| 発行済み株式数 | 10,856,546 shares |
| 内部者株式数 | 12,427,763 shares |
| 合計内部者 | 31 |
内部心理スコア
内部心理スコアは、企業の内部関係者によって買収されている企業を見つけます。
これは内部者の所有量が最も高い企業を特定する、洗練された多要素定量モデルの結果です。スコアリング・モデルでは、過去90日間に購入した内部者の正味数、浮動株の割合として購入された株式の合計、および内部者が所有する株式の合計を組み合わせて使用します。数値の範囲は0から100で、数値が大きいほど所有量が高く50が平均値です。
更新頻度: 1日
役員心理スコア
役員心理スコアは、役員によって購入されている企業を見つけます。
定義上、役員は内部者ですが、他の内部者 (10%株主と取締役) とは異なり、役員は日常的に会社のために働き、取引の際には自分のお金を使います。(10%株主や取締役は、他人のお金を管理するファンドマネージャーであることが多い。)このように、役員による内部者取引は、より重要であり、適切に取り扱われるべきです。
内部者心理スコアと同様に、役員心理スコアは、役員の所有量が最も高い企業を特定する高度な多要素定量モデルの結果です。
更新頻度: 1日
主要内部者指標
このカードは、同社がさまざまな内部者指標に沿ってどのようにランク付けされているかを示しています。パーセンタイルのランクは、この会社が米国市場の他の会社と比較してどうであるかを示しています。ランキングが高いほど状況が良いことを示しています。
例えば、内部者取引はポジティブな指標であるため、内部者取引の多い企業は、内部者取引の少ない企業 (あるいは内部者売却でさえ) よりも上位にランクされると一般的に考えられています。
内部者取引チャート
Nephros, Inc.内部者取引を次のチャートに示します。内部者とは、会社の役員、取締役、または重要な投資家のことです。一般的に、内部者が重要な非公開情報に基づいて自社の取引を行うことは一般的に違法です。これは、彼らが自分の会社で取引をすることが違法であるという意味ではありません。ただし、すべての取引をフォーム4を通じてSECに報告しなければなりません。
内部者名簿と収益性指標
この表は、既知の内部者を示しており、SECに開示されたファイルから自動的に生成されます。氏名、最新の役職名、取締役、役員または10%所有者の指定に加えて、開示された最新の保有株式を提供します。さらに、可能な場合は、内部者の過去の取引実績を提供します。過去の取引実績は、内部者による実際の公開市場での購入取引の実績の加重平均です。この計算方法の詳細については、こちらのYouTubeウェビナーをご覧ください。
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| 内部者 | 平均利益 (%) | 所有 株式数 |
調整後 分割 |
|---|---|---|---|
| Arthur H Amron Director - [D] | 134,882 | 134,882 | |
| Andrew Astor President, CEO & CFO, Director - [D] [O] | 92,773 | 92,773 | |
| Banks Robert R. Jr. President and CEO - [O] | 190,000 | 190,000 | |
| Lawrence J Centella Director - [D] | 218,467 | 24,274 | |
|
Charles E Davidson
10% Owner -
|
3,544,492 | 3,600,552 | |
|
Enso Capital Management LLC
10% Owner -
|
1,228,587 | 1,228,587 | |
| Daron Evans CEO Specialty Renal Products - [O] | 8,669 | 8,669 | |
|
Joshua A Fink
10% Owner -
|
1,228,587 | 1,228,587 | |
|
Howard Golden
10% Owner -
|
525,079 | 525,079 | |
| Tom Gwydir Director - [D] | 43,226 | 43,226 |
| 内部者 | 平均利益 (%) | 所有 株式数 |
調整後 分割 |
|---|---|---|---|
| Joseph Michael Harris Director - [D] | 17,693 | 17,693 | |
| Houghton John C. President, CEO and Acting CFO, Director - [D] [O] | 74,139 | 8,238 | |
|
Joseph Jacobs
10% Owner -
|
3,544,492 | 3,600,552 | |
| Gerald John SR Kochanski CFO, Secretary and Treasurer - [O] | 45,929 | 5,103 | |
| Judy Krandel Chief Financial Officer - [O] | 68,861 | 68,861 | |
|
Lambda Investors LLC
Director, 10% Owner -
[D]
|
29,800,424 | 3,311,158 | |
| Alisa Lask Director - [D] | 48,629 | 48,629 | |
| Lobo Wesley S. Chief Marketing Officer - [O] | 35,168 | 35,168 | |
| Paul A Mieyal Director - [D] | 3,448 | 3,448 | |
| Lisa Marie Nettis Director - [D] | 1,622 | 1,622 |
| 内部者 | 平均利益 (%) | 所有 株式数 |
調整後 分割 |
|---|---|---|---|
| Malcolm C Persen Director - [D] | 48,774 | 48,774 | |
| Moshe Pinto Director - [D] | 204,118 | 22,680 | |
| Matthew Rosenberg Director - [D] | 847,935 | 94,215 | |
| James S Scibetta Director - [D] | 64,134 | 7,126 | |
|
Southpaw Asset Management LP
10% Owner -
|
525,079 | 525,079 | |
| Spandow Oliver J. Director - [D] | 122,881 | 122,881 | |
|
Stagg Capital Group LLC
10% Owner -
|
4,166,558 | 4,166,558 | |
|
Scott A Stagg
10% Owner -
|
4,166,558 | 4,166,558 | |
|
Wexford Capital Lp
10% Owner -
|
3,600,552 | 3,600,552 | |
|
Bruce Wasserstein
10% Owner -
|
1,928,725 | 1,928,725 | |
|
Wexford GP LLC
10% Owner -
|
3,544,492 | 3,600,552 |
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内部者購入の実績 - 短期利益分析
このセクションでは、NEPH / Nephros, Inc.で行われたすべての計画外の公開市場内部者購入の収益性を分析します。この分析は、内部者が一貫して異常なリターンを生成しているかどうかを理解するのに役立ちます。この分析は、各取引の1年間後のもので 結果は理論値です .
次の表は、自動取引計画に含まれていない直近の公開市場購入を示しています。
調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。
内部者売却の実績 - 短期損失分析
このセクションでは、NEPH / Nephros, Inc.で行われたすべての予定外の公開市場の内部者取引の短期損失回避を分析します。損失回避の一貫したパターンは、将来の売却取引が価格の下落を予測する可能性を示唆しているかもしれません。この分析は、各取引の1年間後のものです。 結果は理論値です .
次の表は、自動取引プランに含まれていない直近の公開市場での売買を示しています。
調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。
取引履歴
リンクアイコンをクリックすると、完全な取引履歴が表示されます。10b5-1自動取引プランの一環として報告された取引には、「10b-5」の列にX印が表示されます。
| 提出 日 |
取引 日 |
フォーム | 内部者 | ティッカー | 証券タイトル | コード | 直接 | 権利行使 価格 |
単位 価格 |
単位 変化 |
価値 変更 (千) |
残り オプション |
残り 株式数 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-03-25 | 2026-03-23 | 4 | Krandel Judy | NEPH | Common Stock | D | 1.7100 | 68,861 | 118 | 68,861 | ||||
| 2026-03-25 | 2026-03-23 | 4 | Banks Robert R. Jr. | NEPH | Common Stock | D | 1.4400 | 120,000 | 173 | 190,000 | ||||
| 2026-03-18 | 2026-03-16 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 3,610 | 134,882 | ||||||
| 2025-11-13 | 2025-11-10 | 4 | Nettis Lisa Marie | NEPH | Common Stock | D | 1,622 | 1,622 | ||||||
| 2025-11-13 | 2025-11-10 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 8,036 | 122,881 | ||||||
| 2025-11-13 | 2025-11-10 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 5,391 | 131,272 | ||||||
| 2025-01-03 | 2025-01-01 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 22,418 | 125,881 | ||||||
| 2025-01-03 | 2025-01-01 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 33,241 | 114,845 | ||||||
| 2024-05-30 | 2024-05-30 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 2.2449 | 3,000 | 7 | 103,463 | ||||
| 2024-05-30 | 2024-05-28 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 2.2207 | 2,000 | 4 | 100,463 | ||||
| 2024-05-16 | 2024-05-16 | 4 | Banks Robert R. Jr. | NEPH | Common Stock | D | 2.2410 | 50,000 | 112 | 70,000 | ||||
| 2024-03-14 | 2024-03-13 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | -91,463 | 56,060 | ||||||
| 2024-03-14 | 2024-03-13 | 4 | AMRON ARTHUR H | NEPH | Common stock | D | 91,463 | 98,463 | ||||||
| 2024-03-14 | 2024-03-12 | 4 | AMRON ARTHUR H | NEPH | Common stock | D | 2.4471 | 7,000 | 17 | 7,000 | ||||
| 2023-12-15 | 2023-12-13 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 14,294 | 81,604 | ||||||
| 2023-12-15 | 2023-12-13 | 4 | Harris Joseph Michael | NEPH | Common Stock | D | 9,291 | 17,693 | ||||||
| 2023-12-15 | 2023-12-13 | 4 | Lask Alisa | NEPH | Common Stock | D | 9,291 | 48,629 | ||||||
| 2023-12-15 | 2023-12-13 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 9,291 | 9,291 | ||||||
| 2023-12-11 | 2023-12-07 | 4 | Banks Robert R. Jr. | NEPH | Common Stock | D | 2.2026 | 18,000 | 40 | 20,000 | ||||
| 2023-08-15 | 2023-08-15 | 4 | Banks Robert R. Jr. | NEPH | Common Stock | D | 1.6869 | 1,901 | 3 | 2,000 | ||||
| 2023-08-15 | 2023-08-14 | 4 | Banks Robert R. Jr. | NEPH | Common Stock | D | 1.5000 | 99 | 0 | 99 | ||||
| 2023-01-09 | 2023-01-05 | 4 | Gwydir Tom | NEPH | Common Stock | D | 27,613 | 43,226 | ||||||
| 2023-01-09 | 2023-01-05 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 42,481 | 67,310 | ||||||
| 2023-01-09 | 2023-01-05 | 4 | Lask Alisa | NEPH | Common Stock | D | 27,613 | 39,338 | ||||||
| 2023-01-09 | 2023-01-05 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 27,613 | 27,613 | ||||||
| 2023-01-09 | 2023-01-05 | 4 | Harris Joseph Michael | NEPH | Common Stock | D | 8,402 | 8,402 | ||||||
| 2022-03-07 | 2022-03-05 | 4 | Astor Andrew | NEPH | Warrants (right to buy) | D | 2.70 | -14,815 | 0 | |||||
| 2022-03-07 | 2022-03-05 | 4 | Astor Andrew | NEPH | Common Stock | D | 2.7000 | 14,815 | 40 | 92,773 | ||||
| 2022-02-18 | 2022-02-16 | 4 | Lobo Wesley S. | NEPH | Common Stock | D | 4.8000 | -6,389 | -31 | 35,168 | ||||
| 2021-12-16 | 2021-12-14 | 4 | Gwydir Tom | NEPH | Stock Option (right to buy) | D | 6.82 | 7,062 | 7,062 | |||||
| 2021-12-16 | 2021-12-14 | 4 | Gwydir Tom | NEPH | Common Stock | D | 4,582 | 15,613 | ||||||
| 2021-12-16 | 2021-12-14 | 4 | Lask Alisa | NEPH | Stock Option (right to buy) | D | 6.82 | 7,062 | 7,062 | |||||
| 2021-12-16 | 2021-12-14 | 4 | Lask Alisa | NEPH | Common Stock | D | 4,582 | 11,725 | ||||||
| 2021-12-16 | 2021-12-14 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 6.82 | 38,612 | 38,612 | |||||
| 2021-12-16 | 2021-12-14 | 4 | AMRON ARTHUR H | NEPH | Stock Option (Right to Buy) | D | 6.82 | 7,062 | 7,062 | |||||
| 2021-12-16 | 2021-12-14 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 4,582 | 4,582 | ||||||
| 2021-12-16 | 2021-12-14 | 4 | Spandow Oliver J. | NEPH | Stock Option (Right to Buy) | D | 6.82 | 7,062 | 7,062 | |||||
| 2021-12-16 | 2021-12-14 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 5,429 | 24,829 | ||||||
| 2021-09-03 | 2021-09-01 | 4 | Lobo Wesley S. | NEPH | Stock Option (right to buy) | D | 8.47 | 57,368 | 57,368 | |||||
| 2021-08-23 | 2021-08-20 | 4 | Lobo Wesley S. | NEPH | Common Stock | D | 7.9200 | 1,000 | 8 | 41,557 | ||||
| 2021-08-19 | 2021-08-18 | 4 | Gwydir Tom | NEPH | Common Stock | D | 7.6400 | 5,000 | 38 | 11,031 | ||||
| 2021-08-18 | 2021-08-18 | 4 | Astor Andrew | NEPH | Common Stock | D | 7.7733 | 2,500 | 19 | 77,958 | ||||
| 2021-08-18 | 2021-08-17 | 4 | Astor Andrew | NEPH | Common Stock | D | 7.6687 | 2,500 | 19 | 75,458 | ||||
| 2021-06-03 | 2021-06-01 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock Warrants | I | 2.70 | 2.7000 | -66,667 | -180 | 0 | |||
| 2021-06-03 | 2021-06-01 | 4 | WEXFORD CAPITAL LP See footnotes | NEPH | Common Stock | I | 2.7000 | 66,667 | 180 | 3,544,492 | ||||
| 2021-06-01 | 2021-05-27 | 4/A | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 2.7000 | -349 | -1 | 8,669 | ||||
| 2021-06-01 | 2021-05-27 | 4/A | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 2.7000 | -349 | -1 | 8,669 | ||||
| 2021-05-25 | 2021-05-24 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock Warrants (Right to Buy) | I | 2.70 | -1,111 | 0 | |||||
| 2021-05-25 | 2021-05-24 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock Warrants (Right to Buy) | I | 2.70 | -1,111 | 0 | |||||
| 2021-05-25 | 2021-05-24 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 2.7000 | 1,111 | 3 | 9,018 | ||||
| 2021-05-25 | 2021-05-24 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 2.7000 | 1,111 | 3 | 9,018 | ||||
| 2021-02-18 | 2021-02-16 | 4 | Lobo Wesley S. | NEPH | Stock Optoin (right to buy) | D | 8.66 | 114,178 | 114,178 | |||||
| 2021-02-18 | 2021-02-16 | 4 | Lobo Wesley S. | NEPH | Common Stock | D | 40,557 | 40,557 | ||||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Stock Option (Right to Buy) | D | 4.50 | -4,477 | 4,477 | |||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Stock Option (Right to Buy) | D | 3.60 | -3,765 | 3,765 | |||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Stock Option (Right to Buy) | D | 4.14 | -2,956 | 2,956 | |||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Stock Option (Right to Buy) | D | 4.59 | -3,556 | 3,556 | |||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | 4.5000 | 4,477 | 20 | 106,037 | ||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | 3.6000 | 3,765 | 14 | 101,560 | ||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | 4.1400 | 2,956 | 12 | 97,795 | ||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | 4.5900 | 3,556 | 16 | 94,839 | ||||
| 2021-01-08 | 2021-01-06 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | 3,196 | 3,196 | ||||||
| 2021-01-08 | 2021-01-06 | 4 | Gwydir Tom | NEPH | Stock Option (right to buy) | D | 8.06 | 6,850 | 6,850 | |||||
| 2021-01-08 | 2021-01-06 | 4 | Gwydir Tom | NEPH | Common Stock | D | 3,666 | 6,031 | ||||||
| 2021-01-08 | 2021-01-06 | 4 | Spandow Oliver J. | NEPH | Stock Option (Right to Buy) | D | 8.06 | 6,850 | 6,850 | |||||
| 2021-01-08 | 2021-01-06 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 3,666 | 19,400 | ||||||
| 2021-01-08 | 2021-01-06 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 8.06 | 6,850 | 6,850 | |||||
| 2021-01-08 | 2021-01-06 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 5,921 | 48,774 | ||||||
| 2021-01-08 | 2021-01-06 | 4 | Lask Alisa | NEPH | Stock Option (right to buy) | D | 8.06 | 6,850 | 6,850 | |||||
| 2021-01-08 | 2021-01-06 | 4 | Lask Alisa | NEPH | Common Stock | D | 3,666 | 7,143 | ||||||
| 2021-01-08 | 2021-01-06 | 4 | AMRON ARTHUR H | NEPH | Stock Option (Right to Buy) | D | 8.06 | 6,850 | 6,850 | |||||
| 2021-01-08 | 2021-01-06 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 3,666 | 3,666 | ||||||
| 2020-11-20 | 2020-11-18 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 5.8328 | 1,500 | 9 | 15,734 | ||||
| 2020-11-19 | 2020-11-19 | 4 | Astor Andrew | NEPH | Common Stock | D | 5.8669 | 1,000 | 6 | 72,958 | ||||
| 2020-10-16 | 2020-10-15 | 4 | WEXFORD CAPITAL LP See footnotes | NEPH | Common Stock, par value $0.001 | I | 6.0000 | 166,667 | 1,000 | 3,605,471 | ||||
| 2020-08-26 | 2020-08-24 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 7.07 | 152,064 | 152,064 | |||||
| 2020-08-19 | 2020-08-19 | 4 | Astor Andrew | NEPH | Common Stock | D | 7.4000 | 950 | 7 | 71,958 | ||||
| 2020-05-29 | 2020-05-28 | 4 | Astor Andrew | NEPH | Common Stock | D | 6.9600 | 1,000 | 7 | 71,008 | ||||
| 2020-05-13 | 2020-05-11 | 4 | PERSEN MALCOLM C By spouse | NEPH | Warrants (right to buy) | I | 7.65 | -1,732 | 0 | |||||
| 2020-05-13 | 2020-05-11 | 4 | PERSEN MALCOLM C By spouse | NEPH | Common Stock | I | 7.6500 | 1,732 | 13 | 5,194 | ||||
| 2020-03-12 | 2020-03-12 | 4 | Evans Daron | NEPH | Common Stock | D | 6.6500 | 2,500 | 17 | 134,215 | ||||
| 2020-03-12 | 2020-03-12 | 4 | Astor Andrew | NEPH | Common Stock | D | 6.7000 | 1,000 | 7 | 70,008 | ||||
| 2020-03-05 | 2020-03-05 | 4 | Evans Daron | NEPH | Common Stock | D | 8.4436 | 2,500 | 21 | 131,715 | ||||
| 2020-03-05 | 2020-03-05 | 4 | Astor Andrew | NEPH | Common Stock | D | 8.4567 | 700 | 6 | 69,008 | ||||
| 2020-02-05 | 2020-02-01 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 5.40 | 97,076 | 242,690 | |||||
| 2020-02-05 | 2020-02-01 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 2.64 | 13,958 | 46,525 | |||||
| 2020-02-05 | 2020-02-01 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 4.14 | 19,320 | 64,399 | |||||
| 2019-12-18 | 2019-12-16 | 4 | AMRON ARTHUR H | NEPH | Stock Option (Right to Buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 3,448 | 3,448 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 5,437 | 42,853 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Gwydir Tom | NEPH | Stock Option (right to buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Gwydir Tom | NEPH | Common Stock | D | 2,365 | 2,365 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Spandow Oliver J. | NEPH | Stock Option (Right to Buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 3,448 | 14,234 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Lask Alisa | NEPH | Stock Option (right to buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Lask Alisa | NEPH | Common Stock | D | 3,227 | 3,477 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 8.57 | 20,000 | 20,000 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Evans Daron | NEPH | Common Stock | D | 9,282 | 129,215 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 8.30 | 20,000 | 20,000 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Astor Andrew | NEPH | Common Stock | D | 6,848 | 68,308 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Mieyal Paul A | NEPH | Stock Option (Right to Buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 3,448 | 3,448 | ||||||
| 2019-11-26 | 2019-11-25 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 8.1700 | 1,000 | 8 | 10,786 | ||||
| 2019-11-18 | 2019-11-18 | 4 | Evans Daron | NEPH | Common Stock | D | 8.3500 | 1,000 | 8 | 119,933 | ||||
| 2019-11-18 | 2019-11-18 | 4 | Astor Andrew | NEPH | Common Stock | D | 8.3756 | 750 | 6 | 61,460 | ||||
| 2019-09-13 | 2019-09-11 | 4 | Lask Alisa | NEPH | Common Stock | D | 6.4500 | 250 | 2 | 250 | ||||
| 2019-08-22 | 2019-08-22 | 4 | Astor Andrew | NEPH | Common Stock | D | 6.9700 | 1,500 | 10 | 60,710 | ||||
| 2019-08-22 | 2019-08-22 | 4 | Evans Daron | NEPH | Common Stock | D | 6.9227 | 2,000 | 14 | 118,933 | ||||
| 2019-08-13 | 2019-08-09 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 5.40 | 36,404 | 145,614 | |||||
| 2019-08-13 | 2019-08-09 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 2.64 | 9,305 | 32,567 | |||||
| 2019-08-13 | 2019-08-09 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 4.14 | 12,880 | 45,079 | |||||
| 2019-06-14 | 2019-06-14 | 4 | Evans Daron By UTMA #4 | NEPH | Common Stock | I | 0.6037 | 8,000 | 5 | 8,000 | ||||
| 2019-06-14 | 2019-06-14 | 4 | Evans Daron By UTMA #3 | NEPH | Common Stock | I | 0.6094 | 8,000 | 5 | 8,000 | ||||
| 2019-06-14 | 2019-06-14 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 0.5900 | 8,000 | 5 | 71,166 | ||||
| 2019-06-14 | 2019-06-14 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 0.5816 | 8,000 | 5 | 73,666 | ||||
| 2019-06-14 | 2019-06-14 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5982 | 11,172 | 7 | 1,052,426 | ||||
| 2019-06-14 | 2019-06-14 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.6400 | 35,000 | 22 | 532,903 | ||||
| 2019-05-02 | 2019-02-08 | 4/A | Lask Alisa | NEPH | Stock Option (right to buy) | D | 0.58 | 86,546 | 86,546 | |||||
| 2019-05-01 | 2019-04-29 | 4 | Gwydir Tom | NEPH | Stock Option (right to buy) | D | 0.59 | 86,641 | 86,641 | |||||
| 2019-02-12 | 2019-02-08 | 4 | Lask Alisa | NEPH | Stock Option (right to buy) | D | 0.58 | 70,817 | 70,817 | |||||
| 2018-12-21 | 2018-12-19 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 0.65 | 200,000 | 200,000 | |||||
| 2018-12-21 | 2018-12-19 | 4 | AMRON ARTHUR H | NEPH | Stock Option (Right to Buy) | D | 0.65 | 46,457 | 46,457 | |||||
| 2018-12-21 | 2018-12-19 | 4 | Spandow Oliver J. | NEPH | Stock Option (Right to Buy) | D | 0.65 | 46,457 | 46,457 | |||||
| 2018-12-21 | 2018-12-19 | 4 | Pinto Moshe | NEPH | Stock Option (Right to Buy) | D | 0.65 | 46,457 | 46,457 | |||||
| 2018-12-21 | 2018-12-19 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 0.65 | 46,457 | 46,457 | |||||
| 2018-12-21 | 2018-12-19 | 4 | Mieyal Paul A | NEPH | Stock Option (Right to Buy) | D | 0.65 | 46,457 | 46,457 | |||||
| 2018-12-20 | 2018-12-14 | 4/A | Pinto Moshe | NEPH | Common Stock | D | 47,673 | 204,118 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | Astor Andrew | NEPH | Common Stock | D | 44,111 | 497,903 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | Evans Daron | NEPH | Common Stock | D | 108,296 | 1,001,254 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 47,673 | 47,673 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 47,673 | 47,673 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 18,030 | 88,080 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | Pinto Moshe | NEPH | Common Stock | D | 73,343 | 229,788 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 71,509 | 336,750 | ||||||
| 2018-08-13 | 3 | Spandow Oliver J. | NEPH | Common Stock | D | 140,100 | ||||||||
| 2018-08-13 | 3 | Spandow Oliver J. | NEPH | Common Stock | D | 140,100 | ||||||||
| 2018-08-13 | 3 | Spandow Oliver J. | NEPH | Common Stock | D | 140,100 | ||||||||
| 2018-08-13 | 2018-08-10 | 4 | Spandow Oliver J. | NEPH | Stock Option (Right to Buy) | D | 0.62 | 85,199 | 85,199 | |||||
| 2018-05-14 | 2018-05-14 | 4 | Astor Andrew | NEPH | Warrants (right to buy) | D | 0.30 | -33,333 | 133,333 | |||||
| 2018-05-14 | 2018-05-14 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.3000 | 33,333 | 10 | 453,792 | ||||
| 2018-05-14 | 2018-05-14 | 4 | Evans Daron By PoC Capital, LLC | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | -40,000 | 0 | |||||
| 2018-05-14 | 2018-05-14 | 4 | Evans Daron By PoC Capital, LLC | NEPH | Common Stock | I | 0.3000 | 40,000 | 12 | 95,000 | ||||
| 2018-04-12 | 2018-04-10 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.4500 | 80,000 | 36 | 420,459 | ||||
| 2018-04-12 | 2018-04-10 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 0.4500 | 12,000 | 5 | 63,166 | ||||
| 2018-04-12 | 2018-04-10 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 0.4500 | 12,000 | 5 | 63,166 | ||||
| 2018-04-12 | 2018-04-10 | 4 | Evans Daron By PoC Capital, LLC | NEPH | Common Stock | I | 0.4500 | 55,000 | 25 | 55,000 | ||||
| 2018-03-13 | 2018-03-09 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.4750 | 5,000 | 2 | 340,459 | ||||
| 2018-02-27 | 2017-12-20 | 4/A | Pinto Moshe | NEPH | Stock Option (Right to Buy) | D | 0.50 | 40,284 | 40,284 | |||||
| 2018-02-27 | 2017-12-20 | 4/A | Pinto Moshe | NEPH | Common Stock | D | 73,864 | 156,445 | ||||||
| 2018-02-22 | 2018-02-01 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 0.60 | 218,419 | 982,887 | |||||
| 2017-12-22 | 2017-12-20 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 0.50 | 837,125 | 837,125 | |||||
| 2017-12-22 | 2017-12-20 | 4 | Evans Daron | NEPH | Common Stock | D | 180,000 | 892,958 | ||||||
| 2017-12-22 | 2017-12-20 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 0.50 | 50,000 | 50,000 | |||||
| 2017-12-22 | 2017-12-20 | 4 | Astor Andrew | NEPH | Common Stock | D | 120,417 | 335,459 | ||||||
| 2017-12-22 | 2017-12-20 | 4 | Pinto Moshe | NEPH | Stock Option (Right to Buy) | D | 0.50 | 40,284 | 40,284 | |||||
| 2017-12-22 | 2017-12-20 | 4 | Pinto Moshe | NEPH | Common Stock | D | 73,864 | 156,445 | ||||||
| 2017-12-22 | 2017-12-20 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 0.50 | 40,284 | 40,284 | |||||
| 2017-12-22 | 2017-12-20 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 113,636 | 265,241 | ||||||
| 2017-12-22 | 2017-12-20 | 4 | Mieyal Paul A | NEPH | Non-qualified stock option | D | 0.50 | 40,284 | 40,284 | |||||
| 2017-12-22 | 2017-12-20 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 73,864 | 73,864 | ||||||
| 2017-12-22 | 2017-12-20 | 4 | AMRON ARTHUR H | NEPH | Non-Qualified Stock Option | D | 0.50 | 40,284 | 40,284 | |||||
| 2017-12-22 | 2017-12-20 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 73,864 | 73,864 | ||||||
| 2017-12-05 | 2017-12-04 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.5000 | 8,333 | 4 | 215,042 | ||||
| 2017-12-05 | 2017-12-01 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.5000 | 10,000 | 5 | 206,709 | ||||
| 2017-09-06 | 2017-09-06 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2435 | 28,000 | 7 | 712,958 | ||||
| 2017-09-06 | 2017-09-05 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2350 | 1,580 | 0 | 684,958 | ||||
| 2017-08-28 | 2017-08-28 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.2729 | 4,000 | 1 | 196,709 | ||||
| 2017-08-28 | 2017-08-28 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.2700 | 6,000 | 2 | 192,709 | ||||
| 2017-08-28 | 2017-06-16 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.2650 | 43 | 0 | 186,709 | ||||
| 2017-08-23 | 2017-08-22 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 0.2500 | 2,000 | 0 | 51,166 | ||||
| 2017-08-23 | 2017-08-22 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 0.2500 | 2,000 | 0 | 1,417,922 | ||||
| 2017-08-11 | 2017-08-11 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.2599 | 20,000 | 5 | 186,666 | ||||
| 2017-08-11 | 2017-08-11 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2600 | 70,000 | 18 | 683,378 | ||||
| 2017-06-13 | 2017-06-12 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2600 | 3,961 | 1 | 613,378 | ||||
| 2017-06-13 | 2017-06-09 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 0.2600 | 7,500 | 2 | 49,166 | ||||
| 2017-06-13 | 2017-06-09 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 0.2600 | 10,000 | 3 | 51,666 | ||||
| 2017-05-19 | 2017-05-19 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2550 | 7,500 | 2 | 609,417 | ||||
| 2017-05-19 | 2017-05-18 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2550 | 22,500 | 6 | 601,917 | ||||
| 2017-05-15 | 2017-05-01 | 4/A | Astor Andrew | NEPH | Stock Option (right to buy) | D | 0.29 | 209,355 | 209,355 | |||||
| 2017-05-02 | 2017-05-01 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 0.29 | 209,355 | 209,355 | |||||
| 2017-04-04 | 2017-03-31 | 4 | Evans Daron | NEPH | Common Stock | D | 17,756 | 579,417 | ||||||
| 2017-03-21 | 2017-03-17 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | 41,666 | 41,666 | |||||
| 2017-03-21 | 2017-03-17 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | 41,666 | 41,666 | |||||
| 2017-03-21 | 2017-03-17 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 41,666 | 41,666 | ||||||
| 2017-03-21 | 2017-03-17 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 41,666 | 41,666 | ||||||
| 2017-03-21 | 2017-03-17 | 4 | Astor Andrew | NEPH | Warrants (right to buy) | D | 0.30 | 166,666 | 166,666 | |||||
| 2017-03-21 | 2017-03-17 | 4 | Astor Andrew | NEPH | Common Stock | D | 166,666 | 166,666 | ||||||
| 2017-02-15 | 2017-02-13 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 0.46 | 289,785 | 289,785 | |||||
| 2016-12-23 | 2016-12-23 | 4 | Evans Daron | NEPH | Common Stock | D | 213,068 | 561,661 | ||||||
| 2016-12-15 | 2016-12-14 | 4 | Evans Daron | NEPH | Common Stock | D | 9,165 | 348,593 | ||||||
| 2016-12-09 | 2016-12-07 | 4 | Evans Daron | NEPH | Common Stock | D | 0.3200 | 4,069 | 1 | 339,428 | ||||
| 2016-12-06 | 2016-12-05 | 4 | Evans Daron | NEPH | Common Stock | D | 0.3400 | 6,020 | 2 | 335,359 | ||||
| 2016-12-06 | 2016-12-05 | 4 | Evans Daron | NEPH | Common Stock | D | 0.3399 | 4,600 | 2 | 329,339 | ||||
| 2016-12-02 | 2016-12-01 | 4 | Evans Daron | NEPH | Common Stock | D | 0.3206 | 40,599 | 13 | 324,739 | ||||
| 2016-12-02 | 2016-11-30 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2900 | 931 | 0 | 284,140 | ||||
| 2016-08-26 | 2016-08-24 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 0.40 | 33,880 | 33,880 | |||||
| 2016-08-26 | 2016-08-24 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 113,636 | 151,605 | ||||||
| 2016-08-26 | 2016-08-24 | 4 | Pinto Moshe | NEPH | Stock Option (Right to Buy) | D | 0.40 | 33,880 | 33,880 | |||||
| 2016-08-26 | 2016-08-24 | 4 | Pinto Moshe | NEPH | Common Stock | D | 73,864 | 82,581 | ||||||
| 2016-08-25 | 2016-08-24 | 4 | AMRON ARTHUR H | NEPH | Non-Qualified Stock Option | D | 0.40 | 33,880 | 33,880 | |||||
| 2016-08-25 | 2016-08-24 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 73,864 | 73,864 | ||||||
| 2016-08-25 | 2016-08-24 | 4 | Mieyal Paul A | NEPH | Non-Qualified Stock Option | D | 0.40 | 33,880 | 33,880 | |||||
| 2016-08-25 | 2016-08-24 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 73,864 | 73,864 | ||||||
| 2016-06-07 | 2016-06-03 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | 10,000 | 10,000 | |||||
| 2016-06-07 | 2016-06-03 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | 10,000 | 10,000 | |||||
| 2016-06-07 | 2016-06-03 | 4 | Evans Daron By PoC Capital, LLC | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | 40,000 | 40,000 | |||||
| 2016-06-07 | 2016-06-03 | 4 | Lambda Investors LLC Held directly by Lamdba Investors LLC | NEPH | Common Stock Warrant | I | 0.30 | 600,000 | 600,000 | |||||
| 2015-12-22 | 2015-12-18 | 4 | Lambda Investors LLC Held directly by Lamdba Investors LLC | NEPH | Common Stock Warrants | I | 0.40 | -2,782,576 | 0 | |||||
| 2015-12-22 | 2015-12-18 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 2,782,576 | 29,800,424 | ||||||
| 2015-12-18 | 2015-12-17 | 4 | Evans Daron | NEPH | Common Stock | D | 42,840 | 283,209 | ||||||
| 2015-10-01 | 2015-09-29 | 4 | Lambda Investors LLC Held directly by Lambda Investors LCC | NEPH | Class D Warrants | I | 0.15 | -11,742,100 | 0 | |||||
| 2015-10-01 | 2015-09-29 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Class D Warrants (Common Stock) | I | 0.15 | 11,742,100 | 11,742,100 | |||||
| 2015-10-01 | 2015-09-29 | 4 | Lambda Investors LLC Held directly by Lambda Investors LCC | NEPH | Class D Warrants | I | 0.30 | -11,742,100 | 0 | |||||
| 2015-10-01 | 2015-09-29 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 11,742,100 | 27,017,848 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 58,240 | 58,240 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | Pinto Moshe | NEPH | Common Stock | D | 8,717 | 8,717 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 97,135 | 218,467 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 58,240 | 58,240 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | ROSENBERG MATTHEW | NEPH | Common Stock | D | 58,240 | 847,935 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 16,951 | 16,951 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | Evans Daron | NEPH | Common Stock | D | 70,610 | 240,369 | ||||||
| 2015-08-31 | 2015-08-31 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5700 | 10,000 | 6 | 169,759 | ||||
| 2015-08-31 | 2015-08-28 | 4 | Evans Daron | NEPH | Common Stock | D | 0.6000 | 10,000 | 6 | 159,759 | ||||
| 2015-08-31 | 2015-08-28 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5800 | 5,000 | 3 | 149,759 | ||||
| 2015-08-31 | 2015-08-27 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5600 | 19,175 | 11 | 144,759 | ||||
| 2015-08-20 | 2015-08-20 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5600 | 27,000 | 15 | 125,584 | ||||
| 2015-08-20 | 2015-08-19 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5000 | 24,500 | 12 | 98,584 | ||||
| 2015-08-18 | 2015-08-14 | 4 | Pinto Moshe | NEPH | Stock Option (Right to Buy) | D | 0.45 | 59,155 | 59,155 | |||||
| 2015-05-14 | 2015-05-12 | 4 | PERSEN MALCOLM C By spouse | NEPH | Warrants (right to buy) | I | 0.85 | 15,580 | 15,580 | |||||
| 2015-05-14 | 2015-05-12 | 4 | PERSEN MALCOLM C By spouse | NEPH | Common Stock | I | 31,160 | 31,160 | ||||||
| 2015-05-14 | 2015-05-12 | 4 | ROSENBERG MATTHEW | NEPH | Warrants (right to buy) | D | 0.85 | 100,000 | 100,000 | |||||
| 2015-05-14 | 2015-05-12 | 4 | ROSENBERG MATTHEW | NEPH | Common Stock | D | 200,000 | 789,695 | ||||||
| 2015-05-11 | 2015-05-07 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 0.79 | 56,981 | 56,981 | |||||
| 2015-04-17 | 2015-04-15 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 0.60 | 764,468 | 764,468 | |||||
| 2014-12-22 | 2014-12-18 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 0.6000 | 10,202 | 6 | 121,332 | ||||
| 2014-12-22 | 2014-12-18 | 4 | ROSENBERG MATTHEW | NEPH | Common Stock | D | 0.6000 | 374,997 | 225 | 589,695 | ||||
| 2014-12-22 | 2014-12-18 | 4 | Houghton John C. | NEPH | Common Stock | D | 0.6000 | 7,885 | 5 | 74,139 | ||||
| 2014-12-22 | 2014-12-18 | 4 | Lambda Investors LLC Held directly by Wexford Capital LP | NEPH | Common Stock, par value $0.001 | I | 14,853 | 190,446 | ||||||
| 2014-12-22 | 2014-12-18 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 3,303,808 | 15,275,748 | ||||||
| 2014-12-22 | 2014-12-18 | 4 | Evans Daron | NEPH | Common Stock | D | 0.6000 | 21,239 | 13 | 74,084 | ||||
| 2014-11-07 | 2014-11-06 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 25,395 | 25,395 | ||||||
| 2014-11-07 | 2014-11-06 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 25,395 | 111,130 | ||||||
| 2014-11-07 | 2014-11-06 | 4 | Evans Daron | NEPH | Common Stock | D | 43,194 | 52,845 | ||||||
| 2014-11-07 | 2014-11-06 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 25,395 | 25,395 | ||||||
| 2014-11-07 | 2014-11-06 | 4 | ROSENBERG MATTHEW | NEPH | Common Stock | D | 12,698 | 214,698 | ||||||
| 2014-05-19 | 3 | ROSENBERG MATTHEW | NEPH.OB | Nephros, Inc. Common Stock | D | 404,000 | ||||||||
| 2014-05-19 | 3 | ROSENBERG MATTHEW | NEPH.OB | Nephros, Inc. Common Stock | D | 404,000 | ||||||||
| 2014-05-19 | 2014-05-16 | 4 | ROSENBERG MATTHEW | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.79 | 48,864 | 48,864 | |||||
| 2014-03-27 | 2014-03-26 | 4 | AMRON ARTHUR H | NEPH | Non Qualiffied Stock Option (right to buy) | D | 0.46 | 26,598 | 26,598 | |||||
| 2014-03-27 | 2014-03-26 | 4 | CENTELLA LAWRENCE J | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.46 | 26,598 | 26,598 | |||||
| 2014-03-27 | 2014-03-26 | 4 | Evans Daron | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.46 | 75,361 | 75,361 | |||||
| 2014-03-27 | 2014-03-21 | 4 | Evans Daron | NEPH | Common Stock | D | 0.3000 | 2,151 | 1 | 9,651 | ||||
| 2014-03-27 | 2014-03-26 | 4 | Mieyal Paul A | NEPH | Non Qualified Stock Option (right to buy) | D | 0.46 | 26,598 | 26,598 | |||||
| 2014-03-24 | 2014-03-21 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 0.3000 | 19,105 | 6 | 85,735 | ||||
| 2014-03-18 | 2014-03-14 | 4 | Lambda Investors LLC Held directly by Lambda Investors LCC | NEPH | Class D Warrants | I | 2,935,525 | 11,742,100 | ||||||
| 2014-03-18 | 2014-03-14 | 4 | Lambda Investors LLC Held directly by Wexford Capital LP | NEPH | Common Stock, par value $0.001 | I | 27,811 | 124,803 | ||||||
| 2014-03-18 | 2014-03-14 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 5,250,264 | 11,971,940 | ||||||
| 2014-02-07 | 2014-02-05 | 4 | Houghton John C. | NEPH | Incentive Stock Option (right to buy) | D | 0.33 | 35,000 | 35,000 | |||||
| 2014-01-07 | 2013-12-31 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 19,733 | 66,630 | ||||||
| 2014-01-07 | 2013-12-31 | 4 | Scibetta James S | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.42 | 60,440 | 60,440 | |||||
| 2014-01-06 | 2013-12-31 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 19,733 | 19,733 | ||||||
| 2014-01-06 | 2013-12-31 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 19,733 | 19,733 | ||||||
| 2013-12-04 | 3 | Evans Daron | NEPH.OB | Nephros, Inc. Common Stock | D | 7,500 | ||||||||
| 2013-08-22 | 2013-08-20 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 5,417 | 28,763 | ||||||
| 2013-08-22 | 2013-08-20 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 5,417 | 46,897 | ||||||
| 2013-08-22 | 2013-08-20 | 4 | Scibetta James S | NEPH | Common Stock | D | 12,078 | 64,134 | ||||||
| 2013-08-22 | 2013-08-20 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 5,417 | 28,763 | ||||||
| 2013-06-11 | 2013-05-23 | 4 | Kochanski Gerald John SR | NEPH | Incentive Stock Option (right to buy) | D | 0.71 | 25,000 | 25,000 | |||||
| 2013-06-11 | 2013-05-23 | 4 | Kochanski Gerald John SR | NEPH | Common Stock | D | 45,929 | 45,929 | ||||||
| 2013-06-11 | 2013-05-23 | 4 | CENTELLA LAWRENCE J | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.71 | 10,000 | 10,000 | |||||
| 2013-06-11 | 2013-05-23 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 23,346 | 41,480 | ||||||
| 2013-06-11 | 2013-05-23 | 4 | Scibetta James S | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.71 | 12,500 | 12,500 | |||||
| 2013-06-11 | 2013-05-23 | 4 | Scibetta James S | NEPH | Common Stock | D | 52,056 | 52,056 | ||||||
| 2013-06-11 | 2013-05-23 | 4 | Houghton John C. | NEPH | Incentive Stock Option (right to buy) | D | 0.71 | 37,500 | 37,500 | |||||
| 2013-06-11 | 2013-05-23 | 4 | Houghton John C. | NEPH | Common Stock | D | 66,254 | 66,254 | ||||||
| 2013-06-05 | 2013-05-23 | 4/A | Lambda Investors LLC Held directly by Wexford Capital LP | NEPH | Common Stock, par value $0.001 | I | 46,692 | 46,692 | ||||||
| 2013-06-05 | 2013-05-23 | 4/A | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 2,992,884 | 6,721,676 | ||||||
| 2013-06-04 | 2013-05-23 | 4 | AMRON ARTHUR H | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.71 | 10,000 | 10,000 | |||||
| 2013-06-04 | 2013-05-23 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 23,346 | 23,346 | ||||||
| 2013-06-04 | 2013-05-23 | 4 | Mieyal Paul A | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.71 | 10,000 | 10,000 | |||||
| 2013-06-04 | 2013-05-23 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 23,346 | 23,346 | ||||||
| 2013-06-04 | 2013-05-23 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 2,992,884 | 6,721,676 | ||||||
| 2012-07-06 | 2012-07-03 | 4 | Houghton John C. | NEPH.OB | Non-Qualified Stock Option (right to buy) | D | 1.89 | 331,550 | 331,550 | |||||
| 2012-04-25 | 2012-04-20 | 4 | Houghton John C. | NEPH.OB | Incentive Stock Option (right to buy) | D | 0.95 | 675,000 | 675,000 | |||||
| 2012-03-20 | 2012-02-16 | 4 | Scibetta James S | NEPH.OB | Non-Qualified Stock Option (right to buy) | D | 0.83 | 12,500 | 12,500 | |||||
| 2012-03-16 | 2012-02-16 | 4 | Kochanski Gerald John SR | NEPH.OB | Incentive Stock Option (right to buy) | D | 0.83 | 20,000 | 20,000 | |||||
| 2012-03-16 | 2012-02-16 | 4 | CENTELLA LAWRENCE J | NEPH.OB | Non-Qualified Stock Option (right to buy) | D | 0.83 | 10,000 | 10,000 | |||||
| 2012-03-15 | 2012-02-16 | 4 | AMRON ARTHUR H | NEPH.OB | Non-qualified stock option (right to buy) | D | 0.83 | 10,000 | 10,000 | |||||
| 2012-03-15 | 2012-02-16 | 4 | Mieyal Paul A | NEPH.OB | Non-qualified stock option (right to buy) | D | 0.83 | 10,000 | 10,000 | |||||
| 2011-03-24 | 2011-03-10 | 4 | Southpaw Asset Management LP | NEPHD | Class D Warrants | I | 0.40 | 1 | 1 | |||||
| 2011-03-24 | 2011-03-10 | 4 | Southpaw Asset Management LP | NEPHD | Common Stock Warrants | I | 0.40 | 10,404,862 | 10,404,862 | |||||
| 2011-03-24 | 2011-03-10 | 4 | Southpaw Asset Management LP | NEPHD | Common Stock, par value $0.001 per share | I | 520,242 | 525,079 | ||||||
| 2010-01-26 | 2010-01-08 | 4 | CENTELLA LAWRENCE J | NEPH.OB | Non-qualified stock option (right to buy) | D | 0.95 | 20,000 | 20,000 | |||||
| 2009-09-02 | 2009-09-02 | 4 | Southpaw Asset Management LP | NEPH | Common Stock | I | 1.9459 | -200,000 | -389 | 96,730 | ||||
| 2009-09-02 | 2009-09-01 | 4 | Southpaw Asset Management LP | NEPH | Common Stock | I | 1.9459 | -92,000 | -179 | 296,730 | ||||
| 2009-09-02 | 2009-08-31 | 4 | Southpaw Asset Management LP | NEPH | Common Stock | I | 1.8561 | -101,000 | -187 | 388,730 | ||||
| 2009-08-28 | 2009-08-28 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 1.9695 | -200,000 | -394 | 489,730 | ||||
| 2009-08-28 | 2009-08-27 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 2.0162 | -200,000 | -403 | 689,730 | ||||
| 2009-08-28 | 2009-08-26 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 2.0306 | -27,600 | -56 | 889,730 | ||||
| 2009-08-26 | 2009-08-20 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 2.5508 | -2,390 | -6 | 73,068 | ||||
| 2009-08-26 | 2009-08-20 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 2.5508 | -27,610 | -70 | 844,262 | ||||
| 2008-10-21 | 2008-10-17 | 4 | Enso Capital Management LLC | NEP | Common Stock | I | 0.1522 | -21,317 | -3 | 1,228,587 | ||||
| 2008-10-21 | 2008-10-17 | 4 | Enso Capital Management LLC | NEP | Common Stock | I | 0.1522 | -58,772 | -9 | 3,387,229 | ||||
| 2008-06-12 | 2008-06-11 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.7000 | -2,550 | -2 | 4,166,558 | ||||
| 2008-06-12 | 2008-06-10 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.7000 | -4,600 | -3 | 4,169,108 | ||||
| 2008-06-12 | 2008-06-09 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.7438 | -50,550 | -38 | 4,173,708 | ||||
| 2008-06-12 | 2008-06-06 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8298 | -67,300 | -56 | 4,224,258 | ||||
| 2008-06-12 | 2008-06-05 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8444 | -50,000 | -42 | 4,291,558 | ||||
| 2008-06-12 | 2008-06-03 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8500 | -1,200 | -1 | 4,341,558 | ||||
| 2008-06-12 | 2008-06-02 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8500 | -3,600 | -3 | 4,342,758 | ||||
| 2008-06-12 | 2008-05-30 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8071 | -24,500 | -20 | 4,346,358 | ||||
| 2008-06-12 | 2008-05-29 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8412 | -26,600 | -22 | 4,370,858 | ||||
| 2008-05-30 | 2008-05-27 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 0.7000 | -150,431 | -105 | 103,336 | ||||
| 2008-05-30 | 2008-05-27 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 0.7000 | -1,737,644 | -1,216 | 1,193,994 | ||||
| 2008-05-20 | 2007-11-14 | 4 | Stagg Capital Group LLC | NEP | Series B 10% Secured Convertible Note due 2008 | I | 0.71 | 0 | ||||||
| 2008-05-20 | 2007-11-14 | 4 | Stagg Capital Group LLC | NEP | Series B 10% Secured Convertible Note due 2008 | I | 0.71 | |||||||
| 2008-05-20 | 2007-11-14 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.7060 | 2,198,729 | 1,552 | 4,397,458 | ||||
| 2008-05-20 | 2007-11-14 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.7060 | 2,198,729 | 1,552 | 2,198,729 | ||||
| 2007-12-11 | 2007-11-14 | 4 | Southpaw Asset Management LP | NEP | Class D Warrant for the Purchase of Shares of Common Stock | I | 0.90 | 125,000 | 125,000 | |||||
| 2007-12-11 | 2007-11-14 | 4 | Southpaw Asset Management LP | NEP | Series B 10% Secured Convertible Note due 2008 | I | 0.71 | 0 | ||||||
| 2007-12-11 | 2007-11-14 | 4 | Southpaw Asset Management LP | NEP | Series A 10% Secured Convertible Note due 2008 | I | 0.71 | |||||||
| 2007-12-11 | 2007-11-14 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 0.7060 | 2,931,638 | 2,070 | 3,185,405 | ||||
| 2007-12-11 | 2007-11-14 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 0.7060 | 253,767 | 179 | 253,767 | ||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series D Convertible Preferred Stock | I | -729,672 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series D Convertible Preferred Stock | I | -571,178 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series D Convertible Preferred Stock | I | -948,244 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series C Convertible Preferred Stock | I | -150,000 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series C Convertible Preferred Stock | I | -410,250 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series B Convertible Preferred Stock | I | -1,866,666 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series A Convertible Preferred Stock | I | -200,000 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 319,095 | 1,928,725 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 253,547 | 1,609,630 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 426,370 | 1,356,083 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 50,204 | 929,713 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 146,459 | 879,509 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 676,230 | 733,050 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 56,820 | 56,820 |
P
非デリバティブまたはデリバティブ証券の公開市場または非公開購入
S
非デリバティブ証券またはデリバティブ証券の公開市場または非公開売却
A
会社からの有価証券の交付、授与その他の取得 (オプション等)
C
デリバティブの転換
D
有価証券の会社への売却または譲渡
F
会社から受領した有価証券の一部を使用した、行使価格または納税義務のお支払い
G
内部者によるまたは内部者に対する有価証券の贈与
K
株式スワップと類似のヘッジ取引
M
会社から受け取ったデリバティブ証券 (オプションなど) の行使または転換
V
フォーム4により任意に報告した取引
J
その他 (取引を説明する脚注を含む)
