| 発行済株式数 | 10,860,120 shares |
| インサイダー保有株 | 8,884,542 shares |
| インサイダー保有比率 | 81.81 % |
| トータル・インサイダーズ | 31 |
インサイダー・センチメント・スコア
インサイダー・センチメント・スコアは、企業内部者（インサイダー）によって株式が購入されている企業を特定します。
これは、インサイダーによる株式の蓄積（買い増し）が最も活発な企業を特定する、高度な多因子定量モデルの算出結果です。このスコアリングモデルでは、過去 90 日間におけるインサイダーの買い越し人数、発行済株式の浮動株数に対する購入株式数の割合、およびインサイダーの保有株式総数を組み合わせて評価を行います。数値は 0 から 100 の範囲で示され、数値が高いほど同業他社と比較して蓄積の度合いが高いことを意味し、50 が平均値となります。
更新頻度：毎日
インサイダーによる株式の買い集めが最も活発な企業をリストアップした「Insiders Top Picks」をご覧ください。
担当者のセンチメントスコア
「オフィサー・センチメント・スコア」は、企業幹部が株式を買い入れている企業を特定します。
定義上、役員は企業インサイダーですが、他のインサイダー（10%以上の株主や取締役など）とは異なり、役員は日々会社のために働き、取引を行う際には自己資金を使用します。（10%以上の株主や取締役は、多くの場合、他人の資金を運用するファンドマネージャーです。）そのため、役員によるインサイダー取引ははるかに重大な意味を持ち、適切に扱われるべきです。
インサイダー・センチメント・スコアと同様に、オフィサー・センチメント・スコアは、役員による株式の蓄積が最も進んでいる企業を特定する、高度な多因子定量モデルの算出結果です。
更新頻度：毎日
主要なインサイダー指標
このカードは、様々なインサイダー関連指標における当該企業の順位を示しています。パーセンタイル順位は、米国市場における他社との比較状況を表すものであり、順位が高いほど、より良好な状況にあることを示唆しています。
例えば、インサイダーによる株式購入は一般的に好ましい兆候とみなされているため、インサイダーによる購入が多い企業は、購入が少ない（あるいはインサイダーによる売却が行われている）企業よりも上位にランク付けされることになります。
インサイダー取引チャート
Nephros, Inc.インサイダー取引を次のチャートに示します。インサイダーとは、会社の役員、取締役、または重要な投資家のことです。一般的に、インサイダーが重要な非公開情報に基づいて自社の取引を行うことは一般的に違法です。これは、彼らが自分の会社で取引をすることが違法であるという意味ではありません。ただし、すべての取引をフォーム4を通じてSECに報告しなければなりません。
インサイダー一覧および収益性指標
この表は、既知のインサイダーの一覧を示しており、SECに開示された届出書類から自動的に生成されています。氏名、直近の役職、および取締役、役員、または10％以上の株主としての指定に加え、直近で開示された保有状況も掲載しています。さらに、可能な場合は、当該インサイダーの過去の取引実績も掲載しています。過去の取引実績は、当該インサイダーが行った実際の公開市場での買い取引の実績の加重平均値です。この算出方法の詳細については、こちらのYouTubeウェビナーをご覧ください。
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| インサイダー | 平均利益率 (%) | 所有 株式数 |
分割 調整済み |
|---|---|---|---|
| Arthur H Amron Director - [D] | 25,546 | 25,546 | |
| Andrew Astor President, CEO & CFO, Director - [D] [O] | 92,773 | 92,773 | |
| Banks Robert R. Jr. President and CEO - [O] | 190,000 | 190,000 | |
| Lawrence J Centella Director - [D] | 218,467 | 24,274 | |
|
Charles E Davidson
10% Owner -
|
3,544,492 | 166,667 | |
|
Enso Capital Management LLC
10% Owner -
|
1,228,587 | 1,228,587 | |
| Daron Evans CEO Specialty Renal Products - [O] | 8,669 | 8,669 | |
|
Joshua A Fink
10% Owner -
|
1,228,587 | 1,228,587 | |
|
Howard Golden
10% Owner -
|
525,079 | 525,079 | |
| Tom Gwydir Director - [D] | 43,226 | 43,226 |
| インサイダー | 平均利益率 (%) | 所有 株式数 |
分割 調整済み |
|---|---|---|---|
| Joseph Michael Harris Director - [D] | 17,693 | 17,693 | |
| Houghton John C. President, CEO and Acting CFO, Director - [D] [O] | 74,139 | 8,238 | |
|
Joseph Jacobs
10% Owner -
|
3,544,492 | 166,667 | |
| Gerald John SR Kochanski CFO, Secretary and Treasurer - [O] | 45,929 | 5,103 | |
| Judy Krandel Chief Financial Officer - [O] | 68,861 | 68,861 | |
|
Lambda Investors LLC
Director, 10% Owner -
[D]
|
29,800,424 | 3,311,158 | |
| Alisa Lask Director - [D] | 48,629 | 48,629 | |
| Lobo Wesley S. Chief Marketing Officer - [O] | 35,168 | 35,168 | |
| Paul A Mieyal Director - [D] | 3,448 | 3,448 | |
| Lisa Marie Nettis Director - [D] | 1,622 | 1,622 |
| インサイダー | 平均利益率 (%) | 所有 株式数 |
分割 調整済み |
|---|---|---|---|
| Malcolm C Persen Director - [D] | 48,774 | 48,774 | |
| Moshe Pinto Director - [D] | 204,118 | 22,680 | |
| Matthew Rosenberg Director - [D] | 847,935 | 94,215 | |
| James S Scibetta Director - [D] | 64,134 | 7,126 | |
|
Southpaw Asset Management LP
10% Owner -
|
525,079 | 525,079 | |
| Spandow Oliver J. Director - [D] | 122,881 | 122,881 | |
|
Stagg Capital Group LLC
10% Owner -
|
4,166,558 | 4,166,558 | |
|
Scott A Stagg
10% Owner -
|
4,166,558 | 4,166,558 | |
|
Wexford Capital Lp
10% Owner -
|
166,667 | 166,667 | |
|
Bruce Wasserstein
10% Owner -
|
1,928,725 | 1,928,725 | |
|
Wexford GP LLC
10% Owner -
|
3,544,492 | 166,667 |
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インサイダーによる株式購入の実績 ― 短期利益の分析
本セクションでは、NEPH / Nephros, Inc.において行われた、計画外の公開市場でのインサイダーによる株式購入すべてについて、その収益性を分析します。この分析は、当該インサイダーが一貫して異常収益（超過収益）を生み出しているか、また追跡する価値があるかどうかを判断するのに役立ちます。なお、この分析は各取引後の1年間を対象としており、 結果は理論的なものです。 .
以下の表は、自動取引計画の一環ではない直近の市場買付を示しています。
調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。
インサイダー売却の実績 ― 短期損失の分析
本セクションでは、NEPH / Nephros, Inc.において実施された、計画外の市場内インサイダー売却すべてを対象に、短期的な損失回避の動きを分析します。損失回避の一貫したパターンが見られる場合、将来の売却取引が株価の下落を予兆している可能性があります。この分析は各取引後1年間を対象としており、 結果は理論的なものです。 .
以下の表は、自動取引計画に基づかない直近の市場売却を示しています。
調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。
取引履歴
リンクアイコンをクリックすると、完全な取引履歴が表示されます。10b5-1自動取引プランの一環として報告された取引には、「10b-5」の列にX印が表示されます。
| ファイル 日付 |
取引 日 |
フォーム | インサイダー | ティッカー | 証券の名称 | コード | 直接 | 権利行使 価格 |
単位 価格 |
単位 変更済み |
値 変更済み (1K) |
残り オプション |
残り 株式数 |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-09-16 | 2026-09-14 | 4 | WEXFORD CAPITAL LP See footnotes | NEPH | Common Stock | I | 3.9500 | -22,710 | -90 | 166,667 | ||||
| 2026-09-16 | 2026-09-14 | 4 | WEXFORD CAPITAL LP See footnotes | NEPH | Common Stock | I | -3,355,111 | 189,377 | ||||||
| 2026-09-16 | 2026-09-14 | 4 | AMRON ARTHUR H | NEPH | Common Stock | I | 3.9500 | 22,710 | 90 | 25,546 | ||||
| 2026-09-16 | 2026-09-14 | 4 | AMRON ARTHUR H | NEPH | Common Stock | I | 2,836 | 2,836 | ||||||
| 2026-09-16 | 2026-09-14 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 17,749 | 158,623 | ||||||
| 2026-08-20 | 2026-08-18 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | 3.6000 | 812 | 3 | 56,872 | ||||
| 2026-08-14 | 2026-08-12 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 2,418 | 140,874 | ||||||
| 2026-06-12 | 2026-05-11 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 3,574 | 138,456 | ||||||
| 2026-03-25 | 2026-03-23 | 4 | Krandel Judy | NEPH | Common Stock | D | 1.7100 | 68,861 | 118 | 68,861 | ||||
| 2026-03-25 | 2026-03-23 | 4 | Banks Robert R. Jr. | NEPH | Common Stock | D | 1.4400 | 120,000 | 173 | 190,000 | ||||
| 2026-03-18 | 2026-03-16 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 3,610 | 134,882 | ||||||
| 2025-11-13 | 2025-11-10 | 4 | Nettis Lisa Marie | NEPH | Common Stock | D | 1,622 | 1,622 | ||||||
| 2025-11-13 | 2025-11-10 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 8,036 | 122,881 | ||||||
| 2025-11-13 | 2025-11-10 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 5,391 | 131,272 | ||||||
| 2025-01-03 | 2025-01-01 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 22,418 | 125,881 | ||||||
| 2025-01-03 | 2025-01-01 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 33,241 | 114,845 | ||||||
| 2024-05-30 | 2024-05-30 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 2.2449 | 3,000 | 7 | 103,463 | ||||
| 2024-05-30 | 2024-05-28 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 2.2207 | 2,000 | 4 | 100,463 | ||||
| 2024-05-16 | 2024-05-16 | 4 | Banks Robert R. Jr. | NEPH | Common Stock | D | 2.2410 | 50,000 | 112 | 70,000 | ||||
| 2024-03-14 | 2024-03-13 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | -91,463 | 56,060 | ||||||
| 2024-03-14 | 2024-03-13 | 4 | AMRON ARTHUR H | NEPH | Common stock | D | 91,463 | 98,463 | ||||||
| 2024-03-14 | 2024-03-12 | 4 | AMRON ARTHUR H | NEPH | Common stock | D | 2.4471 | 7,000 | 17 | 7,000 | ||||
| 2023-12-15 | 2023-12-13 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 14,294 | 81,604 | ||||||
| 2023-12-15 | 2023-12-13 | 4 | Harris Joseph Michael | NEPH | Common Stock | D | 9,291 | 17,693 | ||||||
| 2023-12-15 | 2023-12-13 | 4 | Lask Alisa | NEPH | Common Stock | D | 9,291 | 48,629 | ||||||
| 2023-12-15 | 2023-12-13 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 9,291 | 9,291 | ||||||
| 2023-12-11 | 2023-12-07 | 4 | Banks Robert R. Jr. | NEPH | Common Stock | D | 2.2026 | 18,000 | 40 | 20,000 | ||||
| 2023-08-15 | 2023-08-15 | 4 | Banks Robert R. Jr. | NEPH | Common Stock | D | 1.6869 | 1,901 | 3 | 2,000 | ||||
| 2023-08-15 | 2023-08-14 | 4 | Banks Robert R. Jr. | NEPH | Common Stock | D | 1.5000 | 99 | 0 | 99 | ||||
| 2023-01-09 | 2023-01-05 | 4 | Gwydir Tom | NEPH | Common Stock | D | 27,613 | 43,226 | ||||||
| 2023-01-09 | 2023-01-05 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 42,481 | 67,310 | ||||||
| 2023-01-09 | 2023-01-05 | 4 | Lask Alisa | NEPH | Common Stock | D | 27,613 | 39,338 | ||||||
| 2023-01-09 | 2023-01-05 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 27,613 | 27,613 | ||||||
| 2023-01-09 | 2023-01-05 | 4 | Harris Joseph Michael | NEPH | Common Stock | D | 8,402 | 8,402 | ||||||
| 2022-03-07 | 2022-03-05 | 4 | Astor Andrew | NEPH | Warrants (right to buy) | D | 2.70 | -14,815 | 0 | |||||
| 2022-03-07 | 2022-03-05 | 4 | Astor Andrew | NEPH | Common Stock | D | 2.7000 | 14,815 | 40 | 92,773 | ||||
| 2022-02-18 | 2022-02-16 | 4 | Lobo Wesley S. | NEPH | Common Stock | D | 4.8000 | -6,389 | -31 | 35,168 | ||||
| 2021-12-16 | 2021-12-14 | 4 | Gwydir Tom | NEPH | Stock Option (right to buy) | D | 6.82 | 7,062 | 7,062 | |||||
| 2021-12-16 | 2021-12-14 | 4 | Gwydir Tom | NEPH | Common Stock | D | 4,582 | 15,613 | ||||||
| 2021-12-16 | 2021-12-14 | 4 | Lask Alisa | NEPH | Stock Option (right to buy) | D | 6.82 | 7,062 | 7,062 | |||||
| 2021-12-16 | 2021-12-14 | 4 | Lask Alisa | NEPH | Common Stock | D | 4,582 | 11,725 | ||||||
| 2021-12-16 | 2021-12-14 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 6.82 | 38,612 | 38,612 | |||||
| 2021-12-16 | 2021-12-14 | 4 | AMRON ARTHUR H | NEPH | Stock Option (Right to Buy) | D | 6.82 | 7,062 | 7,062 | |||||
| 2021-12-16 | 2021-12-14 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 4,582 | 4,582 | ||||||
| 2021-12-16 | 2021-12-14 | 4 | Spandow Oliver J. | NEPH | Stock Option (Right to Buy) | D | 6.82 | 7,062 | 7,062 | |||||
| 2021-12-16 | 2021-12-14 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 5,429 | 24,829 | ||||||
| 2021-09-03 | 2021-09-01 | 4 | Lobo Wesley S. | NEPH | Stock Option (right to buy) | D | 8.47 | 57,368 | 57,368 | |||||
| 2021-08-23 | 2021-08-20 | 4 | Lobo Wesley S. | NEPH | Common Stock | D | 7.9200 | 1,000 | 8 | 41,557 | ||||
| 2021-08-19 | 2021-08-18 | 4 | Gwydir Tom | NEPH | Common Stock | D | 7.6400 | 5,000 | 38 | 11,031 | ||||
| 2021-08-18 | 2021-08-18 | 4 | Astor Andrew | NEPH | Common Stock | D | 7.7733 | 2,500 | 19 | 77,958 | ||||
| 2021-08-18 | 2021-08-17 | 4 | Astor Andrew | NEPH | Common Stock | D | 7.6687 | 2,500 | 19 | 75,458 | ||||
| 2021-06-03 | 2021-06-01 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock Warrants | I | 2.70 | 2.7000 | -66,667 | -180 | 0 | |||
| 2021-06-03 | 2021-06-01 | 4 | WEXFORD CAPITAL LP See footnotes | NEPH | Common Stock | I | 2.7000 | 66,667 | 180 | 3,544,492 | ||||
| 2021-06-01 | 2021-05-27 | 4/A | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 2.7000 | -349 | -1 | 8,669 | ||||
| 2021-06-01 | 2021-05-27 | 4/A | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 2.7000 | -349 | -1 | 8,669 | ||||
| 2021-05-25 | 2021-05-24 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock Warrants (Right to Buy) | I | 2.70 | -1,111 | 0 | |||||
| 2021-05-25 | 2021-05-24 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock Warrants (Right to Buy) | I | 2.70 | -1,111 | 0 | |||||
| 2021-05-25 | 2021-05-24 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 2.7000 | 1,111 | 3 | 9,018 | ||||
| 2021-05-25 | 2021-05-24 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 2.7000 | 1,111 | 3 | 9,018 | ||||
| 2021-02-18 | 2021-02-16 | 4 | Lobo Wesley S. | NEPH | Stock Optoin (right to buy) | D | 8.66 | 114,178 | 114,178 | |||||
| 2021-02-18 | 2021-02-16 | 4 | Lobo Wesley S. | NEPH | Common Stock | D | 40,557 | 40,557 | ||||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Stock Option (Right to Buy) | D | 4.50 | -4,477 | 4,477 | |||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Stock Option (Right to Buy) | D | 3.60 | -3,765 | 3,765 | |||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Stock Option (Right to Buy) | D | 4.14 | -2,956 | 2,956 | |||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Stock Option (Right to Buy) | D | 4.59 | -3,556 | 3,556 | |||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | 4.5000 | 4,477 | 20 | 106,037 | ||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | 3.6000 | 3,765 | 14 | 101,560 | ||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | 4.1400 | 2,956 | 12 | 97,795 | ||||
| 2021-01-29 | 2021-01-27 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | 4.5900 | 3,556 | 16 | 94,839 | ||||
| 2021-01-08 | 2021-01-06 | 4 | WEXFORD CAPITAL LP | NEPH | Common Stock | D | 3,196 | 3,196 | ||||||
| 2021-01-08 | 2021-01-06 | 4 | Gwydir Tom | NEPH | Stock Option (right to buy) | D | 8.06 | 6,850 | 6,850 | |||||
| 2021-01-08 | 2021-01-06 | 4 | Gwydir Tom | NEPH | Common Stock | D | 3,666 | 6,031 | ||||||
| 2021-01-08 | 2021-01-06 | 4 | Spandow Oliver J. | NEPH | Stock Option (Right to Buy) | D | 8.06 | 6,850 | 6,850 | |||||
| 2021-01-08 | 2021-01-06 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 3,666 | 19,400 | ||||||
| 2021-01-08 | 2021-01-06 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 8.06 | 6,850 | 6,850 | |||||
| 2021-01-08 | 2021-01-06 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 5,921 | 48,774 | ||||||
| 2021-01-08 | 2021-01-06 | 4 | Lask Alisa | NEPH | Stock Option (right to buy) | D | 8.06 | 6,850 | 6,850 | |||||
| 2021-01-08 | 2021-01-06 | 4 | Lask Alisa | NEPH | Common Stock | D | 3,666 | 7,143 | ||||||
| 2021-01-08 | 2021-01-06 | 4 | AMRON ARTHUR H | NEPH | Stock Option (Right to Buy) | D | 8.06 | 6,850 | 6,850 | |||||
| 2021-01-08 | 2021-01-06 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 3,666 | 3,666 | ||||||
| 2020-11-20 | 2020-11-18 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 5.8328 | 1,500 | 9 | 15,734 | ||||
| 2020-11-19 | 2020-11-19 | 4 | Astor Andrew | NEPH | Common Stock | D | 5.8669 | 1,000 | 6 | 72,958 | ||||
| 2020-10-16 | 2020-10-15 | 4 | WEXFORD CAPITAL LP See footnotes | NEPH | Common Stock, par value $0.001 | I | 6.0000 | 166,667 | 1,000 | 3,605,471 | ||||
| 2020-08-26 | 2020-08-24 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 7.07 | 152,064 | 152,064 | |||||
| 2020-08-19 | 2020-08-19 | 4 | Astor Andrew | NEPH | Common Stock | D | 7.4000 | 950 | 7 | 71,958 | ||||
| 2020-05-29 | 2020-05-28 | 4 | Astor Andrew | NEPH | Common Stock | D | 6.9600 | 1,000 | 7 | 71,008 | ||||
| 2020-05-13 | 2020-05-11 | 4 | PERSEN MALCOLM C By spouse | NEPH | Warrants (right to buy) | I | 7.65 | -1,732 | 0 | |||||
| 2020-05-13 | 2020-05-11 | 4 | PERSEN MALCOLM C By spouse | NEPH | Common Stock | I | 7.6500 | 1,732 | 13 | 5,194 | ||||
| 2020-03-12 | 2020-03-12 | 4 | Evans Daron | NEPH | Common Stock | D | 6.6500 | 2,500 | 17 | 134,215 | ||||
| 2020-03-12 | 2020-03-12 | 4 | Astor Andrew | NEPH | Common Stock | D | 6.7000 | 1,000 | 7 | 70,008 | ||||
| 2020-03-05 | 2020-03-05 | 4 | Evans Daron | NEPH | Common Stock | D | 8.4436 | 2,500 | 21 | 131,715 | ||||
| 2020-03-05 | 2020-03-05 | 4 | Astor Andrew | NEPH | Common Stock | D | 8.4567 | 700 | 6 | 69,008 | ||||
| 2020-02-05 | 2020-02-01 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 5.40 | 97,076 | 242,690 | |||||
| 2020-02-05 | 2020-02-01 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 2.64 | 13,958 | 46,525 | |||||
| 2020-02-05 | 2020-02-01 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 4.14 | 19,320 | 64,399 | |||||
| 2019-12-18 | 2019-12-16 | 4 | AMRON ARTHUR H | NEPH | Stock Option (Right to Buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 3,448 | 3,448 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 5,437 | 42,853 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Gwydir Tom | NEPH | Stock Option (right to buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Gwydir Tom | NEPH | Common Stock | D | 2,365 | 2,365 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Spandow Oliver J. | NEPH | Stock Option (Right to Buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 3,448 | 14,234 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Lask Alisa | NEPH | Stock Option (right to buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Lask Alisa | NEPH | Common Stock | D | 3,227 | 3,477 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 8.57 | 20,000 | 20,000 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Evans Daron | NEPH | Common Stock | D | 9,282 | 129,215 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 8.30 | 20,000 | 20,000 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Astor Andrew | NEPH | Common Stock | D | 6,848 | 68,308 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | Mieyal Paul A | NEPH | Stock Option (Right to Buy) | D | 8.57 | 5,568 | 5,568 | |||||
| 2019-12-18 | 2019-12-16 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 3,448 | 3,448 | ||||||
| 2019-11-26 | 2019-11-25 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 8.1700 | 1,000 | 8 | 10,786 | ||||
| 2019-11-18 | 2019-11-18 | 4 | Evans Daron | NEPH | Common Stock | D | 8.3500 | 1,000 | 8 | 119,933 | ||||
| 2019-11-18 | 2019-11-18 | 4 | Astor Andrew | NEPH | Common Stock | D | 8.3756 | 750 | 6 | 61,460 | ||||
| 2019-09-13 | 2019-09-11 | 4 | Lask Alisa | NEPH | Common Stock | D | 6.4500 | 250 | 2 | 250 | ||||
| 2019-08-22 | 2019-08-22 | 4 | Astor Andrew | NEPH | Common Stock | D | 6.9700 | 1,500 | 10 | 60,710 | ||||
| 2019-08-22 | 2019-08-22 | 4 | Evans Daron | NEPH | Common Stock | D | 6.9227 | 2,000 | 14 | 118,933 | ||||
| 2019-08-13 | 2019-08-09 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 5.40 | 36,404 | 145,614 | |||||
| 2019-08-13 | 2019-08-09 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 2.64 | 9,305 | 32,567 | |||||
| 2019-08-13 | 2019-08-09 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 4.14 | 12,880 | 45,079 | |||||
| 2019-06-14 | 2019-06-14 | 4 | Evans Daron By UTMA #4 | NEPH | Common Stock | I | 0.6037 | 8,000 | 5 | 8,000 | ||||
| 2019-06-14 | 2019-06-14 | 4 | Evans Daron By UTMA #3 | NEPH | Common Stock | I | 0.6094 | 8,000 | 5 | 8,000 | ||||
| 2019-06-14 | 2019-06-14 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 0.5900 | 8,000 | 5 | 71,166 | ||||
| 2019-06-14 | 2019-06-14 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 0.5816 | 8,000 | 5 | 73,666 | ||||
| 2019-06-14 | 2019-06-14 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5982 | 11,172 | 7 | 1,052,426 | ||||
| 2019-06-14 | 2019-06-14 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.6400 | 35,000 | 22 | 532,903 | ||||
| 2019-05-02 | 2019-02-08 | 4/A | Lask Alisa | NEPH | Stock Option (right to buy) | D | 0.58 | 86,546 | 86,546 | |||||
| 2019-05-01 | 2019-04-29 | 4 | Gwydir Tom | NEPH | Stock Option (right to buy) | D | 0.59 | 86,641 | 86,641 | |||||
| 2019-02-12 | 2019-02-08 | 4 | Lask Alisa | NEPH | Stock Option (right to buy) | D | 0.58 | 70,817 | 70,817 | |||||
| 2018-12-21 | 2018-12-19 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 0.65 | 200,000 | 200,000 | |||||
| 2018-12-21 | 2018-12-19 | 4 | AMRON ARTHUR H | NEPH | Stock Option (Right to Buy) | D | 0.65 | 46,457 | 46,457 | |||||
| 2018-12-21 | 2018-12-19 | 4 | Spandow Oliver J. | NEPH | Stock Option (Right to Buy) | D | 0.65 | 46,457 | 46,457 | |||||
| 2018-12-21 | 2018-12-19 | 4 | Pinto Moshe | NEPH | Stock Option (Right to Buy) | D | 0.65 | 46,457 | 46,457 | |||||
| 2018-12-21 | 2018-12-19 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 0.65 | 46,457 | 46,457 | |||||
| 2018-12-21 | 2018-12-19 | 4 | Mieyal Paul A | NEPH | Stock Option (Right to Buy) | D | 0.65 | 46,457 | 46,457 | |||||
| 2018-12-20 | 2018-12-14 | 4/A | Pinto Moshe | NEPH | Common Stock | D | 47,673 | 204,118 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | Astor Andrew | NEPH | Common Stock | D | 44,111 | 497,903 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | Evans Daron | NEPH | Common Stock | D | 108,296 | 1,001,254 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 47,673 | 47,673 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 47,673 | 47,673 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | Spandow Oliver J. | NEPH | Common Stock | D | 18,030 | 88,080 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | Pinto Moshe | NEPH | Common Stock | D | 73,343 | 229,788 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 71,509 | 336,750 | ||||||
| 2018-08-13 | 3 | Spandow Oliver J. | NEPH | Common Stock | D | 140,100 | ||||||||
| 2018-08-13 | 3 | Spandow Oliver J. | NEPH | Common Stock | D | 140,100 | ||||||||
| 2018-08-13 | 3 | Spandow Oliver J. | NEPH | Common Stock | D | 140,100 | ||||||||
| 2018-08-13 | 2018-08-10 | 4 | Spandow Oliver J. | NEPH | Stock Option (Right to Buy) | D | 0.62 | 85,199 | 85,199 | |||||
| 2018-05-14 | 2018-05-14 | 4 | Astor Andrew | NEPH | Warrants (right to buy) | D | 0.30 | -33,333 | 133,333 | |||||
| 2018-05-14 | 2018-05-14 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.3000 | 33,333 | 10 | 453,792 | ||||
| 2018-05-14 | 2018-05-14 | 4 | Evans Daron By PoC Capital, LLC | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | -40,000 | 0 | |||||
| 2018-05-14 | 2018-05-14 | 4 | Evans Daron By PoC Capital, LLC | NEPH | Common Stock | I | 0.3000 | 40,000 | 12 | 95,000 | ||||
| 2018-04-12 | 2018-04-10 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.4500 | 80,000 | 36 | 420,459 | ||||
| 2018-04-12 | 2018-04-10 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 0.4500 | 12,000 | 5 | 63,166 | ||||
| 2018-04-12 | 2018-04-10 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 0.4500 | 12,000 | 5 | 63,166 | ||||
| 2018-04-12 | 2018-04-10 | 4 | Evans Daron By PoC Capital, LLC | NEPH | Common Stock | I | 0.4500 | 55,000 | 25 | 55,000 | ||||
| 2018-03-13 | 2018-03-09 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.4750 | 5,000 | 2 | 340,459 | ||||
| 2018-02-27 | 2017-12-20 | 4/A | Pinto Moshe | NEPH | Stock Option (Right to Buy) | D | 0.50 | 40,284 | 40,284 | |||||
| 2018-02-27 | 2017-12-20 | 4/A | Pinto Moshe | NEPH | Common Stock | D | 73,864 | 156,445 | ||||||
| 2018-02-22 | 2018-02-01 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 0.60 | 218,419 | 982,887 | |||||
| 2017-12-22 | 2017-12-20 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 0.50 | 837,125 | 837,125 | |||||
| 2017-12-22 | 2017-12-20 | 4 | Evans Daron | NEPH | Common Stock | D | 180,000 | 892,958 | ||||||
| 2017-12-22 | 2017-12-20 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 0.50 | 50,000 | 50,000 | |||||
| 2017-12-22 | 2017-12-20 | 4 | Astor Andrew | NEPH | Common Stock | D | 120,417 | 335,459 | ||||||
| 2017-12-22 | 2017-12-20 | 4 | Pinto Moshe | NEPH | Stock Option (Right to Buy) | D | 0.50 | 40,284 | 40,284 | |||||
| 2017-12-22 | 2017-12-20 | 4 | Pinto Moshe | NEPH | Common Stock | D | 73,864 | 156,445 | ||||||
| 2017-12-22 | 2017-12-20 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 0.50 | 40,284 | 40,284 | |||||
| 2017-12-22 | 2017-12-20 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 113,636 | 265,241 | ||||||
| 2017-12-22 | 2017-12-20 | 4 | Mieyal Paul A | NEPH | Non-qualified stock option | D | 0.50 | 40,284 | 40,284 | |||||
| 2017-12-22 | 2017-12-20 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 73,864 | 73,864 | ||||||
| 2017-12-22 | 2017-12-20 | 4 | AMRON ARTHUR H | NEPH | Non-Qualified Stock Option | D | 0.50 | 40,284 | 40,284 | |||||
| 2017-12-22 | 2017-12-20 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 73,864 | 73,864 | ||||||
| 2017-12-05 | 2017-12-04 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.5000 | 8,333 | 4 | 215,042 | ||||
| 2017-12-05 | 2017-12-01 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.5000 | 10,000 | 5 | 206,709 | ||||
| 2017-09-06 | 2017-09-06 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2435 | 28,000 | 7 | 712,958 | ||||
| 2017-09-06 | 2017-09-05 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2350 | 1,580 | 0 | 684,958 | ||||
| 2017-08-28 | 2017-08-28 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.2729 | 4,000 | 1 | 196,709 | ||||
| 2017-08-28 | 2017-08-28 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.2700 | 6,000 | 2 | 192,709 | ||||
| 2017-08-28 | 2017-06-16 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.2650 | 43 | 0 | 186,709 | ||||
| 2017-08-23 | 2017-08-22 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 0.2500 | 2,000 | 0 | 1,417,922 | ||||
| 2017-08-23 | 2017-08-22 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 0.2500 | 2,000 | 0 | 51,166 | ||||
| 2017-08-11 | 2017-08-11 | 4 | Astor Andrew | NEPH | Common Stock | D | 0.2599 | 20,000 | 5 | 186,666 | ||||
| 2017-08-11 | 2017-08-11 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2600 | 70,000 | 18 | 683,378 | ||||
| 2017-06-13 | 2017-06-12 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2600 | 3,961 | 1 | 613,378 | ||||
| 2017-06-13 | 2017-06-09 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 0.2600 | 7,500 | 2 | 49,166 | ||||
| 2017-06-13 | 2017-06-09 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 0.2600 | 10,000 | 3 | 51,666 | ||||
| 2017-05-19 | 2017-05-19 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2550 | 7,500 | 2 | 609,417 | ||||
| 2017-05-19 | 2017-05-18 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2550 | 22,500 | 6 | 601,917 | ||||
| 2017-05-15 | 2017-05-01 | 4/A | Astor Andrew | NEPH | Stock Option (right to buy) | D | 0.29 | 209,355 | 209,355 | |||||
| 2017-05-02 | 2017-05-01 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 0.29 | 209,355 | 209,355 | |||||
| 2017-04-04 | 2017-03-31 | 4 | Evans Daron | NEPH | Common Stock | D | 17,756 | 579,417 | ||||||
| 2017-03-21 | 2017-03-17 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | 41,666 | 41,666 | |||||
| 2017-03-21 | 2017-03-17 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | 41,666 | 41,666 | |||||
| 2017-03-21 | 2017-03-17 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock | I | 41,666 | 41,666 | ||||||
| 2017-03-21 | 2017-03-17 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock | I | 41,666 | 41,666 | ||||||
| 2017-03-21 | 2017-03-17 | 4 | Astor Andrew | NEPH | Warrants (right to buy) | D | 0.30 | 166,666 | 166,666 | |||||
| 2017-03-21 | 2017-03-17 | 4 | Astor Andrew | NEPH | Common Stock | D | 166,666 | 166,666 | ||||||
| 2017-02-15 | 2017-02-13 | 4 | Astor Andrew | NEPH | Stock Option (right to buy) | D | 0.46 | 289,785 | 289,785 | |||||
| 2016-12-23 | 2016-12-23 | 4 | Evans Daron | NEPH | Common Stock | D | 213,068 | 561,661 | ||||||
| 2016-12-15 | 2016-12-14 | 4 | Evans Daron | NEPH | Common Stock | D | 9,165 | 348,593 | ||||||
| 2016-12-09 | 2016-12-07 | 4 | Evans Daron | NEPH | Common Stock | D | 0.3200 | 4,069 | 1 | 339,428 | ||||
| 2016-12-06 | 2016-12-05 | 4 | Evans Daron | NEPH | Common Stock | D | 0.3400 | 6,020 | 2 | 335,359 | ||||
| 2016-12-06 | 2016-12-05 | 4 | Evans Daron | NEPH | Common Stock | D | 0.3399 | 4,600 | 2 | 329,339 | ||||
| 2016-12-02 | 2016-12-01 | 4 | Evans Daron | NEPH | Common Stock | D | 0.3206 | 40,599 | 13 | 324,739 | ||||
| 2016-12-02 | 2016-11-30 | 4 | Evans Daron | NEPH | Common Stock | D | 0.2900 | 931 | 0 | 284,140 | ||||
| 2016-08-26 | 2016-08-24 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 0.40 | 33,880 | 33,880 | |||||
| 2016-08-26 | 2016-08-24 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 113,636 | 151,605 | ||||||
| 2016-08-26 | 2016-08-24 | 4 | Pinto Moshe | NEPH | Stock Option (Right to Buy) | D | 0.40 | 33,880 | 33,880 | |||||
| 2016-08-26 | 2016-08-24 | 4 | Pinto Moshe | NEPH | Common Stock | D | 73,864 | 82,581 | ||||||
| 2016-08-25 | 2016-08-24 | 4 | AMRON ARTHUR H | NEPH | Non-Qualified Stock Option | D | 0.40 | 33,880 | 33,880 | |||||
| 2016-08-25 | 2016-08-24 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 73,864 | 73,864 | ||||||
| 2016-08-25 | 2016-08-24 | 4 | Mieyal Paul A | NEPH | Non-Qualified Stock Option | D | 0.40 | 33,880 | 33,880 | |||||
| 2016-08-25 | 2016-08-24 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 73,864 | 73,864 | ||||||
| 2016-06-07 | 2016-06-03 | 4 | Evans Daron By UTMA #2 | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | 10,000 | 10,000 | |||||
| 2016-06-07 | 2016-06-03 | 4 | Evans Daron By UTMA #1 | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | 10,000 | 10,000 | |||||
| 2016-06-07 | 2016-06-03 | 4 | Evans Daron By PoC Capital, LLC | NEPH | Common Stock Warrants (Right to Buy) | I | 0.30 | 40,000 | 40,000 | |||||
| 2016-06-07 | 2016-06-03 | 4 | Lambda Investors LLC Held directly by Lamdba Investors LLC | NEPH | Common Stock Warrant | I | 0.30 | 600,000 | 600,000 | |||||
| 2015-12-22 | 2015-12-18 | 4 | Lambda Investors LLC Held directly by Lamdba Investors LLC | NEPH | Common Stock Warrants | I | 0.40 | -2,782,576 | 0 | |||||
| 2015-12-22 | 2015-12-18 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 2,782,576 | 29,800,424 | ||||||
| 2015-12-18 | 2015-12-17 | 4 | Evans Daron | NEPH | Common Stock | D | 42,840 | 283,209 | ||||||
| 2015-10-01 | 2015-09-29 | 4 | Lambda Investors LLC Held directly by Lambda Investors LCC | NEPH | Class D Warrants | I | 0.15 | -11,742,100 | 0 | |||||
| 2015-10-01 | 2015-09-29 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Class D Warrants (Common Stock) | I | 0.15 | 11,742,100 | 11,742,100 | |||||
| 2015-10-01 | 2015-09-29 | 4 | Lambda Investors LLC Held directly by Lambda Investors LCC | NEPH | Class D Warrants | I | 0.30 | -11,742,100 | 0 | |||||
| 2015-10-01 | 2015-09-29 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 11,742,100 | 27,017,848 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 58,240 | 58,240 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | Pinto Moshe | NEPH | Common Stock | D | 8,717 | 8,717 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 97,135 | 218,467 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 58,240 | 58,240 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | ROSENBERG MATTHEW | NEPH | Common Stock | D | 58,240 | 847,935 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | PERSEN MALCOLM C | NEPH | Common Stock | D | 16,951 | 16,951 | ||||||
| 2015-09-11 | 2015-09-09 | 4 | Evans Daron | NEPH | Common Stock | D | 70,610 | 240,369 | ||||||
| 2015-08-31 | 2015-08-31 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5700 | 10,000 | 6 | 169,759 | ||||
| 2015-08-31 | 2015-08-28 | 4 | Evans Daron | NEPH | Common Stock | D | 0.6000 | 10,000 | 6 | 159,759 | ||||
| 2015-08-31 | 2015-08-28 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5800 | 5,000 | 3 | 149,759 | ||||
| 2015-08-31 | 2015-08-27 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5600 | 19,175 | 11 | 144,759 | ||||
| 2015-08-20 | 2015-08-20 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5600 | 27,000 | 15 | 125,584 | ||||
| 2015-08-20 | 2015-08-19 | 4 | Evans Daron | NEPH | Common Stock | D | 0.5000 | 24,500 | 12 | 98,584 | ||||
| 2015-08-18 | 2015-08-14 | 4 | Pinto Moshe | NEPH | Stock Option (Right to Buy) | D | 0.45 | 59,155 | 59,155 | |||||
| 2015-05-14 | 2015-05-12 | 4 | PERSEN MALCOLM C By spouse | NEPH | Warrants (right to buy) | I | 0.85 | 15,580 | 15,580 | |||||
| 2015-05-14 | 2015-05-12 | 4 | PERSEN MALCOLM C By spouse | NEPH | Common Stock | I | 31,160 | 31,160 | ||||||
| 2015-05-14 | 2015-05-12 | 4 | ROSENBERG MATTHEW | NEPH | Warrants (right to buy) | D | 0.85 | 100,000 | 100,000 | |||||
| 2015-05-14 | 2015-05-12 | 4 | ROSENBERG MATTHEW | NEPH | Common Stock | D | 200,000 | 789,695 | ||||||
| 2015-05-11 | 2015-05-07 | 4 | PERSEN MALCOLM C | NEPH | Stock Option (Right to Buy) | D | 0.79 | 56,981 | 56,981 | |||||
| 2015-04-17 | 2015-04-15 | 4 | Evans Daron | NEPH | Stock Option (Right to Buy) | D | 0.60 | 764,468 | 764,468 | |||||
| 2014-12-22 | 2014-12-18 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 0.6000 | 10,202 | 6 | 121,332 | ||||
| 2014-12-22 | 2014-12-18 | 4 | ROSENBERG MATTHEW | NEPH | Common Stock | D | 0.6000 | 374,997 | 225 | 589,695 | ||||
| 2014-12-22 | 2014-12-18 | 4 | Houghton John C. | NEPH | Common Stock | D | 0.6000 | 7,885 | 5 | 74,139 | ||||
| 2014-12-22 | 2014-12-18 | 4 | Lambda Investors LLC Held directly by Wexford Capital LP | NEPH | Common Stock, par value $0.001 | I | 14,853 | 190,446 | ||||||
| 2014-12-22 | 2014-12-18 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 3,303,808 | 15,275,748 | ||||||
| 2014-12-22 | 2014-12-18 | 4 | Evans Daron | NEPH | Common Stock | D | 0.6000 | 21,239 | 13 | 74,084 | ||||
| 2014-11-07 | 2014-11-06 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 25,395 | 25,395 | ||||||
| 2014-11-07 | 2014-11-06 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 25,395 | 111,130 | ||||||
| 2014-11-07 | 2014-11-06 | 4 | Evans Daron | NEPH | Common Stock | D | 43,194 | 52,845 | ||||||
| 2014-11-07 | 2014-11-06 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 25,395 | 25,395 | ||||||
| 2014-11-07 | 2014-11-06 | 4 | ROSENBERG MATTHEW | NEPH | Common Stock | D | 12,698 | 214,698 | ||||||
| 2014-05-19 | 3 | ROSENBERG MATTHEW | NEPH.OB | Nephros, Inc. Common Stock | D | 404,000 | ||||||||
| 2014-05-19 | 3 | ROSENBERG MATTHEW | NEPH.OB | Nephros, Inc. Common Stock | D | 404,000 | ||||||||
| 2014-05-19 | 2014-05-16 | 4 | ROSENBERG MATTHEW | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.79 | 48,864 | 48,864 | |||||
| 2014-03-27 | 2014-03-26 | 4 | AMRON ARTHUR H | NEPH | Non Qualiffied Stock Option (right to buy) | D | 0.46 | 26,598 | 26,598 | |||||
| 2014-03-27 | 2014-03-26 | 4 | CENTELLA LAWRENCE J | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.46 | 26,598 | 26,598 | |||||
| 2014-03-27 | 2014-03-26 | 4 | Evans Daron | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.46 | 75,361 | 75,361 | |||||
| 2014-03-27 | 2014-03-21 | 4 | Evans Daron | NEPH | Common Stock | D | 0.3000 | 2,151 | 1 | 9,651 | ||||
| 2014-03-27 | 2014-03-26 | 4 | Mieyal Paul A | NEPH | Non Qualified Stock Option (right to buy) | D | 0.46 | 26,598 | 26,598 | |||||
| 2014-03-24 | 2014-03-21 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 0.3000 | 19,105 | 6 | 85,735 | ||||
| 2014-03-18 | 2014-03-14 | 4 | Lambda Investors LLC Held directly by Lambda Investors LCC | NEPH | Class D Warrants | I | 2,935,525 | 11,742,100 | ||||||
| 2014-03-18 | 2014-03-14 | 4 | Lambda Investors LLC Held directly by Wexford Capital LP | NEPH | Common Stock, par value $0.001 | I | 27,811 | 124,803 | ||||||
| 2014-03-18 | 2014-03-14 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 5,250,264 | 11,971,940 | ||||||
| 2014-02-07 | 2014-02-05 | 4 | Houghton John C. | NEPH | Incentive Stock Option (right to buy) | D | 0.33 | 35,000 | 35,000 | |||||
| 2014-01-07 | 2013-12-31 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 19,733 | 66,630 | ||||||
| 2014-01-07 | 2013-12-31 | 4 | Scibetta James S | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.42 | 60,440 | 60,440 | |||||
| 2014-01-06 | 2013-12-31 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 19,733 | 19,733 | ||||||
| 2014-01-06 | 2013-12-31 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 19,733 | 19,733 | ||||||
| 2013-12-04 | 3 | Evans Daron | NEPH.OB | Nephros, Inc. Common Stock | D | 7,500 | ||||||||
| 2013-08-22 | 2013-08-20 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 5,417 | 28,763 | ||||||
| 2013-08-22 | 2013-08-20 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 5,417 | 46,897 | ||||||
| 2013-08-22 | 2013-08-20 | 4 | Scibetta James S | NEPH | Common Stock | D | 12,078 | 64,134 | ||||||
| 2013-08-22 | 2013-08-20 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 5,417 | 28,763 | ||||||
| 2013-06-11 | 2013-05-23 | 4 | Kochanski Gerald John SR | NEPH | Incentive Stock Option (right to buy) | D | 0.71 | 25,000 | 25,000 | |||||
| 2013-06-11 | 2013-05-23 | 4 | Kochanski Gerald John SR | NEPH | Common Stock | D | 45,929 | 45,929 | ||||||
| 2013-06-11 | 2013-05-23 | 4 | CENTELLA LAWRENCE J | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.71 | 10,000 | 10,000 | |||||
| 2013-06-11 | 2013-05-23 | 4 | CENTELLA LAWRENCE J | NEPH | Common Stock | D | 23,346 | 41,480 | ||||||
| 2013-06-11 | 2013-05-23 | 4 | Scibetta James S | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.71 | 12,500 | 12,500 | |||||
| 2013-06-11 | 2013-05-23 | 4 | Scibetta James S | NEPH | Common Stock | D | 52,056 | 52,056 | ||||||
| 2013-06-11 | 2013-05-23 | 4 | Houghton John C. | NEPH | Incentive Stock Option (right to buy) | D | 0.71 | 37,500 | 37,500 | |||||
| 2013-06-11 | 2013-05-23 | 4 | Houghton John C. | NEPH | Common Stock | D | 66,254 | 66,254 | ||||||
| 2013-06-05 | 2013-05-23 | 4/A | Lambda Investors LLC Held directly by Wexford Capital LP | NEPH | Common Stock, par value $0.001 | I | 46,692 | 46,692 | ||||||
| 2013-06-05 | 2013-05-23 | 4/A | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 2,992,884 | 6,721,676 | ||||||
| 2013-06-04 | 2013-05-23 | 4 | AMRON ARTHUR H | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.71 | 10,000 | 10,000 | |||||
| 2013-06-04 | 2013-05-23 | 4 | AMRON ARTHUR H | NEPH | Common Stock | D | 23,346 | 23,346 | ||||||
| 2013-06-04 | 2013-05-23 | 4 | Mieyal Paul A | NEPH | Non-Qualified Stock Option (right to buy) | D | 0.71 | 10,000 | 10,000 | |||||
| 2013-06-04 | 2013-05-23 | 4 | Mieyal Paul A | NEPH | Common Stock | D | 23,346 | 23,346 | ||||||
| 2013-06-04 | 2013-05-23 | 4 | Lambda Investors LLC Held directly by Lambda Investors LLC | NEPH | Common Stock, par value $0.001 | I | 2,992,884 | 6,721,676 | ||||||
| 2012-07-06 | 2012-07-03 | 4 | Houghton John C. | NEPH.OB | Non-Qualified Stock Option (right to buy) | D | 1.89 | 331,550 | 331,550 | |||||
| 2012-04-25 | 2012-04-20 | 4 | Houghton John C. | NEPH.OB | Incentive Stock Option (right to buy) | D | 0.95 | 675,000 | 675,000 | |||||
| 2012-03-20 | 2012-02-16 | 4 | Scibetta James S | NEPH.OB | Non-Qualified Stock Option (right to buy) | D | 0.83 | 12,500 | 12,500 | |||||
| 2012-03-16 | 2012-02-16 | 4 | Kochanski Gerald John SR | NEPH.OB | Incentive Stock Option (right to buy) | D | 0.83 | 20,000 | 20,000 | |||||
| 2012-03-16 | 2012-02-16 | 4 | CENTELLA LAWRENCE J | NEPH.OB | Non-Qualified Stock Option (right to buy) | D | 0.83 | 10,000 | 10,000 | |||||
| 2012-03-15 | 2012-02-16 | 4 | AMRON ARTHUR H | NEPH.OB | Non-qualified stock option (right to buy) | D | 0.83 | 10,000 | 10,000 | |||||
| 2012-03-15 | 2012-02-16 | 4 | Mieyal Paul A | NEPH.OB | Non-qualified stock option (right to buy) | D | 0.83 | 10,000 | 10,000 | |||||
| 2011-03-24 | 2011-03-10 | 4 | Southpaw Asset Management LP | NEPHD | Class D Warrants | I | 0.40 | 1 | 1 | |||||
| 2011-03-24 | 2011-03-10 | 4 | Southpaw Asset Management LP | NEPHD | Common Stock Warrants | I | 0.40 | 10,404,862 | 10,404,862 | |||||
| 2011-03-24 | 2011-03-10 | 4 | Southpaw Asset Management LP | NEPHD | Common Stock, par value $0.001 per share | I | 520,242 | 525,079 | ||||||
| 2010-01-26 | 2010-01-08 | 4 | CENTELLA LAWRENCE J | NEPH.OB | Non-qualified stock option (right to buy) | D | 0.95 | 20,000 | 20,000 | |||||
| 2009-09-02 | 2009-09-02 | 4 | Southpaw Asset Management LP | NEPH | Common Stock | I | 1.9459 | -200,000 | -389 | 96,730 | ||||
| 2009-09-02 | 2009-09-01 | 4 | Southpaw Asset Management LP | NEPH | Common Stock | I | 1.9459 | -92,000 | -179 | 296,730 | ||||
| 2009-09-02 | 2009-08-31 | 4 | Southpaw Asset Management LP | NEPH | Common Stock | I | 1.8561 | -101,000 | -187 | 388,730 | ||||
| 2009-08-28 | 2009-08-28 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 1.9695 | -200,000 | -394 | 489,730 | ||||
| 2009-08-28 | 2009-08-27 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 2.0162 | -200,000 | -403 | 689,730 | ||||
| 2009-08-28 | 2009-08-26 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 2.0306 | -27,600 | -56 | 889,730 | ||||
| 2009-08-26 | 2009-08-20 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 2.5508 | -2,390 | -6 | 73,068 | ||||
| 2009-08-26 | 2009-08-20 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 2.5508 | -27,610 | -70 | 844,262 | ||||
| 2008-10-21 | 2008-10-17 | 4 | Enso Capital Management LLC | NEP | Common Stock | I | 0.1522 | -21,317 | -3 | 1,228,587 | ||||
| 2008-10-21 | 2008-10-17 | 4 | Enso Capital Management LLC | NEP | Common Stock | I | 0.1522 | -58,772 | -9 | 3,387,229 | ||||
| 2008-06-12 | 2008-06-11 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.7000 | -2,550 | -2 | 4,166,558 | ||||
| 2008-06-12 | 2008-06-10 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.7000 | -4,600 | -3 | 4,169,108 | ||||
| 2008-06-12 | 2008-06-09 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.7438 | -50,550 | -38 | 4,173,708 | ||||
| 2008-06-12 | 2008-06-06 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8298 | -67,300 | -56 | 4,224,258 | ||||
| 2008-06-12 | 2008-06-05 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8444 | -50,000 | -42 | 4,291,558 | ||||
| 2008-06-12 | 2008-06-03 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8500 | -1,200 | -1 | 4,341,558 | ||||
| 2008-06-12 | 2008-06-02 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8500 | -3,600 | -3 | 4,342,758 | ||||
| 2008-06-12 | 2008-05-30 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8071 | -24,500 | -20 | 4,346,358 | ||||
| 2008-06-12 | 2008-05-29 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.8412 | -26,600 | -22 | 4,370,858 | ||||
| 2008-05-30 | 2008-05-27 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 0.7000 | -150,431 | -105 | 103,336 | ||||
| 2008-05-30 | 2008-05-27 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 0.7000 | -1,737,644 | -1,216 | 1,193,994 | ||||
| 2008-05-20 | 2007-11-14 | 4 | Stagg Capital Group LLC | NEP | Series B 10% Secured Convertible Note due 2008 | I | 0.71 | 0 | ||||||
| 2008-05-20 | 2007-11-14 | 4 | Stagg Capital Group LLC | NEP | Series B 10% Secured Convertible Note due 2008 | I | 0.71 | |||||||
| 2008-05-20 | 2007-11-14 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.7060 | 2,198,729 | 1,552 | 4,397,458 | ||||
| 2008-05-20 | 2007-11-14 | 4 | Stagg Capital Group LLC | NEP | Common Stock | I | 0.7060 | 2,198,729 | 1,552 | 2,198,729 | ||||
| 2007-12-11 | 2007-11-14 | 4 | Southpaw Asset Management LP | NEP | Class D Warrant for the Purchase of Shares of Common Stock | I | 0.90 | 125,000 | 125,000 | |||||
| 2007-12-11 | 2007-11-14 | 4 | Southpaw Asset Management LP | NEP | Series B 10% Secured Convertible Note due 2008 | I | 0.71 | 0 | ||||||
| 2007-12-11 | 2007-11-14 | 4 | Southpaw Asset Management LP | NEP | Series A 10% Secured Convertible Note due 2008 | I | 0.71 | |||||||
| 2007-12-11 | 2007-11-14 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 0.7060 | 2,931,638 | 2,070 | 3,185,405 | ||||
| 2007-12-11 | 2007-11-14 | 4 | Southpaw Asset Management LP | NEP | Common Stock | I | 0.7060 | 253,767 | 179 | 253,767 | ||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series D Convertible Preferred Stock | I | -729,672 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series D Convertible Preferred Stock | I | -571,178 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series D Convertible Preferred Stock | I | -948,244 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series C Convertible Preferred Stock | I | -150,000 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series C Convertible Preferred Stock | I | -410,250 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series B Convertible Preferred Stock | I | -1,866,666 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Series A Convertible Preferred Stock | I | -200,000 | 0 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 319,095 | 1,928,725 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 253,547 | 1,609,630 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 426,370 | 1,356,083 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 50,204 | 929,713 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 146,459 | 879,509 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 676,230 | 733,050 | ||||||
| 2004-09-28 | 2004-09-24 | 4 | Wasserstein Bruce See Footnotes | NEP | Common Stock | I | 56,820 | 56,820 |
P
非デリバティブ証券またはデリバティブ証券の公開市場または相対での購入
S
非デリバティブ証券またはデリバティブ証券の市場売却または相対売却
A
会社からの証券の付与、割当て、またはその他の取得（オプションなど）
C
デリバティブの転換
D
会社への証券の売却または譲渡
F
会社から受領した証券の一部を用いた、権利行使価額または納税義務の支払い
G
インサイダーによる、またはインサイダーへの証券の贈与
K
株式スワップおよび類似のヘッジ取引
M
会社から付与されたデリバティブ証券（オプションなど）の行使または転換
V
フォーム 4 で任意に報告された取引
J
その他（取引内容を説明する脚注を付記）
