
INSY / Insys Therapeutics Inc.
QLS / IndexIQ ETF Trust - IQ Hedge Long/Short Tracker ETF
CPI / IndexIQ ETF Trust - IQ Real Return ETF
ISHG / iShares Trust - iShares 1-3 Year International Treasury Bond ETF
ISBC / Investors Bancorp Inc
NVIV / InVivo Therapeutics Holdings Corp.
IO / ION Geophysical Corp
VGM / Invesco Trust for Investment Grade Municipals
AOM / iShares Trust - iShares Core 40/60 Moderate Allocation ETF
MBB / iShares Trust - iShares MBS ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
AOA / iShares Trust - iShares Core 80/20 Aggressive Allocation ETF
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
ROUS / Lattice Strategies Trust - Hartford Multifactor US Equity ETF
LONE / Lonestar Resources US Inc
WLH / Lyon William Homes
MDXG / MiMedx Group, Inc.
MICTW / Micronet Enertec Technologies, Inc. Warrants Expiring 4/15/2018
QXGG / QuantX Risk Managed Growth ETF
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
TEUM / Pareteum Corp
PXJ / Invesco Exchange-Traded Fund Trust - Invesco Oil & Gas Services ETF
PGJ / Invesco Exchange-Traded Fund Trust - Invesco Golden Dragon China ETF
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
PXLW / Pixelworks, Inc.
PAGP / Plains GP Holdings, L.P. - Limited Partnership
FUT / ProShares Trust - ProShares Managed Futures Strategy ETF
PFPT / Proofpoint Inc
TMUS / T-Mobile US, Inc.
RT / Ruby Tuesday, Inc.
ONEV / SPDR Series Trust - State Street SPDR Russell 1000 Low Volatility Focus ETF
BIL / SPDR Series Trust - State Street SPDR Bloomberg 1-3 Month T-Bill ETF
HYMB / SPDR Series Trust - State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
XME / SPDR Series Trust - State Street SPDR S&P Metals & Mining ETF
IBND / SPDR Series Trust - State Street SPDR Bloomberg International Corporate Bond ETF
SPTS / SPDR Series Trust - State Street SPDR Portfolio Short Term Treasury ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
VBLTX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Long-Term Bond Index Fund
VNTV / Vantiv, Inc.
BLHY / Virtus ETF Trust II - Virtus Newfleet High Yield Bond ETF
US92913C1062 / Voya Natural Resources Equity Income Fnd
AGND / WisdomTree Negative Duration U.S. Aggregate Bond Fund
VER / VEREIT Inc
ZOES / Zoe's Kitchen, Inc.
ELEC / Electrum Special Acquisition Corporation
EAGLW / Double Eagle Acquisition Corp.
VGR / Vector Group Ltd.
SDRL / Seadrill Limited
SEED / Origin Agritech Limited
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
DCP / DCP Midstream LP - Unit
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
SCO / ProShares Trust II - ProShares UltraShort Bloomberg Crude Oil
ERINQ / Erin Energy Corporation
C.PRPCL / Citigroup Inc
URBN / Urban Outfitters, Inc.
IPWR / Ideal Power Inc.
VMO / Invesco Municipal Opportunity Trust
IBML / iShares Trust - iShares iBonds Dec 2023 Term Muni Bond ETF
IMTB / iShares Trust - iShares Core 5-10 Year USD Bond ETF
INDA / iShares Trust - iShares MSCI India ETF
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
MTCH / Match Group, Inc.
QHC / Quorum Health Corporation
RTN / Raytheon Co.
RTNB / root9B Holdings, Inc.
TIPX / SPDR Series Trust - State Street SPDR Bloomberg 1-10 Year TIPS ETF
TYG / Tortoise Energy Infrastructure Corporation
UQM / UQM Technologies, Inc.
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
VONE / Vanguard Scottsdale Funds - Vanguard Russell 1000 ETF
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
CERCW / Cerecor Inc. Class A Warrants
PKD / Parker Drilling Co.
POT / Potash Corp. of Saskatchewan, Inc.
VSDA / Victory Portfolios II - VictoryShares Dividend Accelerator ETF
VRIG / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Variable Rate Investment Grade ETF
PUI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Utilities Momentum ETF
CORN / Teucrium Commodity Trust - Teucrium Corn Fund
MUX / McEwen Inc.
SBGL / Standard Bank Group Limited - Preferred Security
BCS / Barclays PLC - Depositary Receipt (Common Stock)
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
NFLT / ETFis Series Trust I - Virtus Newfleet Multi-Sector Bond ETF
FDMO / Fidelity Covington Trust - Fidelity Momentum Factor ETF
CASI / CASI Pharmaceuticals, Inc.
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
CLDR / Cloudera Inc
NEFF / Neff Corp.
OSBC / Old Second Bancorp, Inc.
KSS / Kohl's Corporation
PBE / Invesco Exchange-Traded Fund Trust - Invesco Biotechnology & Genome ETF
KDMN / Kadmon Holdings Inc
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
US62914B1008 / NIC Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
CEW / WisdomTree Trust - WisdomTree Emerging Currency Strategy Fund
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
FBND / Fidelity Merrimack Street Trust - Fidelity Total Bond ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
NBH / Neuberger Berman Income Funds - Neuberger Municipal Fund Inc.
PAI / Western Asset Investment Grade Income Fund Inc.
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
LADR / Ladder Capital Corp
NQ / NQ Mobile Inc.
WFT / Weatherford International plc
CTSO / Cytosorbents Corporation
CREDIT SUISSE NASSAU BRH / VELOCITY SHS MED (22542D340)
TLGT / Teligent Inc
GBT / Global Blood Therapeutics Inc.
CNP / CenterPoint Energy, Inc.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
46434V571 / iShares iBonds Sep 2020 Term Muni Bond ETF
INTF / iShares Trust - iShares International Equity Factor ETF
IYLD / iShares Trust - iShares Morningstar Multi-Asset Income ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
US33812L1026 / Fitbit Inc.
DDC / DDC Enterprise Limited
BIOC / Biocept Inc
BDSI / Biodelivery Sciences International
JJC / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJCB
CENX / Century Aluminum Company
JRJC / China Finance Online Co. Ltd. - ADR
CVRS / Corindus Vascular Robotics, Inc.
FDC / First Data Corporation
34958B106 / Fortress Investment Group LLC
CHII / Global X Funds - Global X MSCI China Industrials ETF
HLX / Helix Energy Solutions Group, Inc.
AENZ / Aenza S.A.A - ADR
JP / Jupai Holdings Ltd - ADR
QXRR / QuantX Risk Managed Real Return ETF
656844107 / North American Energy Partners Inc.
VIV / Telefônica Brasil S.A. - Depositary Receipt (Common Stock)
PXH / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Emerging Markets ETF
PXSV / PowerShares Fundamental Pure Small Value Portfolio
DWIN / Delwinds Insurance Acquisition Corp - Class A
PSCM / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Materials ETF
FSBSP / First South Bancorp, Inc.
KOLD / ProShares Trust II - ProShares UltraShort Bloomberg Natural Gas
PSCD / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Consumer Discretionary ETF
UYG / ProShares Trust - ProShares Ultra Financials
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
RSX / VanEck ETF Trust - VanEck Russia ETF
NVLN / NOVELION THERAPEUTICS INC.
TDTT / FlexShares Trust - FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
HGV / Hilton Grand Vacations Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
HCRF / iShares Edge MSCI Multifactor Healthcare ETF
NOG / Northern Oil and Gas, Inc.
US70338T1025 / Patriot National, Inc.
ULE / ProShares Trust II - ProShares Ultra Euro
SSN / Samson Oil & Gas Limited
TNXP / Tonix Pharmaceuticals Holding Corp.
HEAR / Turtle Beach Corporation
LSTR / Landstar System, Inc.
SNMX / Senomyx, Inc.
SNC / State National Companies, Inc.
USCF ETF TR / STK SPLT IDX FD (90290T106)
DBS / Invesco DB Multi-Sector Commodity Trust - Invesco DB Silver Fund
NS / NuStar Energy L.P. - Limited Partnership
GOL / Gol Linhas Aéreas Inteligentes S.A. - Depositary Receipt (Common Stock)
HBM / Hudbay Minerals Inc.
BSJN / Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSCQ / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2026 Corporate Bond ETF
DYNT / Dynatronics Corporation
HCCI / Heritage-Crystal Clean Inc
RGORF / Randgold Resources Ltd.
RCG / RENN Fund, Inc.
SDR / SandRidge Mississippian Trust II
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
OKSB / Southwest Bancorp, Inc.
OILK / ProShares Trust - ProShares K-1 Free Crude Oil ETF
MXWL / Maxwell Technologies, Inc.
OWE / Obsidian Energy Ltd.
XSHQ / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Quality ETF
STLD / Steel Dynamics, Inc.
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
SUMR / Summer Infant Inc
VTWV / Vanguard Scottsdale Funds - Vanguard Russell 2000 Value ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
KLDX / Klondex Mines Ltd.
ALKS / Alkermes plc
TOTL / SPDR Series Trust - State Street DoubleLine Total Return Tactical ETF
CVO / Cenveo, Inc.
SNES / SenesTech, Inc.
VRTIX / Vanguard Scottsdale Funds - Vanguard Russell 2000 Index Fund Institutional Shares
CATO / The Cato Corporation
EMIF / iShares Trust - iShares Emerging Markets Infrastructure ETF
KNDI / Kandi Technologies Group, Inc.
QUOT / Quotient Technology Inc
ARNC / Arconic Corporation
XUSA / QuantX Dynamic Beta US Equity ETF
FTXL / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Semiconductor ETF
US45409B4793 / IQ Enhanced Core Plus Bond U.S. ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
RIGS / ALPS ETF Trust - ALPS Strategic Income Fund
DGLT / Digiliti Money Group Inc
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
TMBR / Timber Pharmaceuticals Inc
CLNS / Colony NorthStar, Inc.
DTRM / Determine, Inc.
LMFA / LM Funding America, Inc.
MBII / Marrone Bio Innovations Inc
CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHR (22542D357)
FIXD / First Trust Exchange-Traded Fund VIII - First Trust Smith Opportunistic Fixed Income ETF
MLPA / Global X Funds - Global X MLP ETF
DGZ / DB Gold Short ETN
ONSIW / Oncobiologics, Inc. Series A Warrant Expiring 2/18/2018
NXTDW / NXT-ID Inc. Warrants exp. 2019-02-09
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock)
PSLV / Sprott Physical Silver Trust
ESV / Ensco plc
MFL / BlackRock MuniHoldings Investment Quality Fund
NYT / The New York Times Company
RYB / RYB Education Inc - ADR
FAZ / Direxion Shares ETF Trust - Direxion Daily Financial Bear 3X ETF
MRGR / ProShares Trust - ProShares Merger ETF
UGL / ProShares Trust II - ProShares Ultra Gold
RFCI / ALPS ETF Trust - ALPS Dynamic Core Income ETF
KMPH / Zevra Therapeutics Inc
QXTR / QuantX Risk Managed Multi-Asset Total Return ETF
PTNQ / Pacer Funds Trust - Pacer Trendpilot 100 ETF
UVXY / ProShares Trust II - ProShares Ultra VIX Short-Term Futures ETF
GCC / WisdomTree Trust - WisdomTree Enhanced Commodity Strategy Fund
47W / Neurotrope Inc
YCL / ProShares Trust II - ProShares Ultra Yen
XPP / ProShares Trust - ProShares Ultra FTSE China 50
BWX / SPDR Series Trust - State Street SPDR Bloomberg International Treasury Bond ETF
HYLD / Exchange Listed Funds Trust - High Yield ETF
MDGN / Medgenics, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
/ China Unicom (Hong Kong) Ltd.
NMTR / 9 Meters Biopharma Inc
REV / Revlon, Inc. - Class A
87600U104 / Tanzanian Royalty Exploration Corp.
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
HLTH / Cue Health Inc.
CPL / CPFL Energia S.A.
DRV / Direxion Shares ETF Trust - Direxion Daily Real Estate Bear 3X ETF
FPO / First Potomac Realty Trust
HTLD / Heartland Express, Inc.
CVSL / CVSL Inc.
LEJU / Leju Holdings Limited - Depositary Receipt (Common Stock)
SHPG / Shire Plc.
EFZ / ProShares Trust - ProShares Short MSCI EAFE
EWY / iShares, Inc. - iShares MSCI South Korea ETF
USAG / United States Agriculture Index Fund
USOU / United States 3X Oil Fund
ONTX / Onconova Therapeutics, Inc.
PSET / Principal Exchange-Traded Funds - Principal Quality ETF
EUFX / ProShares Trust - ProShares Short Euro
OCX / OncoCyte Corporation
FWDB / Advisorshares Trust - AdvisorShares FolioBeyond Smart Core Bond ETF
ATNM / Actinium Pharmaceuticals, Inc.
COW / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_COWB
EKSO / Ekso Bionics Holdings, Inc.
AVDL / Avadel Pharmaceuticals plc
SVA / Sinovac Biotech, Ltd.
SEF / ProShares Trust - ProShares Short Financials
SSNI / Silver Spring Networks, Inc.
SO / The Southern Company
SRNE / Sorrento Therapeutics, Inc.
AXAS / Abraxas Petroleum Corp.
NUVEEN HGH INC DEC18 TRGT TR / (67075P103)
PTMC / Pacer Funds Trust - Pacer Trendpilot US Mid Cap ETF
TZA / Direxion Shares ETF Trust - Direxion Daily Small Cap Bear 3X ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
HMY / Harmony Gold Mining Company Limited - Depositary Receipt (Common Stock)
MNA / New York Life Investments ETF Trust - NYLI Merger Arbitrage ETF
AMGN / Amgen Inc.
NBSE / NeuBase Therapeutics, Inc.
AHT / Ashford Hospitality Trust, Inc.
UGE / ProShares Trust - ProShares Ultra Consumer Staples
VIAB / Viacom, Inc.
SIRI / Sirius XM Holdings Inc.
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
45782F113 / Innovate Biopharmaceuticals Warrants
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
FXP / ProShares Trust - ProShares UltraShort FTSE China 50
CPER / United States Commodity Index Funds Trust - United States Copper Index Fund
BSCP / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2025 Corporate Bond ETF
XTN / SPDR Series Trust - State Street SPDR S&P Transportation ETF
129603106 / Calgon Carbon Corp.
HEP / Holly Energy Partners L.P. - Unit
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
AINV / Apollo Investment Corporation
BGB / Blackstone Strategic Credit 2027 Term Fund
CYTXW / Cytori Therapeutics, Inc. Warrants
CLNE / Clean Energy Fuels Corp.
DEX / Delaware Enhanced Global Dividend & Income Fund
DGP / DB Gold Double Long ETN
FBP / First BanCorp.
FLLV / Franklin U.S. Core Dividend Tilt Index ETF - Franklin U.S. Low Volatility ETF
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
ALQA / Alliqua, Inc.
AGRX / Agile Therapeutics, Inc.
AEMD / Aethlon Medical, Inc.
NLY / Annaly Capital Management, Inc.
ARQL / ArQule, Inc.
ARCX / Investment Managers Series Trust II - Tradr 2x Long ACHR Daily ETF
/ Array BioPharma, Inc.
AVP / Avon Products, Inc.
BW / Babcock & Wilcox Enterprises, Inc.
BYBK / Bay Bancorp, Inc.
NIB / Barclays Bank PLC - ZC SP ETN REDEEM 24/06/2038 USD 50
BDR / Blonder Tongue Laboratories Inc.
DJP / iPath Bloomberg Commodity Index Total Return ETN
UAN / CVR Partners, LP - Limited Partnership
CYS / CYS Investments, Inc.
CSLT / Castlight Health Inc - Class B
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
CHK / Chesapeake Energy Corporation
US00972L1070 / Akcea Therapeutics Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
US01167P1012 / Alaska Communications Systems Group Inc
NAP / Navios Maritime Midstream Partners LP
CREDIT SUISSE NASSAU BRH / VELOCITY SHS SHO (22542D365)
EEP / Enbridge Energy Partners, L.P.
EXPD / Expeditors International of Washington, Inc.
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
BIS / ProShares Trust - ProShares UltraShort Nasdaq Biotechnology
MYY / ProShares Trust - ProShares Short MidCap400
SKF / ProShares Trust - ProShares UltraShort Financials
DZZ / DB Gold Double Short ETN
SVXY / ProShares Trust II - ProShares Short VIX Short-Term Futures ETF
SLIM / The Obesity ETF
SMSI / Smith Micro Software, Inc.
TXMD / TherapeuticsMD, Inc.
TRN / Trinity Industries, Inc.
/ Windstream Holdings, Inc
IBMJ / BlackRock Institutional Trust Company N.A. - iShares iBonds Dec 2021 Term Muni Bond ETF
PROSHARES TR II / VIX SHORT TERM F (74347W262)
SMCP / Tidal Trust I - SMART Mid Cap ETF
TESO / Tesco Corp. (USA)
AEG / Aegon Ltd. - Depositary Receipt (Common Stock)
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
SLV / iShares Silver Trust
EPRF / Innovator ETFs Trust - Innovator S&P Investment Grade Preferred ETF
ROKA / Roka Bioscience, Inc.
NVDA / NVIDIA Corporation
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
MVV / ProShares Trust - ProShares Ultra MidCap400
/ Benefytt Technologies Inc
SRAX / SRAX, Inc.
DLHC / DLH Holdings Corp.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
UCFC / United Community Financial Corp.
OTIC / Otonomy Inc
BRQSW / Borqs Technologies Inc - Warrants (15/03/2022)
NDLS / Noodles & Company
DHF / BNY Mellon High Yield Strategies Fund
FSNN / Fusion Telecommunications International, Inc.
VBND / ETF Series Solutions - Vident U.S. Bond Strategy ETF
JJE / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJEB
US5184163005 / Hartford Multifactor REIT ETF
PICB / Invesco Exchange-Traded Fund Trust II - Invesco International Corporate Bond ETF
HDG / ProShares Trust - ProShares Hedge Replication ETF
JNPR / Juniper Networks, Inc.
LPT / Liberty Property Trust
KERX / Keryx Biopharmaceuticals, Inc.
DBB / Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
SPNRF / Sparton Resources Inc.
SAEXW / SAExploration Holdings, Inc.
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
TYHT / Shineco Inc
SPLK / Splunk Inc.
STM / STMicroelectronics N.V. - Depositary Receipt (Common Stock)
US98212B1035 / WPX Energy, Inc.
WG / Willbros Group, Inc.
FGL / Founder Group Limited
XNET / Xunlei Limited - Depositary Receipt (Common Stock)
TWO / Two Harbors Investment Corp.
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
EVAR / Lombard Medical, Inc.
YUMA / Yuma Energy, Inc.
TNK / Teekay Tankers Ltd.
SJM / The J. M. Smucker Company
SPWR / SunPower Inc.
PXI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Energy Momentum ETF
PSCU / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Utilities & Communication Services ETF
ECNS / iShares Trust - iShares MSCI China Small-Cap ETF
OILX / ETRACS S&P GSCI Crude Oil Total Return Index ETN due February 22, 2046
SGEN / Seagen Inc
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
CVEO / Civeo Corporation
DIREXION SHS ETF TR / DAILY SP BIOTECH (25490K380)
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
KS / KapStone Paper & Packaging Corp.
BCD / abrdn ETFs - abrdn Bloomberg All Commodity Longer Dated Strategy K-1 Free ETF
33737J240 / First Trust Hong Kong AlphaDEX Fund
MIC / Macquarie Infrastructure Holdings LLC - Units
MN / Manning & Napier Inc - Class A
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
TNTR / Tintri, Inc.
DGL / Invesco DB Multi-Sector Commodity Trust - Invesco DB Gold Fund
CHY / Calamos Convertible and High Income Fund
PSXP / Phillips 66 Partners LP - Units
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
EWG / iShares, Inc. - iShares MSCI Germany ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
NEON / Neonode Inc.
XUTGX / Reaves Utility Income Fund
TECS / Direxion Shares ETF Trust - Direxion Daily Technology Bear 3X ETF
LIQT / LiqTech International, Inc.
MTOR / Meritor Inc
VIXY / ProShares Trust II - ProShares VIX Short-Term Futures ETF
ELLH / Elah Holdings, Inc.
MOMO / Hello Group Inc. - Depositary Receipt (Common Stock)
ANDV / Andeavor Corp.
RFEU / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Europe ETF
ERJ / Embraer S.A. - Depositary Receipt (Common Stock)
NNVC / NanoViricides, Inc.
US60877T1007 / Momenta Pharmaceuticals, Inc.
WHLRW / Wheeler Real Estate Investment Trust, Inc., Warrants
ELP / Companhia Paranaense de Energia - COPEL - Depositary Receipt (Common Stock)
BEL / Belmond Ltd.
RALS / ProShares Trust - ProShares RAFI Long/Short
HSC / Enviri Corp
BTAL / AGF Investments Trust - AGF U.S. Market Neutral Anti-Beta Fund
FDIV / EA Series Trust - MarketDesk Focused U.S. Dividend ETF
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
RLGT / Radiant Logistics, Inc.
US27829W1018 / Eaton Vance High Income 2021 Target Term Trust
YDIV / International Multi-Asset Diversified Income Index Fund
FPEI / First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF
EZJ / ProShares Trust - ProShares Ultra MSCI Japan
FCOR / Fidelity Merrimack Street Trust - Fidelity Corporate Bond ETF
MRNS / Marinus Pharmaceuticals, Inc.
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
FSTR / L.B. Foster Company
KEM / KraneShares Trust - KraneShares Dynamic Emerging Markets Strategy ETF
TROX / Tronox Holdings plc
FAAR / First Trust Exchange-Traded Fund VII - First Trust Alternative Absolute Return Strategy ETF
LABD / Direxion Shares ETF Trust - Direxion Daily S&P Biotech Bear 3X ETF
XES / SPDR Series Trust - State Street SPDR S&P Oil & Gas Equipment & Services ETF
ADXS / Ayala Pharmaceuticals, Inc.
PZT / Invesco Exchange-Traded Fund Trust II - Invesco New York AMT-Free Municipal Bond ETF
FTLS / First Trust Exchange-Traded Fund III - First Trust Long/Short Equity ETF
FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
XCEM / Columbia ETF Trust II - Columbia EM Core ex-China ETF
NWY / New York & Company, Inc.
BPTH / Bio-Path Holdings, Inc.
APT / Alpha Pro Tech, Ltd.
DVD / Dover Motorsports Inc
CIDM / Cinedigm Corp - Class A
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
HP / Helmerich & Payne, Inc.
USB / U.S. Bancorp
AVCT / American Virtual Cloud Technologies Inc
ICVT / iShares Trust - iShares Convertible Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FXI / iShares Trust - iShares China Large-Cap ETF
JSMD / Janus Detroit Street Trust - Janus Henderson Small/Mid Cap Growth Alpha ETF
TPYP / Tortoise Capital Series Trust - Tortoise North American Pipeline ETF
SGDM / Sprott Funds Trust - Sprott Gold Miners ETF
YCS / ProShares Trust II - ProShares UltraShort Yen
RNDV / First Trust Exchange-Traded Fund VI - First Trust US Equity Dividend Select ETF
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
FNDF / Schwab Strategic Trust - Schwab Fundamental International Equity ETF
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
HNP / Huaneng Power International Inc. - ADR
LAYN / Layne Christensen Co.
FFHG / Northern Lights Fund Trust IV - Formula Folios Hedged Growth ETF
25490K125 / Direxion Daily S&P Oil & Gas Exp. & Prod. Bear 3X Shares
SCYX / SCYNEXIS, Inc.
VSTM / Verastem, Inc.
JJG / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJGB
HECO / SSGA Active Trust - State Street Galaxy Digital Asset Ecosystem ETF
RIC / Richmont Mines, Inc.
US88165N2045 / Tetraphase Pharmaceuticals, Inc.
ENDP / Endo International plc
UHN / United States Diesel Heating Oil Fund
LTEA / Long Blockchain Corp.
45409B511 / IQ Leaders GTAA Tracker ETF
FEMB / First Trust Exchange Traded Fund III - First Trust Emerging Markets Local Currency Bond ETF
SNDX / Syndax Pharmaceuticals, Inc.
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
CFX / Colfax Corp
TENX / Tenax Therapeutics, Inc.
25459Y181 / Direxion Daily Small Cap Bull 2X Shares
JHMA / John Hancock Investment Management LLC - John Hancock Multifactor Materials ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
JHMF / John Hancock Investment Management LLC - John Hancock Multifactor Financials ETF
670979889 / Nuveen Michigan Quality Income
EINC / VanEck ETF Trust - VanEck Energy Income ETF
TNP / Tsakos Energy Navigation Limited
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
UBNK / United Financial Bancorp, Inc.
22542D654 / VelocityShares 3x Inverse Silver ETN linked to S&P GSCI Silver Index ER 10/14/31
PEO / Adams Natural Resources Fund, Inc.
ERX / Direxion Shares ETF Trust - Direxion Daily Energy Bull 2X ETF
DYN / Dyne Therapeutics, Inc.
GPL / Great Panther Mining Ltd
74347W213 / ProShares UltraPro 3x Short Crud
74347W221 / ProShares UltraPro 3x Crude Oil
SSO / ProShares Trust - ProShares Ultra S&P500
AVXS / AveXis, Inc.
MCBC / Macatawa Bank Corporation
MFM / MFS Municipal Income Trust
PAR / PAR Technology Corporation
KMDA / Kamada Ltd.
US0549371070 / BB&T Corp.
CBF / Capital Bank Financial Corp.
AKRX / Akorn, Inc.
NVFY / Nova LifeStyle, Inc.
KIQ / Kelso Technologies Inc.
GLBL / Pacer Funds Trust - Pacer MSCI World Industry Advantage ETF
DWAT / Arrow Investments Trust - Arrow DWA Tactical: Macro ETF
SHIP / Seanergy Maritime Holdings Corp.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
RKDA / Arcadia Biosciences, Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
DNO / United States Short Oil Fund
GG / Goldcorp, Inc.
TUR / iShares, Inc. - iShares MSCI Turkey ETF
US25459W7891 / Direxion Daily MSCI Developed Markets Bull 3X Shares
WYY / WidePoint Corporation
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
NOV / NOV Inc.
MTL / Mechel PJSC - ADR
XIN / Xinyuan Real Estate Co., Ltd. - Depositary Receipt (Common Stock)
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
DVP / Deep Value ETF
XCO / EXCO Resources, Inc.
PQ / Petroquest Energy, Inc.
SPXS / Direxion Shares ETF Trust - Direxion Daily S&P 500 Bear 3X ETF
US92854Q1067 / Vivint Solar Inc.
IBIO / iBio, Inc.
LODE / Comstock Inc.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
SQQQ / ProShares Trust - ProShares UltraPro Short QQQ
DRRX / DURECT Corporation
ALIM / Alimera Sciences, Inc.
EXA / Exa Corp
76155G107 / Revolution Lighting Technologies, Inc.
RGSE / Real Goods Solar, Inc.
TROV / TrovaGene, Inc.
TX / Ternium S.A. - Depositary Receipt (Common Stock)
TSS / Total System Services, Inc.
GRNB / VanEck ETF Trust - VanEck Green Bond ETF
TOO / Teekay Offshore Partners L.P.
PGAL / Global X Funds - Global X MSCI Portugal ETF
RWM / ProShares Trust - ProShares Short Russell2000
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
JASNW / Jason Industries, Inc. Warrants
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
US80007A1025 / SandRidge Permian Trust
NXEO / Nexeo Solutions, Inc.
ORC / Orchid Island Capital, Inc.
ENX / Eaton Vance New York Municipal Bond Fund
INO / Inovio Pharmaceuticals, Inc.
PXE / Invesco Exchange-Traded Fund Trust - Invesco Energy Exploration & Production ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
ULSGF / UBS AG
DSUM / PowerShares Chinese Yuan Dim Sum Bond Portfolio
CRIS / Curis, Inc.
ULSGF / UBS AG
EURN / Euronav NV
KT / KT Corporation - Depositary Receipt (Common Stock)
TOPS / Top Ships Inc.
C.PRPCL / Citigroup Inc
ETSY / Etsy, Inc.
SBH / Sally Beauty Holdings, Inc.
JBL / Jabil Inc.
AZUL / Azul S.A. - Depositary Receipt (Common Stock)
NVG / Nuveen AMT-Free Municipal Credit Income Fund
018490100 / Allergan plc
CMLS / Cumulus Media Inc.
SGH / SMART Global Holdings, Inc.
CMRE / Costamare Inc.
CPG / Veren Inc.
CTMX / CytomX Therapeutics, Inc.
AMC / AMC Entertainment Holdings, Inc.
US00C4U1L353 / Mylan N.V.
KRNT / Kornit Digital Ltd.
ACHV / Achieve Life Sciences, Inc.
HIX / Western Asset High Income Fund II Inc.
/ Third Point Reinsurance Ltd.
MOFG / MidWestOne Financial Group, Inc.
PSEC / Prospect Capital Corporation
PLUG / Plug Power Inc.
GOLD / Gold.com, Inc.
AXL / Dauch Corporation
ACGL / Arch Capital Group Ltd.
SFL / SFL Corporation Ltd.
LKSD / LSC Communications, Inc.
AFMD / Affimed N.V.
URG / Ur-Energy Inc.
BMG253431073 / Cosan Ltd.
TGHI / Touchpoint Group Holdings, Inc.
CYH / Community Health Systems, Inc.
MDVL / MedAvail Holdings, Inc.
FCFS / FirstCash Holdings, Inc.
VKTX / Viking Therapeutics, Inc.
OPGN / CapForce Inc.
GOF / Guggenheim Strategic Opportunities Fund
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
ANF / Abercrombie & Fitch Co.
BCLI / Brainstorm Cell Therapeutics Inc.
KPRX / Kiora Pharmaceuticals, Inc.
AIM / AIM ImmunoTech Inc.
GIS / General Mills, Inc.
INSG / Inseego Corp.
DB / Deutsche Bank Aktiengesellschaft
MCN / XAI Madison Equity Premium Income Fund
US25460E8286 / Direxion Daily Russia Bear 3x Shares
ZTS / Zoetis Inc.
GBDC / Golub Capital BDC, Inc.
SCU / Sculptor Capital Management Inc - Class A
BKR / Baker Hughes Company
AWH / Aspira Women's Health Inc.
OSKGF / Osisko Gold Royalties Ltd.
ESPR / Esperion Therapeutics, Inc.
DDD / 3D Systems Corporation
LOW / Lowe's Companies, Inc.
HLIT / Harmonic Inc.
VIRX / Viracta Therapeutics, Inc.
TMX / Terminix Global Holdings Inc
PROSHARES TR / ULTRAPRO DOW 30 (74348A178)
MS / Morgan Stanley
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
F / Ford Motor Company
CETX / Cemtrex, Inc.
AU / AngloGold Ashanti plc
IONS / Ionis Pharmaceuticals, Inc.
GTE / Gran Tierra Energy Inc.
UMC / United Microelectronics Corporation - Depositary Receipt (Common Stock)
/ Denbury Resources, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
FTNT / Fortinet, Inc.
SLNO / Soleno Therapeutics, Inc.
ICL / ICL Group Ltd
RLJ / RLJ Lodging Trust
GNOG / Golden Nugget Online Gaming Inc - Class A
CHRW / C.H. Robinson Worldwide, Inc.
US02133L1098 / Alta Mesa Resources
TER / Teradyne, Inc.
MRVL / Marvell Technology, Inc.
ARAY / Accuray Incorporated
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
PSHG / Performance Shipping Inc.
BEST / BEST Inc. - Depositary Receipt (Common Stock)
IYR / iShares Trust - iShares U.S. Real Estate ETF
UPLC / Ultra Petroleum Corp.
CROX / Crocs, Inc.
MGM / MGM Resorts International
PD / Precision Drilling Corporation
HBM / Hudbay Minerals Inc.
YY / JOYY Inc. - Depositary Receipt (Common Stock)
OSG / Octave Specialty Group, Inc.
US14054R1068 / Capitala Finance Corp.
DNN / Denison Mines Corp.
BHC / Bausch Health Companies Inc.
SCU / Sculptor Capital Management Inc - Class A
APLE / Apple Hospitality REIT, Inc.
HGTXU / Hugoton Royalty Trust
SDTTU / SandRidge Mississippian Trust I
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
IEP / Icahn Enterprises L.P.
ESI / Element Solutions Inc
KSPN / Kaspien Holdings Inc.
GSV / Gold Standard Ventures Corp
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
CVNA / Carvana Co.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
ITUB / Itaú Unibanco Holding S.A. - Depositary Receipt (Common Stock)
SLNO / Soleno Therapeutics, Inc.
NKE / NIKE, Inc.
MGNI / Magnite, Inc.
NAT / Nordic American Tankers Limited
GNC / GNC Holdings, Inc.
PALI / Palisade Bio, Inc.
BONTQ / The Bon-Ton Stores, Inc.
MCRB / Seres Therapeutics, Inc.
EUSA / iShares, Inc. - iShares MSCI USA Equal Weighted ETF
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
PEAK / Healthpeak Properties, Inc.
ALFI / AlphaClone International ETF
TRTX / TPG RE Finance Trust, Inc.
V / Visa Inc.
PEG / Public Service Enterprise Group Incorporated
MEIP / MEI Pharma, Inc.
MRDN / Meridian Holdings Inc.
TPH / Tri Pointe Homes, Inc.
FATE / Fate Therapeutics, Inc.
CHEK / Check-Cap Ltd.
KCP / Cloud Peak Energy Inc
/ Hi-Crush Inc.
SM / SM Energy Company
CBT / Cabot Corporation
EWBC / East West Bancorp, Inc.
PNC / The PNC Financial Services Group, Inc.
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
WTI / W&T Offshore, Inc.
SEAS / United Parks & Resorts Inc.
RWX / SPDR Index Shares Funds - State Street SPDR Dow Jones International Real Estate ETF
FAS / Direxion Shares ETF Trust - Direxion Daily Financial Bull 3X ETF
HOLX / Hologic, Inc.
BAR / GraniteShares Gold Trust
XAI OCTAGON FLOATNG RATE ALT / (98400T106)
ALK / Alaska Air Group, Inc.
MMAT / Meta Materials Inc.
MC / Moelis & Company
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
TURN / 180 Degree Capital Corp.
ALNY / Alnylam Pharmaceuticals, Inc.
CWI / SPDR Index Shares Funds - State Street SPDR MSCI ACWI ex-US ETF
TNA / Direxion Shares ETF Trust - Direxion Daily Small Cap Bull 3X ETF
INTU / Intuit Inc.
SINT / Sintx Technologies, Inc.
BLDP / Ballard Power Systems Inc.
MHK / Mohawk Industries, Inc.
PLYA / Playa Hotels & Resorts N.V.
OTLK / Outlook Therapeutics, Inc.
SPR / Spirit AeroSystems Holdings, Inc.
ZSAN / Zosano Pharma Corp
PAYX / Paychex, Inc.
NSPR / InspireMD, Inc.
DOW / Dow Inc.
RNVA / Rennova Health, Inc.
MA / Mastercard Incorporated
AVNS / Avanos Medical, Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
/ Hermitage Offshore Services Ltd
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
AB / AllianceBernstein Holding L.P. - Limited Partnership
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
GIC / Global Industrial Company
HMC / Honda Motor Co., Ltd. - Depositary Receipt (Common Stock)
SEM / Select Medical Holdings Corporation
HL / Hecla Mining Company
MCHP / Microchip Technology Incorporated
FL / Foot Locker, Inc.
INFO / Harbor ETF Trust - Harbor PanAgora Dynamic Large Cap Core ETF
BMRN / BioMarin Pharmaceutical Inc.
MULN / Mullen Automotive, Inc.
CHGG / Chegg, Inc.
AGI / Alamos Gold Inc.
AFSIC / AmTrust Financial Services, Inc. - Preferred Stock
20653P409 / Concordia International Corp.
CMCSA / Comcast Corporation
ZUMZ / Zumiez Inc.
TOL / Toll Brothers, Inc.
PRQR / ProQR Therapeutics N.V.
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
LUMN / Lumen Technologies, Inc.
PZC / PIMCO California Municipal Income Fund III
SABR / Sabre Corporation
CHKE / Cherokee, Inc.
ACLS / Axcelis Technologies, Inc.
NHWK / NightHawk Biosciences, Inc.
BRCN / Burcon Nutrascience Corp
AEM / Agnico Eagle Mines Limited
SYF / Synchrony Financial
WRN / Western Copper and Gold Corporation
AEP / American Electric Power Company, Inc.
PLG / Platinum Group Metals Ltd.
GSAT / Globalstar, Inc.
CIG / Companhia Energética de Minas Gerais - CEMIG - Depositary Receipt (Common Stock)
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
TMQ / Trilogy Metals Inc.
NVAX / Novavax, Inc.
DSX / Diana Shipping Inc.
ARMP / Armata Pharmaceuticals, Inc.
LPL / LG Display Co., Ltd. - Depositary Receipt (Common Stock)
SQ / Block, Inc.
UIHC / American Coastal Insurance Corp
FCEL / FuelCell Energy, Inc.
A / Agilent Technologies, Inc.
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
SPUU / Direxion Shares ETF Trust - Direxion Daily S&P 500 Bull 2X ETF
KTRA / Kintara Therapeutics, Inc.
XBIT / XBiotech Inc.
DHI / D.R. Horton, Inc.
PZG / Paramount Gold Nevada Corp.
EGY / VAALCO Energy, Inc.
WES / Western Midstream Partners, LP - Limited Partnership
MRK / Merck & Co., Inc.
DAL / Delta Air Lines, Inc.
LYB / LyondellBasell Industries N.V.
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
JPC / Nuveen Preferred & Income Opportunities Fund
TECK.B / Teck Resources Limited
SOXL / Direxion Shares ETF Trust - Direxion Daily Semiconductor Bull 3X ETF
PEP / PepsiCo, Inc.
XPFNX / PIMCO Income Strategy Fund II
CMRX / Chimerix, Inc.
XPO / XPO, Inc.
PBI / Pitney Bowes Inc.
GLW / Corning Incorporated
MYMD / MyMD Pharmaceuticals, Inc.
DGX / Quest Diagnostics Incorporated
R / Ryder System, Inc.
MQY / BlackRock MuniYield Quality Fund, Inc.
QRTEA / Qurate Retail Inc - Series A
OLN / Olin Corporation
UBS / UBS Group AG
WSM / Williams-Sonoma, Inc.
FND / Floor & Decor Holdings, Inc.
MYI / BlackRock MuniYield Quality Fund III, Inc.
WYNN / Wynn Resorts, Limited
TTC / The Toro Company
XLRE / The Select Sector SPDR Trust - State Street Real Estate Select Sector SPDR ETF
ADM / Archer-Daniels-Midland Company
CNQ / Canadian Natural Resources Limited
CAH / Cardinal Health, Inc.
TPX / Somnigroup International Inc.
ARI / Apollo Commercial Real Estate Finance, Inc.
BAC / Bank of America Corporation
BIIB / Biogen Inc.
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
BXMT / Blackstone Mortgage Trust, Inc.
HROW / Harrow, Inc.
K / Kellanova
BLDR / Builders FirstSource, Inc.
INCY / Incyte Corporation
WDC / Western Digital Corporation
TCS / The Container Store Group, Inc.
GWP / GW Pharmaceuticals plc
MDT / Medtronic plc
46138G607 / Invesco Shipping ETF
ATP / Atlantic Power Corp.
STCN / Steel Connect, Inc.
CMP / Compass Minerals International, Inc.
GILD / Gilead Sciences, Inc.
CYH / Community Health Systems, Inc.
HST / Host Hotels & Resorts, Inc.
DTE / DTE Energy Company
BTG / B2Gold Corp.
USIO / Usio, Inc.
KMI / Kinder Morgan, Inc.
ADAP / Adaptimmune Therapeutics plc - Depositary Receipt (Common Stock)
OBLG / Oblong, Inc.
MNKD / MannKind Corporation
RVP / Retractable Technologies, Inc.
SMCI / Super Micro Computer, Inc.
FLL / Full House Resorts, Inc.
VIOV / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 Value ETF
ASX / ASE Technology Holding Co., Ltd. - Depositary Receipt (Common Stock)
HLT / Hilton Worldwide Holdings Inc.
LRMR / Larimar Therapeutics, Inc.
FSK / FS KKR Capital Corp.
KURA / Kura Oncology, Inc.
OCGN / Ocugen, Inc.
MANH / Manhattan Associates, Inc.
VLO / Valero Energy Corporation
HD / The Home Depot, Inc.
MTNB / Matinas BioPharma Holdings, Inc.
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
WIT / Wipro Limited - Depositary Receipt (Common Stock)
BPT / BP Prudhoe Bay Royalty Trust
CARA / Cara Therapeutics, Inc.
AMM / Almaden Minerals Ltd.
UNFI / United Natural Foods, Inc.
APPS / Digital Turbine, Inc.
PAAS / Pan American Silver Corp.
IVOG / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 Growth ETF
GMO /
CC / The Chemours Company
REGN / Regeneron Pharmaceuticals, Inc.
07317Q956 / Baytex Energy Trust
SBUX / Starbucks Corporation
EZPW / EZCORP, Inc.
GM / General Motors Company
MSFT / Microsoft Corporation
MUR / Murphy Oil Corporation
OHI / Omega Healthcare Investors, Inc.
AEO / American Eagle Outfitters, Inc.
PACB / Pacific Biosciences of California, Inc.
BBDC / Barings BDC, Inc.
GOOGL / Alphabet Inc.
NGD / New Gold Inc.
CRMD / CorMedix Inc.
PLAG / Planet Green Holdings Corp.
ERF / Enerplus Corporation
MVIS / MicroVision, Inc.
FOX / Fox Corporation
CPRX / Catalyst Pharmaceuticals, Inc.
ANIX / Anixa Biosciences, Inc.
UUUU / Energy Fuels Inc.
/ Oxford Lane Capital Corp.
UNP / Union Pacific Corporation
QLGN / Qualigen Therapeutics, Inc.
KNX / Knight-Swift Transportation Holdings Inc.
ABBV / AbbVie Inc.
HIMX / Himax Technologies, Inc. - Depositary Receipt (Common Stock)
NUWE / Nuwellis, Inc.
MU / Micron Technology, Inc.
AG / First Majestic Silver Corp.
INFY / Infosys Limited - Depositary Receipt (Common Stock)
AKBA / Akebia Therapeutics, Inc.
KGC / Kinross Gold Corporation
EL / The Estée Lauder Companies Inc.
BB / BlackBerry Limited
NCLH / Norwegian Cruise Line Holdings Ltd.
BBVA / Banco Bilbao Vizcaya Argentaria, S.A. - Depositary Receipt (Common Stock)
NEM / Newmont Corporation
MANAGED PORTFOLIO SER / TORTOISE WTR FD (56167N753)
AR / Antero Resources Corporation
EURL / Direxion Shares ETF Trust - Direxion Daily FTSE Europe Bull 3X ETF
IAG / IAMGOLD Corporation
CTAS / Cintas Corporation
BCS / Barclays PLC - Depositary Receipt (Common Stock)
CRM / Salesforce, Inc.
FTI / TechnipFMC plc
M / Macy's, Inc.
CLDX / Celldex Therapeutics, Inc.
SNAP / Snap Inc.
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
EMX / EMX Royalty Corporation
ENZ / Enzo Biochem, Inc.
ATOS / Atossa Therapeutics, Inc.
GPRO / GoPro, Inc.
BNED / Barnes & Noble Education, Inc.
EGO / Eldorado Gold Corporation
CVM / CEL-SCI Corporation
MPLX / MPLX LP - Limited Partnership
CSX / CSX Corporation
MX / Magnachip Semiconductor Corporation
DFEN / Direxion Shares ETF Trust - Direxion Daily Aerospace & Defense Bull 3X ETF
EMTL / SSGA Active Trust - State Street DoubleLine Emerging Markets Fixed Income ETF
TWI / Titan International, Inc.
KIM / Kimco Realty Corporation
UIS / Unisys Corporation
ASRT / Assertio Holdings, Inc.
STOT / SSGA Active Trust - State Street DoubleLine Short Duration Total Return Tactical ETF
VYGR / Voyager Therapeutics, Inc.
GGN / GAMCO Global Gold, Natural Resources & Income Trust
CUBA / The Herzfeld Caribbean Basin Fund Inc.
RGLD / Royal Gold, Inc.
LPTH / LightPath Technologies, Inc.
GES / Guess?, Inc.
CDE / Coeur Mining, Inc.
FCX / Freeport-McMoRan Inc.
SBRA / Sabra Health Care REIT, Inc.
MCD / McDonald's Corporation
ABEV / Ambev S.A. - Depositary Receipt (Common Stock)
LBTYK / Liberty Global Ltd.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
SPDN / Direxion Shares ETF Trust - Direxion Daily S&P 500 Bear 1X ETF
LAND / Gladstone Land Corporation
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
EMR / Emerson Electric Co.
SNXZF / Sandstorm Gold Ltd.
UAL / United Airlines Holdings, Inc.
QEFA / SPDR Index Shares Funds - State Street SPDR MSCI EAFE StrategicFactors ETF
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
UAA / Under Armour, Inc.
DHX / DHI Group, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
IMUX / Immunic, Inc.
USL / United States 12 Month Oil Fund, LP
XGCVX / Gabelli Convertible and Income
CVE / Cenovus Energy Inc.
KPRX / Kiora Pharmaceuticals, Inc.
SWN / Southwestern Energy Company
JOE / The St. Joe Company
HIO / Western Asset High Income Opportunity Fund Inc.
AUPH / Aurinia Pharmaceuticals Inc.
AVXL / Anavex Life Sciences Corp.
ADES / Advanced Emissions Solutions, Inc.
LTBR / Lightbridge Corporation
SECT / Northern Lights Fund Trust IV - Main Sector Rotation ETF
GNR / SPDR Index Shares Funds - State Street SPDR S&P Global Natural Resources ETF
PLAB / Photronics, Inc.
UAMY / United States Antimony Corporation
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
MDLZ / Mondelez International, Inc.
HDSN / Hudson Technologies, Inc.
ITH / International Tower Hill Mines Ltd.
AM / Antero Midstream Corporation
CRVS / Corvus Pharmaceuticals, Inc.
BLW / BlackRock Limited Duration Income Trust
ABT / Abbott Laboratories
TELL / Tellurian Inc.
30064K105 / Exacttarget, Inc.
LUV / Southwest Airlines Co.
CCRN / Cross Country Healthcare, Inc.
VALE / Vale S.A. - Depositary Receipt (Common Stock)
SLS / SELLAS Life Sciences Group, Inc.
PHUN / Phunware, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
LXRX / Lexicon Pharmaceuticals, Inc.
SSRM / SSR Mining Inc.
ISR / Perspective Therapeutics Inc
ASM / Avino Silver & Gold Mines Ltd.
BNO / United States Brent Oil Fund, LP - Limited Partnership
CMTL / Comtech Telecommunications Corp.
LBTYA / Liberty Global Ltd.
DIS / The Walt Disney Company
GLD / SPDR Gold Shares