Market Value415,124,000
Total Holdings279
File Date2018-08-07
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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(USD x1000)
Current Value
(USD x1000)
Change
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PHYS / Sprott Physical Gold Trust
MMM / 3M Company
JPM / JPMorgan Chase & Co.
GOOGL / Alphabet Inc.
GLD / SPDR Gold Shares
UNH / UnitedHealth Group Incorporated
KRE / SPDR Series Trust - State Street SPDR S&P Regional Banking ETF
AINV / Apollo Investment Corporation
MA / Mastercard Incorporated
IBM / International Business Machines Corporation
ROST / Ross Stores, Inc.
AMZN / Amazon.com, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
TMO / Thermo Fisher Scientific Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
AMT / American Tower Corporation
VIS / Vanguard World Fund - Vanguard Industrials ETF
DBL / DoubleLine Opportunistic Credit Fund
IAU / iShares Gold Trust
NCZ / Virtus Convertible & Income Fund II
PSEC / Prospect Capital Corporation
DWLD / Davis Fundamental ETF Trust - Davis Select Worldwide ETF
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
US9497467475 / Wells Fargo & Co., 5.20% Dep Shares Non-cumul Perp Cl A Preferred Stock Series N
XAR / SPDR Series Trust - State Street SPDR S&P Aerospace & Defense ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
SPROTT FOCUS TR INC / (85028J109)
VKI / Invesco Advantage Municipal Income Trust II
ORLY / O'Reilly Automotive, Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
IEUR / iShares Trust - iShares Core MSCI Europe ETF
904784709 / Unilever N.V.
KBE / SPDR Series Trust - State Street SPDR S&P Bank ETF
WBA / Walgreens Boots Alliance, Inc.
CXH / MFS Investment Grade Municipal Trust
US0153511094 / Alexion Pharmaceuticals, Inc.
04685W103 / athenahealth, Inc.
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
BKCC / BlackRock Capital Investment Corporation
KAMN / Kaman Corporation
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
PXI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Energy Momentum ETF
TUP / Tupperware Brands Corporation
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
LGI / Lazard Global Total Return and Income Fund, Inc.
NTG / Tortoise Midstream Energy Fund, Inc.
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
QINC / First Trust High Income ETF
LEG / Leggett & Platt, Incorporated
VKQ / Invesco Municipal Trust
74005P104 / Praxair, Inc.
IPKW / Invesco Exchange-Traded Fund Trust II - Invesco International BuyBack Achievers ETF
VANGUARD INDEX FDS S&P 500 / ETF (922902363)
88830RAB7 / Titan Machinery, Inc. Bond
WFC.PRL / Wells Fargo & Company - Preferred Stock
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
MKL / Markel Group Inc.
NAD / Nuveen Quality Municipal Income Fund
TWOU / 2U, Inc.
VMO / Invesco Municipal Opportunity Trust
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
AWP / abrdn Global Premier Properties Fund
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
SNMX / Senomyx, Inc.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
XMLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap Low Volatility ETF
IF / Aberdeen Indonesia Fund, Inc.
FBNK / First Connecticut Bancorp, Inc.
SDS / ProShares Trust - ProShares UltraShort S&P500
SXL / Sunoco Logistics Partners L.P.
CWCO / Consolidated Water Co. Ltd.
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
018490100 / Allergan plc
BAM / Brookfield Asset Management Ltd.
LUMN / Lumen Technologies, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NLY / Annaly Capital Management, Inc.
MMP / Magellan Midstream Partners L.P.
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
RTN / Raytheon Co.
BWA / BorgWarner Inc.
CODI.PRA / Compass Diversified - Preferred Stock
CODI.PRA / Compass Diversified - Preferred Stock
FTV / Fortive Corporation
KKR / KKR & Co. Inc.
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
TGT / Target Corporation
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
NEE / NextEra Energy, Inc.
MCD / McDonald's Corporation
CMCSA / Comcast Corporation
YUM / Yum! Brands, Inc.
CSCO / Cisco Systems, Inc.
BRK.A / Berkshire Hathaway Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
NVS / Novartis AG - Depositary Receipt (Common Stock)
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
HSY / The Hershey Company
SPGI / S&P Global Inc.
