ADXSW / Advaxis, Inc. Warrants - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Advaxis, Inc.の保証
US ˙ NASDAQ
このシンボルはもうアクティブではありません

内部心理スコア

内部心理スコアは、企業の内部関係者によって買収されている企業を見つけます。

これは内部者の所有量が最も高い企業を特定する、洗練された多要素定量モデルの結果です。スコアリング・モデルでは、過去90日間に購入した内部者の正味数、浮動株の割合として購入された株式の合計、および内部者が所有する株式の合計を組み合わせて使用します。数値の範囲は0から100で、数値が大きいほど所有量が高く50が平均値です。

更新頻度: 1日

内部者の所有量が最も多い企業のリストを提供する 内部者トップピックを参照してください。

役員心理スコア

役員心理スコアは、役員によって購入されている企業を見つけます。

定義上、役員は内部者ですが、他の内部者 (10%株主と取締役) とは異なり、役員は日常的に会社のために働き、取引の際には自分のお金を使います。(10%株主や取締役は、他人のお金を管理するファンドマネージャーであることが多い。)このように、役員による内部者取引は、より重要であり、適切に取り扱われるべきです。

内部者心理スコアと同様に、役員心理スコアは、役員の所有量が最も高い企業を特定する高度な多要素定量モデルの結果です。

更新頻度: 1日

高心理スコア企業のリストを提供する 内部者トップピックを参照してください。

主要内部者指標

このカードは、同社がさまざまな内部者指標に沿ってどのようにランク付けされているかを示しています。パーセンタイルのランクは、この会社が米国市場の他の会社と比較してどうであるかを示しています。ランキングが高いほど状況が良いことを示しています。

例えば、内部者取引はポジティブな指標であるため、内部者取引の多い企業は、内部者取引の少ない企業 (あるいは内部者売却でさえ) よりも上位にランクされると一般的に考えられています。

正味内部者購入数 (ランク)

N/A

正味内部者購入数は、購入した内部者の総数から、過去90日間に売却した内部者の総数を差し引いたものです。パーセンタイルのランクがここに表示されます (0から100%の範囲) 。

内部者による浮動株購入率 (ランク)

N/A

内部者による浮動株購入率は、内部者が購入した株式の総数から、過去90日間に内部者が売却した株式の総数を差し引いたものを浮動株の総数で割り、100を乗じたものです。

内部者取引チャート

Advaxis, Inc. Warrants内部者取引を次のチャートに示します。内部者とは、会社の役員、取締役、または重要な投資家のことです。一般的に、内部者が重要な非公開情報に基づいて自社の取引を行うことは一般的に違法です。これは、彼らが自分の会社で取引をすることが違法であるという意味ではありません。ただし、すべての取引をフォーム4を通じてSECに報告しなければなりません。

内部者名簿と収益性指標

この表は、既知の内部者を示しており、SECに開示されたファイルから自動的に生成されます。氏名、最新の役職名、取締役、役員または10%所有者の指定に加えて、開示された最新の保有株式を提供します。さらに、可能な場合は、内部者の過去の取引実績を提供します。過去の取引実績は、内部者による実際の公開市場での購入取引の実績の加重平均です。この計算方法の詳細については、こちらのYouTubeウェビナーをご覧ください。

See our leaderboard of most profitable insider traders.

内部者 平均利益 (%) 所有
株式数
調整後
分割

Report errors via our new Insider Auditing Tool

内部者購入の実績 - 短期利益分析

このセクションでは、ADXSW / Advaxis, Inc. Warrantsで行われたすべての計画外の公開市場内部者購入の収益性を分析します。この分析は、内部者が一貫して異常なリターンを生成しているかどうかを理解するのに役立ちます。この分析は、各取引の1年間後のもので 結果は理論値です .

次の表は、自動取引計画に含まれていない直近の公開市場購入を示しています。

取引日 内部者 レポート
株式数
レポート
価格
調整後
株式数
調整後
価格
費用基準 最大
日数
最大
価格
最大
利益 ($)
最大リターン (%)
2023-10-18 Israel Biotech Fund I, L.P. 658,858 0.0000 658,858 0.0000 0 111 1.31 863,104
2023-10-18 Israel Biotech Fund I, L.P. 658,858 0.0000 658,858 0.0000 0
2019-04-10 APPEL RONI 3,000 3.7970 38 303.7600 11,391
2018-09-11 APPEL RONI 33,333 1.2000 702 57.0000 40,000
2015-08-24 ADAGE CAPITAL PARTNERS GP, L.L.C. 12,100 14.4700 255 687.3250 175,087
2015-08-24 ADAGE CAPITAL PARTNERS GP, L.L.C. 9,500 13.7300 200 652.1750 130,435
2015-08-24 ADAGE CAPITAL PARTNERS GP, L.L.C. 3,400 14.0600 72 667.8500 47,804
2015-08-24 ADAGE CAPITAL PARTNERS GP, L.L.C. 20,000 12.9000 421 612.7500 258,000

調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。

ADXSW / Advaxis, Inc. Warrants Insider Trades
内部者売却の実績 - 短期損失分析

このセクションでは、ADXSW / Advaxis, Inc. Warrantsで行われたすべての予定外の公開市場の内部者取引の短期損失回避を分析します。損失回避の一貫したパターンは、将来の売却取引が価格の下落を予測する可能性を示唆しているかもしれません。この分析は、各取引の1年間後のものです。 結果は理論値です .

次の表は、自動取引プランに含まれていない直近の公開市場での売買を示しています。

取引日 内部者 レポート
株式数
レポート
価格
調整後
株式数
調整後
価格
費用基準 最小
日数
最小
価格
最大損失
回避 ($)
最大損失
回避 (%)
2020-03-13 APPEL RONI 2,401 0.5500 30 44.0000 1,321 256 0.2840 -1,311 -99.35
2020-03-12 APPEL RONI 200 0.5800 2 46.4000 116
2020-03-11 APPEL RONI 399 0.6700 5 53.6000 267
2018-11-05 PETIT ROBERT 3,963 0.5800 83 27.5500 2,299
2018-11-02 PETIT ROBERT 8,491 0.5600 179 26.6000 4,755
2018-04-02 PETIT ROBERT 2,193 1.6200 46 76.9500 3,553
2018-02-02 LOMBARDO ANTHONY A 32 2.9300 1 139.1750 94
2018-01-03 Bonstein Sara 5,224 3.1800 110 151.0500 16,612
2017-11-06 PETIT ROBERT 3,723 3.3000 78 156.7500 12,286

調整後価格は分割調整後価格です。 調整後株式数は分割調整後株式数です。

ADXSW / Advaxis, Inc. Warrants Insider Trades
取引履歴

リンクアイコンをクリックすると、完全な取引履歴が表示されます。10b5-1自動取引プランの一環として報告された取引には、「10b-5」の列にX印が表示されます。

提出
取引
フォーム 内部者 ティッカー 証券タイトル コード 10b5-1 直接 権利行使
価格
単位
価格
単位
変化
価値
変更 (千)
残り
オプション
残り
株式数
2024-02-12 2024-02-07 4 Israel Biotech Fund I, L.P. ADXS Common Stock, par value $0.001 per share F - Taxes I 1.2465 -2,586,905 -3,225 25,130,903
2024-02-12 2024-02-07 4 Israel Biotech Fund I, L.P. ADXS Common Stock, par value $0.001 per share M - Exercise I 0.4000 8,062,500 3,225 27,717,808
2024-02-12 2024-02-07 4 Israel Biotech Fund I, L.P. ADXS Common Stock, par value $0.001 per share F - Taxes I 1.2465 -2,707,581 -3,375 20,661,639
2024-02-12 2024-02-07 4 Israel Biotech Fund I, L.P. ADXS Common Stock, par value $0.001 per share M - Exercise I 0.4000 8,437,500 3,375 23,369,220
2024-02-12 2024-02-07 4 Israel Biotech Fund I, L.P. ADXS Common Stock, par value $0.001 per share M - Exercise I 0.4000 1,295,813 518 19,655,308
2024-02-12 2024-02-07 4 Israel Biotech Fund I, L.P. ADXS Common Stock, par value $0.001 per share M - Exercise I 0.4000 3,887,438 1,555 14,931,720
2024-02-12 2024-02-07 4 Israel Biotech Fund I, L.P. ADXS Common Stock, par value $0.001 per share M - Exercise I 0.4000 4,237,687 1,695 18,359,495
2024-02-12 2024-02-07 4 Israel Biotech Fund I, L.P. ADXS Common Stock, par value $0.001 per share M - Exercise I 0.4000 1,926,221 770 11,044,282
2023-11-08 3 Cabilly Yuval ADXS Common Stock, par value $0.001 per share I 621,253
2023-11-08 3 Cabilly Yuval ADXS Common Stock, par value $0.001 per share I 677,386
2023-10-31 2023-10-18 4 Israel Biotech Fund I, L.P. ADXS Common Stock, par value $0.001 per share P - Purchase I 658,858 1,094,091
2023-10-31 2023-10-18 4 Israel Biotech Fund I, L.P. ADXS Common Stock, par value $0.001 per share P - Purchase I 658,858 1,094,091
2023-10-23 2023-10-18 4 aMoon 2 Fund Limited Partnership ADXS Common Stock J - Other D 0 560,602
2023-09-29 3/A Israel Biotech Fund I, L.P. ADXS Common Stock, par value $0.001 per share I 621,253
2023-09-11 3 Israel Biotech Fund I, L.P. ADXS Common Stock, par value $0.001 per share I 621,253
2023-01-30 3 Schindel Yair Chaim ADXS Common Stock D 560,602
2023-01-23 2023-01-19 4 SIDRANSKY DAVID Held by Reporting Person's Son ADXS Common Stock A - Award I 46 46
2020-05-05 2020-05-04 4 Gutierrez Andres ADXS Options A - Award D 0.66 50,000 50,000
2020-05-05 2020-05-04 4 BERMAN RICHARD J ADXS Option A - Award D 0.66 13,000 13,000
2020-05-05 2020-05-04 4 SIDRANSKY DAVID ADXS Option A - Award D 0.66 13,000 13,000
2020-05-05 2020-05-04 4 PATTON JAMES P ADXS Option A - Award D 0.66 13,000 13,000
2020-05-05 2020-05-04 4 Berlin Kenneth A ADXS Options A - Award D 0.66 50,000 50,000
2020-05-05 2020-05-04 4 APPEL RONI ADXS Options A - Award D 0.66 13,000 13,000
2020-05-05 2020-05-04 4 Khleif Samir N ADXS Options A - Award D 0.66 13,000 13,000
2020-05-05 2020-05-04 4 Henderson Molly ADXS Options A - Award D 0.66 50,000 50,000
2020-03-16 2020-03-13 4 APPEL RONI See Notes ADXS Common Stock S - Sale I 0.5500 -2,401 -1 10,476
2020-03-16 2020-03-12 4 APPEL RONI See Notes ADXS Common Stock S - Sale I 0.5800 -200 -0 12,877
2020-03-16 2020-03-11 4 APPEL RONI See Notes ADXS Common Stock S - Sale I 0.6700 -399 -0 13,077
2019-10-25 2019-10-24 4 PATTON JAMES P ADXS Option A - Award D 0.31 10,000 10,000
2019-10-25 2019-10-24 4 Berlin Kenneth A ADXS Option A - Award D 0.31 50,000 50,000
2019-10-25 2019-10-24 4 Khleif Samir N ADXS Options A - Award D 0.31 10,000 10,000
2019-10-25 2019-10-24 4 APPEL RONI ADXS Options A - Award D 0.31 10,000 10,000
2019-10-25 2019-10-24 4 Henderson Molly ADXS Option A - Award D 0.31 25,000 25,000
2019-10-25 2019-10-24 4 SIDRANSKY DAVID ADXS Option A - Award D 0.31 10,000 10,000
2019-10-25 2019-10-24 4 BERMAN RICHARD J ADXS Option A - Award D 0.31 10,000 10,000
2019-10-25 2019-10-24 4 Gutierrez Andres ADXS Option A - Award D 0.31 25,000 25,000
2019-04-11 2019-04-11 4 Gutierrez Andres ADXS Common Stock A - Award D 3.7142 3,750 14 3,750
2019-04-11 2019-04-11 4 Henderson Molly ADXS Common Stock A - Award D 3.6799 2,500 9 5,833
2019-04-11 2019-04-10 4 APPEL RONI See note ADXS Common Stock P - Purchase I 3.7970 3,000 11 13,476
2019-04-10 2019-04-09 4 Henderson Molly ADXS Common Stock A - Award D 3.8500 100 0 100
2019-04-10 2019-04-09 4 Henderson Molly ADXS Common Stock A - Award D 3.8599 2,900 11 2,900
2019-04-08 2019-04-08 4 Berlin Kenneth A ADXS Common Stock A - Award D 3.7800 800 3 800
2019-04-08 2019-04-08 4 Berlin Kenneth A ADXS Common Stock A - Award D 3.7790 2,100 8 2,100
2019-04-08 2019-04-08 4 Berlin Kenneth A ADXS Common Stock A - Award D 3.7750 1,100 4 1,100
2018-11-07 2018-11-05 4 BERMAN RICHARD J ADXS Option A - Award D 0.54 25,000 25,000
2018-11-07 2018-11-05 4 PETIT ROBERT ADXS Option A - Award D 0.54 150,000 150,000
2018-11-07 2018-11-05 4 PETIT ROBERT ADXS Common Stock S - Sale D 0.5800 -3,963 -2 231,206
2018-11-07 2018-11-05 4 Gutierrez Andres ADXS Option A - Award D 0.54 125,000 125,000
2018-11-07 2018-11-05 4 APPEL RONI ADXS Options A - Award D 0.54 25,000 25,000
2018-11-07 2018-11-05 4 PATTON JAMES P ADXS Option A - Award D 0.54 25,000 25,000
2018-11-07 2018-11-05 4 Khleif Samir N ADXS Options A - Award D 0.54 25,000 25,000
2018-11-07 2018-11-05 4 Berlin Kenneth A ADXS Option A - Award D 0.54 320,000 320,000
2018-11-07 2018-11-05 4 Henderson Molly ADXS Option A - Award D 0.54 125,000 125,000
2018-11-07 2018-11-05 4 SIDRANSKY DAVID ADXS Option A - Award D 0.54 30,000 30,000
2018-11-05 2018-11-02 4 PETIT ROBERT ADXS Common Stock S - Sale D 0.5600 -8,491 -5 235,169
2018-09-13 2018-09-11 4 APPEL RONI See note ADXS Common Stock Warrants P - Purchase I 1.50 28,333 28,333
2018-09-13 2018-09-11 4 APPEL RONI See note ADXS Common Stock P - Purchase I 1.2000 33,333 40 157,143
2018-08-01 2018-07-31 4 PETIT ROBERT ADXS Common Stock A - Award D 1.4600 1,505 2 243,660
2018-07-02 2018-06-29 4 PETIT ROBERT ADXS Common Stock A - Award D 1.4500 1,516 2 242,155
2018-07-02 2018-06-18 4 PETIT ROBERT ADXS Common Stock A - Award D 1.7200 9,000 15 240,639
2018-07-02 2018-06-12 4 PETIT ROBERT ADXS Common Stock A - Award D 1.8400 5,000 9 231,639
2018-06-27 2018-06-26 4 PATTON JAMES P ADXS Common stock A - Award D 25,000 286,749
2018-06-27 2018-06-26 4 BERMAN RICHARD J ADXS Common stock A - Award D 5,000 55,669
2018-06-27 2018-06-26 4 SIDRANSKY DAVID ADXS Common stock A - Award D 15,000 110,355
2018-06-14 2018-06-13 4 SIDRANSKY DAVID ADXS Common stock A - Award D 1.7100 5,000 9 95,355
2018-06-13 2018-06-12 4 Berlin Kenneth A ADXS Common Stock A - Award D 1.8400 15,000 28 265,000
2018-06-13 2018-06-12 4 SIDRANSKY DAVID ADXS Common stock A - Award D 1.8400 6,802 13 90,355
2018-06-13 2018-06-12 4 SIDRANSKY DAVID ADXS Common stock A - Award D 1.8500 3,198 6 83,553
2018-06-13 2018-06-12 4 PATTON JAMES P ADXS Common stock A - Award D 1.8400 50,000 92 261,749
2018-06-13 2018-06-12 4 Henderson Molly ADXS Common Stock A - Award D 1.8900 5,000 9 5,000
2018-06-08 2018-06-06 4 Henderson Molly ADXS Stock Option A - Award D 1.71 250,000 250,000
2018-06-01 2018-05-31 4 PETIT ROBERT ADXS Common Stock A - Award D 1.8200 1,765 3 226,639
2018-05-02 2018-04-30 4 PETIT ROBERT ADXS Common Stock A - Award D 1.6000 1,374 2 224,874
2018-04-25 2018-04-23 4 Berlin Kenneth A ADXS Option A - Award D 1.62 750,000 750,000
2018-04-25 2018-04-23 4 Berlin Kenneth A ADXS Common Stock A - Award D 250,000 250,000
2018-04-25 2018-04-23 4 Gutierrez Andres ADXS Option A - Award D 1.62 250,000 250,000
2018-04-25 3 Berlin Kenneth A ADXS Common Stock D 0
2018-04-25 3 Gutierrez Andres ADXS Common Stock D 0
2018-04-18 2018-04-17 4 LOMBARDO ANTHONY A ADXS Common Stock F - Taxes D 1.7000 -11,051 -19 81,852
2018-04-03 2018-04-02 4 PETIT ROBERT ADXS Common Stock S - Sale D 1.6200 -2,193 -4 223,500
2018-04-03 2018-03-29 4 PETIT ROBERT ADXS Common Stock A - Award D 1.6900 1,111 2 225,693
2018-04-03 2018-03-29 4 Bonstein Sara ADXS Common Stock A - Award D 1.6900 1,088 2 226,670
2018-03-01 2018-02-28 4 PETIT ROBERT ADXS Common Stock A - Award D 1.8600 1,182 2 224,582
2018-03-01 2018-02-28 4 Bonstein Sara ADXS Common Stock A - Award D 1.8600 989 2 225,582
2018-02-02 2018-01-31 4 PETIT ROBERT ADXS Common Stock A - Award D 2.9600 696 2 223,400
2018-02-02 2018-01-31 4 Bonstein Sara ADXS Common Stock A - Award D 2.9600 -580 -2 224,593
2018-02-02 2018-02-02 4 LOMBARDO ANTHONY A ADXS Common Stock S - Sale D 2.9300 -32 -0 92,903
2018-01-03 2017-12-29 4 PETIT ROBERT ADXS Common Stock A - Award D 2.8400 752 2 222,704
2018-01-03 2018-01-03 4 Bonstein Sara ADXS Common Stock S - Sale D 3.1800 -5,224 -17 224,013
2018-01-03 2017-12-29 4 Bonstein Sara ADXS Common Stock A - Award D 2.8400 473 1 229,237
2017-12-04 2017-11-30 4 PETIT ROBERT ADXS Common Stock A - Award D 2.9900 1,035 3 221,952
2017-12-04 2017-11-30 4 Bonstein Sara ADXS Common Stock A - Award D 2.9900 856 3 228,764
2017-11-06 2017-11-02 4 SIDRANSKY DAVID ADXS Option A - Award D 3.19 30,000 30,000
2017-11-06 2017-11-06 4 Bonstein Sara ADXS Common Stock S - Sale D 3.3000 -3,862 -13 227,908
2017-11-06 2017-11-02 4 Bonstein Sara ADXS Option A - Award D 3.19 100,000 100,000
2017-11-06 2017-11-02 4 BERMAN RICHARD J ADXS Option A - Award D 3.19 25,000 25,000
2017-11-06 2017-11-02 4 LOMBARDO ANTHONY A ADXS Option A - Award D 3.19 100,000 100,000
2017-11-06 2017-11-02 4 APPEL RONI ADXS Options A - Award D 3.19 25,000 25,000
2017-11-06 2017-11-02 4 Ridge Thomas J ADXS Option A - Award D 3.19 25,000 25,000
2017-11-06 2017-11-02 4 MCKEARN THOMAS J ADXS Option A - Award D 3.19 25,000 25,000
2017-11-06 2017-11-02 4 PATTON JAMES P ADXS Option A - Award D 3.19 25,000 25,000
2017-11-06 2017-11-06 4 PETIT ROBERT ADXS Common Stock S - Sale D 3.3000 -3,723 -12 220,917
2017-11-06 2017-11-02 4 PETIT ROBERT ADXS Option A - Award D 3.19 100,000 100,000
2017-11-06 2017-11-02 4 Khleif Samir N ADXS Options A - Award D 3.19 25,000 25,000
2017-11-02 2017-11-02 4 LOMBARDO ANTHONY A ADXS Common Stock S - Sale D 3.1900 -24 -0 92,935
2017-11-02 2017-11-02 4 Bonstein Sara ADXS Common Stock S - Sale D 3.1900 -12,734 -41 231,770
2017-11-02 2017-10-31 4 Bonstein Sara ADXS Common Stock A - Award D 3.4000 379 1 244,504
2017-11-02 2017-11-02 4 PETIT ROBERT ADXS Common Stock S - Sale D 3.1900 -12,625 -40 224,640
2017-11-02 2017-10-31 4 PETIT ROBERT ADXS Common Stock A - Award D 3.4000 432 1 237,265
2017-10-12 2017-10-11 4 ADAGE CAPITAL PARTNERS GP, L.L.C. ADXS Common Stock, par value $0.001 ("Common Stock") S - Sale I 4.3000 -600,000 -2,580 4,100,043
2017-10-02 2017-09-29 4 PETIT ROBERT ADXS Common Stock A - Award D 4.1800 511 2 236,833
2017-10-02 2017-09-29 4 Bonstein Sara ADXS Common Stock A - Award D 4.1800 423 2 244,125
2017-09-26 2017-09-26 4 ADAGE CAPITAL PARTNERS GP, L.L.C. ADXS Common Stock S - Sale I 4.0000 -300,000 -1,200 4,700,043
2017-09-26 2017-09-25 4 ADAGE CAPITAL PARTNERS GP, L.L.C. ADXS Common Stock S - Sale I 4.3800 -405,323 -1,775 5,000,043
2017-09-26 2017-09-22 4 ADAGE CAPITAL PARTNERS GP, L.L.C. ADXS Common Stock, par value $0.001 ("Common Stock") S - Sale I 4.6800 -534,000 -2,499 5,405,366
2017-09-05 2017-08-31 4 Bonstein Sara ADXS Common Stock A - Award D 6.8100 273 2 243,702
2017-09-05 2017-08-31 4 PETIT ROBERT ADXS Common Stock A - Award D 6.8100 318 2 236,322
2017-08-01 2017-07-31 4 Bonstein Sara ADXS Common Stock A - Award D 6.4700 280 2 243,429
2017-08-01 2017-07-31 4 PETIT ROBERT ADXS Common Stock A - Award D 6.4700 335 2 236,004
2017-07-12 3 LOMBARDO ANTHONY A ADXS Common Stock D 179,990
2017-07-12 3 LOMBARDO ANTHONY A ADXS Common Stock D 179,990
2017-07-03 2017-06-30 4 O'Connor Daniel ADXS Common Stock A - Award D 6.4900 742 5 618,352
2017-07-03 2017-06-30 4 Bonstein Sara ADXS Common Stock A - Award D 6.4900 394 3 243,149
2017-07-03 2017-06-30 4 PETIT ROBERT ADXS Common Stock A - Award D 6.4900 477 3 235,669
2017-06-20 2017-06-19 4 O'Connor Daniel ADXS Common Stock A - Award D 177,102 617,610
2017-06-20 2017-06-19 4 Bonstein Sara ADXS Common Stock A - Award D 57,199 242,755
2017-06-20 2017-06-19 4 PETIT ROBERT ADXS Common Stock A - Award D 57,199 235,192
2017-06-01 2017-05-31 4 O'Connor Daniel ADXS Common Stock A - Award D 8.0700 421 3 440,508
2017-06-01 2017-05-31 4 Bonstein Sara ADXS Common Stock A - Award D 8.0700 219 2 185,556
2017-06-01 2017-05-31 4 PETIT ROBERT ADXS Common Stock A - Award D 8.0700 265 2 177,993
2017-05-01 2017-05-01 4 Bonstein Sara ADXS Common Stock A - Award D 57,881 185,337
2017-05-01 2017-04-28 4 Bonstein Sara ADXS Common Stock A - Award D 8.5600 185 2 127,456
2017-05-01 2017-05-01 4 O'Connor Daniel ADXS Common Stock A - Award D 142,996 440,087
2017-05-01 2017-04-28 4 O'Connor Daniel ADXS Common Stock A - Award D 8.5600 349 3 297,091
2017-05-01 2017-05-01 4 PETIT ROBERT ADXS Common Stock A - Award D 57,881 177,728
2017-05-01 2017-04-28 4 PETIT ROBERT ADXS Common Stock A - Award D 8.5600 250 2 119,847
2017-04-03 2017-03-31 4 Bonstein Sara ADXS Common Stock A - Award D 8.1700 194 2 127,271
2017-04-03 2017-03-31 4 O'Connor Daniel ADXS Common Stock A - Award D 8.1700 365 3 296,742
2017-04-03 2017-03-31 4 PETIT ROBERT ADXS Common Stock S - Sale D 8.2400 -2,454 -20 119,597
2017-04-03 2017-03-31 4 PETIT ROBERT ADXS Common Stock A - Award D 8.1700 219 2 122,051
2017-03-01 2017-02-28 4 PETIT ROBERT ADXS Common Stock F - Taxes D 8.7900 -52 -0 121,832
2017-03-01 2017-02-28 4 PETIT ROBERT ADXS Common Stock A - Award D 8.7900 298 3 121,884
2017-03-01 2017-02-28 4 Bonstein Sara ADXS Common Stock F - Taxes D 8.7900 -61 -1 127,077
2017-03-01 2017-02-28 4 Bonstein Sara ADXS Common Stock A - Award D 8.7900 263 2 127,138
2017-03-01 2017-02-28 4 O'Connor Daniel ADXS Common Stock F - Taxes D 8.7900 -104 -1 296,377
2017-03-01 2017-02-28 4 O'Connor Daniel ADXS Common Stock A - Award D 8.7900 490 4 296,481
2017-02-02 2017-01-31 4 O'Connor Daniel ADXS Common Stock F - Taxes D 8.9600 -97 -1 295,991
2017-02-02 2017-01-31 4 O'Connor Daniel ADXS Common Stock A - Award D 8.9600 466 4 296,088
2017-02-02 2017-01-31 4 PETIT ROBERT ADXS Common Stock F - Taxes D 8.9600 -48 -0 121,586
2017-02-02 2017-01-31 4 PETIT ROBERT ADXS Common Stock A - Award D 8.9600 282 3 121,634
2017-02-02 2017-01-31 4 Bonstein Sara ADXS Common Stock F - Taxes D 8.9600 -56 -1 126,875
2017-02-02 2017-01-31 4 Bonstein Sara ADXS Common Stock A - Award D 8.9600 250 2 126,931
2017-01-03 2016-12-30 4 O'Connor Daniel ADXS Common Stock F - Taxes D 7.1600 -192 -1 295,622
2017-01-03 2016-12-30 4 O'Connor Daniel ADXS Common Stock A - Award D 7.1600 792 6 295,814
2017-01-03 2016-12-30 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 7.1600 -119 -1 103,841
2017-01-03 2016-12-30 4 Mayes, Gregory T. ADXS Common Stock A - Award D 7.1600 458 3 103,960
2017-01-03 2016-12-30 4 PETIT ROBERT ADXS Common Stock F - Taxes D 7.1600 -93 -1 121,352
2017-01-03 2016-12-30 4 PETIT ROBERT ADXS Common Stock A - Award D 7.1600 476 3 121,445
2017-01-03 2016-12-30 4 Bonstein Sara ADXS Common Stock F - Taxes D 7.1600 -189 -1 126,681
2017-01-03 2016-12-30 4 Bonstein Sara ADXS Common Stock A - Award D 7.1600 427 3 126,870
2017-01-03 2016-12-30 4 Bonstein Sara ADXS Common Stock S - Sale D 7.3700 -5,520 -41 126,443
2017-01-03 2016-12-30 4 Bonstein Sara ADXS Common Stock A - Award D 50,000 131,963
2016-12-21 2016-12-20 4 MCKEARN THOMAS J ADXS Common Stock S - Sale D 8.0800 -12,316 -100 69,804
2016-12-01 2016-11-30 4 O'Connor Daniel ADXS Common Stock F - Taxes D 8.3100 -89 -1 295,022
2016-12-01 2016-11-30 4 O'Connor Daniel ADXS Common Stock A - Award D 8.3100 455 4 295,111
2016-12-01 2016-11-30 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 8.3100 -58 -0 103,502
2016-12-01 2016-11-30 4 Mayes, Gregory T. ADXS Common Stock A - Award D 8.3100 263 2 103,560
2016-12-01 2016-11-30 4 PETIT ROBERT ADXS Common Stock F - Taxes D 8.3100 -49 -0 120,969
2016-12-01 2016-11-30 4 PETIT ROBERT ADXS Common Stock A - Award D 8.3100 274 2 121,018
2016-12-01 2016-11-30 4 Bonstein Sara ADXS Common Stock F - Taxes D 8.3100 -55 -0 81,963
2016-12-01 2016-11-30 4 Bonstein Sara ADXS Common Stock A - Award D 8.3100 245 2 82,018
2016-11-07 2016-11-03 4 MCKEARN THOMAS J ADXS Option A - Award D 7.71 25,000 25,000
2016-11-07 2016-11-03 4 BERMAN RICHARD J ADXS Option A - Award D 7.71 25,000 25,000
2016-11-07 2016-11-03 4 SIDRANSKY DAVID ADXS Option A - Award D 7.71 30,000 30,000
2016-11-07 2016-11-03 4 APPEL RONI ADXS Options A - Award D 7.71 25,000 25,000
2016-11-07 2016-11-03 4 PATTON JAMES P ADXS Option A - Award D 7.71 25,000 25,000
2016-11-07 2016-11-03 4 Ridge Thomas J ADXS Option A - Award D 7.71 25,000 25,000
2016-11-07 2016-11-03 4 O'Connor Daniel ADXS Option A - Award D 7.71 170,234 170,234
2016-11-07 2016-11-03 4 Mayes, Gregory T. ADXS Options A - Award D 7.71 68,906 68,906
2016-11-07 2016-11-03 4 PETIT ROBERT ADXS Option A - Award D 7.71 68,906 68,906
2016-11-07 2016-11-03 4 Bonstein Sara ADXS Option A - Award D 7.71 68,906 68,906
2016-11-07 2016-11-03 4 Khleif Samir N ADXS Options A - Award D 7.71 25,000 25,000
2016-11-02 2016-11-02 4 O'Connor Daniel ADXS Common Stock S - Sale D 8.3200 -8,240 -69 294,656
2016-11-02 2016-10-31 4 O'Connor Daniel ADXS Common Stock F - Taxes D 8.0900 -231 -2 302,896
2016-11-02 2016-10-31 4 O'Connor Daniel ADXS Common Stock A - Award D 8.0900 467 4 303,127
2016-11-02 2016-10-31 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 8.0900 -60 -0 103,297
2016-11-02 2016-10-31 4 Mayes, Gregory T. ADXS Common Stock A - Award D 8.0900 270 2 103,357
2016-11-02 2016-11-02 4 PETIT ROBERT ADXS Common Stock S - Sale D 8.3200 -2,797 -23 120,744
2016-11-02 2016-10-31 4 PETIT ROBERT ADXS Common Stock F - Taxes D 8.0900 -118 -1 123,541
2016-11-02 2016-10-31 4 PETIT ROBERT ADXS Common Stock A - Award D 8.0900 281 2 123,659
2016-11-02 2016-10-31 4 Bonstein Sara ADXS Common Stock F - Taxes D 8.0900 -56 -0 81,773
2016-11-02 2016-10-31 4 Bonstein Sara ADXS Common Stock A - Award D 8.0900 252 2 81,829
2016-10-26 2016-10-25 4 Mayes, Gregory T. ADXS Common Stock S - Sale D 8.2300 -19,162 -158 103,087
2016-10-04 2016-09-30 4 O'Connor Daniel ADXS Common Stock F - Taxes D 10.6900 -50 -1 302,660
2016-10-04 2016-09-30 4 O'Connor Daniel ADXS Common Stock A - Award D 10.6900 354 4 302,710
2016-10-04 2016-09-30 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 10.6900 -45 -0 122,249
2016-10-04 2016-09-30 4 Mayes, Gregory T. ADXS Common Stock A - Award D 10.6900 204 2 122,294
2016-10-04 2016-09-30 4 PETIT ROBERT ADXS Common Stock F - Taxes D 10.6900 -32 -0 123,378
2016-10-04 2016-09-30 4 PETIT ROBERT ADXS Common Stock A - Award D 10.6900 213 2 123,410
2016-10-04 2016-09-30 4 Bonstein Sara ADXS Common Stock F - Taxes D 10.6900 -43 -0 81,577
2016-10-04 2016-09-30 4 Bonstein Sara ADXS Common Stock A - Award D 10.6900 191 2 81,620
2016-09-01 2016-08-31 4 O'Connor Daniel ADXS Common Stock F - Taxes D 11.5300 -46 -1 302,356
2016-09-01 2016-08-31 4 O'Connor Daniel ADXS Common Stock A - Award D 11.5300 328 4 302,402
2016-09-01 2016-08-31 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 11.5300 -42 -0 122,090
2016-09-01 2016-08-31 4 Mayes, Gregory T. ADXS Common Stock A - Award D 11.5300 190 2 122,132
2016-09-01 2016-08-31 4 PETIT ROBERT ADXS Common Stock F - Taxes D 11.5300 -29 -0 123,197
2016-09-01 2016-08-31 4 PETIT ROBERT ADXS Common Stock A - Award D 11.5300 197 2 123,226
2016-09-01 2016-08-31 4 Bonstein Sara ADXS Common Stock F - Taxes D 11.5300 -40 -0 81,429
2016-09-01 2016-08-31 4 Bonstein Sara ADXS Common Stock A - Award D 11.5300 177 2 81,469
2016-08-10 2016-08-09 4 BERMAN RICHARD J ADXS Common Stock S - Sale D 15.6700 -15,761 -247 50,669
2016-08-10 2016-08-08 4 BERMAN RICHARD J ADXS Common Stock S - Sale D 15.2100 -18,000 -274 66,430
2016-08-10 2016-08-09 4 SIDRANSKY DAVID ADXS Common stock S - Sale D 14.8500 -11,404 -169 80,355
2016-08-10 2016-08-08 4 SIDRANSKY DAVID ADXS Common stock S - Sale D 15.1700 -11,404 -173 91,759
2016-08-01 2016-07-29 4 O'Connor Daniel ADXS Common Stock F - Taxes D 8.3400 -562 -5 310,341
2016-08-01 2016-07-29 4 O'Connor Daniel ADXS Common Stock A - Award D 8.3400 1,133 9 310,903
2016-08-01 2016-07-29 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 8.3400 -58 -0 121,942
2016-08-01 2016-07-29 4 Mayes, Gregory T. ADXS Common Stock A - Award D 8.3400 262 2 122,000
2016-08-01 2016-07-29 4 PETIT ROBERT ADXS Common Stock F - Taxes D 8.3400 -115 -1 125,834
2016-08-01 2016-07-29 4 PETIT ROBERT ADXS Common Stock A - Award D 8.3400 273 2 125,949
2016-08-01 2016-07-29 4 Bonstein Sara ADXS Common Stock F - Taxes D 8.3400 -54 -0 81,292
2016-08-01 2016-07-29 4 Bonstein Sara ADXS Common Stock A - Award D 8.3400 244 2 81,346
2016-07-01 2016-06-30 4 O'Connor Daniel ADXS Common Stock F - Taxes D 8.0900 -551 -4 309,770
2016-07-01 2016-06-30 4 O'Connor Daniel ADXS Common Stock A - Award D 8.0900 1,752 14 310,321
2016-07-01 2016-06-30 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 8.0900 -105 -1 121,738
2016-07-01 2016-06-30 4 Mayes, Gregory T. ADXS Common Stock A - Award D 8.0900 405 3 121,843
2016-07-01 2016-06-30 4 PETIT ROBERT ADXS Common Stock F - Taxes D 8.0900 -72 -1 125,676
2016-07-01 2016-06-30 4 PETIT ROBERT ADXS Common Stock A - Award D 8.0900 422 3 125,748
2016-07-01 2016-06-30 4 Bonstein Sara ADXS Common Stock F - Taxes D 8.0900 -96 -1 81,102
2016-07-01 2016-06-30 4 Bonstein Sara ADXS Common Stock A - Award D 8.0900 378 3 81,198
2016-06-01 2016-05-31 4 O'Connor Daniel ADXS Common Stock F - Taxes D 9.2600 -268 -2 308,569
2016-06-01 2016-05-31 4 O'Connor Daniel ADXS Common Stock A - Award D 9.2600 1,020 9 308,837
2016-06-01 2016-05-31 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 9.2600 -52 -0 121,438
2016-06-01 2016-05-31 4 Mayes, Gregory T. ADXS Common Stock A - Award D 9.2600 236 2 121,490
2016-06-01 2016-05-31 4 PETIT ROBERT ADXS Common Stock F - Taxes D 9.2600 -37 -0 125,326
2016-06-01 2016-05-31 4 PETIT ROBERT ADXS Common Stock A - Award D 9.2600 246 2 125,363
2016-06-01 2016-05-31 4 Bonstein Sara ADXS Common Stock F - Taxes D 9.2600 -49 -0 80,820
2016-06-01 2016-05-31 4 Bonstein Sara ADXS Common Stock A - Award D 9.2600 220 2 80,869
2016-05-13 2016-05-13 4 MCKEARN THOMAS J ADXS Common Stock S - Sale D 7.4500 -4,100 -31 82,120
2016-05-02 2016-05-02 4 O'Connor Daniel ADXS Common Stock S - Sale D 7.5100 -8,237 -62 307,817
2016-05-02 2016-04-29 4 O'Connor Daniel ADXS Common Stock F - Taxes D 7.7400 -607 -5 316,054
2016-05-02 2016-04-29 4 O'Connor Daniel ADXS Common Stock A - Award D 7.7400 1,221 9 316,661
2016-05-02 2016-04-29 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 7.7400 -62 -0 121,254
2016-05-02 2016-04-29 4 Mayes, Gregory T. ADXS Common Stock A - Award D 7.7400 282 2 121,316
2016-05-02 2016-05-02 4 PETIT ROBERT ADXS Common Stock S - Sale D 7.5100 -2,785 -21 125,117
2016-05-02 2016-04-29 4 PETIT ROBERT ADXS Common Stock F - Taxes D 7.7400 -123 -1 127,902
2016-05-02 2016-04-29 4 PETIT ROBERT ADXS Common Stock A - Award D 7.7400 294 2 128,025
2016-05-02 2016-04-29 4 Bonstein Sara ADXS Common Stock F - Taxes D 7.7400 -59 -0 80,649
2016-05-02 2016-04-29 4 Bonstein Sara ADXS Common Stock A - Award D 7.7400 263 2 80,708
2016-04-01 2016-03-31 4 O'Connor Daniel ADXS Common Stock F - Taxes D 9.0300 -275 -2 315,440
2016-04-01 2016-03-31 4 O'Connor Daniel ADXS Common Stock A - Award D 9.0300 1,046 9 315,715
2016-04-01 2016-03-31 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 9.0300 -54 -0 121,034
2016-04-01 2016-03-31 4 Mayes, Gregory T. ADXS Common Stock A - Award D 9.0300 242 2 121,088
2016-04-01 2016-03-31 4 PETIT ROBERT ADXS Common Stock S - Sale D 9.1300 -3,325 -30 127,731
2016-04-01 2016-03-31 4 PETIT ROBERT ADXS Common Stock F - Taxes D 9.0300 -108 -1 131,056
2016-04-01 2016-03-31 4 PETIT ROBERT ADXS Common Stock A - Award D 9.0300 252 2 131,164
2016-04-01 2016-03-31 4 Bonstein Sara ADXS Common Stock F - Taxes D 9.0300 -51 -0 80,445
2016-04-01 2016-03-31 4 Bonstein Sara ADXS Common Stock A - Award D 9.0300 226 2 80,496
2016-03-18 2016-03-16 4 MCKEARN THOMAS J ADXS Common Stock S - Sale D 8.2500 -14,000 -116 86,220
2016-03-04 2016-03-03 4 Ridge Thomas J ADXS Common Stock A - Award D 7.3500 5,000 37 24,306
2016-03-01 2016-02-29 4 O'Connor Daniel ADXS Common Stock F - Taxes D 5.4600 -455 -2 314,669
2016-03-01 2016-02-29 4 O'Connor Daniel ADXS Common Stock A - Award D 5.4600 1,730 9 315,124
2016-03-01 2016-02-29 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 5.4600 -88 -0 120,846
2016-03-01 2016-02-29 4 Mayes, Gregory T. ADXS Common Stock A - Award D 5.4600 400 2 120,934
2016-03-01 2016-02-29 4 PETIT ROBERT ADXS Common Stock F - Taxes D 5.4600 -61 -0 130,912
2016-03-01 2016-02-29 4 PETIT ROBERT ADXS Common Stock A - Award D 5.4600 416 2 130,973
2016-03-01 2016-02-29 4 Bonstein Sara ADXS Common Stock F - Taxes D 5.4600 -83 -0 80,270
2016-03-01 2016-02-29 4 Bonstein Sara ADXS Common Stock A - Award D 5.4600 373 2 80,353
2016-02-25 2016-02-24 4 Bonstein Sara ADXS Common Stock S - Sale D 5.5800 -15,037 -84 79,980
2016-02-01 2016-01-29 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 6.8200 -87 -1 120,534
2016-02-01 2016-01-29 4 Mayes, Gregory T. ADXS Common Stock A - Award D 6.8200 312 2 120,621
2016-02-01 2016-01-29 4 PETIT ROBERT ADXS Common Stock S - Sale D 6.8800 -3,099 -21 130,557
2016-02-01 2016-01-29 4 PETIT ROBERT ADXS Common Stock F - Taxes D 6.8200 -150 -1 133,656
2016-02-01 2016-01-29 4 PETIT ROBERT ADXS Common Stock A - Award D 6.8200 322 2 133,806
2016-02-01 2016-01-29 4 O'Connor Daniel ADXS Common Stock S - Sale D 6.8800 -8,818 -61 313,394
2016-02-01 2016-01-29 4 O'Connor Daniel ADXS Common Stock F - Taxes D 6.8200 -688 -5 322,212
2016-02-01 2016-01-29 4 O'Connor Daniel ADXS Common Stock A - Award D 6.8200 1,300 9 322,900
2016-02-01 2016-01-29 4 Bonstein Sara ADXS Common Stock F - Taxes D 6.8200 -79 -1 95,017
2016-02-01 2016-01-29 4 Bonstein Sara ADXS Common Stock A - Award D 6.8200 284 2 95,096
2016-01-04 2015-12-31 4 Bonstein Sara ADXS Common Stock F - Taxes D 10.0600 -59 -1 94,812
2016-01-04 2015-12-31 4 Bonstein Sara ADXS Common Stock A - Award D 10.0600 245 2 94,871
2016-01-04 2015-12-31 4 PETIT ROBERT ADXS Common Stock F - Taxes D 10.0600 -47 -0 133,484
2016-01-04 2015-12-31 4 PETIT ROBERT ADXS Common Stock A - Award D 10.0600 292 3 133,531
2016-01-04 2015-12-31 4 O'Connor Daniel ADXS Common Stock F - Taxes D 10.0600 -296 -3 332,953
2016-01-04 2015-12-31 4 O'Connor Daniel ADXS Common Stock A - Award D 10.0600 1,061 11 333,249
2016-01-04 2015-12-31 4 Mauro David J ADXS Common Stock F - Taxes D 10.0600 -41 -0 166,271
2016-01-04 2015-12-31 4 Mauro David J ADXS Common Stock A - Award D 10.0600 195 2 166,312
2016-01-04 2015-12-31 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 10.0600 -73 -1 120,309
2016-01-04 2015-12-31 4 Mayes, Gregory T. ADXS Common Stock A - Award D 10.0600 292 3 120,382
2015-12-21 2015-12-17 4 BERMAN RICHARD J ADXS Common Stock S - Sale D 12.3900 14,332 178 84,430
2015-12-01 2015-11-30 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 12.0700 -33 -0 120,091
2015-12-01 2015-11-30 4 Mayes, Gregory T. ADXS Common Stock A - Award D 12.0700 163 2 120,124
2015-12-01 2015-11-30 4 Mauro David J ADXS Common Stock F - Taxes D 12.0700 -18 -0 166,118
2015-12-01 2015-11-30 4 Mauro David J ADXS Common Stock A - Award D 12.0700 108 1 166,136
2015-12-01 2015-11-30 4 O'Connor Daniel ADXS Common Stock F - Taxes D 12.0700 -133 -2 332,190
2015-12-01 2015-11-30 4 O'Connor Daniel ADXS Common Stock A - Award D 12.0700 590 7 332,323
2015-12-01 2015-11-30 4 Bonstein Sara ADXS Common Stock F - Taxes D 12.0700 -22 -0 94,631
2015-12-01 2015-11-30 4 Bonstein Sara ADXS Common Stock A - Award D 12.0700 136 2 94,653
2015-12-01 2015-11-30 4 PETIT ROBERT ADXS Common Stock F - Taxes D 12.0700 -22 -0 133,240
2015-12-01 2015-11-30 4 PETIT ROBERT ADXS Common Stock A - Award D 12.0700 163 2 133,262
2015-11-06 2015-11-05 4 Khleif Samir N ADXS Options A - Award D 12.81 40,000 40,000
2015-11-06 2015-11-05 4 Khleif Samir N ADXS Common Stock A - Award D 3,430 69,587
2015-11-06 2015-11-05 4 PETIT ROBERT ADXS Options A - Award D 12.81 145,000 145,000
2015-11-06 2015-11-05 4 BERMAN RICHARD J ADXS Options A - Award D 12.81 40,000 40,000
2015-11-06 2015-11-05 4 Mayes, Gregory T. ADXS Options A - Award D 12.81 175,000 175,000
2015-11-06 2015-11-05 4 O'Connor Daniel ADXS Options A - Award D 12.81 450,000 450,000
2015-11-06 2015-11-05 4 Mauro David J ADXS Options A - Award D 12.81 160,000 160,000
2015-11-06 2015-11-05 4 Bonstein Sara ADXS Options A - Award D 12.81 160,000 160,000
2015-11-06 2015-11-05 4 Ridge Thomas J ADXS Options A - Award D 12.81 40,000 40,000
2015-11-06 2015-11-05 4 Ridge Thomas J ADXS Common Stock A - Award D 3,430 19,306
2015-11-06 2015-11-05 4 PATTON JAMES P ADXS Option A - Award D 12.81 45,000 45,000
2015-11-06 2015-11-05 4 PATTON JAMES P ADXS Common Stock A - Award D 4,459 211,749
2015-11-06 2015-11-05 4 APPEL RONI ADXS Options A - Award D 12.81 40,000 40,000
2015-11-06 2015-11-05 4 SIDRANSKY DAVID ADXS Options A - Award D 12.81 50,000 50,000
2015-11-06 2015-11-05 4 SIDRANSKY DAVID ADXS Common Stock A - Award D 2,744 103,163
2015-11-06 2015-11-05 4 MCKEARN THOMAS J ADXS Options A - Award D 12.81 40,000 40,000
2015-11-03 2015-10-30 4 PETIT ROBERT ADXS Common Stock S - Sale D 12.2600 -2,867 -35 133,099
2015-11-03 2015-10-30 4 PETIT ROBERT ADXS Common Stock F - Taxes D 11.0900 -76 -1 135,966
2015-11-03 2015-10-30 4 PETIT ROBERT ADXS Common Stock A - Award D 11.0900 176 2 136,042
2015-11-03 2015-10-30 4 Mauro David J ADXS Common Stock F - Taxes D 11.0900 -21 -0 166,028
2015-11-03 2015-10-30 4 Mauro David J ADXS Common Stock A - Award D 11.0900 117 1 166,049
2015-11-03 2015-10-30 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 11.0900 -36 -0 119,961
2015-11-03 2015-10-30 4 Mayes, Gregory T. ADXS Common Stock A - Award D 11.0900 176 2 119,997
2015-11-03 2015-10-30 4 Bonstein Sara ADXS Common Stock F - Taxes D 11.0900 -30 -0 94,517
2015-11-03 2015-10-30 4 Bonstein Sara ADXS Common Stock A - Award D 11.0900 148 2 94,547
2015-11-03 2015-10-30 4 O'Connor Daniel ADXS Common Stock S - Sale D 12.2600 -8,350 -102 331,733
2015-11-03 2015-10-30 4 O'Connor Daniel ADXS Common Stock F - Taxes D 11.0900 -321 -4 340,083
2015-11-03 2015-10-30 4 O'Connor Daniel ADXS Common Stock A - Award D 11.0900 641 7 340,404
2015-10-27 2015-10-26 4 Mayes, Gregory T. ADXS Common Stock S - Sale D 11.6300 -19,231 -224 119,821
2015-10-22 2015-10-20 4 Mauro David J ADXS Common Stock S - Sale D 10.0800 -24,586 -248 165,932
2015-10-01 2015-09-30 4 O'Connor Daniel ADXS Common Stock F - Taxes D 10.2300 -159 -2 339,763
2015-10-01 2015-09-30 4 O'Connor Daniel ADXS Common Stock A - Award D 10.2300 695 7 339,922
2015-10-01 2015-09-30 4 Mauro David J ADXS Common Stock F - Taxes D 10.2300 -23 -0 190,518
2015-10-01 2015-09-30 4 Mauro David J ADXS Common Stock A - Award D 10.2300 127 1 190,541
2015-10-01 2015-09-30 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 10.2300 -40 -0 139,052
2015-10-01 2015-09-30 4 Mayes, Gregory T. ADXS Common Stock A - Award D 10.2300 191 2 139,092
2015-10-01 2015-09-30 4 Bonstein Sara ADXS Common Stock F - Taxes D 10.2300 -31 -0 94,399
2015-10-01 2015-09-30 4 Bonstein Sara ADXS Common Stock A - Award D 10.2300 160 2 94,430
2015-10-01 2015-09-30 4 PETIT ROBERT ADXS Common Stock F - Taxes D 10.2300 -26 -0 135,866
2015-10-01 2015-09-30 4 PETIT ROBERT ADXS Common Stock A - Award D 10.2300 191 2 135,892
2015-09-02 2015-08-31 4 Mauro David J ADXS Common Stock F - Taxes D 14.8000 -16 -0 190,414
2015-09-02 2015-08-31 4 Mauro David J ADXS Common Stock A - Award D 14.8000 88 1 190,430
2015-09-02 2015-08-31 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 14.8000 -28 -0 138,901
2015-09-02 2015-08-31 4 Mayes, Gregory T. ADXS Common Stock A - Award D 14.8000 132 2 138,929
2015-09-02 2015-08-31 4 PETIT ROBERT ADXS Common Stock F - Taxes D 14.8000 -18 -0 135,701
2015-09-02 2015-08-31 4 PETIT ROBERT ADXS Common Stock A - Award D 14.8000 132 2 135,719
2015-09-02 2015-08-31 4 Bonstein Sara ADXS Common Stock F - Taxes D 14.8000 -22 -0 94,270
2015-09-02 2015-08-31 4 Bonstein Sara ADXS Common Stock A - Award D 14.8000 111 2 94,292
2015-09-02 2015-08-31 4 O'Connor Daniel ADXS Common Stock F - Taxes D 14.8000 -109 -2 339,227
2015-09-02 2015-08-31 4 O'Connor Daniel ADXS Common Stock A - Award D 14.8000 480 7 339,336
2015-08-26 3 Ridge Thomas J ADXS Common Stock D 31,752
2015-08-26 3 Ridge Thomas J ADXS Common Stock D 31,752
2015-08-24 2015-08-24 4 ADAGE CAPITAL PARTNERS GP, L.L.C. ADXS Common Stock P - Purchase I 14.4700 12,100 175 5,939,366
2015-08-24 2015-08-24 4 ADAGE CAPITAL PARTNERS GP, L.L.C. ADXS Common Stock P - Purchase I 13.7300 9,500 130 5,927,266
2015-08-24 2015-08-24 4 ADAGE CAPITAL PARTNERS GP, L.L.C. ADXS Common Stock P - Purchase I 14.0600 3,400 48 5,917,766
2015-08-24 2015-08-24 4 ADAGE CAPITAL PARTNERS GP, L.L.C. ADXS Common Stock P - Purchase I 12.9000 20,000 258 5,914,366
2015-08-24 2015-08-24 4 ADAGE CAPITAL PARTNERS GP, L.L.C. See footnore ADXS Common Stock P - Purchase I 13.8700 5,000 69 5,894,366
2015-08-24 2015-08-21 4 ADAGE CAPITAL PARTNERS GP, L.L.C. ADXS Common Stock P - Purchase I 14.2100 75,000 1,066 5,889,366
2015-08-24 2015-08-20 4 ADAGE CAPITAL PARTNERS GP, L.L.C. ADXS Common Stock P - Purchase I 14.1700 12,000 170 5,814,366
2015-08-24 2015-08-20 4 ADAGE CAPITAL PARTNERS GP, L.L.C. ADXS Common Stock P - Purchase I 14.3100 13,600 195 5,802,366
2015-08-24 2015-08-20 4 ADAGE CAPITAL PARTNERS GP, L.L.C. ADXS Common Stock P - Purchase I 14.3200 45,582 653 5,788,766
2015-08-24 2015-08-20 4 ADAGE CAPITAL PARTNERS GP, L.L.C. ADXS Common Stock, par value $0.001 ("Common Stock") P - Purchase I 14.2800 103,818 1,483 5,743,184
2015-08-04 2015-07-31 4 Mauro David J ADXS Common Stock F - Taxes D 16.6600 -25 -0 190,342
2015-08-04 2015-07-31 4 Mauro David J ADXS Common Stock A - Award D 16.6600 117 2 190,367
2015-08-04 2015-07-31 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 16.6600 -44 -1 138,797
2015-08-04 2015-07-31 4 Mayes, Gregory T. ADXS Common Stock A - Award D 16.6600 176 3 138,841
2015-08-04 2015-07-31 4 PETIT ROBERT ADXS Common Stock S - Sale D 15.4400 -2,943 -45 135,587
2015-08-04 2015-07-31 4 PETIT ROBERT ADXS Common Stock F - Taxes D 16.6600 -78 -1 138,530
2015-08-04 2015-07-31 4 PETIT ROBERT ADXS Common Stock A - Award D 16.6600 176 3 138,608
2015-08-04 2015-07-31 4 O'Connor Daniel ADXS Common Stock S - Sale D 15.4400 -8,449 -130 338,856
2015-08-04 2015-07-31 4 O'Connor Daniel ADXS Common Stock F - Taxes D 16.6600 -325 -5 347,305
2015-08-04 2015-07-31 4 O'Connor Daniel ADXS Common Stock A - Award D 16.6600 640 11 347,630
2015-08-04 2015-07-31 4 Bonstein Sara ADXS Common Stock F - Taxes D 16.6600 -34 -1 94,181
2015-08-04 2015-07-31 4 Bonstein Sara ADXS Common Stock A - Award D 16.6600 148 2 94,215
2015-07-01 2015-06-30 4 O'Connor Daniel ADXS Common Stock F - Taxes D 20.3300 -8 -0 346,990
2015-07-01 2015-06-30 4 O'Connor Daniel ADXS Common Stock A - Award D 20.3300 349 7 346,998
2015-07-01 2015-06-30 4 Mayes, Gregory T. ADXS Common stock F - Taxes D 20.3300 -20 -0 138,665
2015-07-01 2015-06-30 4 Mayes, Gregory T. ADXS Common stock A - Award D 20.3300 96 2 138,685
2015-07-01 2015-06-30 4 PETIT ROBERT ADXS Common Stock F - Taxes D 20.3300 -13 -0 138,432
2015-07-01 2015-06-30 4 PETIT ROBERT ADXS Common Stock A - Award D 20.3300 96 2 138,445
2015-07-01 2015-06-30 4 Bonstein Sara ADXS Common Stock F - Taxes D 20.3300 -16 -0 94,067
2015-07-01 2015-06-30 4 Bonstein Sara ADXS Common Stock A - Award D 20.3300 81 2 94,083
2015-07-01 2015-06-30 4 Mauro David J ADXS Common Stock F - Taxes D 20.3300 -12 -0 190,250
2015-07-01 2015-06-30 4 Mauro David J ADXS Common Stock A - Award D 20.3300 64 1 190,262
2015-06-02 2015-05-29 4 O'Connor Daniel ADXS Common Stock A - Award D 25.1600 282 7 358,048
2015-06-02 2015-05-29 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 25.1600 -16 -0 138,589
2015-06-02 2015-05-29 4 Mayes, Gregory T. ADXS Common Stock A - Award D 25.1600 77 2 138,605
2015-06-02 2015-05-29 4 PETIT ROBERT ADXS Common Stock F - Taxes D 25.1600 -11 -0 138,349
2015-06-02 2015-05-29 4 PETIT ROBERT ADXS Common Stock A - Award D 25.1600 78 2 138,360
2015-06-02 2015-05-29 4 Bonstein Sara ADXS Common Stock F - Taxes D 25.1600 -13 -0 94,002
2015-06-02 2015-05-29 4 Bonstein Sara ADXS Common Stock A - Award D 25.1600 65 2 94,015
2015-06-02 2015-05-29 4 Mauro David J ADXS Common Stock F - Taxes D 25.1600 -9 -0 190,198
2015-06-02 2015-05-29 4 Mauro David J ADXS Common Stock A - Award D 25.1600 51 1 190,207
2015-05-04 2015-04-30 4 ADAGE CAPITAL PARTNERS GP, L.L.C. ADXS Common Stock, par value $0.001 P - Purchase I 19.0000 500,000 9,500 5,639,366
2015-05-01 2015-04-30 4 O'Connor Daniel ADXS Common Stock A - Award D 16.8100 413 7 357,766
2015-05-01 2015-04-30 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 16.8100 -22 -0 138,528
2015-05-01 2015-04-30 4 Mayes, Gregory T. ADXS Common Stock A - Award D 16.8100 109 2 138,550
2015-05-01 2015-04-30 4 PETIT ROBERT ADXS Common Stock F - Taxes D 16.8100 -44 -1 138,282
2015-05-01 2015-04-30 4 PETIT ROBERT ADXS Common Stock A - Award D 16.8100 116 2 138,326
2015-05-01 2015-04-30 4 PETIT ROBERT ADXS Common Stock F - Taxes D 4.0300 -2,530 -10 138,210
2015-05-01 2015-04-30 4 Bonstein Sara ADXS Common Stock F - Taxes D 16.8100 -17 -0 93,950
2015-05-01 2015-04-30 4 Bonstein Sara ADXS Common Stock A - Award D 16.8100 92 2 93,967
2015-05-01 2015-04-30 4 Mauro David J ADXS Common Stock F - Taxes D 16.8100 -13 -0 190,156
2015-05-01 2015-04-30 4 Mauro David J ADXS Common Stock A - Award D 16.8100 76 1 190,169
2015-04-01 2015-03-30 4 MCKEARN THOMAS J ADXS Options A - Award D 13.44 20,000 20,000
2015-04-01 2015-03-30 4 MCKEARN THOMAS J ADXS Common Stock A - Award D 15,000 100,220
2015-04-01 2015-03-30 4 BERMAN RICHARD J ADXS Options A - Award D 13.44 20,000 20,000
2015-04-01 2015-03-30 4 BERMAN RICHARD J ADXS Common Stock A - Award D 15,000 98,762
2015-04-01 2015-03-30 4 SIDRANSKY DAVID ADXS Options A - Award D 13.44 20,000 20,000
2015-04-01 2015-03-30 4 SIDRANSKY DAVID ADXS Common Stock A - Award D 15,000 100,419
2015-04-01 2015-03-30 4 APPEL RONI ADXS Options A - Award D 13.44 20,000 20,000
2015-04-01 2015-03-30 4 APPEL RONI ADXS Common Stock A - Award D 15,000 123,810
2015-04-01 2015-03-30 4 PATTON JAMES P ADXS Options A - Award D 13.44 20,000 20,000
2015-04-01 2015-03-30 4 PATTON JAMES P ADXS Common Stock A - Award D 15,000 207,290
2015-04-01 2015-03-31 4 O'Connor Daniel ADXS Common Stock A - Award D 14.4400 461 7 357,353
2015-04-01 2015-03-30 4 O'Connor Daniel ADXS Options A - Award D 13.44 670,000 670,000
2015-04-01 2015-03-31 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 14.4400 -14 -0 138,441
2015-04-01 2015-03-31 4 Mayes, Gregory T. ADXS Common Stock A - Award D 14.4400 112 2 138,455
2015-04-01 2015-03-30 4 Mayes, Gregory T. ADXS Options A - Award D 13.44 304,060 304,060
2015-04-01 2015-03-31 4 PETIT ROBERT ADXS Common Stock F - Taxes D 14.4400 -18 -0 140,740
2015-04-01 2015-03-31 4 PETIT ROBERT ADXS Common Stock A - Award D 14.4400 135 2 140,758
2015-04-01 2015-03-30 4 PETIT ROBERT ADXS Options A - Award D 13.44 62,185 62,185
2015-04-01 2015-03-30 4 PETIT ROBERT ADXS Common Stock A - Award D 31,092 140,623
2015-04-01 2015-03-31 4 Bonstein Sara ADXS Common Stock F - Taxes D 14.4400 -18 -0 93,875
2015-04-01 2015-03-31 4 Bonstein Sara ADXS Common Stock A - Award D 14.4400 95 1 93,893
2015-04-01 2015-03-30 4 Bonstein Sara ADXS Options A - Award D 13.44 251,130 251,130
2015-04-01 2015-03-30 4 Khleif Samir N ADXS Options A - Award D 13.44 50,000 50,000
2015-04-01 2015-03-30 4 Khleif Samir N ADXS Options A - Award D 13.44 20,000 20,000
2015-04-01 2015-03-30 4 Khleif Samir N ADXS Common Stock A - Award D 15,000 66,157
2015-04-01 2015-03-31 4 Mauro David J ADXS Common Stock F - Taxes D 14.4400 -38 -1 190,093
2015-04-01 2015-03-31 4 Mauro David J ADXS Common Stock A - Award D 14.4400 85 1 190,131
2015-04-01 2015-03-30 4 Mauro David J ADXS Options A - Award D 13.44 110,220 110,220
2015-04-01 2015-03-30 4 Mauro David J ADXS Common Stock F - Taxes D 13.4400 -6,062 -81 190,046
2015-04-01 2015-03-30 4 Mauro David J ADXS Common Stock A - Award D 55,110 196,108
2015-03-02 2015-02-27 4 PETIT ROBERT ADXS Common Stock F - Taxes D 9.0000 -28 -0 109,531
2015-03-02 2015-02-27 4 PETIT ROBERT ADXS Common Stock A - Award D 9.0000 216 2 109,559
2015-03-02 2015-02-27 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 9.0000 -21 -0 138,343
2015-03-02 2015-02-27 4 Mayes, Gregory T. ADXS Common Stock A - Award D 9.0000 181 2 138,364
2015-03-02 2015-02-27 4 Mauro David J ADXS Common Stock F - Taxes D 9.0000 -32 -0 140,998
2015-03-02 2015-02-27 4 Mauro David J ADXS Common Stock A - Award D 9.0000 136 1 141,030
2015-03-02 2015-02-27 4 Bonstein Sara ADXS Common Stock F - Taxes D 9.0000 -28 -0 93,798
2015-03-02 2015-02-27 4 Bonstein Sara ADXS Common Stock A - Award D 9.0000 152 1 93,826
2015-03-02 2015-02-27 4 O'Connor Daniel ADXS Common Stock A - Award D 9.0000 740 7 356,892
2015-02-25 2015-02-24 4 Bonstein Sara ADXS Common Stock F - Taxes D 8.3000 -15,087 -125 93,674
2015-02-20 2015-02-18 4 ADAGE CAPITAL PARTNERS GP, L.L.C. ADXS Common Stock, par value $0.001 P - Purchase I 7.5000 684,762 5,136 5,139,366
2015-02-04 2014-11-03 4 SIDRANSKY DAVID ADXS Common Stock A - Award D 25,115 85,419
2015-02-04 2014-11-03 4 BERMAN RICHARD J ADXS Common Stock A - Award D 33,762 83,762
2015-02-04 2014-11-03 4 PATTON JAMES P ADXS Common Stock A - Award D 33,762 192,290
2015-02-04 2014-11-03 4 APPEL RONI ADXS Common Stock A - Award D 25,115 108,810
2015-02-04 2015-01-30 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 9.8500 -67 -1 138,183
2015-02-04 2015-01-30 4 Mayes, Gregory T. ADXS Common Stock A - Award D 9.8500 243 2 138,250
2015-02-04 2014-12-10 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 3.3300 -21,988 -73 138,007
2015-02-04 2014-12-10 4 Mayes, Gregory T. ADXS Common Stock A - Award D 41,799 159,995
2015-02-04 2015-01-30 4 O'Connor Daniel ADXS Common Stock A - Award D 9.8500 994 10 356,152
2015-02-04 2014-12-10 4 O'Connor Daniel ADXS Common Stock A - Award D 51,239 355,158
2015-02-04 2014-11-03 4 MCKEARN THOMAS J ADXS Common Stock F - Taxes D 3.0400 -13,424 -41 85,220
2015-02-04 2014-11-03 4 MCKEARN THOMAS J ADXS Common Stock A - Award D 25,115 98,644
2015-02-04 2015-01-30 4 Mauro David J ADXS Common Stock F - Taxes D 9.8500 -59 -1 140,894
2015-02-04 2015-01-30 4 Mauro David J ADXS Common Stock A - Award D 9.8500 186 2 140,953
2015-02-04 2014-12-10 4 Mauro David J ADXS Common Stock F - Taxes D 3.3300 -4,817 -16 140,767
2015-02-04 2014-12-10 4 Mauro David J ADXS Common Stock A - Award D 9,796 145,584
2015-02-04 2014-11-03 4 Khleif Samir N ADXS Common Stock A - Award D 25,115 51,157
2015-02-04 2015-01-30 4 Bonstein Sara ADXS Common Stock F - Taxes D 9.8500 -56 -1 108,761
2015-02-04 2015-01-30 4 Bonstein Sara ADXS Common Stock A - Award D 9.8500 205 2 108,817
2015-02-04 2014-12-10 4 Bonstein Sara ADXS Common Stock A - Award D 22,595 108,612
2015-02-04 2015-01-30 4 PETIT ROBERT ADXS Common Stock F - Taxes D 4.0300 -2,894 -12 109,343
2015-02-04 2015-01-30 4 PETIT ROBERT ADXS Common Stock F - Taxes D 9.8500 -127 -1 112,237
2015-02-04 2015-01-30 4 PETIT ROBERT ADXS Common Stock A - Award D 9.8500 292 3 112,364
2015-01-02 2014-12-31 4 FRENCH CHRISTY LEE ADXS Common Stock F - Taxes D 8.0100 -8 -0 71,938
2015-01-02 2014-12-31 4 FRENCH CHRISTY LEE ADXS Common Stock A - Award D 8.0100 103 1 71,946
2015-01-02 2014-12-31 4 Bonstein Sara ADXS Common Stock F - Taxes D 8.0100 -27 -0 86,017
2015-01-02 2014-12-31 4 Bonstein Sara ADXS Common Stock A - Award D 8.0100 162 1 86,044
2015-01-02 2014-12-31 4 Mauro David J ADXS Common Stock F - Taxes D 8.0100 -25 -0 135,788
2015-01-02 2014-12-31 4 Mauro David J ADXS Common Stock A - Award D 8.0100 151 1 135,813
2015-01-02 2014-12-31 4 O'Connor Daniel ADXS Common Stock A - Award D 8.0100 780 6 303,919
2015-01-02 2014-12-31 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 8.0100 -23 -0 118,196
2015-01-02 2014-12-31 4 Mayes, Gregory T. ADXS Common Stock A - Award D 8.0100 190 2 118,219
2015-01-02 2014-12-31 4 PETIT ROBERT ADXS Common Stock F - Taxes D 8.0100 -31 -0 112,072
2015-01-02 2014-12-31 4 PETIT ROBERT ADXS Common Stock A - Award D 8.0100 232 2 112,103
2014-12-19 3 Gross Phillip See footnotes ADXS Common Stock, par value $0.001 I 8,909,208
2014-12-19 3 Gross Phillip See footnotes ADXS Common Stock, par value $0.001 I 8,909,208
2014-12-19 3 Gross Phillip See footnotes ADXS Common Stock, par value $0.001 I 8,909,208
2014-12-19 3 Gross Phillip See footnotes ADXS Common Stock, par value $0.001 I 8,909,208
2014-12-19 3 Gross Phillip See footnotes ADXS Common Stock, par value $0.001 I 8,909,208
2014-12-19 3 Gross Phillip See footnotes ADXS Common Stock, par value $0.001 I 8,909,208
2014-12-01 2014-11-28 4 Mauro David J ADXS Common Stock F - Taxes D 3.1200 -61 -0 135,662
2014-12-01 2014-11-28 4 Mauro David J ADXS Common Stock A - Award D 3.1200 388 1 135,723
2014-12-01 2014-11-28 4 Bonstein Sara ADXS Common Stock F - Taxes D 3.1200 -70 -0 85,882
2014-12-01 2014-11-28 4 Bonstein Sara ADXS Common Stock A - Award D 3.1200 416 1 85,952
2014-12-01 2014-11-28 4 FRENCH CHRISTY LEE ADXS Common Stock F - Taxes D 3.1200 -19 -0 71,843
2014-12-01 2014-11-28 4 FRENCH CHRISTY LEE ADXS Common Stock A - Award D 3.1200 265 1 71,862
2014-12-01 2014-11-28 4 PETIT ROBERT ADXS Common Stock F - Taxes D 3.1200 -81 -0 111,871
2014-12-01 2014-11-28 4 PETIT ROBERT ADXS Common Stock A - Award D 3.1200 597 2 111,952
2014-12-01 2014-11-28 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 3.1200 -60 -0 118,029
2014-12-01 2014-11-28 4 Mayes, Gregory T. ADXS Common Stock A - Award D 3.1200 490 2 118,089
2014-12-01 2014-11-28 4 O'Connor Daniel ADXS Common Stock A - Award D 3.1200 2,003 6 303,139
2014-11-13 2014-11-12 4 APPEL RONI ADXS Options J - Other D 9.39 -2,200 2,200
2014-11-13 2014-11-12 4 APPEL RONI ADXS Options J - Other D 18.50 -3,000 3,000
2014-11-13 2014-11-12 4 APPEL RONI ADXS Options J - Other D 18.75 -1,000 1,000
2014-11-13 2014-11-12 4 APPEL RONI ADXS Options J - Other D 12.50 -1,400 1,400
2014-11-13 2014-11-12 4 APPEL RONI ADXS Options J - Other D 27.00 -4,693 4,693
2014-11-13 2014-11-12 4 APPEL RONI ADXS Options J - Other D 35.88 -4,457 4,457
2014-11-13 2014-11-12 4 APPEL RONI ADXS Common Stock J - Other D -33,636 83,695
2014-11-03 2014-10-31 4 Bonstein Sara ADXS Common Stock F - Taxes D 3.1800 -68 -0 85,536
2014-11-03 2014-10-31 4 Bonstein Sara ADXS Common Stock A - Award D 3.1800 408 1 85,604
2014-11-03 2014-10-31 4 FRENCH CHRISTY LEE ADXS Common Stock F - Taxes D 3.1800 -103 -0 71,597
2014-11-03 2014-10-31 4 FRENCH CHRISTY LEE ADXS Common Stock A - Award D 3.1800 260 1 71,700
2014-11-03 2014-10-31 4 FRENCH CHRISTY LEE ADXS Common Stock F - Taxes D 4.0300 -1,991 -8 71,440
2014-11-03 2014-10-31 4 Mauro David J ADXS Common Stock F - Taxes D 3.1800 -25 -0 135,335
2014-11-03 2014-10-31 4 Mauro David J ADXS Common Stock A - Award D 3.1800 190 1 135,360
2014-11-03 2014-10-31 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 3.1800 -58 -0 117,599
2014-11-03 2014-10-31 4 Mayes, Gregory T. ADXS Common Stock A - Award D 3.1800 481 2 117,657
2014-11-03 2014-10-31 4 O'Connor Daniel ADXS Common Stock A - Award D 3.1800 1,967 6 301,136
2014-11-03 2014-10-31 4 PETIT ROBERT ADXS Common Stock F - Taxes D 3.1800 -222 -1 111,355
2014-11-03 2014-10-31 4 PETIT ROBERT ADXS Common Stock A - Award D 3.1800 590 2 111,577
2014-11-03 2014-10-31 4 PETIT ROBERT ADXS Common Stock F - Taxes D 4.0300 -2,536 -10 110,987
2014-11-03 2014-10-31 4 Khleif Samir N ADXS Common Stock A - Award D 26,042 26,042
2014-10-28 2014-10-27 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 3.3700 -18,563 -63 117,176
2014-10-21 2014-10-20 4 Mauro David J ADXS Common Stock F - Taxes D 2.8800 -29,830 -86 135,170
2014-10-21 2014-10-20 4 Mauro David J ADXS Common Stock A - Award D 165,000 165,000
2014-10-01 2014-09-30 4 PETIT ROBERT ADXS Common Stock F - Taxes D 3.3600 -75 -0 113,523
2014-10-01 2014-09-30 4 PETIT ROBERT ADXS Common Stock A - Award D 3.3600 554 2 113,598
2014-10-01 2014-09-30 4 O'Connor Daniel ADXS Common Stock F - Taxes D 3.3600 -397 -1 299,169
2014-10-01 2014-09-30 4 O'Connor Daniel ADXS Common Stock A - Award D 3.3600 1,860 6 299,566
2014-10-01 2014-09-30 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 3.3600 -55 -0 135,739
2014-10-01 2014-09-30 4 Mayes, Gregory T. ADXS Common Stock A - Award D 3.3600 455 2 135,794
2014-10-01 2014-09-30 4 FRENCH CHRISTY LEE ADXS Common Stock F - Taxes D 3.3600 -18 -0 73,431
2014-10-01 2014-09-30 4 FRENCH CHRISTY LEE ADXS Common Stock A - Award D 3.3600 246 1 73,449
2014-10-01 2014-09-30 4 Bonstein Sara ADXS Common Stock F - Taxes D 3.3600 -65 -0 85,196
2014-10-01 2014-09-30 4 Bonstein Sara ADXS Common Stock A - Award D 3.3600 386 1 85,261
2014-09-02 2014-08-29 4 O'Connor Daniel ADXS Common Stock F - Taxes D 3.8800 -343 -1 297,706
2014-09-02 2014-08-29 4 O'Connor Daniel ADXS Common Stock A - Award D 3.8800 1,610 6 298,049
2014-09-02 2014-08-29 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 3.8800 -45 -0 135,339
2014-09-02 2014-08-29 4 Mayes, Gregory T. ADXS Common Stock A - Award D 3.8800 394 2 135,384
2014-09-02 2014-08-29 4 PETIT ROBERT ADXS Common Stock F - Taxes D 3.8800 -65 -0 113,044
2014-09-02 2014-08-29 4 PETIT ROBERT ADXS Common Stock A - Award D 3.8800 480 2 113,109
2014-09-02 2014-08-29 4 FRENCH CHRISTY LEE ADXS Common Stock F - Taxes D 3.8800 -15 -0 73,203
2014-09-02 2014-08-29 4 FRENCH CHRISTY LEE ADXS Common Stock A - Award D 3.8800 213 1 73,218
2014-09-02 2014-08-29 4 Bonstein Sara ADXS Common Stock F - Taxes D 3.8800 -56 -0 84,875
2014-09-02 2014-08-29 4 Bonstein Sara ADXS Common Stock A - Award D 3.8800 334 1 84,931
2014-08-01 2014-08-01 4 O'Connor Daniel ADXS Common Stock F - Taxes D 2.8400 -873 -2 296,439
2014-08-01 2014-08-01 4 O'Connor Daniel ADXS Common Stock A - Award D 2.8400 3,301 9 297,312
2014-08-01 2014-08-01 4 O'Connor Daniel ADXS Common Stock F - Taxes D 4.0300 -7,826 -32 294,011
2014-08-01 2014-08-01 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 2.8400 -111 -0 134,990
2014-08-01 2014-08-01 4 Mayes, Gregory T. ADXS Common Stock A - Award D 2.8400 807 2 135,101
2014-08-01 2014-08-01 4 PETIT ROBERT ADXS Common Stock F - Taxes D 2.8400 -160 -0 112,629
2014-08-01 2014-08-01 4 PETIT ROBERT ADXS Common Stock A - Award D 2.8400 984 3 112,789
2014-08-01 2014-08-01 4 PETIT ROBERT ADXS Common Stock F - Taxes D 4.0300 -2,498 -10 111,805
2014-08-01 2014-08-01 4 FRENCH CHRISTY LEE ADXS Common Stock F - Taxes D 2.8400 -45 -0 73,005
2014-08-01 2014-08-01 4 FRENCH CHRISTY LEE ADXS Common Stock A - Award D 2.8400 424 1 73,050
2014-08-01 2014-08-01 4 FRENCH CHRISTY LEE ADXS Common Stock F - Taxes D 4.0300 -1,966 -8 72,626
2014-08-01 2014-08-01 4 Bonstein Sara ADXS Common Stock F - Taxes D 2.8400 -143 -0 84,597
2014-08-01 2014-08-01 4 Bonstein Sara ADXS Common Stock A - Award D 2.8400 685 2 84,740
2014-07-18 2014-07-17 4 MCKEARN THOMAS J ADXS Common Stock A - Award D 50,000 73,529
2014-07-18 2014-07-17 4 BERMAN RICHARD J ADXS Common Stock A - Award D -50,000 50,000
2014-07-18 2014-07-17 4 MOORE THOMAS A ADXS Common Stock A - Award D 10,976 176,462
2014-07-18 2014-07-17 4 SIDRANSKY DAVID ADXS Common Stock A - Award D 50,000 60,304
2014-07-18 2014-07-17 4 APPEL RONI ADXS Common Stock A - Award D 50,000 117,331
2014-07-18 2014-07-17 4 PATTON JAMES P ADXS Common Stock A - Award D 50,000 158,528
2014-07-18 2014-07-17 4 O'Connor Daniel ADXS Common Stock F - Taxes D 4.0300 -16,468 -66 301,837
2014-07-18 2014-07-17 4 PETIT ROBERT ADXS Common Stock F - Taxes D 4.0300 -5,580 -22 114,303
2014-07-18 2014-07-17 4 FRENCH CHRISTY LEE ADXS Common Stock F - Taxes D 4.0300 -4,510 -18 74,592
2014-07-18 2014-07-17 4 Bonstein Sara ADXS Common Stock F - Taxes D 5.0700 -17,049 -86 84,055
2014-07-18 2014-07-17 4 Bonstein Sara ADXS Common Stock A - Award D 100,000 101,104
2014-07-01 2014-07-01 4 O'Connor Daniel ADXS Common Stock F - Taxes D 3.1500 -1,198 -4 318,305
2014-07-01 2014-07-01 4 O'Connor Daniel ADXS Common Stock A - Award D 3,968 319,503
2014-07-01 2014-07-01 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 3.1500 -148 -0 134,294
2014-07-01 2014-07-01 4 Mayes, Gregory T. ADXS Common Stock A - Award D 971 134,442
2014-07-01 2014-07-01 4 PETIT ROBERT ADXS Common Stock F - Taxes D 3.1500 -211 -1 119,883
2014-07-01 2014-07-01 4 PETIT ROBERT ADXS Common Stock A - Award D 1,183 120,094
2014-07-01 2014-07-01 4 FRENCH CHRISTY LEE ADXS Common Stock F - Taxes D 3.1500 -60 -0 79,102
2014-07-01 2014-07-01 4 FRENCH CHRISTY LEE ADXS Common Stock A - Award D 503 79,162
2014-07-01 2014-07-01 4 Bonstein Sara ADXS Common Stock F - Taxes D 3.1500 -242 -1 1,104
2014-07-01 2014-07-01 4 Bonstein Sara ADXS Common Stock A - Award D 824 1,346
2014-05-09 2014-05-09 4 BERMAN RICHARD J ADXS Common Stock S - Sale D 2.6325 -7,530 -20 0
2014-05-09 2014-05-09 4 BERMAN RICHARD J ADXS Common Stock S - Sale D 2.6321 -7,000 -18 7,530
2014-05-02 2013-10-25 4/A Mayes, Gregory T. ADXS Common Stock F - Taxes D 4.0300 -19,592 -79 130,408
2014-05-02 2013-10-25 4/A Mayes, Gregory T. ADXS Common Stock A - Award D 150,000 150,000
2014-05-02 2014-01-07 4/A Mayes, Gregory T. ADXS Common Stock F - Taxes D 4.0300 -1,565 -6 131,828
2014-05-02 2014-01-07 4/A Mayes, Gregory T. ADXS Common Stock A - Award D 2,985 133,393
2014-05-02 2014-01-31 4/A Mayes, Gregory T. ADXS Common Stock F - Taxes D 4.4900 -106 -0 132,233
2014-05-02 2014-01-31 4/A Mayes, Gregory T. ADXS Common Stock A - Award D 511 132,339
2014-05-02 2014-05-01 4 O'Connor Daniel ADXS Common Stock F - Taxes D 2.7200 -2,374 -6 315,535
2014-05-02 2014-05-01 4 O'Connor Daniel ADXS Common Stock A - Award D 6,893 317,909
2014-05-02 2014-05-01 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 2.7200 -448 -1 133,471
2014-05-02 2014-05-01 4 Mayes, Gregory T. ADXS Common Stock A - Award D 1,686 133,919
2014-05-02 2014-05-01 4 PETIT ROBERT ADXS Common Stock F - Taxes D 2.7200 -443 -1 118,911
2014-05-02 2014-05-01 4 PETIT ROBERT ADXS Common Stock A - Award D 2,055 119,354
2014-05-02 2014-05-01 4 FRENCH CHRISTY LEE ADXS Common Stock F - Taxes D 2.7200 -150 -0 78,659
2014-05-02 2014-05-01 4 FRENCH CHRISTY LEE ADXS Common Stock A - Award D 874 78,809
2014-05-02 2014-05-01 4 Bonstein Sara ADXS Common Stock F - Taxes D 2.7200 -194 -1 522
2014-05-02 2014-05-01 4 Bonstein Sara ADXS Common Stock A - Award D 716 716
2014-04-02 2014-03-31 4 O'Connor Daniel ADXS Common Stock P - Purchase D 3.0000 3,333 10 311,016
2014-02-04 2014-01-31 4 Rosenblum Mark J ADXS Common Stock F - Taxes D 4.4900 -48 -0 113,774
2014-02-04 2014-01-31 4 Rosenblum Mark J ADXS Common Stock A - Award D 530 113,822
2014-02-04 2014-01-31 4 O'Connor Daniel ADXS Common Stock F - Taxes D 4.4900 -552 -2 314,349
2014-02-04 2014-01-31 4 O'Connor Daniel ADXS Common Stock A - Award D 2,088 314,902
2014-02-04 2014-01-31 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 4.4900 -106 -0 151,825
2014-02-04 2014-01-31 4 Mayes, Gregory T. ADXS Common Stock A - Award D 511 151,931
2014-02-04 2014-01-31 4 PETIT ROBERT ADXS Common Stock F - Taxes D 4.4900 -134 -1 117,299
2014-02-04 2014-01-31 4 PETIT ROBERT ADXS Common Stock A - Award D 623 117,433
2014-02-04 2014-01-31 4 FRENCH CHRISTY LEE ADXS Common Stock F - Taxes D 4.4900 -42 -0 77,935
2014-02-04 2014-01-31 4 FRENCH CHRISTY LEE ADXS Common Stock A - Award D 265 77,977
2014-01-10 2014-01-07 4 PETIT ROBERT ADXS Common Stock F - Taxes D 4.0300 -8,324 -34 116,810
2014-01-10 2014-01-07 4 PETIT ROBERT ADXS Common Stock A - Award D 80,000 125,134
2014-01-10 2014-01-07 4 PETIT ROBERT ADXS Common Stock A - Award D 20,000 45,134
2014-01-09 2014-01-07 4 Rosenblum Mark J ADXS Common Stock F - Taxes D 4.0300 -1,565 -6 21,616
2014-01-09 2014-01-07 4 Rosenblum Mark J ADXS Common Stock A - Award D 2,985 23,181
2014-01-09 2014-01-07 4 Rosenblum Mark J ADXS Common Stock F - Taxes D 4.0300 -8,324 -34 113,292
2014-01-09 2014-01-07 4 Rosenblum Mark J ADXS Common Stock A - Award D 80,000 121,616
2014-01-09 2014-01-07 4 Rosenblum Mark J ADXS Common Stock A - Award D 20,000 41,616
2014-01-09 2014-01-07 4 O'Connor Daniel ADXS Common Stock F - Taxes D 4.0300 -4,073 -16 80,974
2014-01-09 2014-01-07 4 O'Connor Daniel ADXS Common Stock A - Award D 10,825 85,048
2014-01-09 2014-01-07 4 O'Connor Daniel ADXS Common Stock F - Taxes D 4.0300 -18,160 -73 312,814
2014-01-09 2014-01-07 4 O'Connor Daniel ADXS Common Stock A - Award D 200,000 330,974
2014-01-09 2014-01-07 4 O'Connor Daniel ADXS Common Stock A - Award D 50,000 130,974
2014-01-09 2014-01-07 4 Mayes, Gregory T. ADXS Common Stock F - Taxes D 4.0300 -1,565 -6 151,420
2014-01-09 2014-01-07 4 Mayes, Gregory T. ADXS Common Stock A - Award D 2,985 152,985
2014-01-09 2014-01-07 4 PETIT ROBERT ADXS Common Stock A - Award D 8,847 25,134
2014-01-09 2014-01-07 4 FRENCH CHRISTY LEE ADXS Common Stock F - Taxes D 4.0300 -3,253 -13 8,955
2014-01-09 2014-01-07 4 FRENCH CHRISTY LEE ADXS Common Stock A - Award D 6,203 12,208
2014-01-09 2014-01-07 4 FRENCH CHRISTY LEE ADXS Common Stock F - Taxes D 4.0300 -6,243 -25 77,712
2014-01-09 2014-01-07 4 FRENCH CHRISTY LEE ADXS Common Stock A - Award D 60,000 83,955
2014-01-09 2014-01-07 4 FRENCH CHRISTY LEE ADXS Common Stock A - Award D 15,000 23,955
2014-01-03 2013-12-31 4 O'Connor Daniel ADXS Common Stock A - Award D 3.7000 7,485 28 74,223
2013-11-26 2013-11-18 4 SIDRANSKY DAVID ADXS Common Stock A - Award D 4.8500 10,309 50 10,309
2013-11-25 2013-11-18 4 MCKEARN THOMAS J ADXS Common Stock A - Award D 4.8500 10,309 50 23,529
2013-11-25 2013-11-18 4 APPEL RONI ADXS Common Stock A - Award D 4.8500 10,309 50 67,332
2013-11-25 2013-11-18 4 PATTON JAMES P ADXS Common Stock A - Award D 4.8500 20,619 100 108,528
2013-11-12 2013-09-30 4/A O'Connor Daniel ADXS Common Stock A - Award D 5.6250 666 4 49,099
2013-11-12 2013-08-31 4/A O'Connor Daniel ADXS Common Stock A - Award D 3.1000 597 2 45,840
2013-11-12 2013-10-31 4 O'Connor Daniel ADXS Common Stock A - Award D 4.4300 4,138 18 66,738
2013-10-29 3/A O'Connor Daniel ADXS Common Stock D 4,880
2013-10-29 2013-06-30 4/A O'Connor Daniel ADXS Common stock A - Award D 5.0000 2,917 15 37,100
2013-10-29 2013-05-31 4/A O'Connor Daniel ADXS Common stock A - Award D 6.1200 2,381 15 34,183
2013-10-29 2013-05-20 4/A O'Connor Daniel ADXS Common stock C - Conversion D 3.1600 21,091 67 31,802
2013-10-29 2013-04-30 4/A O'Connor Daniel ADXS Common stock A - Award D 10.1200 1,440 15 10,711
2013-10-29 2013-03-31 4/A O'Connor Daniel ADXS Common stock A - Award D 11.7500 1,240 15 9,271
2013-10-29 2013-02-28 4/A O'Connor Daniel ADXS Common stock A - Award D 13.3700 1,090 15 8,031
2013-10-29 2013-01-31 4/A O'Connor Daniel ADXS Common stock A - Award D 7.1200 2,061 15 6,941
2013-10-29 2013-10-24 4/A O'Connor Daniel ADXS Common stock P - Purchase D 4.0000 13,500 54 61,336
2013-10-29 2013-09-30 4/A O'Connor Daniel ADXS Common stock A - Award D 5.6200 2,593 15 47,836
2013-10-29 2013-08-31 4/A O'Connor Daniel ADXS Common stock A - Award D 3.1000 4,704 15 45,243
2013-10-29 2013-07-31 4/A O'Connor Daniel ADXS Common stock A - Award D 4.2400 3,439 15 40,539
2013-10-29 2013-10-24 4 APPEL RONI ADXS Common Stock Warrants P - Purchase D 5.00 0.0010 6,250 0 6,250
2013-10-29 2013-10-24 4 APPEL RONI ADXS Common Stock P - Purchase D 4.0000 12,500 50 57,023
2013-10-29 2013-10-24 4 PATTON JAMES P ADXS Common Stock Warrants P - Purchase D 5.00 0.0010 12,500 0 12,500
2013-10-29 2013-10-24 4 PATTON JAMES P ADXS Common Stock P - Purchase D 4.0000 25,000 100 87,909
2013-10-28 2013-10-22 4 MOORE THOMAS A ADXS Common Stock Warrants M - Exercise D 5.00 0.0010 20,332 0 20,332
2013-10-28 2013-10-22 4 MOORE THOMAS A ADXS Common Stock M - Exercise D 4.0000 40,783 163 165,486
2013-10-28 2013-10-24 4 Rosenblum Mark J ADXS Common Stock Warrants P - Purchase D 5.00 0.0010 6,000 0 6,000
2013-10-28 2013-10-24 4 Rosenblum Mark J ADXS Common Stock P - Purchase D 4.0000 12,000 48 20,196
2013-10-28 2013-10-24 4 O'Connor Daniel ADXS Common Stock Warrants P - Purchase D 5.00 0.0010 6,750 0 6,750
2013-10-28 2013-10-24 4 O'Connor Daniel ADXS Common Stock P - Purchase D 4.0000 13,500 54 61,256
2013-10-28 2013-10-25 4 Mayes, Gregory T. ADXS Common Stock A - Award D 150,000 150,000
2013-10-28 2013-10-24 4 PETIT ROBERT ADXS Common Stock Warrants P - Purchase D 500.00 0.0010 6,400 0 6,400
2013-10-28 2013-10-24 4 PETIT ROBERT ADXS Common Stock P - Purchase D 4.0000 12,800 51 16,287
2013-09-17 3 FRENCH CHRISTY LEE ADXS Common Stock D 6,005
2013-07-10 2012-08-02 4/A PATTON JAMES P ADXS Common Stock Warrants (right to buy) A - Award D 0.08 222,222 222,222
2013-07-10 2013-06-12 4 MCKEARN THOMAS J ADXS Common Stock A - Award D 1,353,333 1,652,623
2013-07-10 2013-03-14 4 MCKEARN THOMAS J ADXS Option A - Award D 0.08 400,000 400,000
2013-07-10 2013-06-12 4 BERMAN RICHARD J ADXS Common Stock A - Award D 1,816,364 1,816,364
2013-07-10 2013-03-14 4 BERMAN RICHARD J ADXS Option A - Award D 0.08 750,000 750,000
2013-07-10 2012-11-23 4 BERMAN RICHARD J ADXS Common Stock S - Sale D 0.0350 -100,000 -4 0
2013-07-10 2012-11-21 4 BERMAN RICHARD J ADXS Common Stock S - Sale D 0.0400 -82,694 -3 100,000
2013-07-10 2012-11-21 4 BERMAN RICHARD J ADXS Common Stock S - Sale D 0.0351 -127,632 -4 182,694
2013-07-10 2012-11-21 4 BERMAN RICHARD J ADXS Common Stock S - Sale D 0.0375 -67,306 -3 310,326
2013-07-10 2012-11-20 4 BERMAN RICHARD J ADXS Common Stock S - Sale D 0.0370 -150,000 -6 377,632
2013-07-10 2012-11-20 4 BERMAN RICHARD J ADXS Common Stock S - Sale D 0.0360 -150,000 -5 527,632
2013-07-10 2013-05-21 4 MOORE THOMAS A ADXS Convertible Promissory Note C - Conversion D 0.03 0
2013-07-10 2013-05-21 4 MOORE THOMAS A ADXS Common Stock C - Conversion D 0.0253 4,745,521 120 15,587,888
2013-07-10 2013-03-14 4 MOORE THOMAS A ADXS Option A - Award D 0.08 4,000,000 4,000,000
2013-07-10 2013-03-14 4 APPEL RONI ADXS Option A - Award D 0.08 550,000 550,000
2013-07-10 2013-06-25 4 PATTON JAMES P ADXS Common Stock C - Conversion D 0.0253 2,636,441 67 7,863,682
2013-07-10 2013-06-12 4 PATTON JAMES P ADXS Common Stock A - Award D 2,286,665 5,227,241
2013-07-10 2013-03-14 4 PATTON JAMES P ADXS Option A - Award D 0.08 800,000 800,000
2013-07-10 2012-06-25 4 PATTON JAMES P ADXS Convertible Promissory Note C - Conversion D 0.03 0
2013-07-10 2013-03-14 4 Rosenblum Mark J ADXS Option A - Award D 0.08 2,400,000 2,400,000
2013-07-10 2013-05-20 4 O'Connor Daniel ADXS Convertible Promissory Note C - Conversion D 0.03 0
2013-07-10 2013-05-20 4 O'Connor Daniel ADXS Common Stock C - Conversion D 0.0253 2,636,401 67 3,719,734
2013-07-10 2013-03-14 4 O'Connor Daniel ADXS Option A - Award D 0.08 1,000,000 1,000,000
2013-06-14 2013-06-12 4 APPEL RONI ADXS Common Stock A - Award D 1,353,333 5,565,467
2013-05-06 3 PETIT ROBERT ADXS Common Stock D 304,452
2013-02-28 2012-03-01 4 MCKEARN THOMAS J ADXS Common Stock A - Award D 120,000 299,290
2013-02-28 2012-02-08 4 BERMAN RICHARD J ADXS Common Stock A - Award D 677,632 677,632
2013-02-28 2012-03-01 4 APPEL RONI ADXS Common Stock A - Award D 82,000 4,212,134
2013-02-28 2012-08-02 4 PATTON JAMES P ADXS Convertible Promissory Note A - Award D 0.03 1,333,340
2013-02-28 2012-08-02 4 PATTON JAMES P ADXS Common Stock Warrants (right to buy) A - Award D 0.08 1,333,340 1,333,340
2013-02-28 2012-03-01 4 PATTON JAMES P ADXS Common Stock A - Award D 120,000 2,940,576
2013-01-07 3 O'Connor Daniel ADXS Common Stock D 10,000
2013-01-07 2013-01-03 4 O'Connor Daniel ADXS Option A - Award D 0.03 1,000,000 1,000,000
2012-07-09 2012-07-05 4 MOORE THOMAS A ADXS Common Stock Warrants (right to buy) A - Award D 0.15 400,000 400,000
2012-07-09 2012-07-05 4 MOORE THOMAS A ADXS Common Stock Warrants (right to buy) A - Award D 0.15 7,674,512 7,674,512
2012-07-09 2012-07-05 4 MOORE THOMAS A ADXS Common Stock Warrants (right to buy) A - Award D 0.15 2,798,765 2,798,765
2012-07-09 2012-07-05 4 MOORE THOMAS A ADXS Common Stock Warrants (right to buy) A - Award D 0.15 191,334 191,334
2012-07-09 2012-07-05 4 MOORE THOMAS A ADXS Common Stock Warrants (right to buy) D - Sale to Issuer D 0.15 -400,000 0
2012-07-09 2012-07-05 4 MOORE THOMAS A ADXS Common Stock Warrants (right to buy) D - Sale to Issuer D 0.15 -7,674,512 0
2012-07-09 2012-07-05 4 MOORE THOMAS A ADXS Common Stock Warrants (right to buy) D - Sale to Issuer D 0.15 -2,798,765 0
2012-07-09 2012-07-05 4 MOORE THOMAS A ADXS Common Stock Warrants (right to buy) D - Sale to Issuer D 0.15 -191,334 0
2012-05-22 2012-05-18 4 MOORE THOMAS A ADXS Convertible Promissory Note A - Award D 0.15 400,000
2012-05-22 2012-05-18 4 MOORE THOMAS A ADXS Common Stock Warrants (right to buy) A - Award D 0.15 400,000 400,000
2012-05-16 2012-05-14 4 MOORE THOMAS A ADXS Convertible Promissory Note D - Sale to Issuer D 0.15 0
2012-05-16 2012-05-14 4 MOORE THOMAS A ADXS Common Stock Warrants (right to buy) D - Sale to Issuer D 0.15 -1,568,627 0
2012-05-16 2012-05-14 4 MOORE THOMAS A ADXS Common Stock A - Award D 5,490,196 10,842,367
2012-05-16 2012-05-14 4 Rosenblum Mark J ADXS Common Stock Warrants (right to buy) D - Sale to Issuer I 0.15 -196,078 0
2012-05-16 2012-05-14 4 Rosenblum Mark J ADXS Convertible Promissory Note D - Sale to Issuer I 0.15 0
2012-05-16 2012-05-14 4 Rosenblum Mark J ADXS Common Stock A - Award I 686,275 686,275
P
非デリバティブまたはデリバティブ証券の公開市場または非公開購入
S
非デリバティブ証券またはデリバティブ証券の公開市場または非公開売却
A
会社からの有価証券の交付、授与その他の取得 (オプション等)
C
デリバティブの転換
D
有価証券の会社への売却または譲渡
F
会社から受領した有価証券の一部を使用した、行使価格または納税義務のお支払い
G
内部者によるまたは内部者に対する有価証券の贈与
K
株式スワップと類似のヘッジ取引
M
会社から受け取ったデリバティブ証券 (オプションなど) の行使または転換
V
フォーム4により任意に報告した取引
J
その他 (取引を説明する脚注を含む)
How Much do you Like Fintel?
Please share your opinion of our service!
Excellent Bad
Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista