フラハティ＆クラムリン トータル リターン ファンド株式会社
US ˙ NYSE ˙ US3384791089

SecurityFLC / Flaherty & Crumrine Total Return Fund Inc.
InstitutionGuggenheim Capital Llc
Latest Disclosed Ownership271,830 shares
Ownership 2.75%
Guggenheim Capital Llc ownership in FLC / Flaherty & Crumrine Total Return Fund Inc.

2015-02-17 - Guggenheim Capital Llc has filed an SC 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 271,830 shares of Flaherty & Crumrine Total Return Fund Inc. (US:FLC). This represents 2.75 percent ownership of the company.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File
Date		Effective
Date		Form Prev
Shares		 Latest
Shares		 ΔShares
(Percent)		 Ownership
(Percent)		 ΔOwnership
(Percent)
2015-02-17 2015-02-17 13G/A 271,830 2.75
2014-02-13 2014-02-13 13G/A 604,237 5.89
2013-02-14 2013-02-14 13G/A 608,266 6.17

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 96,006 24,292 33.87 1,594 27.03 0.0062
2026-02-17 2025-12-31 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 71,714 29,927 71.62 1,255 68.55 0.0045
2025-11-13 2025-09-30 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 41,787 -1,054 -2.46 745 2.20 0.0038
2025-08-13 2025-06-30 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 42,841 -377 -0.87 728 0.41 0.0058
2025-05-14 2025-03-31 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 43,218 10,593 32.47 725 33.27 0.0067
2025-02-13 2024-12-31 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 32,625 13,194 67.90 545 62.39 0.0044
2024-11-13 2024-09-30 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 19,431 19,431 336 0.0024
2019-05-15 2019-03-31 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 0 -27,757 -100.00 0 -100.00
2019-02-14 2018-12-31 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 27,757 -785 -2.75 478 -9.98 0.0041
2018-11-14 2018-09-30 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 28,542 -950 -3.22 531 -7.65 0.0035
2018-08-14 2018-06-30 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 29,492 -8,336 -22.04 575 -23.23 0.0038
2018-05-15 2018-03-31 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 37,828 22,094 140.42 749 120.29 0.0018
2018-02-14 2017-12-31 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 15,734 15,734 340 0.0008
2017-11-14 2017-09-30 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 0 -9,584 -100.00 0 -100.00
2017-08-14 2017-06-30 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 9,584 -5,637 -37.03 214 -33.54 0.0006
2017-05-15 2017-03-31 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 15,221 -4,139 -21.38 322 -16.36 0.0009
2017-02-14 2016-12-31 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 19,360 -21,985 -53.17 385 -55.54 0.0011
2016-11-14 2016-09-30 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 41,345 -20,198 -32.82 866 -35.76 0.0027
2016-08-15 2016-06-30 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 61,543 -37,521 -37.88 1,348 -32.90 0.0042
2016-05-16 2016-03-31 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 99,064 -10,828 -9.85 2,009 -4.65 0.0063
2016-02-16 2015-12-31 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 109,892 -17,693 -13.87 2,107 -11.40 0.0061
2015-11-16 2015-09-30 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 127,585 -60,511 -32.17 2,378 -35.20 0.0073
2015-08-14 2015-06-30 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 188,096 -43,199 -18.68 3,670 -21.72 0.0091
2015-05-18 2015-03-31 13F/A-1 FLAHERTY & CRUMRINE TOTAL RE COM 338479108 231,295 -40,535 -14.91 4,688 -12.80 0.0111
2015-05-15 2015-03-31 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 231,295 4,688
2015-02-17 2014-12-31 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 271,830 -99,976 -26.89 5,376 -26.76 0.0135
2014-11-14 2014-09-30 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 371,806 -68,788 -15.61 7,340 -16.91 0.0177
2014-08-14 2014-06-30 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 440,594 -70,428 -13.78 8,834 -12.51 0.0224
2014-05-16 2014-03-31 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 511,022 -93,215 -15.43 10,097 -9.99 0.0287
2014-02-14 2013-12-31 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 604,237 -8,720 -1.42 11,218 0.49 0.0341
2013-11-14 2013-09-30 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 612,957 -25,909 -4.06 11,163 -10.05 0.0401
2013-08-22 2013-06-30 13F/A-1 FLAHERTY & CRUMRINE TOTAL RE COM 338479108 638,866 638,866 12,410 0.0522
2013-08-14 2013-06-30 13F FLAHERTY & CRUMRINE TOTAL RE COM 338479108 638,866 12,410
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.