GE / General Electric Company
MSFT / Microsoft Corporation
MMU / Western Asset Managed Municipals Fund Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
BAC.PRL / Bank of America Corporation - Preferred Stock
IWM / iShares Trust - iShares Russell 2000 ETF
SH / ProShares Trust - ProShares Short S&P500
EMN / Eastman Chemical Company
AET / Aetna, Inc.
DBRG / DigitalBridge Group, Inc.
PBCT / People`s United Financial Inc
MPV / Barings Participation Investors
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
WBS / Webster Financial Corporation
IP / International Paper Company
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
TRST / TrustCo Bank Corp NY
VOOV / Vanguard Admiral Funds - Vanguard S&P 500 Value ETF
IDV / iShares Trust - iShares International Select Dividend ETF
ESRX / Express Scripts Holding Co.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
IYW / iShares Trust - iShares U.S. Technology ETF
V / Visa Inc.
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
KTF / DWS Municipal Income Trust
HOLX / Hologic, Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
TOTL / SPDR Series Trust - State Street DoubleLine Total Return Tactical ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
ORCL / Oracle Corporation
HD / The Home Depot, Inc.
VTN / Invesco Trust for Investment Grade New York Municipals
PXD / Pioneer Natural Resources Company
VFC / V.F. Corporation
DOW / Dow Inc.
KEY / KeyCorp
GEM / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta Emerging Markets Equity ETF
BAC / Bank of America Corporation
TNK / Teekay Tankers Ltd.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
EFA / iShares Trust - iShares MSCI EAFE ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
SWK / Stanley Black & Decker, Inc.
WFC / Wells Fargo & Company
SBUX / Starbucks Corporation
EOG / EOG Resources, Inc.
OXY / Occidental Petroleum Corporation
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
GNTX / Gentex Corporation
EWY / iShares, Inc. - iShares MSCI South Korea ETF
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
MTB / M&T Bank Corporation
HAL / Halliburton Company
CELG / Celgene Corp.
ILCG / iShares Trust - iShares Morningstar Growth ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IRM / Iron Mountain Incorporated
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
OGE / OGE Energy Corp.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
AMLP / ALPS ETF Trust - Alerian MLP ETF
HON / Honeywell International Inc.
KWEB / KraneShares Trust - KraneShares CSI China Internet ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
AEP / American Electric Power Company, Inc.
TXN / Texas Instruments Incorporated
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
CLNS / Colony NorthStar, Inc.
ACWV / iShares, Inc. - iShares MSCI Global Min Vol Factor ETF
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
MSI / Motorola Solutions, Inc.
JPM / JPMorgan Chase & Co.
IPKW / Invesco Exchange-Traded Fund Trust II - Invesco International BuyBack Achievers ETF
OEF / iShares Trust - iShares S&P 100 ETF
PNNT / PennantPark Investment Corporation
VDE / Vanguard World Fund - Vanguard Energy ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
DVY / iShares Trust - iShares Select Dividend ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
SO / The Southern Company
BFB / Brown-Forman Corp. - Class B
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
0VL8 / The Toronto-Dominion Bank
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
DE / Deere & Company
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
STZ / Constellation Brands, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
NMFC / New Mountain Finance Corporation
AGR / Avangrid, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
SON / Sonoco Products Company
BRK.B / Berkshire Hathaway Inc.
DOV / Dover Corporation
C.WSA / Citigroup, Inc.
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
LH / Labcorp Holdings Inc.
GS / The Goldman Sachs Group, Inc.
NOW / ServiceNow, Inc.
F / Ford Motor Company
CVS / CVS Health Corporation
SOXX / iShares Trust - iShares Semiconductor ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
GOOG / Alphabet Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
AIN / Albany International Corp.
INTC / Intel Corporation
WASH / Washington Trust Bancorp, Inc.
XOM / Exxon Mobil Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SPY / State Street SPDR S&P 500 ETF Trust
LLY / Eli Lilly and Company
TROW / T. Rowe Price Group, Inc.
WM / Waste Management, Inc.
CB / Chubb Limited
VFH / Vanguard World Fund - Vanguard Financials ETF
MO / Altria Group, Inc.
CI / The Cigna Group
DIS / The Walt Disney Company
ECL / Ecolab Inc.
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
KMB / Kimberly-Clark Corporation
UNP / Union Pacific Corporation
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
QQQ / Invesco QQQ Trust, Series 1
EWX / SPDR Index Shares Funds - State Street SPDR S&P Emerging Markets Small Cap ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
ADBE / Adobe Inc.
DAL / Delta Air Lines, Inc.
GILD / Gilead Sciences, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
PG / The Procter & Gamble Company
CAT / Caterpillar Inc.
STT / State Street Corporation
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
NOC / Northrop Grumman Corporation
GWW / W.W. Grainger, Inc.
CODI / Compass Diversified
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
WELL / Welltower Inc.
CNI / Canadian National Railway Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
GIS / General Mills, Inc.
ICCC / ImmuCell Corporation
VGT / Vanguard World Fund - Vanguard Information Technology ETF
MRK / Merck & Co., Inc.
CME / CME Group Inc.
UPS / United Parcel Service, Inc.
T / AT&T Inc.
GTY / Getty Realty Corp.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
MHD / BlackRock MuniHoldings Fund, Inc.
WMT / Walmart Inc.
FDX / FedEx Corporation
ARCC / Ares Capital Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
O / Realty Income Corporation
DHR / Danaher Corporation
VZ / Verizon Communications Inc.
NVDA / NVIDIA Corporation
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
AAPL / Apple Inc.
GD / General Dynamics Corporation
UL / Unilever PLC - Depositary Receipt (Common Stock)
META / Meta Platforms, Inc.
RTX / RTX Corporation
SCHW / The Charles Schwab Corporation
BDX / Becton, Dickinson and Company
STX / Seagate Technology Holdings plc
USB / U.S. Bancorp
IBB / iShares Trust - iShares Biotechnology ETF
PRU / Prudential Financial, Inc.
JNJ / Johnson & Johnson
MAR / Marriott International, Inc.
TSLA / Tesla, Inc.
EXC / Exelon Corporation
PPG / PPG Industries, Inc.
PFE / Pfizer Inc.
GM / General Motors Company
DGRO / iShares Trust - iShares Core Dividend Growth ETF
C / Citigroup Inc.
COST / Costco Wholesale Corporation
ABT / Abbott Laboratories
CVX / Chevron Corporation
PSX / Phillips 66
KHC / The Kraft Heinz Company
AMGN / Amgen Inc.
PEP / PepsiCo, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
BK / The Bank of New York Mellon Corporation
CRM / Salesforce, Inc.
ELV / Elevance Health, Inc.
LMT / Lockheed Martin Corporation
QCOM / QUALCOMM Incorporated
ACN / Accenture plc
AXP / American Express Company
YUMC / Yum China Holdings, Inc.
BX / Blackstone Inc.
NKE / NIKE, Inc.
KO / The Coca-Cola Company
LOW / Lowe's Companies, Inc.
ES / Eversource Energy
CL / Colgate-Palmolive Company
COP / ConocoPhillips
SLB / SLB N.V.
ITW / Illinois Tool Works Inc.
MDT / Medtronic plc
DEO / Diageo plc - Depositary Receipt (Common Stock)
TJX / The TJX Companies, Inc.
EMR / Emerson Electric Co.
MS / Morgan Stanley
APH / Amphenol Corporation
ROP / Roper Technologies, Inc.
ETN / Eaton Corporation plc
AON / Aon plc
TRV / The Travelers Companies, Inc.
MDLZ / Mondelez International, Inc.
VLO / Valero Energy Corporation
CMI / Cummins Inc.
BA / The Boeing Company
ALL / The Allstate Corporation
ABBV / AbbVie Inc.
ADP / Automatic Data Processing, Inc.
PM / Philip Morris International Inc.
CSX / CSX Corporation
SYY / Sysco Corporation
NSC / Norfolk Southern Corporation
DTE / DTE Energy Company
KMI / Kinder Morgan, Inc.
BMY / Bristol-Myers Squibb Company
DUK / Duke Energy Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
ED / Consolidated Edison, Inc.
SBRA / Sabra Health Care REIT, Inc.
PEG / Public Service Enterprise Group Incorporated
PNC / The PNC Financial Services Group, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
OKE / ONEOK, Inc.
BXMT / Blackstone Mortgage Trust, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
APD / Air Products and Chemicals, Inc.
IXN / iShares Trust - iShares Global Tech ETF
SYK / Stryker Corporation
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF