CERCZ / Cerecor Inc. Class B Warrants - Insider Trading and Ownership Report - SEC Form 3, 4, 5

株式会社セレコール B種ワラント
US ˙ NASDAQ
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内部心理スコア

内部心理スコアは、企業の内部関係者によって買収されている企業を見つけます。

これは内部者の所有量が最も高い企業を特定する、洗練された多要素定量モデルの結果です。スコアリング・モデルでは、過去90日間に購入した内部者の正味数、浮動株の割合として購入された株式の合計、および内部者が所有する株式の合計を組み合わせて使用します。数値の範囲は0から100で、数値が大きいほど所有量が高く50が平均値です。

更新頻度: 1日

内部者の所有量が最も多い企業のリストを提供する 内部者トップピックを参照してください。

役員心理スコア

役員心理スコアは、役員によって購入されている企業を見つけます。

定義上、役員は内部者ですが、他の内部者 (10%株主と取締役) とは異なり、役員は日常的に会社のために働き、取引の際には自分のお金を使います。(10%株主や取締役は、他人のお金を管理するファンドマネージャーであることが多い。)このように、役員による内部者取引は、より重要であり、適切に取り扱われるべきです。

内部者心理スコアと同様に、役員心理スコアは、役員の所有量が最も高い企業を特定する高度な多要素定量モデルの結果です。

更新頻度: 1日

高心理スコア企業のリストを提供する 内部者トップピックを参照してください。

主要内部者指標

このカードは、同社がさまざまな内部者指標に沿ってどのようにランク付けされているかを示しています。パーセンタイルのランクは、この会社が米国市場の他の会社と比較してどうであるかを示しています。ランキングが高いほど状況が良いことを示しています。

例えば、内部者取引はポジティブな指標であるため、内部者取引の多い企業は、内部者取引の少ない企業 (あるいは内部者売却でさえ) よりも上位にランクされると一般的に考えられています。

正味内部者購入数 (ランク)

N/A

正味内部者購入数は、購入した内部者の総数から、過去90日間に売却した内部者の総数を差し引いたものです。パーセンタイルのランクがここに表示されます (0から100%の範囲) 。

内部者による浮動株購入率 (ランク)

N/A

内部者による浮動株購入率は、内部者が購入した株式の総数から、過去90日間に内部者が売却した株式の総数を差し引いたものを浮動株の総数で割り、100を乗じたものです。

内部者取引チャート

Cerecor Inc. Class B Warrants内部者取引を次のチャートに示します。内部者とは、会社の役員、取締役、または重要な投資家のことです。一般的に、内部者が重要な非公開情報に基づいて自社の取引を行うことは一般的に違法です。これは、彼らが自分の会社で取引をすることが違法であるという意味ではありません。ただし、すべての取引をフォーム4を通じてSECに報告しなければなりません。

内部者名簿と収益性指標

この表は、既知の内部者を示しており、SECに開示されたファイルから自動的に生成されます。氏名、最新の役職名、取締役、役員または10%所有者の指定に加えて、開示された最新の保有株式を提供します。さらに、可能な場合は、内部者の過去の取引実績を提供します。過去の取引実績は、内部者による実際の公開市場での購入取引の実績の加重平均です。この計算方法の詳細については、こちらのYouTubeウェビナーをご覧ください。

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内部者 平均利益 (%) 所有
株式数
調整後
分割

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内部者購入の実績 - 短期利益分析

このセクションでは、CERCZ / Cerecor Inc. Class B Warrantsで行われたすべての計画外の公開市場内部者購入の収益性を分析します。この分析は、内部者が一貫して異常なリターンを生成しているかどうかを理解するのに役立ちます。この分析は、各取引の1年間後のもので 結果は理論値です .

次の表は、自動取引計画に含まれていない直近の公開市場購入を示しています。

取引日 内部者 レポート
株式数
レポート
価格
調整後
株式数
調整後
価格
費用基準 最大
日数
最大
価格
最大
利益 ($)
最大リターン (%)
2024-11-13 Almenoff June Sherie 500 13.0000 500 13.0000 6,500 349 18.3800 2,690 41.38
2024-11-12 Almenoff June Sherie 500 12.4990 500 12.4990 6,250
2023-06-26 Caissa Capital Management ltd. 1,425,700 0.6433 5,940 154.3920 917,153
2023-06-26 Caissa Capital Management ltd. 182,300 0.6200 760 148.8000 113,026
2023-06-20 Caissa Capital Management ltd. 2,000 4.1444 8 994.6560 8,289
2023-06-16 Caissa Capital Management ltd. 3,000 3.9048 12 937.1520 11,714
2023-06-15 Caissa Capital Management ltd. 3,160 3.6837 13 884.0880 11,640
2023-06-14 Caissa Capital Management ltd. 6,000 3.4790 25 834.9600 20,874
2023-06-13 Caissa Capital Management ltd. 8,750 3.8216 36 917.1840 33,439

調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。

CERCZ / Cerecor Inc. Class B Warrants Insider Trades
内部者売却の実績 - 短期損失分析

このセクションでは、CERCZ / Cerecor Inc. Class B Warrantsで行われたすべての予定外の公開市場の内部者取引の短期損失回避を分析します。損失回避の一貫したパターンは、将来の売却取引が価格の下落を予測する可能性を示唆しているかもしれません。この分析は、各取引の1年間後のものです。 結果は理論値です .

次の表は、自動取引プランに含まれていない直近の公開市場での売買を示しています。

取引日 内部者 レポート
株式数
レポート
価格
調整後
株式数
調整後
価格
費用基準 最小
日数
最小
価格
最大損失
回避 ($)
最大損失
回避 (%)
2026-03-16 Doyle Mittie 25,492 16.1465 25,492 16.1465 411,607 43 12.8600 -83,779 -20.35
2025-11-14 Goldman Jonathan 8,200 14.3474 8,200 14.3474 117,649
2025-11-14 Goldman Jonathan 3,167 14.3000 3,167 14.3000 45,288
2023-06-27 ARMISTICE CAPITAL, LLC 937,404 0.5194 3,906 124.6560 486,888
2023-06-26 ARMISTICE CAPITAL, LLC 2,746,138 0.6125 11,442 147.0000 1,682,010
2018-08-13 Jones Randal 1,270 3.9800 10 501.4800 5,055

調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。

CERCZ / Cerecor Inc. Class B Warrants Insider Trades
取引履歴

リンクアイコンをクリックすると、完全な取引履歴が表示されます。10b5-1自動取引プランの一環として報告された取引には、「10b-5」の列にX印が表示されます。

提出
取引
フォーム 内部者 ティッカー 証券タイトル コード 10b5-1 直接 権利行使
価格
単位
価格
単位
変化
価値
変更 (千)
残り
オプション
残り
株式数
2026-06-01 2026-05-28 4 Doyle Mittie AVTX Common Stock S - Sale D 16.0000 -679 -11 47,122
2026-06-01 2026-05-28 4 Doyle Mittie AVTX Common Stock M - Exercise D 8.0400 679 5 47,801
2026-05-26 2026-05-21 4 NEIL GARRY ARTHUR AVTX Common Stock A - Award D 100,200 190,314
2026-05-26 2026-05-21 4 VARKI PAUL AVTX Common Stock A - Award D 24,300 27,934
2026-05-26 2026-05-21 4 Sullivan Christopher Ryan AVTX Common Stock A - Award D 39,900 40,323
2026-05-26 2026-05-21 4 Doyle Mittie AVTX Common Stock A - Award D 43,500 47,122
2026-05-26 2026-05-21 4 Riley Jennifer AVTX Common Stock A - Award D 34,200 36,855
2026-05-19 2026-05-15 4 Doyle Mittie AVTX Common Stock S - Sale D 18.7600 -3,000 -56 3,622
2026-05-19 2026-05-15 4 Doyle Mittie AVTX Common Stock M - Exercise D 12.6500 3,000 38 6,622
2026-05-11 2026-05-07 4 Sullivan Christopher Ryan AVTX Common Stock S - Sale D 24.1222 -18,606 -449 423
2026-05-11 2026-05-07 4 Sullivan Christopher Ryan AVTX Common Stock M - Exercise D 9.8800 18,606 184 19,029
2026-05-07 2026-05-06 4 VARKI PAUL AVTX Common Stock S - Sale D 23.7100 -400 -9 3,634
2026-05-07 2026-05-06 4 VARKI PAUL AVTX Common Stock S - Sale D 22.6985 -9,253 -210 4,034
2026-05-07 2026-05-06 4 VARKI PAUL AVTX Common Stock S - Sale D 21.2155 -22,839 -485 13,287
2026-05-07 2026-05-06 4 VARKI PAUL AVTX Common Stock S - Sale D 19.7812 -5,196 -103 36,126
2026-05-07 2026-05-06 4 VARKI PAUL AVTX Common Stock S - Sale D 18.9120 -37,375 -707 41,322
2026-05-07 2026-05-06 4 VARKI PAUL AVTX Common Stock M - Exercise D 8.0400 12,563 101 78,697
2026-05-07 2026-05-06 4 VARKI PAUL AVTX Common Stock M - Exercise D 13.4300 62,500 839 66,134
2026-05-07 2026-05-06 4 Chan Mitchell AVTX Common Stock S - Sale D 22.8800 -3,167 -72 3,166
2026-05-07 2026-05-06 4 Sullivan Christopher Ryan AVTX Common Stock S - Sale D 22.5745 -8,900 -201 423
2026-05-07 2026-05-06 4 Sullivan Christopher Ryan AVTX Common Stock S - Sale D 21.3698 -9,219 -197 9,323
2026-05-07 2026-05-06 4 Sullivan Christopher Ryan AVTX Common Stock S - Sale D 20.7600 -2,700 -56 18,542
2026-05-07 2026-05-06 4 Sullivan Christopher Ryan AVTX Common Stock S - Sale D 19.2835 -12,347 -238 21,242
2026-05-07 2026-05-06 4 Sullivan Christopher Ryan AVTX Common Stock S - Sale D 18.5525 -13,834 -257 33,589
2026-05-07 2026-05-06 4 Sullivan Christopher Ryan AVTX Common Stock M - Exercise D 8.0400 47,000 378 47,423
2026-05-07 2026-05-06 4 Doyle Mittie AVTX Common Stock S - Sale D 22.8800 -10,058 -230 3,622
2026-05-07 2026-05-06 4 Doyle Mittie AVTX Common Stock S - Sale D 22.4060 -19,015 -426 13,680
2026-05-07 2026-05-06 4 Doyle Mittie AVTX Common Stock S - Sale D 21.1968 -44,944 -953 32,695
2026-05-07 2026-05-06 4 Doyle Mittie AVTX Common Stock S - Sale D 19.6502 -5,000 -98 77,639
2026-05-07 2026-05-06 4 Doyle Mittie AVTX Common Stock S - Sale D 18.0262 -27,538 -496 82,639
2026-05-07 2026-05-06 4 Doyle Mittie AVTX Common Stock M - Exercise D 8.0400 28,650 230 110,177
2026-05-07 2026-05-06 4 Doyle Mittie AVTX Common Stock M - Exercise D 12.6500 77,905 985 81,527
2026-05-07 2026-05-05 4 Doyle Mittie AVTX Common Stock S - Sale D 16.0000 -1,679 -27 3,622
2026-05-07 2026-05-05 4 Doyle Mittie AVTX Common Stock M - Exercise D 8.0400 679 5 5,301
2026-05-07 2026-05-05 4 Doyle Mittie AVTX Common Stock M - Exercise D 12.6500 1,000 13 4,622
2026-05-01 2026-04-30 4 Sullivan Christopher Ryan AVTX Common Stock S - Sale D 13.2261 -8,457 -112 423
2026-05-01 2026-04-29 4 Sullivan Christopher Ryan AVTX Common Stock S - Sale D 13.0925 -8,458 -111 8,880
2026-04-08 2026-04-06 4 Doyle Mittie AVTX Common Stock S - Sale D 18.0122 -3,970 -72 3,622
2026-04-08 2026-04-06 4 Doyle Mittie AVTX Common Stock M - Exercise D 12.6500 3,970 50 7,592
2026-04-03 2026-04-02 4 Sullivan Christopher Ryan AVTX Common Stock S - Sale D 17.5674 -1,780 -31 17,338
2026-04-03 2026-04-02 4 Sullivan Christopher Ryan AVTX Common Stock S - Sale D 17.0247 -6,200 -106 19,118
2026-04-03 2026-04-01 4 Sullivan Christopher Ryan AVTX Common Stock S - Sale D 16.8259 -7,479 -126 25,318
2026-04-03 2026-04-01 4 Sullivan Christopher Ryan AVTX Common Stock S - Sale D 15.8580 -500 -8 32,797
2026-04-03 2026-04-01 4 Doyle Mittie AVTX Common Stock S - Sale D 16.0000 -679 -11 3,622
2026-04-03 2026-04-01 4 Doyle Mittie AVTX Common Stock M - Exercise D 8.0400 679 5 4,301
2026-03-31 2026-03-28 4 Truex Samantha AVTX Common Stock M - Exercise D 3,166 6,333
2026-03-31 2026-03-28 4 KAPLAN GILLA AVTX Common Stock M - Exercise D 3,166 6,333
2026-03-31 2026-03-28 4 KANTOFF AARON AVTX Common Stock M - Exercise D 3,166 6,333
2026-03-31 2026-03-28 4 Goldman Jonathan AVTX Common Stock M - Exercise D 3,166 3,166
2026-03-31 2026-03-28 4 Chan Mitchell AVTX Common Stock M - Exercise D 3,166 6,333
2026-03-31 2026-03-28 4 Sullivan Christopher Ryan AVTX Common Stock F - Taxes D 13.8900 -8,241 -114 33,297
2026-03-31 2026-03-28 4 Sullivan Christopher Ryan AVTX Common Stock M - Exercise D 24,200 41,538
2026-03-31 2026-03-28 4 NEIL GARRY ARTHUR AVTX Common Stock F - Taxes D 13.8900 -21,892 -304 90,114
2026-03-31 2026-03-28 4 NEIL GARRY ARTHUR AVTX Common Stock M - Exercise D 64,866 112,006
2026-03-18 2026-03-16 4 Doyle Mittie AVTX Common Stock S - Sale D 16.1465 -25,492 -412 3,622
2026-03-18 2026-03-16 4 Doyle Mittie AVTX Common Stock M - Exercise D 8.0400 5,992 48 29,114
2026-03-18 2026-03-16 4 Doyle Mittie AVTX Common Stock M - Exercise D 12.6500 19,500 247 23,122
2025-12-12 2025-12-10 4 Riley Jennifer AVTX Common Stock F - Taxes D 4.1000 -637 -3 2,655
2025-12-12 2025-12-10 4 Doyle Mittie AVTX Common Stock F - Taxes D 4.1000 -1,013 -4 3,622
2025-12-12 2025-12-10 4 Sullivan Christopher Ryan AVTX Common Stock F - Taxes D 4.1000 -155 -1 17,338
2025-12-12 2025-12-10 4 VARKI PAUL AVTX Common Stock F - Taxes D 4.1000 -1,016 -4 3,634
2025-11-17 2025-11-14 4 Goldman Jonathan AVTX Common Stock S - Sale D 14.3474 -8,200 -118 0
2025-11-17 2025-11-14 4 Goldman Jonathan AVTX Common Stock M - Exercise D 9.8800 8,200 81 8,200
2025-11-17 2025-11-14 4 Goldman Jonathan AVTX Common Stock S - Sale D 14.3000 -3,167 -45 0
2025-04-01 2025-03-28 4 Chan Mitchell AVTX Common Stock M - Exercise D 3,167 3,167
2025-04-01 2025-03-28 4 Goldman Jonathan AVTX Common Stock M - Exercise D 3,167 3,167
2025-04-01 2025-03-28 4 Truex Samantha AVTX Common Stock M - Exercise D 3,167 3,167
2025-04-01 2025-03-28 4 KANTOFF AARON AVTX Common Stock M - Exercise D 3,167 3,167
2025-04-01 2025-03-28 4 KAPLAN GILLA AVTX Common Stock M - Exercise D 3,167 3,167
2025-04-01 2025-03-28 4 Almenoff June Sherie AVTX Common Stock M - Exercise D 3,167 3,167
2025-04-01 2025-03-28 4 Sullivan Christopher Ryan AVTX Common Stock F - Taxes D 8.4600 -7,285 -62 16,921
2025-04-01 2025-03-28 4 Sullivan Christopher Ryan AVTX Common Stock M - Exercise D 24,200 24,206
2025-04-01 2025-03-28 4 NEIL GARRY ARTHUR AVTX Common Stock F - Taxes D 8.4600 -17,787 -150 47,140
2025-04-01 2025-03-28 4 NEIL GARRY ARTHUR AVTX Common Stock M - Exercise D 64,867 64,927
2024-11-14 2024-11-13 4 Almenoff June Sherie By Meadowlark Management, LLC AVTX Common Stock P - Purchase I 13.0000 500 6 1,000
2024-11-14 2024-11-12 4 Almenoff June Sherie By Meadowlark Management, LLC AVTX Common Stock P - Purchase I 12.4990 500 6 500
2023-06-28 2023-06-27 4 ARMISTICE CAPITAL, LLC AVTX Common Stock S - Sale I 0.5194 -937,404 -487 731,458
2023-06-28 2023-06-26 4 ARMISTICE CAPITAL, LLC AVTX Common Stock S - Sale I 0.6125 -2,746,138 -1,682 1,668,862
2023-06-27 2023-06-26 4 Caissa Capital Management ltd. AVTX Common Stock P - Purchase D 0.6200 -182,300 -113 0
2023-06-27 2023-06-26 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 0.6433 -1,425,700 -917 0
2023-06-20 2023-06-20 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 4.1444 2,000 8 1,425,700
2023-06-20 2023-06-16 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3.9048 3,000 12 1,423,700
2023-06-20 2023-06-15 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3.6837 3,160 12 1,420,700
2023-06-14 2023-06-14 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3.4790 6,000 21 1,417,540
2023-06-14 2023-06-13 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3.8216 8,750 33 1,411,540
2023-06-14 2023-06-12 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 4.3352 2,149 9 1,402,790
2023-06-13 2023-06-09 4 Sullivan Christopher Ryan AVTX Common Stock P - Purchase D 3.4200 511 2 1,262
2023-06-13 2023-06-09 4 NEIL GARRY ARTHUR AVTX Common Stock P - Purchase D 3.4200 4,000 14 13,220
2023-06-09 2023-06-09 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 4.1427 5,044 21 1,400,641
2023-06-09 2023-06-08 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3.9271 6,398 25 1,395,597
2023-06-09 2023-06-07 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3.4914 2,984 10 1,389,199
2023-06-02 2023-05-31 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2.8700 844 2 1,386,215
2023-05-30 2023-05-30 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common stock P - Purchase I 2.8670 671 2 1,385,371
2023-05-30 2023-05-25 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common stock P - Purchase I 2.7700 2,000 6 1,384,700
2023-05-24 2023-05-24 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2.9622 5,519 16 1,382,700
2023-05-24 2023-05-24 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3.0072 3,481 10 1,377,181
2023-05-22 2023-05-22 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common stock P - Purchase I 3.3368 7,000 23 1,373,700
2023-05-22 2023-05-19 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common stock P - Purchase I 3.5157 6,500 23 1,366,700
2023-05-22 2023-05-18 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common stock P - Purchase I 3.2896 13,121 43 1,360,200
2023-05-16 2023-05-16 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common stock P - Purchase I 2.7500 379 1 1,347,079
2023-05-16 2023-05-15 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common stock P - Purchase I 2.5459 1,715 4 1,346,700
2023-05-16 2023-05-12 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common stock P - Purchase I 2.4500 2,285 6 1,344,985
2023-05-08 2023-05-08 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2.6216 5,000 13 1,342,700
2023-05-08 2023-05-05 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2.8750 5,000 14 1,337,700
2023-05-08 2023-05-04 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2.7921 15,000 42 1,332,700
2023-04-27 2023-04-27 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2.9600 1,504 4 1,317,700
2023-04-27 2023-04-26 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2.9700 425 1 1,316,196
2023-04-27 2023-04-25 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2.9993 5,571 17 1,315,771
2023-04-24 2023-04-24 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3.0624 12,500 38 1,310,200
2023-04-24 2023-04-20 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 3.0783 5,000 15 1,297,700
2023-04-18 2023-04-18 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2.9438 10,000 29 1,292,700
2023-04-18 2023-04-17 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2.9624 15,000 44 1,282,700
2023-04-11 2023-04-11 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2.8432 25,000 71 1,267,700
2023-04-11 2023-04-10 4 Caissa Capital Management ltd. See Footnote (1) AVTX Common Stock P - Purchase I 2.2802 31,329 71 1,242,700
2023-02-09 2023-02-07 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 450,000 4,415,000
2023-02-09 2023-02-03 4 ARMISTICE CAPITAL, LLC AVTX Common Stock L - Other I 3.9500 334 1 3,965,000
2022-12-12 2022-12-09 4 NEIL GARRY ARTHUR AVTX Common Stock P - Purchase D 4.4200 2,083 9 9,220
2022-04-04 2022-03-31 4 Persson Magnus AVTX Stock Option (Right to Buy) A - Award D 0.72 18,468 18,468
2022-04-04 2022-03-31 4 Miller Joseph M AVTX Stock Option (Right to Buy) A - Award D 0.72 20,239 20,239
2022-04-04 2022-03-31 4 KAPLAN GILLA AVTX Stock Option (Right to Buy) A - Award D 0.72 30,359 30,359
2022-04-04 2022-03-31 4 Almenoff June Sherie AVTX Stock Option (Right to Buy) A - Award D 0.72 2,985 2,985
2022-03-14 2022-03-14 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.6494 100,000 65 47,576,000
2022-03-14 2022-03-11 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.6878 100,000 69 47,476,000
2022-03-14 2022-03-10 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.7010 26,000 18 47,376,000
2022-03-10 2022-03-08 4 Sullivan Christopher Ryan AVTX Stock Option (Right to Buy) A - Award D 0.70 50,000 50,000
2022-03-10 2022-03-08 4 Sullivan Christopher Ryan AVTX Stock Option (Right to Buy) A - Award D 0.70 400,000 400,000
2022-03-10 2022-03-08 4 NEIL GARRY ARTHUR AVTX Stock Option (Right to Buy) A - Award D 0.70 1,000,000 1,000,000
2022-03-07 2022-03-07 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.6564 325,000 213 47,350,000
2022-03-07 2022-03-04 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.7045 135,000 95 47,025,000
2022-03-07 2022-03-03 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.7139 50,000 36 46,890,000
2022-02-28 2022-02-25 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.7929 40,000 32 46,840,000
2022-02-28 2022-02-24 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.8009 100,000 80 46,800,000
2022-02-22 2022-02-22 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.7720 83,000 64 46,700,000
2022-02-22 2022-02-18 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.8225 55,000 45 46,617,000
2022-02-22 2022-02-17 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.8150 150,000 122 46,562,000
2022-01-20 2022-01-20 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.8507 12,000 10 46,412,000
2022-01-20 2022-01-19 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.8757 93,700 82 46,400,000
2022-01-20 2022-01-18 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.8833 206,300 182 46,306,300
2022-01-14 2022-01-14 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.9291 85,000 79 46,100,000
2022-01-14 2022-01-13 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 1.0042 312,700 314 46,015,000
2022-01-14 2022-01-12 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 1.0433 57,300 60 45,702,300
2022-01-11 2022-01-11 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.9587 16,003 15 45,645,000
2022-01-11 2022-01-10 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 0.9868 491,097 485 45,628,997
2022-01-11 2022-01-07 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 1.0368 137,900 143 45,137,900
2022-01-06 2022-01-04 4 Smolinski Stephen AVTX Stock Option (Right to Buy) A - Award D 1.70 400,000 400,000
2022-01-04 2021-12-31 4 Almenoff June Sherie AVTX Stock Option (Right to Buy) A - Award D 1.70 737 737
2022-01-04 2021-12-31 4 KAPLAN GILLA AVTX Stock Option (Right to Buy) A - Award D 1.70 12,767 12,767
2022-01-04 2021-12-31 4 Miller Joseph M AVTX Stock Option (Right to Buy) A - Award D 1.70 8,920 8,920
2022-01-04 2021-12-31 4 Persson Magnus AVTX Stock Option (Right to Buy) A - Award D 1.70 7,943 7,943
2021-12-14 2021-12-10 4 Wilkins H Jeffrey AVTX Common Stock P - Purchase D 1.5700 6,371 10 33,373
2021-12-14 2021-12-10 4 Sullivan Christopher Ryan AVTX Common Stock P - Purchase D 1.5700 955 1 9,004
2021-12-14 2021-12-10 4 NEIL GARRY ARTHUR AVTX Common Stock P - Purchase D 1.5700 4,267 7 85,639
2021-12-14 2021-12-10 4 Harrell James Archie Jr AVTX Common Stock P - Purchase D 1.5700 1,093 2 36,766
2021-12-14 2021-12-10 4 Greenway Schond L. AVTX Common Stock P - Purchase D 1.5700 2,231 4 3,883
2021-12-03 2021-12-01 4 Chan Mitchell AVTX Stock Option (Right to Buy) A - Award D 1.87 80,000 80,000
2021-11-12 2021-11-10 4 Almenoff June Sherie AVTX Stock Option (Right to Buy) A - Award D 2.28 80,000 80,000
2021-10-04 2021-10-01 4 COLA MICHAEL F AVTX Stock Option (Right to Buy) A - Award D 2.25 78,116 78,116
2021-10-04 2021-09-30 4 Bruhn Suzanne Louise AVTX Stock Option (Right to Buy) A - Award D 2.18 5,204 5,204
2021-10-04 2021-09-30 4 KAPLAN GILLA AVTX Stock Option (Right to Buy) A - Award D 2.18 9,541 9,541
2021-10-04 2021-09-30 4 Gutry Phil AVTX Stock Option (Right to Buy) A - Award D 2.18 4,718 4,718
2021-10-04 2021-09-30 4 Persson Magnus AVTX Stock Option (Right to Buy) A - Award D 2.18 5,985 5,985
2021-10-04 2021-09-30 4 Miller Joseph M AVTX Stock Option (Right to Buy) A - Award D 2.18 6,939 6,939
2021-09-17 2021-09-17 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 2.2000 5,454,545 12,000 45,000,000
2021-09-17 2021-09-16 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 2.2797 150,000 342 39,545,455
2021-09-17 2021-09-15 4 ARMISTICE CAPITAL, LLC AVTX Common Stock P - Purchase I 2.2623 95,455 216 39,395,455
2021-08-18 2021-08-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2.7775 20,000 56 39,300,000
2021-08-18 2021-08-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2.7546 30,000 83 39,280,000
2021-08-06 2021-08-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2.8252 25,000 71 39,250,000
2021-08-06 2021-08-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2.7718 25,000 69 39,225,000
2021-08-06 2021-08-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2.6859 100,000 269 39,200,000
2021-07-02 2021-06-30 4 Bruhn Suzanne Louise CERC Stock Option (Right to Buy) A - Award D 3.27 3,465 3,465
2021-07-02 2021-07-01 4 COLA MICHAEL F CERC Stock Option (Right to Buy) A - Award D 3.39 51,740 51,740
2021-07-02 2021-06-30 4 KAPLAN GILLA CERC Stock Option (Right to Buy) A - Award D 3.27 6,353 6,353
2021-07-02 2021-06-30 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 3.27 3,985 3,985
2021-07-02 2021-06-30 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 3.27 3,142 3,142
2021-07-02 2021-06-30 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 3.27 4,620 4,620
2021-06-17 2021-06-15 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 3.56 40,000 40,000
2021-06-17 2021-06-15 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 3.56 40,000 40,000
2021-06-17 2021-06-15 4 BARER SOL J CERC Stock Option (Right to Buy) A - Award D 3.56 40,000 40,000
2021-06-17 2021-06-15 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 3.56 40,000 40,000
2021-06-17 2021-06-15 4 Bruhn Suzanne Louise CERC Stock Option (Right to Buy) A - Award D 3.56 40,000 40,000
2021-06-17 2021-06-15 4 KAPLAN GILLA CERC Stock Option (Right to Buy) A - Award D 3.56 40,000 40,000
2021-06-14 2021-06-10 4 NEIL GARRY ARTHUR CERC Common Stock P - Purchase D 2.2800 3,692 8 81,372
2021-06-14 2021-06-10 4 Greenway Schond L. CERC Common Stock P - Purchase D 2.6800 652 2 1,652
2021-06-14 2021-06-10 4 Harrell James Archie Jr CERC Common Stock P - Purchase D 2.2800 7,493 17 35,673
2021-06-14 2021-06-10 4 Wilkins H Jeffrey CERC Common Stock P - Purchase D 2.2800 912 2 27,002
2021-05-18 2021-05-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 39,100,000
2021-05-18 2021-05-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2.3300 22,000 51 39,100,000
2021-05-18 2021-05-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 39,078,000
2021-05-18 2021-05-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2.2000 30,000 66 39,078,000
2021-05-18 2021-05-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 39,048,000
2021-05-18 2021-05-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2.1500 128,000 275 39,048,000
2021-04-19 2021-04-15 4 ARMISTICE CAPITAL, LLC CERC SERIES B NON-VOTING CONVERTIBLE PREFERRED STOCK C - Conversion I 2.00 0 0
2021-04-19 2021-04-15 4 ARMISTICE CAPITAL, LLC CERC SERIES B NON-VOTING CONVERTIBLE PREFERRED STOCK C - Conversion D 2.00 -1,257,143 0
2021-04-19 2021-04-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock C - Conversion I 0 38,920,000
2021-04-19 2021-04-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock C - Conversion D 2.0000 6,285,715 12,571 38,920,000
2021-04-05 2021-04-01 4 COLA MICHAEL F CERC Stock Option (Right to Buy) A - Award D 3.05 70,881 70,881
2021-04-02 2021-03-31 4/A Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 3.02 5,564 5,564
2021-04-02 2021-03-31 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 3.02 4,799 4,799
2021-04-02 2021-03-31 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 3.02 3,783 3,783
2021-04-02 2021-03-31 4 Bruhn Suzanne Louise CERC Stock Option (Right to Buy) A - Award D 3.02 4,173 4,173
2021-04-02 2021-03-31 4 KAPLAN GILLA CERC Stock Option (Right to Buy) A - Award D 3.02 7,650 7,650
2021-03-17 3 Wilkins H Jeffrey CERC Common Stock D 26,090
2021-03-01 3 Greenway Schond L. CERC Common Stock D 1,000
2021-03-01 2021-03-01 4 Greenway Schond L. CERC Stock Option (Right to Buy) A - Award D 3.73 500,000 500,000
2021-01-28 2021-01-26 4 Sullivan Christopher Ryan CERC Stock Option (Right to Buy) A - Award D 3.32 110,000 110,000
2021-01-28 2021-01-26 4 NEIL GARRY ARTHUR CERC Stock Option (right to buy) A - Award D 3.32 260,000 260,000
2021-01-28 2021-01-26 4 COLA MICHAEL F CERC Stock Option (Right to Buy) A - Award D 3.32 850,000 850,000
2021-01-28 2021-01-26 4 Harrell James Archie Jr CERC Stock Option (Right to Buy) A - Award D 3.32 150,000 150,000
2021-01-12 2021-01-08 4 ARMISTICE CAPITAL, LLC See Footnote 1 CERC Common Stock P - Purchase I 0 32,634,285
2021-01-12 2021-01-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2.6000 2,500,000 6,500 32,634,285
2021-01-06 2021-01-04 4 COLA MICHAEL F CERC Stock Option (Right to Buy) A - Award D 2.64 64,798 64,798
2021-01-05 2020-12-31 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 2.64 5,472 5,472
2021-01-05 2020-12-31 4 KAPLAN GILLA CERC Stock Option (Right to Buy) A - Award D 2.64 7,216 7,216
2021-01-05 2020-12-31 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 2.64 3,877 3,877
2021-01-05 2020-12-31 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 2.64 4,919 4,919
2021-01-05 2020-12-31 4 Bruhn Suzanne Louise CERC Stock Option (Right to Buy) A - Award D 2.64 4,254 4,254
2020-12-14 2020-12-10 4 Harrell James Archie Jr CERC Common Stock P - Purchase D 2.2780 171 0 28,180
2020-12-14 2020-12-10 4 Sullivan Christopher Ryan CERC Common Stock P - Purchase D 2.2780 5,095 12 8,049
2020-12-14 2020-12-10 4 NEIL GARRY ARTHUR CERC Common Stock P - Purchase D 2.2780 3,599 8 77,680
2020-12-07 2020-12-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 30,134,285
2020-12-07 2020-12-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2.4400 20,000 49 30,134,285
2020-11-25 2020-11-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 30,114,285
2020-11-25 2020-11-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2.3900 15,000 36 30,114,285
2020-11-25 2020-11-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 30,099,285
2020-11-25 2020-11-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2.4000 47,733 115 30,099,285
2020-11-25 2020-11-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 30,051,552
2020-11-25 2020-11-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2.3200 37,267 86 30,051,552
2020-10-13 2020-10-08 4 KAPLAN GILLA CERC Stock Option (Right to Buy) A - Award D 2.45 50,000 50,000
2020-10-02 2020-10-01 4 COLA MICHAEL F CERC Stock Option (Right to Buy) A - Award D 2.24 76,674 76,674
2020-10-01 2020-09-30 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 2.28 4,516 4,516
2020-10-01 2020-09-30 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 2.28 6,374 6,374
2020-10-01 2020-09-30 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 2.28 5,099 5,099
2020-10-01 2020-09-30 4 Bruhn Suzanne Louise CERC Stock Option (Right to Buy) A - Award D 2.28 4,325 4,325
2020-09-09 2020-09-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 30,014,285
2020-09-09 2020-09-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2.2000 100,000 220 30,014,285
2020-07-06 2020-07-01 4 COLA MICHAEL F CERC Stock Option (Right to Buy) A - Award D 2.56 64,683 64,683
2020-07-01 2020-06-30 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 2.60 4,005 4,005
2020-07-01 2020-06-30 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 2.60 4,304 4,304
2020-07-01 2020-06-30 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 2.60 3,812 3,812
2020-07-01 2020-06-30 4 Bruhn Suzanne Louise CERC Stock Option (Right to Buy) A - Award D 2.60 2,130 2,130
2020-06-22 2020-06-18 4 COLA MICHAEL F CERC Stock Option (Right to Buy) A - Award D 2.51 84,322 84,322
2020-06-19 2020-06-18 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 2.51 25,000 25,000
2020-06-19 2020-06-18 4 Bruhn Suzanne Louise CERC Stock Option (Right to Buy) A - Award D 2.51 25,000 25,000
2020-06-19 2020-06-18 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 2.51 25,000 25,000
2020-06-19 2020-06-18 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 2.51 25,000 25,000
2020-06-19 2020-06-18 4 BARER SOL J CERC Stock Option (Right to Buy) A - Award D 1,000,000 1,000,000
2020-06-19 2020-06-18 4 BARER SOL J CERC Stock Option (Right to Buy) A - Award D 2.51 25,000 25,000
2020-06-11 2020-06-10 4 Harrell James Archie Jr CERC Common Stock P - Purchase D 2.2780 6,391 15 28,009
2020-06-11 2020-06-09 4 Harrell James Archie Jr CERC Common Stock P - Purchase D 2.5000 10,000 25 21,618
2020-06-11 2020-06-10 4 Sullivan Christopher Ryan CERC Common Stock P - Purchase D 2.2780 2,954 7 2,954
2020-06-11 2020-06-10 4 NEIL GARRY ARTHUR CERC Common Stock P - Purchase D 2.2780 1,799 4 74,081
2020-06-11 2020-06-08 4 Miller Joseph M CERC Common Stock F - Taxes D 3.2200 -4,472 -14 40,582
2020-06-11 2020-06-09 4 COLA MICHAEL F CERC Common Stock P - Purchase D 2.5000 100,000 250 175,746
2020-06-11 2020-06-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2.4400 28,000 68 1,128,000
2020-06-11 2020-06-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2.5200 267,806 675 1,100,000
2020-06-11 2020-06-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 29,914,285
2020-06-11 2020-06-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2.5000 1,753,680 4,384 29,914,285
2020-04-27 2020-04-24 4 Bruhn Suzanne Louise CERC Stock Option (Right to Buy) A - Award D 2.58 50,000 50,000
2020-04-17 2018-07-12 4/A Miller Joseph M CERC Common Stock A - Award D 45,000 45,000
2020-04-17 2019-07-16 4 Calias Pericles CERC Common Stock F - Taxes D 4.9000 -3,246 -16 49,216
2020-04-13 2020-04-09 4 Pedder Simon CERC Common Stock F - Taxes D 2.5700 -20,901 -54 241,833
2020-04-13 2020-04-09 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 2.57 375,000 375,000
2020-04-13 2019-06-07 4 Miller Joseph M CERC Common Stock F - Taxes D 4.8500 -3,723 -18 45,054
2020-04-13 2020-04-09 4 Harrell James Archie Jr CERC Stock Option (Right to Buy) A - Award D 2.57 268,000 268,000
2020-04-07 2020-04-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2.1600 4,280 9 832,194
2020-04-02 2020-03-31 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 2.48 4,866 4,866
2020-04-02 2020-03-31 4 Hacksell Uli CERC Stock Option (Right to Buy) A - Award D 2.48 2,007 2,007
2020-04-02 2020-03-31 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 2.48 4,310 4,310
2020-03-31 2020-03-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2.3300 26,611 62 827,914
2020-03-31 2020-03-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2.3500 49,303 116 801,303
2020-03-31 2020-03-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2.4300 36,000 87 752,000
2020-03-24 2020-03-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2.5200 1,374 3 716,000
2020-03-24 2020-03-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2.5000 9,626 24 714,626
2020-03-19 2020-03-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 2.6000 1,567 4 705,000
2020-03-19 2020-03-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 1.9100 8,433 16 703,433
2020-03-19 2020-03-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 1.9100 20,000 38 695,000
2020-03-19 2020-03-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 28,160,605
2020-03-19 2020-03-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2.0500 1,951,219 4,000 28,160,605
2020-03-16 2020-03-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock J - Other I 0 26,621,828
2020-03-16 2020-03-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock J - Other I 0 26,621,828
2020-03-16 2020-03-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock J - Other D -3,455,129 26,209,386
2020-02-05 2020-02-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3.9800 275,000 1,094 675,000
2020-02-05 2020-02-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 29,664,515
2020-02-05 2020-02-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.9800 981,282 3,906 29,664,515
2020-02-05 2020-02-03 4 BARER SOL J CERC Stock Option (Right to Buy) A - Award D 3.98 500,000 500,000
2020-02-05 2020-02-03 4 NEIL GARRY ARTHUR CERC Stock Option (Right to Buy) A - Award D 3.98 800,000 800,000
2020-02-05 2020-02-03 4 NEIL GARRY ARTHUR CERC Common Stock A - Award D 72,282 72,282
2020-02-05 2020-02-03 4 COLA MICHAEL F CERC Stock Option (Right to Buy) A - Award D 3.98 1,200,000 1,200,000
2020-02-05 2020-02-03 4 COLA MICHAEL F CERC Common Stock A - Award D 75,746 75,746
2020-01-24 2020-01-24 4 ARMISTICE CAPITAL, LLC CERC Series B Convertible Preferred Stock C - Conversion D -600,000 1,257,143
2020-01-24 2020-01-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock C - Conversion D 3,000,000 28,683,233
2020-01-24 2020-01-22 4 ARMISTICE CAPITAL, LLC CERC Series B Convertible Preferred Stock C - Conversion D -1,000,000 1,857,143
2020-01-24 2020-01-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock C - Conversion D 5,000,000 25,683,233
2020-01-02 2019-12-31 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 5.39 2,682 2,682
2020-01-02 2019-12-31 4 Hacksell Uli CERC Stock Option (Right to Buy) A - Award D 5.39 11,016 1,106
2020-01-02 2019-12-31 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 5.39 2,375 2,375
2019-12-11 2019-12-10 4 Harrell James Archie Jr CERC Common Stock P - Purchase D 2.8475 3,064 9 11,618
2019-12-11 2019-12-10 4 Miller Joseph M CERC Common Stock P - Purchase D 2.8475 2,598 7 48,777
2019-12-11 2019-12-10 4 Calias Pericles CERC Common Stock P - Purchase D 2.8475 2,913 8 52,462
2019-10-21 2019-08-23 4 Phillips Matthew V By LLC CERC Common Stock A - Award I 1.0700 512,500 548 512,500
2019-10-03 2019-08-07 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 2.93 25,000 25,000
2019-10-03 2019-08-07 4 Schmidt Keith CERC Stock Option (Right to Buy) A - Award D 2.93 25,000 25,000
2019-10-03 2019-08-07 4 Hacksell Uli CERC Stock Option (Right to Buy) A - Award D 2.93 25,000 25,000
2019-10-03 2019-08-07 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 2.93 25,000 25,000
2019-10-03 2019-08-07 4 Greenleaf Peter CERC Stock Option (Right to Buy) A - Award D 2.93 25,000 25,000
2019-10-02 2019-09-30 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 3.29 3,907 3,907
2019-10-02 2019-09-30 4 Hacksell Uli CERC Stock Option (Right to Buy) A - Award D 3.29 1,819 1,819
2019-10-02 2019-09-30 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 3.29 4,411 4,411
2019-09-06 2019-09-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 20,683,233
2019-09-06 2019-09-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 2.9500 1,000,000 2,950 20,683,233
2019-09-06 2019-09-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.1300 1,200,000 3,756 19,683,233
2019-09-03 2019-08-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.2300 24,591 79 18,483,233
2019-09-03 2019-08-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.2100 17,173 55 18,458,642
2019-08-29 2019-08-27 4 Pedder Simon CERC Common Stock P - Purchase D 2.9849 6,734 20 262,734
2019-08-20 2019-08-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,441,469
2019-08-20 2019-08-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,441,469
2019-08-20 2019-08-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.6300 1,825 7 18,441,469
2019-08-20 2019-08-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.5000 473 2 18,439,644
2019-08-20 2019-08-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,439,171
2019-08-20 2019-08-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.4300 9,886 34 18,439,171
2019-08-14 2019-08-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.3700 56,842 192 400,000
2019-08-14 2019-08-13 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3.3000 29,188 96 343,158
2019-08-14 2019-08-12 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3.2000 13,970 45 313,970
2019-07-02 2019-06-28 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 5.44 2,323 2,323
2019-07-02 2019-06-28 4 Hacksell Uli CERC Stock Option (Right to Buy) A - Award D 5.44 1,172 1,172
2019-07-02 2019-06-28 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 5.44 2,636 2,636
2019-07-02 2019-06-28 4 Pedder Simon CERC Stock Option (Right to Buy) A - Award D 5.44 117 117
2019-06-12 2019-06-11 4 Schmidt Keith CERC Stock Option (Right to Buy) A - Award D 5.25 50,000 50,000
2019-06-11 2019-06-10 4 Phillips Matthew V CERC Common Stock P - Purchase D 2.8475 523 1 1,020
2019-06-11 2019-06-10 4 Miller Joseph M CERC Common Stock P - Purchase D 2.8475 1,179 3 46,179
2019-06-11 2019-06-10 4 Harrell James Archie Jr CERC Common Stock P - Purchase D 2.8475 4,398 13 8,554
2019-06-11 2019-06-10 4 Calias Pericles CERC Common Stock P - Purchase D 2.8475 4,549 13 49,549
2019-06-11 2019-06-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 4.9000 5,000 24 300,000
2019-06-11 2019-06-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 4.8500 5,000 24 295,000
2019-06-05 2019-06-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,429,285
2019-06-05 2019-06-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.9700 5,000 25 18,429,285
2019-06-05 2019-06-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,424,285
2019-06-05 2019-06-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.7300 10,000 47 18,424,285
2019-05-31 2019-05-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,414,285
2019-05-31 2019-05-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.9100 13,800 68 18,414,285
2019-05-31 2019-05-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,400,485
2019-05-31 2019-05-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.6400 18,200 84 18,400,485
2019-05-31 2019-05-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,382,285
2019-05-31 2019-05-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.6300 19,000 88 18,382,285
2019-05-29 2019-05-24 4 Greenleaf Peter CERC Employee Stock Option (Right to Buy) D - Sale to Issuer D 4.24 500,000 0
2019-05-29 2019-05-24 4 Greenleaf Peter CERC Employee Stock Option (Right to Buy) D - Sale to Issuer D 4.24 364,583 135,417
2019-05-29 2019-05-24 4 Greenleaf Peter CERC Employee Stock Option (Right to Buy) D - Sale to Issuer D 6.22 325,000 0
2019-05-29 2019-05-24 4 Greenleaf Peter CERC Common Stock D - Sale to Issuer D -300,000 112,500
2019-05-29 2019-05-24 4 Calias Pericles CERC Stock Option (Right to Buy) A - Award D 4.98 25,000 25,000
2019-05-29 2019-05-24 4 Calias Pericles CERC Common Stock A - Award D 45,000 45,000
2019-05-29 2019-05-24 4 Pedder Simon CERC Stock Option (Right to Buy) A - Award D 4.98 300,000 300,000
2019-05-29 2019-05-24 4 Pedder Simon CERC Common Stock A - Award D 250,000 256,000
2019-05-28 2019-05-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,363,285
2019-05-28 2019-05-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.9200 3,500 17 18,363,285
2019-05-28 2019-05-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,359,785
2019-05-28 2019-05-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5.0100 11,400 57 18,359,785
2019-05-28 2019-05-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,348,385
2019-05-28 2019-05-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5.0500 14,100 71 18,348,385
2019-05-20 2019-05-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,334,285
2019-05-20 2019-05-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5.3300 1,798 10 18,334,285
2019-05-20 2019-05-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,332,487
2019-05-20 2019-05-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5.1500 8,202 42 18,332,487
2019-05-16 2019-05-14 4 Pedder Simon CERC Common Stock P - Purchase D 5.0560 6,000 30 6,000
2019-05-14 2019-05-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,324,285
2019-05-14 2019-05-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5.2700 4,909 26 18,324,285
2019-05-14 2019-05-13 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,319,376
2019-05-14 2019-05-13 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.8500 12,587 61 18,319,376
2019-05-14 2019-05-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,306,789
2019-05-14 2019-05-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.9500 2,504 12 18,306,789
2019-04-17 2019-04-15 4 Pedder Simon CERC Stock Option (Right to Buy) A - Award D 5.17 300,000 300,000
2019-04-02 2019-04-01 4 Greenleaf Peter CERC Employee Stock Option (Right to Buy) A - Award D 6.22 325,000 325,000
2019-04-02 2019-04-01 4 Phillips Matthew V CERC Stock Option (Right to Buy) A - Award D 6.22 145,000 145,000
2019-04-02 2019-04-01 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 6.22 175,000 175,000
2019-04-02 2019-04-01 4 Crutcher Patrick J CERC Stock Option (Right to Buy) A - Award D 6.22 145,000 145,000
2019-04-02 2018-12-20 4 Crutcher Patrick J CERC Common Stock D - Sale to Issuer D -6,871 1,634,771
2019-04-02 2019-04-01 4 Calias Pericles CERC Stock Option (Right to Buy) A - Award D 6.22 175,000 175,000
2019-04-02 2019-04-01 4 Harrell James Archie Jr CERC Stock Option (Right to Buy) A - Award D 6.22 145,000 145,000
2019-04-01 2019-03-29 4 Hacksell Uli CERC Stock Option (Right to Buy) A - Award D 5.84 1,724 1,724
2019-04-01 2017-06-09 4 Hacksell Uli CERC Common Stock P - Purchase D 0.4200 10,000 4 20,000
2019-04-01 2016-12-10 4 Hacksell Uli CERC Common Stock P - Purchase D 1.0700 10,000 11 10,000
2019-04-01 2019-03-29 4 Pedder Simon CERC Employee Stock Option (Right to Buy) A - Award D 5.84 882 882
2019-04-01 2019-03-29 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 5.84 1,916 1,916
2019-04-01 2019-03-29 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 5.84 2,286 2,286
2019-03-27 2019-03-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,304,285
2019-03-27 2019-03-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5.4800 10,000 55 18,304,285
2019-03-27 2019-03-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 5.5200 10,000 55 290,000
2019-03-27 2019-03-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,294,285
2019-03-27 2019-03-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5.4800 16,238 89 18,294,285
2019-03-27 2019-03-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,278,047
2019-03-27 2019-03-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5.4000 13,762 74 18,278,047
2019-03-08 2019-03-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,264,285
2019-03-08 2019-03-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,264,285
2019-03-08 2019-03-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5.4588 4,000 22 18,264,285
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,260,285
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,260,285
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,260,285
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5.5125 2,500 14 18,260,285
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,257,785
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,257,785
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5.3615 500 3 18,257,785
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,257,285
2019-03-08 2019-03-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5.4482 3,000 16 18,257,285
2019-03-08 2019-03-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,254,285
2019-03-08 2019-03-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,254,285
2019-03-08 2019-03-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,254,285
2019-03-08 2019-03-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5.4990 849 5 18,254,285
2019-03-08 2019-03-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,253,436
2019-03-08 2019-03-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 5.5000 124,637 686 18,253,436
2019-03-08 2019-03-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 5.5000 239,000 1,314 280,000
2019-01-11 2019-01-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3.9200 579 2 18,169,799
2019-01-11 2019-01-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3.8933 421 2 18,169,220
2019-01-11 2019-01-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3.8780 2,500 10 18,168,799
2019-01-11 2019-01-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3.8872 2,500 10 18,166,299
2019-01-11 2019-01-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3.9078 6,651 26 18,163,799
2019-01-11 2019-01-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3.6980 800 3 18,157,148
2019-01-11 2019-01-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3.7880 545 2 18,156,348
2019-01-08 2019-01-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3.6980 500 2 18,155,803
2019-01-08 2019-01-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3.6508 6,504 24 18,155,303
2019-01-08 2019-01-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 3.4160 20,000 68 18,148,799
2019-01-02 2018-12-31 4 Pedder Simon CERC Stock Option (Right to Buy) A - Award D 3.23 1,504 1,504
2019-01-02 2018-12-31 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 3.23 4,103 4,103
2019-01-02 2018-12-31 4 Hacksell Uli CERC Stock Option (Right to Buy) A - Award D 3.23 3,095 3,095
2019-01-02 2018-12-31 4 BLECH ISAAC CERC Stock Option (Right to Buy) A - Award D 3.23 8,519 8,519
2019-01-02 2018-12-31 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 3.23 3,439 3,439
2018-12-31 2018-12-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,128,799
2018-12-31 2018-12-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,128,799
2018-12-31 2018-12-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.1773 12,300 39 18,128,799
2018-12-31 2018-12-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,116,499
2018-12-31 2018-12-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,116,499
2018-12-31 2018-12-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.1200 26,499 83 18,116,499
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC SERIES B WARRANT A - Award I 2.00 0 4,000,000
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC WARRANT A - Award I 12.50 0 4,000,000
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC WARRANT A - Award I 12.50 0 4,000,000
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC WARRANT A - Award D 12.50 4,000,000 4,000,000
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC SERIES B NON-VOTING CONVERTIBLE PREFERRED STOCK A - Award I 0 2,857,143
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC SERIES B NON-VOTING CONVERTIBLE PREFERRED STOCK A - Award I 0 2,857,143
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC SERIES B NON-VOTING CONVERTIBLE PREFERRED STOCK A - Award D 2,857,143 2,857,143
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC SERIES B WARRANT A - Award D 2.00 2,857,143 2,857,143
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC SERIES B WARRANT A - Award I 2.00 0 0
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC WARRANT D - Sale to Issuer I 0.40 0 0
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC WARRANT D - Sale to Issuer I 0.40 0 0
2018-12-31 2018-12-27 4 ARMISTICE CAPITAL, LLC CERC WARRANTS D - Sale to Issuer D 0.40 -14,285,714 0
2018-12-18 2018-12-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,090,000
2018-12-18 2018-12-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,090,000
2018-12-18 2018-12-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.3090 7,030 23 18,090,000
2018-12-18 2018-12-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,082,970
2018-12-18 2018-12-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,082,970
2018-12-18 2018-12-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.2602 14,938 49 18,082,970
2018-12-18 2018-12-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,068,032
2018-12-18 2018-12-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,068,032
2018-12-18 2018-12-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.3335 28,032 93 18,068,032
2018-12-11 2018-12-10 4 Phillips Matthew V CERC Common Stock P - Purchase D 2.8475 497 1 497
2018-12-11 2018-12-10 4 Harrell James Archie Jr CERC Common Stock P - Purchase D 2.8475 4,156 12 4,156
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,040,000
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,040,000
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,040,000
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.3551 4,000 13 18,040,000
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,036,000
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,036,000
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.3580 8,000 27 18,036,000
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,028,000
2018-12-10 2018-12-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.3680 1,815 6 18,028,000
2018-12-10 2018-12-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,026,185
2018-12-10 2018-12-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,026,185
2018-12-10 2018-12-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,026,185
2018-12-10 2018-12-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.3980 2,185 7 18,026,185
2018-12-10 2018-12-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,024,000
2018-12-10 2018-12-07 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.4573 4,000 14 18,024,000
2018-12-10 2018-12-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,020,000
2018-12-10 2018-12-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,020,000
2018-12-10 2018-12-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,020,000
2018-12-10 2018-12-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.4452 13,000 45 18,020,000
2018-12-10 2018-12-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,007,000
2018-12-10 2018-12-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.4432 3,400 12 18,007,000
2018-12-04 2018-12-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,003,600
2018-12-04 2018-12-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,003,600
2018-12-04 2018-12-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.4037 2,200 7 18,003,600
2018-12-04 2018-12-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,001,400
2018-12-04 2018-12-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 18,001,400
2018-12-04 2018-12-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.5042 19,495 68 18,001,400
2018-12-04 2018-11-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,981,905
2018-12-04 2018-11-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,981,905
2018-12-04 2018-11-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.4985 4,102 14 17,981,905
2018-11-29 2018-11-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,977,803
2018-11-29 2018-11-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,977,803
2018-11-29 2018-11-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.4795 17,803 62 17,977,803
2018-11-29 2018-11-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,960,000
2018-11-29 2018-11-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,960,000
2018-11-29 2018-11-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.5233 33,346 117 17,960,000
2018-11-29 2018-11-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,926,654
2018-11-29 2018-11-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,926,654
2018-11-29 2018-11-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.5053 26,654 93 17,926,654
2018-11-26 2018-11-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,900,000
2018-11-26 2018-11-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,900,000
2018-11-26 2018-11-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.5823 35,000 125 17,900,000
2018-11-26 2018-11-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,865,000
2018-11-26 2018-11-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,865,000
2018-11-26 2018-11-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.6443 5,000 18 17,865,000
2018-11-26 2018-11-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,860,000
2018-11-26 2018-11-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,860,000
2018-11-26 2018-11-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.5805 10,000 36 17,860,000
2018-11-20 2018-11-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,850,000
2018-11-20 2018-11-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,850,000
2018-11-20 2018-11-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.6080 14,000 51 17,850,000
2018-11-20 2018-11-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,836,000
2018-11-20 2018-11-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,836,000
2018-11-20 2018-11-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,836,000
2018-11-20 2018-11-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.5148 10,813 38 17,836,000
2018-11-20 2018-11-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,825,187
2018-11-20 2018-11-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.5990 12,987 47 17,825,187
2018-11-20 2018-11-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,812,200
2018-11-20 2018-11-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,812,200
2018-11-20 2018-11-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.7199 11,300 42 17,812,200
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,800,900
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,800,900
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,800,900
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.7847 900 3 17,800,900
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,800,000
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,800,000
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.8000 5 0 17,800,000
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,799,995
2018-11-15 2018-11-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.8006 10,313 39 17,799,995
2018-11-15 2018-11-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,789,682
2018-11-15 2018-11-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,789,682
2018-11-15 2018-11-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.8078 4,809 18 17,789,682
2018-11-15 2018-11-13 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,784,873
2018-11-15 2018-11-13 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,784,873
2018-11-15 2018-11-13 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.9017 15,287 60 17,784,873
2018-11-01 2018-10-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,769,586
2018-11-01 2018-10-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,769,586
2018-11-01 2018-10-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.9080 4,586 18 17,769,586
2018-11-01 2018-10-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,765,000
2018-11-01 2018-10-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,765,000
2018-11-01 2018-10-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.9709 1,400 6 17,765,000
2018-10-29 2018-10-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,763,600
2018-10-29 2018-10-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,763,600
2018-10-29 2018-10-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.9363 33,292 131 17,763,600
2018-10-29 2018-10-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,730,308
2018-10-29 2018-10-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,730,308
2018-10-29 2018-10-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,730,308
2018-10-29 2018-10-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.9248 10,308 40 17,730,308
2018-10-29 2018-10-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,720,000
2018-10-29 2018-10-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.9424 45,591 180 17,720,000
2018-10-29 2018-10-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,674,409
2018-10-29 2018-10-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,674,409
2018-10-29 2018-10-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.9911 18,609 74 17,674,409
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,655,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,655,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,655,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.2566 4,000 17 17,655,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,651,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,651,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.3080 4,000 17 17,651,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,647,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,647,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.1195 20,000 82 17,647,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,627,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,627,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.0714 25,000 102 17,627,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,602,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,602,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.0380 5,000 20 17,602,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,597,800
2018-10-25 2018-10-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.9452 25,800 102 17,597,800
2018-10-25 2018-10-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,572,000
2018-10-25 2018-10-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,572,000
2018-10-25 2018-10-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.1984 22,000 92 17,572,000
2018-10-25 2018-10-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,550,000
2018-10-25 2018-10-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,550,000
2018-10-25 2018-10-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.3145 20,000 86 17,550,000
2018-10-18 3 Fremantle, LLC By Fremantle, LLC CERC Common Stock I 7,534,884
2018-10-18 3 Fremantle, LLC By Fremantle, LLC CERC Common Stock I 7,534,884
2018-10-18 3 Fremantle, LLC By Fremantle, LLC CERC Common Stock I 7,534,884
2018-10-18 3 Fremantle, LLC By Fremantle, LLC CERC Common Stock I 7,534,884
2018-10-18 2018-08-13 4 Jones Randal CERC Stock Option (Right to Buy) M - Exercise D 3.20 -1,270 0
2018-10-18 2018-08-13 4 Jones Randal CERC Common Stock S - Sale D 3.9800 -1,270 -5 0
2018-10-18 2018-08-13 4 Jones Randal CERC Common Stock M - Exercise D 3.2000 1,270 4 1,270
2018-10-18 3 LRS International, LLC By LRS International, Inc. CERC Common Stock I 7,534,884
2018-10-18 3 LRS International, LLC By LRS International, Inc. CERC Common Stock I 7,534,884
2018-10-18 3 LRS International, LLC By LRS International, Inc. CERC Common Stock I 7,534,884
2018-10-18 3 LRS International, LLC By LRS International, Inc. CERC Common Stock I 7,534,884
2018-10-09 2018-10-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,530,000
2018-10-09 2018-10-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,530,000
2018-10-09 2018-10-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,530,000
2018-10-09 2018-10-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.3535 5,000 22 17,530,000
2018-10-09 2018-10-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,525,000
2018-10-09 2018-10-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.4173 1,500 7 17,525,000
2018-10-09 2018-10-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,523,500
2018-10-09 2018-10-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,523,500
2018-10-09 2018-10-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.3284 19,588 85 17,523,500
2018-10-09 2018-10-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,503,912
2018-10-09 2018-10-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,503,912
2018-10-09 2018-10-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.3227 1,497 6 17,503,912
2018-10-09 2018-10-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,502,415
2018-10-09 2018-10-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,502,415
2018-10-09 2018-10-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.3451 2,015 9 17,502,415
2018-10-04 2018-09-25 4/A Crutcher Patrick J CERC Common Stock A - Award D 1,641,642 1,641,642
2018-10-01 2018-09-28 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 4.67 6,041 6,041
2018-10-01 2018-09-28 4 Pedder Simon CERC Employee Stock Option (Right to Buy) A - Award D 4.67 990 990
2018-10-01 2018-09-28 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 4.67 2,351 2,351
2018-10-01 2018-09-28 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 4.67 2,696 2,696
2018-09-27 2018-09-25 4 Crutcher Patrick J CERC Common Stock A - Award D 1,645,286 1,645,286
2018-09-27 2018-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,500,400
2018-09-27 2018-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,500,400
2018-09-27 2018-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,500,400
2018-09-27 2018-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.6680 400 2 17,500,400
2018-09-27 2018-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,500,000
2018-09-27 2018-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.7083 6,073 29 17,500,000
2018-09-27 2018-09-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,493,927
2018-09-27 2018-09-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,493,927
2018-09-27 2018-09-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.6252 4,631 21 17,493,927
2018-09-27 2018-09-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,489,296
2018-09-27 2018-09-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,489,296
2018-09-27 2018-09-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.5986 9,296 43 17,489,296
2018-08-20 2018-08-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,480,000
2018-08-20 2018-08-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 17,480,000
2018-08-20 2018-08-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.9100 1,000,000 3,910 17,480,000
2018-08-01 2018-07-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,480,000
2018-08-01 2018-07-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,480,000
2018-08-01 2018-07-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.2099 655 3 16,480,000
2018-08-01 2018-07-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,479,345
2018-08-01 2018-07-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,479,345
2018-08-01 2018-07-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.2622 2,200 9 16,479,345
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,477,145
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,477,145
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,477,145
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.4433 2,145 10 16,477,145
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,475,000
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,475,000
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.4415 5,000 22 16,475,000
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,470,000
2018-07-27 2018-07-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.4133 10,000 44 16,470,000
2018-07-27 2018-07-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,460,000
2018-07-27 2018-07-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,460,000
2018-07-27 2018-07-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.4845 4,081 18 16,460,000
2018-07-27 2018-07-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,455,919
2018-07-27 2018-07-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,455,919
2018-07-27 2018-07-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.3382 7,700 33 16,455,919
2018-07-18 2018-07-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,448,219
2018-07-18 2018-07-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,448,219
2018-07-18 2018-07-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.3462 2,500 11 16,448,219
2018-07-18 2018-07-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,445,719
2018-07-18 2018-07-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,445,719
2018-07-18 2018-07-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.2982 9,719 42 16,445,719
2018-07-18 2018-07-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,436,000
2018-07-18 2018-07-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,436,000
2018-07-18 2018-07-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,436,000
2018-07-18 2018-07-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.2540 4,000 17 16,436,000
2018-07-18 2018-07-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,432,000
2018-07-18 2018-07-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.2572 13,800 59 16,432,000
2018-07-16 2018-07-12 4 Miller Joseph M CERC Stock Option (Right to Buy) A - Award D 4.50 105,000 105,000
2018-07-16 2018-07-12 4 Miller Joseph M CERC Common Stock A - Award D 45,000 45,000
2018-07-16 2018-07-16 4 Calias Pericles CERC Stock Option (Right to Buy) A - Award D 4.26 80,000 80,000
2018-07-03 2018-06-29 4 Pedder Simon CERC Employee Stock Option (Right to Buy) A - Award D 4.34 4.3400 1,012 4 1,012
2018-07-02 2018-07-02 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,418,200
2018-07-02 2018-07-02 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,418,200
2018-07-02 2018-07-02 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.2831 3,800 16 16,418,200
2018-07-02 2018-06-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,414,400
2018-07-02 2018-06-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,414,400
2018-07-02 2018-06-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,414,400
2018-07-02 2018-06-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.2040 2,400 10 16,414,400
2018-07-02 2018-06-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,412,000
2018-07-02 2018-06-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.0327 12,000 48 16,412,000
2018-07-02 2018-06-29 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 4.34 6,881 6,881
2018-07-02 2018-06-29 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 4.34 2,747 2,747
2018-07-02 2018-06-29 4 Jones Randal CERC Employee Stock Option (Right to Buy) A - Award D 4.34 1,012 1,012
2018-07-02 2018-06-29 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 4.34 2,544 2,544
2018-05-23 2018-05-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,400,000
2018-05-23 2018-05-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,400,000
2018-05-23 2018-05-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.8513 300 1 16,400,000
2018-05-23 2018-05-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,399,700
2018-05-23 2018-05-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,399,700
2018-05-23 2018-05-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.8484 7,541 29 16,399,700
2018-05-23 2018-05-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,392,159
2018-05-23 2018-05-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,392,159
2018-05-23 2018-05-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.7714 42,159 159 16,392,159
2018-05-21 2018-05-18 4 Greenleaf Peter CERC Common Stock P - Purchase D 3.9800 12,500 50 412,500
2018-05-17 2018-05-15 4 Pedder Simon CERC Stock Option (Right to Buy) A - Award D 3.71 8,357 8,357
2018-05-17 2018-05-15 4 Persson Magnus CERC Stock Option (Right to Buy) A - Award D 3.71 8,357 8,357
2018-05-17 2018-05-15 4 Hacksell Uli CERC Stock Option (Right to Buy) A - Award D 3.71 8,357 8,357
2018-05-17 2018-05-15 4 Gutry Phil CERC Stock Option (Right to Buy) A - Award D 3.71 8,357 8,357
2018-05-17 2018-05-15 4 BLECH ISAAC CERC Stock Option (Right to Buy) A - Award D 3.71 8,357 8,357
2018-05-17 2018-05-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,350,000
2018-05-17 2018-05-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,350,000
2018-05-17 2018-05-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.8312 27,700 106 16,350,000
2018-05-17 2018-05-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,322,300
2018-05-17 2018-05-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,322,300
2018-05-17 2018-05-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.7474 9,600 36 16,322,300
2018-05-17 2018-05-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,312,700
2018-05-17 2018-05-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,312,700
2018-05-17 2018-05-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.5117 92,700 326 16,312,700
2018-05-08 2018-05-07 4 Harrell James Archie Jr CERC Stock Option (right to buy) A - Award D 4.11 125,000 125,000
2018-04-23 2018-04-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,220,000
2018-04-23 2018-04-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,220,000
2018-04-23 2018-04-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 4.1679 6,189 26 16,220,000
2018-04-23 2018-04-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,213,811
2018-04-23 2018-04-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,213,811
2018-04-23 2018-04-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.5930 600 2 16,213,811
2018-04-23 2018-04-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,213,211
2018-04-23 2018-04-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,213,211
2018-04-23 2018-04-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.5724 13,211 47 16,213,211
2018-04-18 2018-04-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,200,000
2018-04-18 2018-04-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,200,000
2018-04-18 2018-04-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.4140 81,544 278 16,200,000
2018-04-18 2018-04-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,118,456
2018-04-18 2018-04-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,118,456
2018-04-18 2018-04-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.5123 27,360 96 16,118,456
2018-04-18 2018-04-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,091,096
2018-04-18 2018-04-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,091,096
2018-04-18 2018-04-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 3.3552 41,096 138 16,091,096
2018-04-10 2018-04-06 4 Pedder Simon CERC Stock Option (right to buy) A - Award D 4.14 16,714 16,714
2018-04-04 2018-03-31 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 4.29 2,262 2,262
2018-04-04 2018-03-31 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 4.29 6,111 6,111
2018-04-04 2018-03-31 4 Jones Randal CERC Employee Stock Option (Right to Buy) A - Award D 4.29 2,056 2,056
2018-04-04 2018-03-31 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 4.29 2,791 2,791
2018-04-04 2018-03-31 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 4.29 2,350 2,350
2018-03-29 2018-03-27 4 Greenleaf Peter CERC Employee Stock Option (Right to Buy) A - Award D 4.24 500,000 500,000
2018-03-29 2018-03-27 4 Greenleaf Peter CERC Employee Stock Option (Right to Buy) A - Award D 4.24 500,000 500,000
2018-03-29 2018-03-27 4 Greenleaf Peter CERC Common Stock A - Award D 400,000 400,000
2018-01-24 2018-01-22 4 Phillips Matthew V CERC Stock Option (right to buy) A - Award D 3.21 100,000 100,000
2018-01-24 2018-01-22 4 Morris Mariam E CERC Employee Stock Option (Right to Buy) A - Award D 3.21 100,000 100,000
2018-01-05 2017-12-31 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 3.20 8,267 8,267
2018-01-04 2017-12-31 4 Jones Randal CERC Employee Stock Option (Right to Buy) A - Award D 3.20 1,270 1,270
2018-01-04 2017-12-31 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 3.20 3,060 3,060
2018-01-04 2017-12-31 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 3.20 3,179 3,179
2018-01-04 2017-12-31 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 3.20 3,776 3,776
2017-12-07 2017-12-04 4 Moscato Robert Jr. Family relationship CERC Shares of common stock P - Purchase I 1.7700 285 1 2,592,743
2017-11-24 2017-11-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,050,000
2017-11-24 2017-11-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,050,000
2017-11-24 2017-11-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,050,000
2017-11-24 2017-11-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,050,000
2017-11-24 2017-11-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 1.1980 5,000 6 16,050,000
2017-11-24 2017-11-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 1.1980 5,000 6 16,050,000
2017-11-24 2017-11-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,040,000
2017-11-24 2017-11-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,040,000
2017-11-24 2017-11-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,040,000
2017-11-24 2017-11-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,040,000
2017-11-24 2017-11-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 1.1979 30,000 36 16,040,000
2017-11-24 2017-11-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 1.2064 5,200 6 16,010,000
2017-11-21 3 Jones Randal Fremantle Corporation CERC Common Stock I 5,184,916
2017-11-21 3 Jones Randal Fremantle Corporation CERC Common Stock I 5,184,916
2017-11-21 3 Moscato Robert Jr. LRS International, LLC CERC Common Stock I 5,184,916
2017-11-21 3 Moscato Robert Jr. LRS International, LLC CERC Common Stock I 5,184,916
2017-11-21 2017-11-17 4 Jones Randal CERC Stock Option (right to buy) A - Award D 1.13 16,714 16,714
2017-10-18 2017-10-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,004,800
2017-10-18 2017-10-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,004,800
2017-10-18 2017-10-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 1.0780 4,800 5 16,004,800
2017-10-04 2017-09-30 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 0.85 10,202 10,202
2017-10-04 2017-09-30 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 0.85 27,560 27,560
2017-10-04 2017-09-30 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 0.85 10,600 10,600
2017-10-04 2017-09-30 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 0.85 12,587 12,587
2017-10-03 2017-09-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,000,000
2017-10-03 2017-09-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 16,000,000
2017-10-03 2017-09-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.8697 6,883 6 16,000,000
2017-09-28 2017-09-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,993,117
2017-09-28 2017-09-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,993,117
2017-09-28 2017-09-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.8360 300 0 15,993,117
2017-09-28 2017-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,992,817
2017-09-28 2017-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,992,817
2017-09-28 2017-09-27 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.8060 100 0 15,992,817
2017-09-28 2017-09-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,992,717
2017-09-28 2017-09-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,992,717
2017-09-28 2017-09-26 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7950 13,552 11 15,992,717
2017-09-25 2017-09-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,979,165
2017-09-25 2017-09-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,979,165
2017-09-25 2017-09-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7838 12,300 10 15,979,165
2017-09-25 2017-09-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,966,865
2017-09-25 2017-09-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,966,865
2017-09-25 2017-09-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7853 2,360 2 15,966,865
2017-09-20 2017-09-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,964,505
2017-09-20 2017-09-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,964,505
2017-09-20 2017-09-20 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7613 15,250 12 15,964,505
2017-09-20 2017-09-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,949,255
2017-09-20 2017-09-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,949,255
2017-09-20 2017-09-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,949,255
2017-09-20 2017-09-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,949,255
2017-09-20 2017-09-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7428 22,360 17 15,949,255
2017-09-20 2017-09-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7501 7,759 6 15,926,895
2017-09-20 2017-09-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,919,136
2017-09-20 2017-09-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,919,136
2017-09-20 2017-09-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7778 6,000 5 15,919,136
2017-09-08 2017-09-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,913,136
2017-09-08 2017-09-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,913,136
2017-09-08 2017-09-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7531 2,060 2 15,913,136
2017-09-08 2017-09-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,911,076
2017-09-08 2017-09-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,911,076
2017-09-08 2017-09-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7358 2,239 2 15,911,076
2017-09-01 2017-09-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,908,837
2017-09-01 2017-09-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,908,837
2017-09-01 2017-09-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,908,837
2017-09-01 2017-09-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,908,837
2017-09-01 2017-09-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7340 8,837 6 15,908,837
2017-09-01 2017-09-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7360 5,030 4 15,900,000
2017-09-01 2017-08-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,894,970
2017-09-01 2017-08-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,894,970
2017-09-01 2017-08-31 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7694 25,100 19 15,894,970
2017-09-01 2017-08-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,869,870
2017-09-01 2017-08-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0 15,869,870
2017-09-01 2017-08-30 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7360 512 0 15,869,870
2017-08-29 2017-08-29 4 ARMISTICE CAPITAL, LLC See Footnote 2 CERC Common Stock P - Purchase I 0 15,869,358
2017-08-29 2017-08-29 4 ARMISTICE CAPITAL, LLC See Footnote 2 CERC Common Stock P - Purchase I 0 15,869,358
2017-08-29 2017-08-29 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7159 50,000 36 15,869,358
2017-08-29 2017-08-28 4 ARMISTICE CAPITAL, LLC See Footnote 2 CERC Common Stock P - Purchase I 0 15,819,358
2017-08-29 2017-08-28 4 ARMISTICE CAPITAL, LLC See Footnote 2 CERC Common Stock P - Purchase I 0 15,819,358
2017-08-29 2017-08-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7257 25,321 18 15,819,358
2017-08-29 2017-08-25 4 ARMISTICE CAPITAL, LLC See Footnote 2 CERC Common Stock P - Purchase I 0 15,794,037
2017-08-29 2017-08-25 4 ARMISTICE CAPITAL, LLC See Footnote 2 CERC Common Stock P - Purchase I 0 15,794,037
2017-08-29 2017-08-25 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7538 38,328 29 15,794,037
2017-08-24 2017-08-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.6991 19,944 14 15,755,709
2017-08-24 2017-08-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6991 19,944 14 15,755,709
2017-08-24 2017-08-24 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6991 19,944 14 15,755,709
2017-08-24 2017-08-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.6186 900 1 15,735,765
2017-08-24 2017-08-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6186 900 1 15,735,765
2017-08-24 2017-08-23 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6186 900 1 15,735,765
2017-08-24 2017-08-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6163 19,301 12 15,734,865
2017-08-24 2017-08-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.6163 19,301 12 15,734,865
2017-08-24 2017-08-22 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6163 19,301 12 15,734,865
2017-08-22 2017-08-18 4 Kaiser John Joseph CERC Employee Stock Option (Right to Buy) A - Award D 0.62 25,000 25,000
2017-08-21 2017-08-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.6126 15,564 10 15,715,564
2017-08-21 2017-08-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6126 15,564 10 15,715,564
2017-08-21 2017-08-21 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6126 15,564 10 15,715,564
2017-08-21 2017-08-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6091 31,698 19 15,700,000
2017-08-21 2017-08-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6091 31,698 19 15,700,000
2017-08-21 2017-08-18 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.6091 31,698 19 15,700,000
2017-08-21 2017-08-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.5863 26,002 15 15,668,302
2017-08-21 2017-08-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.5863 26,002 15 15,668,302
2017-08-21 2017-08-17 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.5863 26,002 15 15,668,302
2017-08-16 2017-08-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.5800 76,800 45 15,642,300
2017-08-16 2017-08-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.5800 76,800 45 15,642,300
2017-08-16 2017-08-16 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.5800 76,800 45 15,642,300
2017-08-16 2017-08-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.5800 65,500 38 15,565,500
2017-08-16 2017-08-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.5800 65,500 38 15,565,500
2017-08-16 2017-08-15 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.5800 65,500 38 15,565,500
2017-08-16 2017-08-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6400 175,776 112 15,500,000
2017-08-16 2017-08-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.6400 175,776 112 15,500,000
2017-08-16 2017-08-14 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6400 175,776 112 15,500,000
2017-07-31 2017-06-30 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 0.57 8,357 8,357
2017-07-31 2017-06-30 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 0.57 8,357 8,357
2017-07-31 2017-06-30 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 0.57 8,357 8,357
2017-07-31 2017-06-30 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 0.57 8,357 8,357
2017-07-31 2017-06-30 4 Greenleaf Peter CERC Employee Stock Option (Right to Buy) A - Award D 0.57 8,357 8,357
2017-07-31 2017-06-30 4 Aasen Thomas H CERC Employee Stock Option (Right to Buy) A - Award D 0.57 8,357 8,357
2017-07-13 2017-07-06 4 ARMISTICE CAPITAL, LLC CERC SERIES A CONVERTIBLE PREFERRED STOCK C - Conversion I 0.35 -4,179 0
2017-07-13 2017-07-06 4 ARMISTICE CAPITAL, LLC CERC SERIES A CONVERTIBLE PREFERRED STOCK C - Conversion D 0.35 -4,179 0
2017-07-13 2017-07-06 4 ARMISTICE CAPITAL, LLC CERC SERIES A CONVERTIBLE PREFERRED STOCK C - Conversion I 0.35 -4,179 0
2017-07-13 2017-07-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock C - Conversion I 0.3500 11,940,000 4,179 15,324,224
2017-07-13 2017-07-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock C - Conversion D 0.3500 11,940,000 4,179 15,324,224
2017-07-13 2017-07-06 4 ARMISTICE CAPITAL, LLC CERC Common Stock C - Conversion I 0.3500 11,940,000 4,179 15,324,224
2017-07-13 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC WARRANTS J - Other I 0.40 14,285,714 14,285,714
2017-07-13 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC WARRANTS J - Other D 0.40 14,285,714 14,285,714
2017-07-13 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC WARRANTS J - Other I 0.40 14,285,714 14,285,714
2017-07-05 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC SERIES A CONVERTIBLE PREFERRED STOCK J - Other D 0.35 4,179 4,179
2017-07-05 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC SERIES A CONVERTIBLE PREFERRED STOCK J - Other I 0.35 4,179 4,179
2017-07-05 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC SERIES A CONVERTIBLE PREFERRED STOCK J - Other I 0.35 4,179 4,179
2017-07-05 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC WARRANTS J - Other I 0.40 14,285,714 14,285,714
2017-07-05 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC WARRANTS J - Other D 0.40 14,285,714 14,285,714
2017-07-05 2017-06-30 4 ARMISTICE CAPITAL, LLC CERC WARRANTS J - Other I 0.40 14,285,714 14,285,714
2017-07-05 2017-06-30 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 0.57 13,690 13,690
2017-07-05 2017-06-30 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 0.57 36,982 36,982
2017-07-05 2017-06-30 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 0.57 14,224 14,224
2017-07-05 2017-06-30 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 0.57 16,891 16,891
2017-05-23 2017-05-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.6300 24,224 15 3,384,224
2017-05-23 2017-05-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6300 24,224 15 3,384,224
2017-05-23 2017-05-19 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6300 24,224 15 3,384,224
2017-05-16 3 Greenleaf Peter CERC Common Stock D 0
2017-05-16 2017-05-12 4 Greenleaf Peter CERC Stock Option (Right to Buy) A - Award D 0.80 16,714 16,714
2017-05-11 2017-05-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7400 86,122 64 3,360,000
2017-05-11 2017-05-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.7400 86,122 64 3,360,000
2017-05-11 2017-05-11 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.7400 86,122 64 3,360,000
2017-05-11 2017-05-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.7900 27,819 22 3,273,878
2017-05-11 2017-05-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.7900 27,819 22 3,273,878
2017-05-11 2017-05-10 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.7900 27,819 22 3,273,878
2017-05-11 2017-05-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6600 36,059 24 3,246,059
2017-05-11 2017-05-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6600 36,059 24 3,246,059
2017-05-11 2017-05-09 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.6600 36,059 24 3,246,059
2017-05-09 3 Boyd Steven CERC Common Stock, $0.001 par value I 4,691,428
2017-05-09 3 Boyd Steven CERC Common Stock, $0.001 par value I 4,691,428
2017-05-09 2017-05-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6500 50,001 33 3,210,000
2017-05-09 2017-05-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.6500 50,001 33 3,210,000
2017-05-09 2017-05-08 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6500 50,001 33 3,210,000
2017-05-09 2017-05-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6100 15,798 10 3,159,999
2017-05-09 2017-05-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6100 15,798 10 3,159,999
2017-05-09 2017-05-05 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.6300 15,798 10 3,159,999
2017-05-09 2017-05-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.6300 28,413 18 3,144,201
2017-05-09 2017-05-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6300 28,413 18 3,144,201
2017-05-09 2017-05-04 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.6300 28,413 18 3,144,201
2017-05-09 2017-05-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.5500 68,359 38 3,115,788
2017-05-09 2017-05-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.5500 68,359 38 3,115,788
2017-05-09 2017-05-03 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.5500 68,359 38 3,115,788
2017-05-09 2017-05-02 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.5300 146,095 77 3,047,429
2017-05-09 2017-05-02 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.5300 146,095 77 3,047,429
2017-05-09 2017-05-02 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.5300 146,095 77 3,047,429
2017-05-09 2017-05-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.5000 105,620 53 2,901,334
2017-05-09 2017-05-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.5000 105,620 53 2,901,334
2017-05-09 2017-05-01 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.5000 105,620 53 2,901,334
2017-05-09 2017-04-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.4400 450,000 198 2,795,714
2017-05-09 2017-04-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase I 0.4400 450,000 198 2,795,714
2017-05-09 2017-04-28 4 ARMISTICE CAPITAL, LLC CERC Common Stock P - Purchase D 0.4400 450,000 198 2,795,714
2017-05-08 3 ARMISTICE CAPITAL, LLC CERC Common Stock, $0.001 par value D 7,037,142
2017-05-08 3 ARMISTICE CAPITAL, LLC CERC Common Stock, $0.001 par value D 7,037,142
2017-05-08 3 ARMISTICE CAPITAL, LLC CERC Common Stock, $0.001 par value D 7,037,142
2017-05-08 3 ARMISTICE CAPITAL, LLC See Footnotes CERC Common Stock, $0.001 par value I 7,037,142
2017-05-08 3 ARMISTICE CAPITAL, LLC See Footnotes CERC Common Stock, $0.001 par value I 7,037,142
2017-05-08 3 ARMISTICE CAPITAL, LLC See Footnotes CERC Common Stock, $0.001 par value I 7,037,142
2017-04-04 2017-03-31 4 Aasen Thomas H CERC Employee Stock Option (Right to Buy) A - Award D 0.68 10,764 21,528
2017-04-04 2017-03-31 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 0.68 10,131 10,131
2017-04-04 2017-03-31 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 0.68 12,031 12,031
2017-04-04 2017-03-31 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 0.68 26,342 26,342
2017-04-04 2017-03-31 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 0.68 9,751 9,751
2017-04-04 2017-03-31 4 Aasen Thomas H CERC Employee Stock Option (Right to Buy) A - Award D 0.68 10,764 10,764
2017-01-30 2017-01-26 4 Hacksell Uli CERC Employee Stock Option (Right to Buy) A - Award D 0.87 100,000 100,000
2017-01-30 2017-01-26 4 Morris Mariam E CERC Employee Stock Option (Right to Buy) A - Award D 0.87 25,000 25,000
2017-01-30 2017-01-26 4 Kaiser John Joseph CERC Employee Stock Option (Right to Buy) A - Award D 0.87 25,000 25,000
2017-01-04 2016-12-31 4 Aasen Thomas H CERC Employee Stock Option (Right to Buy) A - Award D 0.88 8,060 8,060
2017-01-04 2016-12-31 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 0.88 7,301 7,301
2017-01-04 2016-12-31 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 0.88 9,008 9,008
2017-01-04 2016-12-31 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 0.88 3,793 3,793
2017-01-04 2016-12-31 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 0.88 17,827 17,827
2016-10-03 2016-09-30 4 Aasen Thomas H CERC Employee Stock Option (Right to Buy) A - Award D 4.23 1,883 1,883
2016-10-03 2016-09-30 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 4.23 1,706 1,706
2016-10-03 2016-09-30 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 4.23 2,105 2,105
2016-10-03 2016-09-30 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 4.23 886 886
2016-10-03 2016-09-30 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 4.23 3,723 3,723
2016-08-19 2016-08-17 4 Hacksell Uli CERC Employee Stock Option (Right to Buy) A - Award D 3.77 130,000 130,000
2016-08-19 2016-08-17 4 Morris Mariam E CERC Employee Stock Option (Right to Buy) A - Award D 3.77 32,500 32,500
2016-08-19 2016-08-17 4 Kaiser John Joseph CERC Employee Stock Option (Right to Buy) A - Award D 3.77 32,500 32,500
2016-08-19 2016-08-17 4 Marcus Ronald CERC Employee Stock Option (Right to Buy) A - Award D 3.77 40,000 40,000
2016-07-01 2016-06-30 4 Aasen Thomas H CERC Employee Stock Option (Right to Buy) A - Award D 2.20 3,481 3,481
2016-07-01 2016-06-30 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 2.20 3,153 3,153
2016-07-01 2016-06-30 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 2.20 3,891 3,891
2016-07-01 2016-06-30 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 2.20 1,638 1,638
2016-07-01 2016-06-30 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 2.20 6,881 6,881
2016-05-20 2016-05-18 4 Aasen Thomas H CERC Employee Stock Option (Right to Buy) A - Award D 3.52 8,357 8,357
2016-05-20 2016-05-18 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 3.52 8,357 8,357
2016-05-20 2016-05-18 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 3.52 8,357 8,357
2016-05-20 2016-05-18 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 3.52 8,357 8,357
2016-05-20 2016-05-18 4 Sheldon Behshad CERC Employee Stock Option (Right to Buy) A - Award D 3.52 8,357 8,357
2016-05-20 2016-05-18 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 3.52 8,357 8,357
2016-02-25 2016-02-24 4 Kaiser John Joseph CERC Employee Stock Option (Right to Buy) A - Award D 3.01 31,288 31,288
2016-02-25 2016-02-24 4 Morris Mariam E CERC Employee Stock Option (Right to Buy) A - Award D 3.01 10,100 10,100
2016-02-25 2016-02-24 4 Marcus Ronald CERC Employee Stock Option (Right to Buy) A - Award D 3.01 44,286 44,286
2016-01-12 2016-01-11 4 Aasen Thomas H CERC Employee Stock Option (Right to Buy) A - Award D 3.56 16,714 16,714
2016-01-12 2016-01-01 4 Hacksell Uli CERC Employee Stock Option (Right to Buy) A - Award D 3.35 360,459 388,780
2015-11-12 2015-11-09 4 BLECH ISAAC CERC Employee Stock Option (Right to Buy) A - Award D 5.80 16,714 16,714
2015-11-12 2015-11-09 4 Sheldon Behshad CERC Employee Stock Option (Right to Buy) A - Award D 5.80 16,714 16,714
2015-11-12 2015-11-09 4 Gutry Phil CERC Employee Stock Option (Right to Buy) A - Award D 5.80 16,714 16,714
2015-11-12 2015-11-09 4 Persson Magnus CERC Employee Stock Option (Right to Buy) A - Award D 5.80 16,714 16,714
2015-11-12 2015-11-09 4 BAUER EUGENE A CERC Employee Stock Option (Right to Buy) A - Award D 5.80 16,714 16,714
2015-11-12 2015-11-09 4 Hacksell Uli CERC Employee Stock Option (Right to Buy) A - Award D 5.80 16,714 16,714
2015-10-20 2015-10-20 4 Sonsini Peter W. See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16,638,880 0
2015-10-20 2015-10-20 4 Sonsini Peter W. See Note 2 CERC Common Stock C - Conversion I 594,245 594,245
2015-10-20 2015-10-20 4 Florence Anthony A. Jr. See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16,638,880 0
2015-10-20 2015-10-20 4 Florence Anthony A. Jr. See Note 2 CERC Common Stock C - Conversion I 594,245 594,245
2015-10-20 2015-10-20 4 MOTT DAVID M See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16,638,880 0
2015-10-20 2015-10-20 4 MOTT DAVID M See Note 2 CERC Common Stock C - Conversion I 594,245 594,245
2015-10-20 2015-10-20 4 BARRIS PETER J See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16,638,880 0
2015-10-20 2015-10-20 4 BARRIS PETER J See Note 2 CERC Common Stock C - Conversion I 594,245 594,245
2015-10-20 2015-10-20 4 BARRETT M JAMES See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16,638,880 0
2015-10-20 2015-10-20 4 BARRETT M JAMES See Note 2 CERC Common Stock C - Conversion I 594,245 594,245
2015-10-20 2015-10-20 4 New Enterprise Associates 14, L.P. CERC Series B Convertible Preferred Stock C - Conversion D -16,638,880 0
2015-10-20 2015-10-20 4 New Enterprise Associates 14, L.P. CERC Common Stock C - Conversion D 594,245 594,245
2015-10-20 2015-10-20 4 BLECH ISAAC By Daniel Blech Trust DTD 8/3/2005 CERC Series A Convertible Preferred Stock C - Conversion I -4,077,475 0
2015-10-20 2015-10-20 4 BLECH ISAAC CERC Series A Convertible Preferred Stock C - Conversion D -133,333 0
2015-10-20 2015-10-20 4 BLECH ISAAC By Daniel Blech Trust DTD 8/3/2005 CERC Common Stock C - Conversion I 182,030 385,452
2015-10-20 2015-10-20 4 BLECH ISAAC CERC Common Stock C - Conversion D 5,952 203,452
2015-10-20 2015-10-20 4 Paterson Blake M CERC Employee Stock Option (Right to Buy) A - Award D 6.49 160,000 160,000
2015-10-20 2015-10-20 4 Marcus Ronald CERC Class A Warrant (Right to Buy) P - Purchase D 4.55 13,693 36,000
2015-10-20 2015-10-20 4 Marcus Ronald CERC Class B Warrant (Right to Buy) P - Purchase D 3.90 13,693 36,000
2015-10-20 2015-10-20 4 Marcus Ronald CERC Class B Warrant (Right to Buy) P - Purchase D 3.90 16,924 22,307
2015-10-20 2015-10-20 4 Marcus Ronald CERC Class A Warrant (Right to Buy) P - Purchase D 4.55 16,924 22,307
2015-10-20 2015-10-20 4 Marcus Ronald CERC Class A Warrant (Right to Buy) J - Other D 4.55 5,383 5,383
2015-10-20 2015-10-20 4 Marcus Ronald CERC Class B Warrant (Right to Buy) J - Other D 3.90 5,383 5,383
2015-10-20 2015-10-20 4 Marcus Ronald CERC Employee Stock Option (Right to Buy) A - Award D 6.49 15,000 15,000
2015-10-20 2015-10-20 4 Marcus Ronald CERC Common Stock P - Purchase D 13,693 36,000
2015-10-20 2015-10-20 4 Marcus Ronald CERC Common Stock P - Purchase D 16,924 22,307
2015-10-20 2015-10-20 4 Marcus Ronald CERC Common Stock J - Other D 5,383 5,383
2015-10-20 2015-10-20 4 Viswanathan Ravi See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16,638,880 0
2015-10-20 2015-10-20 4 Viswanathan Ravi See Note 2 CERC Common Stock C - Conversion I 594,245 594,245
2015-10-20 2015-10-20 4 Kaiser John Joseph CERC Employee Stock Option (Right to Buy) A - Award D 6.49 40,000 40,000
2015-10-20 2015-10-20 4 Apple Tree Partners IV, L.P. CERC Series B Convertible Preferred Stock C - Conversion D -16,672,224 0
2015-10-20 2015-10-20 4 Apple Tree Partners IV, L.P. CERC Common Stock C - Conversion D 595,436 595,436
2015-10-20 2015-10-20 4 Morris Mariam E CERC Employee Stock Option (Right to Buy) A - Award D 6.49 102,900 102,900
2015-10-20 2015-10-20 4 Weller Harry R See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16,638,880 0
2015-10-20 2015-10-20 4 Weller Harry R See Note 2 CERC Common Stock C - Conversion I 594,245 594,245
2015-10-20 2015-10-20 4 MPM BIOVENTURES V, L.P. CERC Series B Convertible Preferred Stock C - Conversion I -16,672,224 0
2015-10-20 2015-10-20 4 MPM BIOVENTURES V, L.P. CERC Common Stock C - Conversion I 595,436 595,436
2015-10-20 2015-10-20 4 BASKETT FOREST See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16,638,880 0
2015-10-20 2015-10-20 4 BASKETT FOREST See Note 2 CERC Common Stock C - Conversion I 594,245 594,245
2015-10-20 2015-10-20 4 KOLLURI KRISHNA KITTU See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16,638,880 0
2015-10-20 2015-10-20 4 KOLLURI KRISHNA KITTU See Note 2 CERC Common Stock C - Conversion I 594,245 594,245
2015-10-20 2015-10-20 4 SANDELL SCOTT D See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16,638,880 0
2015-10-20 2015-10-20 4 SANDELL SCOTT D See Note 2 CERC Common Stock C - Conversion I 594,245 594,245
2015-10-20 2015-10-20 4 KERINS PATRICK J See Note 2 CERC Series B Convertible Preferred Stock C - Conversion I -16,638,880 0
2015-10-20 2015-10-20 4 KERINS PATRICK J See Note 2 CERC Common Stock C - Conversion I 594,245 594,245
2015-10-14 3 Paterson Blake M CERC Common Stock D 112,142
2015-10-14 3 Paterson Blake M CERC Common Stock D 112,142
2015-10-14 3 BLECH ISAAC CERC Common Stock D 395,000
2015-10-14 3 BLECH ISAAC CERC Common Stock D 395,000
2015-10-14 3 BAUER EUGENE A CERC Common Stock D 53,570
2015-10-14 3 BAUER EUGENE A CERC Common Stock D 53,570
P
非デリバティブまたはデリバティブ証券の公開市場または非公開購入
S
非デリバティブ証券またはデリバティブ証券の公開市場または非公開売却
A
会社からの有価証券の交付、授与その他の取得 (オプション等)
C
デリバティブの転換
D
有価証券の会社への売却または譲渡
F
会社から受領した有価証券の一部を使用した、行使価格または納税義務のお支払い
G
内部者によるまたは内部者に対する有価証券の贈与
K
株式スワップと類似のヘッジ取引
M
会社から受け取ったデリバティブ証券 (オプションなど) の行使または転換
V
フォーム4により任意に報告した取引
J
その他 (取引を説明する脚注を含む)
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