NOVNQ / NVN Liquidation, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

NVN清算株式会社
US ˙ OTCPK ˙ US66988N2053
このシンボルはもうアクティブではありません

内部者株式数4,137,296 shares
内部心理スコア

内部心理スコアは、企業の内部関係者によって買収されている企業を見つけます。

これは内部者の所有量が最も高い企業を特定する、洗練された多要素定量モデルの結果です。スコアリング・モデルでは、過去90日間に購入した内部者の正味数、浮動株の割合として購入された株式の合計、および内部者が所有する株式の合計を組み合わせて使用します。数値の範囲は0から100で、数値が大きいほど所有量が高く50が平均値です。

更新頻度: 1日

内部者の所有量が最も多い企業のリストを提供する 内部者トップピックを参照してください。

役員心理スコア

役員心理スコアは、役員によって購入されている企業を見つけます。

定義上、役員は内部者ですが、他の内部者 (10%株主と取締役) とは異なり、役員は日常的に会社のために働き、取引の際には自分のお金を使います。(10%株主や取締役は、他人のお金を管理するファンドマネージャーであることが多い。)このように、役員による内部者取引は、より重要であり、適切に取り扱われるべきです。

内部者心理スコアと同様に、役員心理スコアは、役員の所有量が最も高い企業を特定する高度な多要素定量モデルの結果です。

更新頻度: 1日

高心理スコア企業のリストを提供する 内部者トップピックを参照してください。

主要内部者指標

このカードは、同社がさまざまな内部者指標に沿ってどのようにランク付けされているかを示しています。パーセンタイルのランクは、この会社が米国市場の他の会社と比較してどうであるかを示しています。ランキングが高いほど状況が良いことを示しています。

例えば、内部者取引はポジティブな指標であるため、内部者取引の多い企業は、内部者取引の少ない企業 (あるいは内部者売却でさえ) よりも上位にランクされると一般的に考えられています。

正味内部者購入数 (ランク)

N/A

正味内部者購入数は、購入した内部者の総数から、過去90日間に売却した内部者の総数を差し引いたものです。パーセンタイルのランクがここに表示されます (0から100%の範囲) 。

内部者による浮動株購入率 (ランク)

N/A

内部者による浮動株購入率は、内部者が購入した株式の総数から、過去90日間に内部者が売却した株式の総数を差し引いたものを浮動株の総数で割り、100を乗じたものです。

内部者取引チャート

NVN Liquidation, Inc.内部者取引を次のチャートに示します。内部者とは、会社の役員、取締役、または重要な投資家のことです。一般的に、内部者が重要な非公開情報に基づいて自社の取引を行うことは一般的に違法です。これは、彼らが自分の会社で取引をすることが違法であるという意味ではありません。ただし、すべての取引をフォーム4を通じてSECに報告しなければなりません。

内部者名簿と収益性指標

この表は、既知の内部者を示しており、SECに開示されたファイルから自動的に生成されます。氏名、最新の役職名、取締役、役員または10%所有者の指定に加えて、開示された最新の保有株式を提供します。さらに、可能な場合は、内部者の過去の取引実績を提供します。過去の取引実績は、内部者による実際の公開市場での購入取引の実績の加重平均です。この計算方法の詳細については、こちらのYouTubeウェビナーをご覧ください。

See our leaderboard of most profitable insider traders.

内部者 平均利益 (%) 所有
株式数
調整後
分割

Report errors via our new Insider Auditing Tool

内部者購入の実績 - 短期利益分析

このセクションでは、NOVNQ / NVN Liquidation, Inc.で行われたすべての計画外の公開市場内部者購入の収益性を分析します。この分析は、内部者が一貫して異常なリターンを生成しているかどうかを理解するのに役立ちます。この分析は、各取引の1年間後のもので 結果は理論値です .

次の表は、自動取引計画に含まれていない直近の公開市場購入を示しています。

取引日 内部者 レポート
株式数
レポート
価格
調整後
株式数
調整後
価格
費用基準 最大
日数
最大
価格
最大
利益 ($)
最大リターン (%)
2022-04-07 BIERMAN JAMES L 1,000 3.4488 1,000 3.4488 3,449 0 3.3900 -58 -1.68
2022-03-28 BIERMAN JAMES L 1,000 3.4500 1,000 3.4500 3,450
2022-03-25 BIERMAN JAMES L 2,000 3.5450 2,000 3.5450 7,090
2022-03-18 PALMOUR JOHN W 10,000 3.6350 10,000 3.6350 36,350
2022-03-18 GAY JOHN M. 1,000 3.5000 1,000 3.5000 3,500
2022-03-17 PALMOUR JOHN W 5,000 3.3410 5,000 3.3410 16,705
2022-03-16 PALMOUR JOHN W 5,000 3.3370 5,000 3.3370 16,685
2021-03-26 STAFFORD PAULA B 70,000 1.4300 7,000 14.3000 100,100
2020-03-03 PALMOUR JOHN W 200,000 20,000

調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。

NOVNQ / NVN Liquidation, Inc. Insider Trades
内部者売却の実績 - 短期損失分析

このセクションでは、NOVNQ / NVN Liquidation, Inc.で行われたすべての予定外の公開市場の内部者取引の短期損失回避を分析します。損失回避の一貫したパターンは、将来の売却取引が価格の下落を予測する可能性を示唆しているかもしれません。この分析は、各取引の1年間後のものです。 結果は理論値です .

次の表は、自動取引プランに含まれていない直近の公開市場での売買を示しています。

取引日 内部者 レポート
株式数
レポート
価格
調整後
株式数
調整後
価格
費用基準 最小
日数
最小
価格
最大損失
回避 ($)
最大損失
回避 (%)
2023-06-27 SANDERS MACHELLE 11,553 0.4082 11,553 0.4082 4,716 28 0.0941 -3,628 -76.94
2019-07-02 Malin Life Sciences Holdings Ltd 6,287 2.7500 629 27.5000 17,289
2019-07-01 Malin Life Sciences Holdings Ltd 913 2.7400 91 27.4000 2,502
2019-06-28 Malin Life Sciences Holdings Ltd 17,800 2.6900 1,780 26.9000 47,882

調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。

NOVNQ / NVN Liquidation, Inc. Insider Trades
取引履歴

リンクアイコンをクリックすると、完全な取引履歴が表示されます。10b5-1自動取引プランの一環として報告された取引には、「10b-5」の列にX印が表示されます。

提出
取引
フォーム 内部者 ティッカー 証券タイトル コード 10b5-1 直接 権利行使
価格
単位
価格
単位
変化
価値
変更 (千)
残り
オプション
残り
株式数
2023-06-27 2023-06-27 4 SANDERS MACHELLE NOVN Common Stock S - Sale D 0.4082 -11,553 -5 25,248
2023-06-08 2023-06-07 4 Geer W Kent NOVN Common Stock M - Exercise D 36,101 37,683
2023-06-08 2023-06-07 4 GAY JOHN M. NOVN Common Stock F - Taxes D -20,669 46,831
2023-06-08 2023-06-07 4 GAY JOHN M. NOVN Common Stock M - Exercise D 65,000 67,500
2023-06-08 2023-06-07 4 KEEGAN ROBERT J NOVN Common Stock M - Exercise D 36,101 42,404
2023-06-08 2023-06-07 4 BIERMAN JAMES L NOVN Common Stock M - Exercise D 36,101 40,101
2023-06-08 2023-06-07 4 Skolsky Steven D NOVN Common Stock M - Exercise D 36,101 36,101
2023-06-08 2023-06-07 4 SANDERS MACHELLE NOVN Common Stock M - Exercise D 36,101 36,801
2022-04-11 2022-04-07 4 BIERMAN JAMES L NOVN Common Stock P - Purchase D 3.4488 1,000 3 4,000
2022-03-30 2022-03-28 4 BIERMAN JAMES L NOVN Common Stock P - Purchase D 3.4500 1,000 3 3,000
2022-03-28 2022-03-25 4 BIERMAN JAMES L NOVN Common Stock P - Purchase D 3.5450 2,000 7 2,000
2022-03-22 2022-03-18 4 PALMOUR JOHN W NOVN Common Stock P - Purchase D 3.6350 10,000 36 69,356
2022-03-22 2022-03-18 4 GAY JOHN M. NOVN Common Stock P - Purchase D 3.5000 1,000 4 2,500
2022-03-18 2022-03-17 4 PALMOUR JOHN W NOVN Common Stock P - Purchase D 3.3410 5,000 17 59,356
2022-03-18 2022-03-16 4 PALMOUR JOHN W NOVN Common Stock P - Purchase D 3.3370 5,000 17 54,356
2022-03-18 2022-03-11 4 John A. Donofrio NOVN Stock Option (Right to Buy) A - Award D 3.56 75,000 75,000
2022-01-25 2022-01-03 4 STAFFORD PAULA B NOVN Stock Option (Right to Buy) A - Award D 4.41 75,000 75,000
2021-11-12 2021-11-09 4 STAFFORD PAULA B NOVN Stock Option (Right to Buy) A - Award D 7.09 75,000 75,000
2021-05-28 2021-05-26 4 NOVAK ANDREW NOVN Stock Option (Right to Buy) A - Award D 9.19 7,550 7,550
2021-05-28 2021-05-26 4 BIERMAN JAMES L NOVN Stock Option (Right to Buy) A - Award D 9.19 8,923 8,923
2021-05-28 2021-05-26 4 SANDERS MACHELLE NOVN Stock Option (Right to Buy) A - Award D 9.19 8,923 8,923
2021-05-28 2021-05-26 4 KEEGAN ROBERT J NOVN Stock Option (Right to Buy) A - Award D 9.19 8,923 8,923
2021-05-28 2021-05-26 4 Geer W Kent NOVN Stock Option (Right to Buy) A - Award D 9.19 8,923 8,923
2021-05-28 2021-05-26 4 Skolsky Steven D NOVN Stock Option (Right to Buy) A - Award D 9.19 8,923 8,923
2021-05-28 2021-05-26 4 PALMOUR JOHN W NOVN Stock Option (Right to Buy) A - Award D 9.19 8,923 8,923
2021-05-28 2021-05-26 4 GAY JOHN M. NOVN Stock Option (Right to Buy) A - Award D 9.19 37,750 37,750
2021-05-19 2021-05-17 4 GAY JOHN M. NOVN Stock Option (Right to Buy) A - Award D 1.18 25,000 25,000
2021-05-19 2021-05-17 4 NOVAK ANDREW NOVN Stock Option (Right to Buy) A - Award D 1.18 15,000 15,000
2021-05-06 2021-05-04 4 Skolsky Steven D NOVN Stock Option (Right to Buy) A - Award D 1.29 35,000 35,000
2021-05-06 2021-05-04 4 PALMOUR JOHN W NOVN Stock Option (Right to Buy) A - Award D 1.29 35,000 35,000
2021-05-06 2021-05-04 4 BIERMAN JAMES L NOVN Stock Option (Right to Buy) A - Award D 1.29 35,000 35,000
2021-05-06 2021-05-04 4 SANDERS MACHELLE NOVN Stock Option (Right to Buy) A - Award D 1.29 35,000 35,000
2021-05-06 2021-05-04 4 KEEGAN ROBERT J NOVN Stock Option (Right to Buy) A - Award D 1.29 35,000 35,000
2021-05-06 2021-05-04 4 Geer W Kent NOVN Stock Option (Right to Buy) A - Award D 1.29 35,000 35,000
2021-03-29 2021-03-26 4 STAFFORD PAULA B NOVN Common Stock P - Purchase D 1.4300 70,000 100 150,693
2021-03-02 2021-03-01 4 Skolsky Steven D NOVN Stock Option (Right to Buy) A - Award D 1.62 31,970 31,970
2020-09-25 2020-09-23 4 BIERMAN JAMES L NOVN Stock Option (Right to Buy) A - Award D 0.53 20,000 20,000
2020-08-19 2020-08-18 4 NOVAK ANDREW NOVN Stock Option (Right to Buy) A - Award D 0.53 20,000 20,000
2020-07-30 2020-07-28 4 Geer W Kent NOVN Stock Option (Right to Buy) A - Award D 0.78 20,000 20,000
2020-07-30 2020-07-28 4 KEEGAN ROBERT J NOVN Stock Option (Right to Buy) A - Award D 0.78 20,000 20,000
2020-07-30 2020-07-28 4 PALMOUR JOHN W NOVN Stock Option (Right to Buy) A - Award D 0.78 20,000 20,000
2020-07-30 2020-07-28 4 SANDERS MACHELLE NOVN Stock Option (Right to Buy) A - Award D 0.78 20,000 20,000
2020-07-30 2020-07-28 4 INGRAM ROBERT ALEXANDER NOVN Stock Option (Right to Buy) A - Award D 0.78 20,000 20,000
2020-04-08 2020-04-06 4 GAY JOHN M. NOVN Stock Option (Right to Buy) A - Award D 0.37 34,000 34,000
2020-03-05 2020-03-03 4 PALMOUR JOHN W NOVN Warrant (Right to Buy) P - Purchase D 0.30 200,000 200,000
2020-03-05 2020-03-03 4 PALMOUR JOHN W NOVN Common Stock P - Purchase D 200,000 493,568
2020-03-05 2020-03-03 4 SANDERS MACHELLE NOVN Warrant (Right to Buy) P - Purchase D 0.30 7,000 7,000
2020-03-05 2020-03-03 4 SANDERS MACHELLE NOVN Common Stock P - Purchase D 7,000 7,000
2020-02-04 2020-02-01 4 STAFFORD PAULA B NOVN Stock Appreciation Right A - Award D 0.82 600,000 600,000
2019-09-10 2019-09-06 4 STAFFORD PAULA B NOVN Stock Option (Right to Buy) A - Award D 2.68 130,000 130,000
2019-09-10 2019-09-06 4 GAY JOHN M. NOVN Stock Option (Right to Buy) A - Award D 2.68 5,000 5,000
2019-09-10 2019-09-06 4 NOVAK ANDREW NOVN Stock Option (Right to Buy) A - Award D 2.68 3,691 3,691
2019-08-02 2019-07-31 4 SANDERS MACHELLE NOVN Stock Option (Right to Buy) A - Award D 2.63 20,000 20,000
2019-08-02 2019-07-31 4 Sun Eugene NOVN Stock Option (Right to Buy) A - Award D 2.63 20,000 20,000
2019-08-02 2019-07-31 4 Martin G. Kelly NOVN Stock Appreciation Right A - Award D 3.80 1,000,000 1,000,000
2019-08-02 2019-07-31 4 PALMOUR JOHN W NOVN Stock Option (Right to Buy) A - Award D 2.63 20,000 20,000
2019-08-02 2019-07-31 4 INGRAM ROBERT ALEXANDER NOVN Stock Option (Right to Buy) A - Award D 2.63 20,000 20,000
2019-08-02 2019-07-31 4 KEEGAN ROBERT J NOVN Stock Option (Right to Buy) A - Award D 2.63 20,000 20,000
2019-08-02 2019-07-31 4 Geer W Kent NOVN Stock Option (Right to Buy) A - Award D 2.63 20,000 20,000
2019-07-02 2019-07-02 4 Malin Life Sciences Holdings Ltd NOVN Common Stock S - Sale I 2.7500 -6,287 -17 2,598,485
2019-07-02 2019-07-01 4 Malin Life Sciences Holdings Ltd NOVN Common Stock S - Sale I 2.7400 -913 -3 2,604,772
2019-07-02 2019-06-28 4 Malin Life Sciences Holdings Ltd NOVN Common Stock S - Sale I 2.6900 -17,800 -48 2,605,685
2019-05-30 2019-05-29 4 Martin G. Kelly By George Kelly Martin IRRA FBO George Kelly Martin NOVN Common Stock P - Purchase I 1.9700 1,500 3 45,000
2019-05-29 2019-05-28 4 Martin G. Kelly By George Kelly Martin IRRA FBO George Kelly Martin NOVN Common Stock P - Purchase I 2.1500 3,500 8 43,500
2019-05-29 2019-05-24 4 PALMOUR JOHN W NOVN Common Stock P - Purchase D 2.2000 20,000 44 293,568
2019-05-23 2019-05-22 4 INGRAM ROBERT ALEXANDER NOVN Common Stock P - Purchase D 2.2100 50,000 110 169,777
2019-05-23 2019-05-21 4 Geer W Kent NOVN Common Stock P - Purchase D 1.9000 5,000 10 15,828
2019-05-21 2019-05-17 4 Martin G. Kelly By George Kelly Martin IRRA FBO George Kelly Martin NOVN Common Stock P - Purchase I 1.4300 40,000 57 40,000
2019-05-21 2019-05-17 4 Martin G. Kelly NOVN Common Stock P - Purchase D 1.4300 20,000 29 60,000
2019-05-21 2019-05-20 4 STAFFORD PAULA B NOVN Common Stock P - Purchase D 1.9200 80,000 154 80,693
2019-05-21 2019-05-17 4 STAFFORD PAULA B NOVN Common Stock P - Purchase D 1.4900 693 1 693
2019-05-21 2019-05-17 4 GAY JOHN M. NOVN Common Stock P - Purchase D 1.5000 14,900 22 15,000
2019-05-21 2019-05-17 4 NOVAK ANDREW By spouse NOVN Common Stock P - Purchase I 1.4700 5,400 8 6,700
2019-01-31 3 GAY JOHN M. NOVN Common Stock D 200
2019-01-31 3 GAY JOHN M. NOVN Common Stock D 200
2019-01-31 3 GAY JOHN M. NOVN Common Stock D 200
2019-01-30 2019-01-28 4 STAFFORD PAULA B NOVN Stock Option (Right to Buy) A - Award D 1.35 55,000 55,000
2018-10-01 2018-09-28 4 INGRAM ROBERT ALEXANDER NOVN Common Stock P - Purchase D 2.8400 50,000 142 119,777
2018-09-27 2018-09-26 4 Martin G. Kelly NOVN Common Stock P - Purchase D 2.7300 10,000 27 40,000
2018-08-24 2018-08-22 4 PALMOUR JOHN W NOVN Common Stock P - Purchase D 2.6600 20,000 53 273,568
2018-08-24 2018-08-22 4 HUNTER JEFF N NOVN Employee Stock Option (Right to Buy) M - Exercise D 1.12 -11,667 0
2018-08-24 2018-08-22 4 HUNTER JEFF N NOVN Common Stock M - Exercise D 1.1200 11,667 13 186,666
2018-08-23 2018-08-21 4 Martin G. Kelly NOVN Common Stock P - Purchase D 2.7100 30,000 81 30,000
2018-06-07 2018-06-04 4 Murphy Sean NOVN Stock Option (Right to Buy) A - Award D 3.08 20,000 20,000
2018-06-07 2018-06-04 4 KEEGAN ROBERT J NOVN Stock Option (Right to Buy) A - Award D 3.08 20,000 20,000
2018-06-07 2018-06-04 4 PALMOUR JOHN W NOVN Stock Option (Right to Buy) A - Award D 3.08 20,000 20,000
2018-06-07 2018-06-04 4 SANDERS MACHELLE NOVN Stock Option (Right to Buy) A - Award D 3.08 20,000 20,000
2018-06-07 2018-06-04 4 Geer W Kent NOVN Stock Option (Right to Buy) A - Award D 3.08 20,000 20,000
2018-06-07 2018-06-04 4 Sun Eugene NOVN Stock Option (Right to Buy) A - Award D 3.08 20,000 20,000
2018-06-07 2018-06-04 4 INGRAM ROBERT ALEXANDER NOVN Stock Option (Right to Buy) A - Award D 3.08 20,000 20,000
2018-05-16 2018-05-12 4 NOVAK ANDREW NOVN Employee Stock Option (Right to Buy) A - Award D 3.14 3.1400 25,000 78 25,000
2018-04-23 3 NOVAK ANDREW By spouse NOVN Common stock I 2,600
2018-04-23 3 NOVAK ANDREW By spouse NOVN Common stock I 2,600
2018-04-23 3 NOVAK ANDREW By spouse NOVN Common stock I 2,600
2018-02-23 2018-02-12 4 HUNTER JEFF N NOVN Employee Stock Option (right to buy) A - Award D 3.03 35,000 35,000
2018-02-23 2018-02-12 4 STAFFORD PAULA B NOVN Employee Stock Option (right to buy) A - Award D 3.03 12,146 12,146
2018-02-23 2018-02-12 4 Stasko Nathan NOVN Employee Stock Option (right to buy) A - Award D 3.03 35,000 35,000
2018-02-21 2018-02-16 4 Sun Eugene NOVN Stock Option (right to buy) A - Award D 3.44 13,078 13,078
2018-01-26 3 GOODNIGHT JAMES H See Footnotes NOVN Common Stock I 4,858,298
2018-01-26 3 GOODNIGHT JAMES H See Footnotes NOVN Common Stock I 4,858,298
2018-01-26 3 GOODNIGHT JAMES H See Footnotes NOVN Common Stock I 4,858,298
2018-01-23 3 Parker Donald R See Footnotes NOVN Common Stock I 7,902,936
2018-01-23 3 Parker Donald R See Footnotes NOVN Common Stock I 7,902,936
2018-01-23 3 Parker Donald R NOVN Common Stock D 3,960,568
2018-01-23 3 Parker Donald R See Footnotes NOVN Common Stock I 3,958,768
2018-01-23 3 Parker Donald R NOVN Common Stock D 3,960,568
2018-01-23 3 Parker Donald R See Footnotes NOVN Common Stock I 3,958,768
2018-01-22 3 Reedy Creek Investments LLC NOVN Common Stock D 7,894,736
2018-01-22 3 Reedy Creek Investments LLC NOVN Common Stock D 7,894,736
2017-11-03 2017-11-01 4 HUNTER JEFF N NOVN Employee Stock Option (right to buy) A - Award D 5.48 25,000 50,000
2017-10-16 2017-10-12 4 STAFFORD PAULA B NOVN Employee Stock Option (right to buy) A - Award D 5.03 68,401 68,401
2017-09-26 2017-09-24 4 SANDERS MACHELLE NOVN Stock Option (right to buy) A - Award D 5.40 19,240 19,240
2017-09-18 2017-09-15 4 Hodges William L NOVN Employee Stock Option (right to buy) M - Exercise D 6.03 -5,000 28,000
2017-09-18 2017-09-15 4 Hodges William L NOVN Common Stock M - Exercise D 6.0300 5,000 30 5,000
2017-08-29 2017-08-29 4 INGRAM ROBERT ALEXANDER NOVN Common Stock P - Purchase D 4.7000 8,465 40 69,777
2017-08-29 2017-08-25 4 INGRAM ROBERT ALEXANDER NOVN Common Stock P - Purchase D 4.2500 3,535 15 61,312
2017-08-28 2017-08-25 4 STAFFORD PAULA B NOVN Employee Stock Option (right to buy) A - Award D 4.27 30,500 30,500
2017-08-25 2017-08-23 4 PALMOUR JOHN W NOVN Common Stock P - Purchase D 3.9900 12,000 48 253,568
2017-08-03 2017-08-01 4 HUNTER JEFF N NOVN Employee Stock Option (right to buy) A - Award D 5.48 25,000 25,000
2017-06-29 2017-06-28 4 Hodges William L NOVN Employee Stock Option (Right to Buy) A - Award D 4.08 8,000 8,000
2017-06-14 2017-06-12 4 Johnson Brian M. NOVN Employee Stock Option (right to buy) A - Award D 4.23 42,500 42,500
2017-06-14 2017-06-12 4 Stasko Nathan NOVN Employee Stock Option (right to buy) A - Award D 4.23 42,500 42,500
2017-06-07 2017-06-05 4 PALMOUR JOHN W NOVN Stock Option (right to buy) A - Award D 4.64 34,014 34,014
2017-06-07 2017-06-05 4 Martin G. Kelly NOVN Stock Option (right to buy) A - Award D 4.64 34,014 34,014
2017-06-07 2017-06-05 4 Murphy Sean NOVN Stock Option (right to buy) A - Award D 4.64 34,014 34,014
2017-06-07 2017-06-05 4 INGRAM ROBERT ALEXANDER NOVN Stock Option (right to buy) A - Award D 4.64 34,014 34,014
2017-06-07 2017-06-05 4 KEEGAN ROBERT J NOVN Stock Option (right to buy) A - Award D 4.64 34,014 34,014
2017-06-07 2017-06-05 4 Geer W Kent NOVN Stock Option (right to buy) A - Award D 4.64 34,014 34,014
2017-03-28 2017-03-24 4 Hodges William L NOVN Employee Stock Option (right to buy) A - Award D 6.03 33,000 33,000
2017-03-24 2017-03-06 4 HUNTER JEFF N NOVN Employee Stock Option (right to buy) A - Award D 6.95 11,665 11,665
2016-11-04 2016-11-02 4 Rico M. Joyce NOVN Stock Option (right to buy) A - Award D 20.64 40,000 40,000
2016-11-04 2016-11-02 4 Johnson Brian M. NOVN Stock Option (Right to Buy) A - Award D 20.64 10,000 10,000
2016-09-28 2016-09-26 4 PALMOUR JOHN W NOVN Mezzanine B Stock C - Conversion D -9,455 0
2016-09-28 2016-09-26 4 PALMOUR JOHN W NOVN Mezzanine A Stock C - Conversion D -44,976 0
2016-09-28 2016-09-26 4 PALMOUR JOHN W NOVN Series 4 Preferred Stock C - Conversion D -152,778 0
2016-09-28 2016-09-26 4 PALMOUR JOHN W By Palmour 2012 Irrevocable Children's Trust NOVN Series 3 Preferred Stock C - Conversion I -274,875 0
2016-09-28 2016-09-26 4 PALMOUR JOHN W NOVN Series 3 Preferred Stock C - Conversion D -34,359 0
2016-09-28 2016-09-26 4 PALMOUR JOHN W By Palmour 2012 Irrevocable Children's Trust NOVN Common Stock C - Conversion I 274,875 274,875
2016-09-28 2016-09-26 4 PALMOUR JOHN W NOVN Common Stock C - Conversion D 241,568 241,568
2016-09-28 2016-09-26 4 KEEGAN ROBERT J NOVN Mezzanine B Stock C - Conversion D -63,035 0
2016-09-28 2016-09-26 4 KEEGAN ROBERT J NOVN Common Stock C - Conversion D 63,035 63,035
2016-09-28 2016-09-26 4 HUNTER JEFF N By spouse NOVN Series 1 Preferred Stock C - Conversion I -41,666 0
2016-09-28 2016-09-26 4 HUNTER JEFF N NOVN Series 1 Preferred Stock C - Conversion D -141,666 0
2016-09-28 2016-09-26 4 HUNTER JEFF N By spouse NOVN Common Stock C - Conversion I 41,666 41,666
2016-09-28 2016-09-26 4 HUNTER JEFF N NOVN Common Stock C - Conversion D 141,666 174,999
2016-09-28 2016-09-26 4 INGRAM ROBERT ALEXANDER NOVN Series 4 Preferred Stock C - Conversion D -27,777 0
2016-09-28 2016-09-26 4 INGRAM ROBERT ALEXANDER NOVN Common Stock C - Conversion D 27,777 57,777
2016-09-28 2016-09-26 4 Geer W Kent NOVN Mezzanine A Stock C - Conversion D -6,078 0
2016-09-28 2016-09-26 4 Geer W Kent NOVN Common Stock C - Conversion D 6,078 10,828
2016-09-28 2016-09-26 4 HUNTER F NEAL NOVN Mezzanine A Stock C - Conversion D -98,467 0
2016-09-28 2016-09-26 4 HUNTER F NEAL NOVN Series 4 Preferred Stock C - Conversion D -87,033 0
2016-09-28 2016-09-26 4 HUNTER F NEAL NOVN Series 3 Preferred Stock C - Conversion D -148,885 0
2016-09-28 2016-09-26 4 HUNTER F NEAL NOVN Series 2 Preferred Stock C - Conversion D -379,307 0
2016-09-28 2016-09-26 4 HUNTER F NEAL NOVN Series 1 Preferred Stock C - Conversion I -478,280 0
2016-09-28 2016-09-26 4 HUNTER F NEAL NOVN Series 1 Preferred Stock C - Conversion D -329,938 0
2016-09-28 2016-09-26 4 HUNTER F NEAL NOVN Common Stock C - Conversion I 478,280 478,280
2016-09-28 2016-09-26 4 HUNTER F NEAL NOVN Common Stock C - Conversion D 1,043,630 1,043,630
2016-09-28 2016-09-26 4 Malin Life Sciences Holdings Ltd NOVN Mezzanine A Stock C - Conversion I -1,823,485 0
2016-09-28 2016-09-26 4 Malin Life Sciences Holdings Ltd NOVN Common Stock P - Purchase I 11.0000 800,000 8,800 2,623,485
2016-09-28 2016-09-26 4 Malin Life Sciences Holdings Ltd NOVN Common Stock C - Conversion I 1,823,485 1,823,485
2016-09-22 2016-09-20 4 KEEGAN ROBERT J NOVN Stock Option A - Award D 11.00 14,484 14,484
2016-09-22 2016-09-20 4 PALMOUR JOHN W NOVN Stock Option A - Award D 11.00 14,484 14,484
2016-09-22 2016-09-20 4 INGRAM ROBERT ALEXANDER NOVN Stock Option A - Award D 11.00 14,484 14,484
2016-09-22 2016-09-20 4 Geer W Kent NOVN Stock Option A - Award D 11.00 14,484 14,484
2016-09-22 2016-09-20 4 Martin G. Kelly NOVN Stock Option A - Award D 11.00 14,484 14,484
2016-09-22 2016-09-20 4 Murphy Sean NOVN Stock Option A - Award D 11.00 14,484 14,484
2016-09-20 3 HUNTER JEFF N NONE Common Stock D 66,666
2016-09-20 3 HUNTER JEFF N NONE Common Stock D 66,666
2016-09-20 3 Stasko Nathan NONE Common Stock D 1,647,666
2016-09-20 3 Stasko Nathan NONE Common Stock D 1,647,666
2016-09-20 3 Rico M. Joyce By M. Joyce Rico Revocable Trust NONE Common Stock I 131,666
2016-09-20 3 Rico M. Joyce By M. Joyce Rico Revocable Trust NONE Common Stock I 131,666
2016-09-20 3 INGRAM ROBERT ALEXANDER NONE Common Stock D 60,000
2016-09-20 3 INGRAM ROBERT ALEXANDER NONE Common Stock D 60,000
2016-09-20 3 Johnson Brian M. By Johnson Family Revocable Trust NONE Common Stock I 25,000
2016-09-20 3 Johnson Brian M. By Johnson Family Revocable Trust NONE Common Stock I 25,000
2016-09-20 3 Geer W Kent NONE Common Stock D 9,500
2016-09-20 3 Geer W Kent NONE Common Stock D 9,500
P
非デリバティブまたはデリバティブ証券の公開市場または非公開購入
S
非デリバティブ証券またはデリバティブ証券の公開市場または非公開売却
A
会社からの有価証券の交付、授与その他の取得 (オプション等)
C
デリバティブの転換
D
有価証券の会社への売却または譲渡
F
会社から受領した有価証券の一部を使用した、行使価格または納税義務のお支払い
G
内部者によるまたは内部者に対する有価証券の贈与
K
株式スワップと類似のヘッジ取引
M
会社から受け取ったデリバティブ証券 (オプションなど) の行使または転換
V
フォーム4により任意に報告した取引
J
その他 (取引を説明する脚注を含む)
How Much do you Like Fintel?
Please share your opinion of our service!
Excellent Bad
Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista