基本統計
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| CIK | 1411342 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ellington Financial Inc.
SEC Filings (Chronological Order)
このページでは、他の場所で提供されている所有権提出書類を除く、SEC提出書類の完全な時系列リストを提供します。
| May 29, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2026 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| May 29, 2026 |
ELLINGTON FINANCIAL INC. 2026 EQUITY INCENTIVE PLAN Exhibit 10.1 ELLINGTON FINANCIAL INC. 2026 EQUITY INCENTIVE PLAN 1 TABLE OF CONTENTS Page Article I DEFINITIONS 4 1.01. Affiliate 4 1.02. Agreement 4 1.03. Award 4 1.04. Board 4 1.05. Bylaws 4 1.06. Cause 4 1.07. Certificate of Incorporation 4 1.08. Change in Control 5 1.09. Code 6 1.10. Committee 6 1.11. Common Stock 6 1.12. Common Unit 6 1.13. Company 6 1.14. Continuing Director 6 1.15. Control |
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| May 28, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 27, 2026 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| May 28, 2026 |
Ellington Financial Announces Estimated Book Value Per Common Share as of April 30, 2026 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of April 30, 2026 OLD GREENWICH, Conn., May 27, 2026—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.43 as of April 30, 2026. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock, to be |
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| May 11, 2026 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., May 7, 2026—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on June 30, 2026 to common stockholders of record as of May 29, 2026. Cautionary Statement Regarding Forward-Looking Statements This pre |
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| May 11, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2026 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 11, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Ell |
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| May 5, 2026 |
Exhibit 99.1 Ellington Financial Inc. Reports First Quarter 2026 Results OLD GREENWICH, Connecticut—May 5, 2026 Ellington Financial Inc. (NYSE: EFC) ("we") today reported financial results for the quarter ended March 31, 2026. Highlights •Net income attributable to common stockholders of $95.5 million, or $0.78 per common share.1 ◦$76.4 million, or $0.63 per common share, from the investment portf |
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| May 5, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2026 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 28, 2026 |
Ellington Financial Announces Estimated Book Value Per Common Share as of March 31, 2026 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of March 31, 2026 OLD GREENWICH, Conn., April 27, 2026—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.56 as of March 31, 2026. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock, to b |
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| April 28, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 27, 2026 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| April 9, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| April 9, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| April 9, 2026 |
efc-2025form10xk UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Ellington |
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| April 7, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 7, 2026 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| April 7, 2026 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., April 7, 2026—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on May 29, 2026 to common stockholders of record as of April 30, 2026. Cautionary Statement Regarding Forward-Looking Statements This |
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| March 25, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 24, 2026 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| March 25, 2026 |
Ellington Financial Announces Estimated Book Value Per Common Share as of February 28, 2026 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of February 28, 2026 OLD GREENWICH, Conn., March 24, 2026—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.47 as of February 28, 2026. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock |
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| March 9, 2026 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., March 9, 2026—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared the following: (i) a monthly dividend of $0.13 per share of common stock, payable on April 30, 2026 to common stockholders of record as of March 31, 2026; (ii) a quarterly dividend of $0.390 |
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| March 9, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2026 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| March 5, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2026 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| March 5, 2026 |
Ellington Financial Announces Estimated Book Value Per Common Share as of January 31, 2026 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of January 31, 2026 OLD GREENWICH, Conn., March 5, 2026—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.31 as of January 31, 2026. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock, p |
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| March 2, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Ellingto |
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| March 2, 2026 |
lendsuremortgagecorpfina INDEPENDENT AUDITOR'S REPORT AND FINANCIAL STATEMENTS FOR LENDSURE MORTGAGE CORP. |
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| March 2, 2026 |
Exhibit 4.8 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2025, Ellington Financial Inc. had five classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): i.common stock, par value $0.001 per share (“common stock”); ii.6.750% Series A Fixed-to-F |
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| March 2, 2026 |
List of Subsidiaries of Ellington Financial Inc. Exhibit 21.1 List of Subsidiaries of Ellington Financial Inc. Subsidiary Name State of Incorporation or Organization EF Mortgage LLC Delaware EF Securities LLC Delaware EF CMO LLC Delaware Ellington Financial Operating Partnership LLC Delaware EF Corporate Holdings LLC Delaware EF MBS/ABS Holdings LLC Delaware EFQ LLC Delaware EF Holdco Inc. Delaware EF Cayman Holdings Ltd. Cayman Islands EF SBC 2 |
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| February 26, 2026 |
New Loan Origination Volume(1) Exhibit 99.1 Ellington Financial Inc. Reports Fourth Quarter 2025 Results OLD GREENWICH, Connecticut—February 25, 2026 Ellington Financial Inc. (NYSE: EFC) ("we") today reported financial results for the quarter ended December 31, 2025. Highlights •Net income attributable to common stockholders of $14.7 million, or $0.14 per common share.1 ◦$42.2 million, or $0.39 per common share, from the invest |
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| February 26, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 25, 2026 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| February 9, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2026 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| February 9, 2026 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., February 9, 2026—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on March 31, 2026 to common stockholders of record as of February 27, 2026. Cautionary Statement Regarding Forward-Looking Statemen |
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| February 3, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 2, 2026 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| February 3, 2026 |
Ellington Financial Announces Estimated Book Value Per Common Share as of December 31, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of December 31, 2025 OLD GREENWICH, Conn., February 2, 2026—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.16 as of December 31, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common sto |
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| January 28, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 28, 2026 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| January 28, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 26, 2026 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| January 28, 2026 |
8,775,000 Shares of Common Stock ELLINGTON FINANCIAL INC. UNDERWRITING AGREEMENT Exhibit 1.1 8,775,000 Shares of Common Stock ELLINGTON FINANCIAL INC. UNDERWRITING AGREEMENT January 26, 2026 Morgan Stanley & Co. LLC Goldman Sachs & Co. LLC As Representatives of the Several Underwriters c/o Morgan Stanley & Co. LLC 1585 Broadway New York, NY 10036 c/o Goldman Sachs & Co. LLC 200 West Street New York, NY 10282 Dear Sirs: 1.Introductory. Ellington Financial Inc., a Delaware corpo |
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| January 28, 2026 |
Ellington Financial Announces Redemption of Series A Preferred Stock Exhibit 99.1 Ellington Financial Announces Redemption of Series A Preferred Stock OLD GREENWICH, Conn., January 28, 2026—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has authorized the redemption of all 4,600,000 outstanding shares of its Series A Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock (the "Series A Preferred Stock") (NYSE: |
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| January 27, 2026 |
Calculation of Filing Fee Tables Ellington Financial Inc. Ellington Financial Inc. 424B5 Exhibit 107 Calculation of Filing Fee Tables S-3 Ellington Financial Inc. Table 1: Newly Registered and Carry Forward Securities ¨ –Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Ty |
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| January 27, 2026 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-292424 PROSPECTUS SUPPLEMENT (To prospectus dated December 23, 2025) 8,775,000 Shares of Common Stock We are offering 8,775,000 shares of our common stock, par value $0.001 per share, which we refer to as our “common stock.” Our common stock is listed on the New York Stock Exchange, or NYSE, under the symbol “EFC.” The last reported sale price |
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| January 26, 2026 |
Subject to Completion Preliminary Prospectus Supplement dated January 26, 2026 The information in this preliminary prospectus supplement is not complete and may be changed. |
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| January 9, 2026 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., January 8, 2026—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on February 27, 2026 to stockholders of record as of January 30, 2026. Cautionary Statement Regarding Forward-Looking Statements Thi |
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| January 9, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 8, 2026 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissio |
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| December 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 30, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| December 30, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of November 30, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of November 30, 2025 OLD GREENWICH, Conn., December 30, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.17 as of November 30, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common st |
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| December 29, 2025 |
AMENDMENT NO. 1 TO EQUITY DISTRIBUTION AGREEMENT Exhibit 1.3 AMENDMENT NO. 1 TO EQUITY DISTRIBUTION AGREEMENT December 23, 2025 [●] Ladies and Gentlemen: Ellington Financial Inc., a Delaware corporation (the “Company”), Ellington Financial Management LLC, a Delaware limited liability company and the Company’s external manager (the “Manager”), and [●] (the “Placement Agent”) are parties to that certain Equity Distribution Agreement dated as of Se |
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| December 29, 2025 |
Exhibit 1.2 Ellington Financial Inc. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: December 23, 2025 TABLE OF CONTENTS SECTION 1. Description of Securities SECTION 2. Placements SECTION 3. Sale of Placement Securities by the Placement Agent. SECTION 4. Suspension of Sales SECTION 5. Representations and Warranties of the Company and the Manager. SECTION 6. Sale and Delivery to the Placement Age |
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| December 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 23, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| December 23, 2025 |
Calculation of Filing Fee Tables Ellington Financial Inc. Ellington Financial Inc. S-3ASR Exhibit 107 Calculation of Filing Fee Tables S-3 Ellington Financial Inc. Table 1: Newly Registered and Carry Forward Securities ☐ Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Ty |
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| December 23, 2025 |
Calculation of Filing Fee Tables Ellington Financial Inc. Ellington Financial Inc. 424B5 Exhibit 107 Calculation of Filing Fee Tables S-3 Ellington Financial Inc. Table 1: Newly Registered and Carry Forward Securities ☐ Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Typ |
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| December 23, 2025 |
As filed with the Securities and Exchange Commission on December 23, 2025 As filed with the Securities and Exchange Commission on December 23, 2025 Registration No. |
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| December 23, 2025 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-292424 PROSPECTUS SUPPLEMENT (To prospectus dated December 23, 2025) $500,000,000 Common Stock We have entered into (i) separate equity distribution agreements, dated September 30, 2024, as amended on December 23, 2025, with each of Citizens JMP Securities, LLC (“Citizens JMP”), B. Riley Securities, Inc. (“B. Riley Securities”), BTIG, LLC (“BTI |
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| December 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 4, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| December 4, 2025 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., December 4, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared the following: (i) a monthly dividend of $0.13 per share of common stock, payable on January 30, 2026 to common stockholders of record as of December 31, 2025; (ii) a quarterly dividend o |
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| November 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 26, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| November 28, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of October 31, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of October 31, 2025 OLD GREENWICH, Conn., November 26, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.25 as of October 31, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stoc |
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| November 10, 2025 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., November 10, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on December 31, 2025 to stockholders of record as of November 28, 2025. Cautionary Statement Regarding Forward-Looking Statements |
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| November 10, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 |
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| November 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 10, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| November 5, 2025 |
Exhibit 99.1 Ellington Financial Inc. Reports Third Quarter 2025 Results OLD GREENWICH, Connecticut—November 5, 2025 Ellington Financial Inc. (NYSE: EFC) ("we") today reported financial results for the quarter ended September 30, 2025. Highlights •Net income attributable to common stockholders of $29.5 million, or $0.29 per common share.1 ◦$46.9 million, or $0.46 per common share, from the investm |
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| November 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 5, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| October 24, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of September 30, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of September 30, 2025 OLD GREENWICH, Conn., October 23, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.40 as of September 30, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common s |
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| October 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 23, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| October 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 7, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissio |
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| October 7, 2025 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., October 7, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on November 28, 2025 to stockholders of record as of October 31, 2025. Cautionary Statement Regarding Forward-Looking Statements Thi |
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| October 6, 2025 |
Exhibit 4.1 Execution Version INDENTURE Dated as of October 6, 2025 between ELLINGTON FINANCIAL OPERATING PARTNERSHIP LLC EF HOLDCO INC. EF CAYMAN HOLDINGS LTD. ELLINGTON FINANCIAL REIT CAYMAN LTD. ELLINGTON FINANCIAL REIT TRS LLC, as Issuers, ELLINGTON FINANCIAL INC., as the Parent Guarantor and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Trustee 7.375% Senior Notes due 2030 TABLE OF CONTENTS Page |
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| October 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 6, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissio |
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| October 6, 2025 |
Ellington Financial Announces Closing of Senior Unsecured Notes Offering Exhibit 99.1 Ellington Financial Announces Closing of Senior Unsecured Notes Offering OLD GREENWICH, Conn., October 6, 2025—Ellington Financial Inc. (NYSE: EFC) (the “Company”) today announced that it has closed its offering of $400 million in aggregate principal amount of 7.375% senior unsecured notes due September 30, 2030 (the “Notes”) through certain of its subsidiaries (such subsidiaries, the |
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| October 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commis |
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| October 1, 2025 |
Ellington Financial Announces Pricing of Senior Unsecured Notes Exhibit 99.1 Ellington Financial Announces Pricing of Senior Unsecured Notes OLD GREENWICH, Conn., September 30, 2025—Ellington Financial Inc. (NYSE: EFC) (the “Company”) today announced that it has priced its previously announced offering of $400 million in aggregate principal amount of 7.375% senior unsecured notes due 2030 (the “Notes”) through certain of its subsidiaries (such subsidiaries, th |
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| September 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 29, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commis |
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| September 29, 2025 |
Ellington Financial Announces Proposed Offering of Senior Unsecured Notes Exhibit 99.1 Ellington Financial Announces Proposed Offering of Senior Unsecured Notes OLD GREENWICH, Conn., September 29, 2025—Ellington Financial Inc. (NYSE: EFC) (the “Company”) today announced that it plans to offer $400 million in aggregate principal amount of senior unsecured notes due 2030 (the “Notes”) through certain of its subsidiaries (such subsidiaries, the “Issuers”). The Notes will b |
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| September 25, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 25, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commis |
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| September 25, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of August 31, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of August 31, 2025 OLD GREENWICH, Conn., September 25, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.33 as of August 31, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock |
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| September 8, 2025 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., September 8, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that our Board of Directors has declared the following: (i) a monthly dividend of $0.13 per share of common stock, payable on October 31, 2025 to common stockholders of record as of September 30, 2025; (ii) a quarterly dividend |
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| September 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| August 27, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of July 31, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of July 31, 2025 OLD GREENWICH, Conn., August 27, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.46 as of July 31, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock, to be |
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| August 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 27, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissio |
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| August 11, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Elli |
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| August 11, 2025 |
Exhibit 10.2 NINTH AMENDED AND RESTATED MANAGEMENT AGREEMENT This NINTH AMENDED AND RESTATED MANAGEMENT AGREEMENT is entered into and made effective as of August 11, 2025 (this “Agreement”) by and among Ellington Financial Inc., a Delaware corporation (the “Company”), Ellington Financial Operating Partnership LLC, a Delaware limited liability company of which the Company is the managing member (th |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| August 7, 2025 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., August 7, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on September 30, 2025 to stockholders of record as of August 29, 2025. Cautionary Statement Regarding Forward-Looking Statements This |
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| August 7, 2025 |
Exhibit 99.1 Ellington Financial Inc. Reports Second Quarter 2025 Results OLD GREENWICH, Connecticut—August 7, 2025 Ellington Financial Inc. (NYSE: EFC) ("we") today reported financial results for the quarter ended June 30, 2025. Highlights •Net income attributable to common stockholders of $42.9 million, or $0.45 per common share.1 ◦$56.8 million, or $0.60 per common share, from the investment po |
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| July 22, 2025 |
Ellington Financial Reports Preliminary Results for Second Quarter 2025 Exhibit 99.1 Ellington Financial Reports Preliminary Results for Second Quarter 2025 OLD GREENWICH, Conn., July 21, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today disclosed the following estimated book value per share of common stock as of June 30, 2025, and preliminary estimated net income per share of common stock for the quarter ended June 30, 2025: •Book value per share of common stock |
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| July 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 21, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| July 8, 2025 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., July 8, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on August 29, 2025 to stockholders of record as of July 31, 2025. Cautionary Statement Regarding Forward-Looking Statements This press |
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| July 8, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 8, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| June 27, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of May 31, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of May 31, 2025 OLD GREENWICH, Conn., June 26, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.41 as of May 31, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock, to be pai |
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| June 10, 2025 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., June 9, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared the following: (i) a monthly dividend of $0.13 per share of common stock, payable on July 31, 2025 to common stockholders of record as of June 30, 2025; (ii) a quarterly dividend of $0.615341 |
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| June 10, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 9, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| May 29, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of April 30, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of April 30, 2025 OLD GREENWICH, Conn., May 29, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.47 as of April 30, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock, paid o |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 29, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| May 12, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Ell |
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| May 7, 2025 |
New Loan Origination Volume(1) Exhibit 99.1 Ellington Financial Inc. Reports First Quarter 2025 Results OLD GREENWICH, Connecticut—May 7, 2025 Ellington Financial Inc. (NYSE: EFC) ("we") today reported financial results for the quarter ended March 31, 2025. Highlights •Net income attributable to common stockholders of $31.6 million, or $0.35 per common share.1 ◦$57.1 million, or $0.63 per common share, from the investment portf |
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| May 7, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 7, 2025 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., May 7, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on June 30, 2025 to stockholders of record as of May 30, 2025. Cautionary Statement Regarding Forward-Looking Statements This press rele |
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| April 29, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 28, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| April 29, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of March 31, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of March 31, 2025 OLD GREENWICH, Conn., April 28, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.44 as of March 31, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock, paid |
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| April 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Ellington Financial Inc. ( |
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| April 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| April 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| April 3, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| April 3, 2025 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., April 3, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on May 27, 2025 to stockholders of record as of April 30, 2025. Cautionary Statement Regarding Forward-Looking Statements This press r |
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| March 27, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| March 27, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of February 28, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of February 28, 2025 OLD GREENWICH, Conn., March 27, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.39 as of February 28, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock |
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| March 11, 2025 |
Exhibit 10.1 EIGHTH AMENDED AND RESTATED MANAGEMENT AGREEMENT This EIGHTH AMENDED AND RESTATED MANAGEMENT AGREEMENT is entered into as of March 11, 2025 and made effective as of April 1, 2025 (this “Agreement”) by and among Ellington Financial Inc., a Delaware corporation (the “Company”), Ellington Financial Operating Partnership LLC, a Delaware limited liability company of which the Company is th |
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| March 11, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 11, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| March 7, 2025 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., March 7, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared the following: (i) a monthly dividend of $0.13 per share of common stock, payable on April 25, 2025 to common stockholders of record as of March 31, 2025; (ii) a quarterly dividend of $0.609 |
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| March 7, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| March 4, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| March 4, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of January 31, 2025 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of January 31, 2025 OLD GREENWICH, Conn., March 4, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.41 as of January 31, 2025. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock, p |
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| March 3, 2025 |
Insider Trading Policy, dated as of November 2, 2023 Exhibit 19.1 ELLINGTON FINANCIAL INC. INSIDER TRADING POLICY (Adopted as of November 2, 2023) This Insider Trading Policy (this “Policy”) sets policies for directors, officers, employees, agents and consultants of Ellington Financial Inc. and its affiliates (the “Company”) and Ellington Management Group, L.L.C. and its affiliates (“Ellington”) with respect to transactions in the Company’s securiti |
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| March 3, 2025 |
Financial Statements of LendSure Mortgage Corp. for the years ended December 31, 2024 and 2023 INDEPENDENT AUDITOR'S REPORT AND FINANCIAL STATEMENTS FOR LENDSURE MORTGAGE CORP. FOR THE YEARS ENDED DECEMBER 31, 2024 AND 2023 LENDSURE MORTGAGE CORP. TABLE OF CONTENTS Page INDEPENDENT AUDITOR'S REPORT 1 - 3 FINANCIAL STATEMENTS Balance Sheets 4 Statements of Operations 5 Statements of Changes in Stockholders' Equity 6 Statements of Cash Flows 7 Notes to Financial Statements 8 - 21 SUPPLEMENTAR |
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| March 3, 2025 |
Description of Securities Registered under Section 12 of the Exchange Act Exhibit 4.8 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2024, Ellington Financial Inc. had five classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): i.common stock, par value $0.001 per share (“common stock”); ii.6.750% Series A Fixed-to-F |
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| March 3, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Ellingto |
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| February 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| February 28, 2025 |
Exhibit 99.1 Ellington Financial Inc. Reports Fourth Quarter 2024 Results OLD GREENWICH, Connecticut—February 27, 2025 Ellington Financial Inc. (NYSE: EFC) ("we") today reported financial results for the quarter ended December 31, 2024. Highlights •Net income attributable to common stockholders of $22.4 million, or $0.25 per common share.1 ◦$25.3 million, or $0.28 per common share, from the invest |
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| February 11, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| February 11, 2025 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., February 10, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on March 25, 2025 to stockholders of record as of February 28, 2025. Cautionary Statement Regarding Forward-Looking Statements Thi |
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| January 31, 2025 |
Ellington Financial Announces Estimated Book Value Per Common Share as of December 31, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of December 31, 2024 OLD GREENWICH, Conn., January 30, 2025—Ellington Financial Inc. (NYSE: EFC) ("we") today announced an estimated book value per share of common stock of $13.52 as of December 31, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common sto |
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| January 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| January 8, 2025 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., January 8, 2025—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on February 25, 2025 to stockholders of record as of January 31, 2025. Cautionary Statement Regarding Forward-Looking State |
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| January 8, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 8, 2025 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissio |
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| December 30, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 30, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| December 30, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of November 30, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of November 30, 2024 OLD GREENWICH, Conn., December 30, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.47 as of November 30, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of |
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| December 13, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on December 24, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| December 6, 2024 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., December 6, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared the following: (i) a monthly dividend of $0.13 per share of common stock, payable on January 27, 2025 to common stockholders of record as of December 31, 2024; (ii) a quarterly d |
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| December 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| November 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 26, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| November 26, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of October 31, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of October 31, 2024 OLD GREENWICH, Conn., November 26, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.57 as of October 31, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of c |
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| November 12, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 |
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| November 7, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| November 7, 2024 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., November 7, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on December 26, 2024 to stockholders of record as of November 29, 2024. Cautionary Statement Regarding Forward-Looking Sta |
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| November 6, 2024 |
New Loan Origination Volume(1) Exhibit 99.1 Ellington Financial Inc. Reports Third Quarter 2024 Results OLD GREENWICH, Connecticut—November 6, 2024 Ellington Financial Inc. (NYSE: EFC) ("we," "us," or "our") today reported financial results for the quarter ended September 30, 2024. Highlights •Net income attributable to common stockholders of $16.2 million, or $0.19 per common share.1 ◦$44.0 million, or $0.51 per common share, |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| November 6, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 6, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| November 6, 2024 |
Ellington Financial Announces Redemption of its Series E Preferred Stock Exhibit 99.1 Ellington Financial Announces Redemption of its Series E Preferred Stock OLD GREENWICH, Conn., November 6, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has authorized the redemption of all 957,133 outstanding shares of its Series E Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock (the "Series E Preferred Stock") (NYS |
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| October 29, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of September 30, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of September 30, 2024 OLD GREENWICH, Conn., October 28, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.66 as of September 30, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share o |
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| October 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 28, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| October 7, 2024 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., October 7, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on November 25, 2024 to stockholders of record as of October 31, 2024. Cautionary Statement Regarding Forward-Looking State |
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| October 7, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissio |
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| September 30, 2024 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-269386 PROSPECTUS SUPPLEMENT (To prospectus dated January 24, 2023) $300,000,000 Common Stock We have entered into separate equity distribution agreements, dated September 30, 2024, with each of Citizens JMP Securities, LLC, B. Riley Securities, Inc., UBS Securities LLC, BTIG, LLC and Armstrong Securities LLC (each an “Agent”), relating to our |
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| September 30, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commis |
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| September 30, 2024 |
Table 1: Newly Registered and Carry Forward Securities Calculation of Filing Fee Tables S-3 Ellington Financial Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective |
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| September 30, 2024 |
Form of Equity Distribution Agreement Exhibit 1.1 Ellington Financial Inc. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: September 30, 2024 TABLE OF CONTENTS SECTION 1. Description of Securities SECTION 2. Placements SECTION 3. Sale of Placement Securities by the Placement Agent SECTION 4. Suspension of Sales SECTION 5. Representations and Warranties of the Company and the Manager SECTION 6. Sale and Delivery to the Placement Agen |
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| September 26, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 26, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commis |
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| September 26, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of August 31, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of August 31, 2024 OLD GREENWICH, Conn., September 26, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.69 as of August 31, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of co |
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| September 10, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 9, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| September 10, 2024 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., September 9, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared the following: (i) a monthly dividend of $0.13 per share of common stock, payable on October 25, 2024 to common stockholders of record as of September 30, 2024; (ii) a quarterly |
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| August 28, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of July 31, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of July 31, 2024 OLD GREENWICH, Conn., August 28, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.80 as of July 31, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common st |
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| August 28, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 28, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissio |
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| August 9, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Elli |
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| August 8, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| August 8, 2024 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., August 7, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on September 25, 2024 to stockholders of record as of August 30, 2024. Cautionary Statement Regarding Forward-Looking Statem |
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| August 7, 2024 |
New Loan Origination Volume(1) Exhibit 99.1 Ellington Financial Inc. Reports Second Quarter 2024 Results OLD GREENWICH, Connecticut—August 6, 2024 Ellington Financial Inc. (NYSE: EFC) ("we," "us," or "our") today reported financial results for the quarter ended June 30, 2024. Highlights •Net income attributable to common stockholders of $52.3 million, or $0.62 per common share.1 ◦$69.1 million, or $0.81 per common share, from t |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| July 30, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of June 30, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of June 30, 2024 OLD GREENWICH, Conn., July 29, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.92 as of June 30, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stoc |
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| July 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| July 8, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 8, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| July 8, 2024 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., July 8, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on August 26, 2024 to stockholders of record as of July 31, 2024. Cautionary Statement Regarding Forward-Looking Statements Th |
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| June 26, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| June 26, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of May 31, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of May 31, 2024 OLD GREENWICH, Conn., June 26, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.81 as of May 31, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common stock, |
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| June 11, 2024 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., June 10, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared the following: (i) a monthly dividend of $0.13 per share of common stock, payable on July 25, 2024 to common stockholders of record as of June 28, 2024; (ii) a quarterly dividend of |
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| June 11, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 10, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| May 31, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 29, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| May 31, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of April 30, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of April 30, 2024 OLD GREENWICH, Conn., May 29, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.86 as of April 30, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common sto |
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| May 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission F |
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| May 20, 2024 |
Certificate of Amendment of Certificate of Incorporation of Ellington Financial Inc. Exhibit 3.1 CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF ELLINGTON FINANCIAL INC. Ellington Financial Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), hereby certifies as follows: FIRST: The board of directors of the Corporation duly adopted resolutions proposing an amendment to the Certificate of |
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| May 10, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Ell |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission Fi |
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| May 8, 2024 |
New Loan Origination Volume(1) Exhibit 99.1 Ellington Financial Inc. Reports First Quarter 2024 Results OLD GREENWICH, Connecticut—May 7, 2024 Ellington Financial Inc. (NYSE: EFC) ("we," "us," or "our") today reported financial results for the quarter ended March 31, 2024. Highlights •Net income attributable to common stockholders of $26.9 million, or $0.32 per common share.1 ◦$43.0 million, or $0.51 per common share, from the |
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| May 7, 2024 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., May 7, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on June 25, 2024 to stockholders of record as of May 31, 2024. Cautionary Statement Regarding Forward-Looking Statements This p |
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| May 7, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission Fi |
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| April 24, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 24, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| April 24, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of March 31, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of March 31, 2024 OLD GREENWICH, Conn., April 24, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.69 as of March 31, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.13 per share of common s |
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| April 8, 2024 | ||
| April 8, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 8, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| April 8, 2024 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., April 8, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.13 per share of common stock, payable on May 28, 2024 to stockholders of record as of April 30, 2024. Cautionary Statement Regarding Forward-Looking Statements Thi |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| March 28, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of February 29, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of February 29, 2024 OLD GREENWICH, Conn., March 27, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.66 as of February 29, 2024. This estimate includes the effect of the previously announced monthly dividend of $0.15 per share of co |
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| March 28, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| March 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confide |
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| March 7, 2024 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., March 7, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared the following: (i) a monthly dividend of $0.13 per share of common stock, payable on April 25, 2024 to common stockholders of record as of March 29, 2024; (ii) a quarterly dividend |
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| March 7, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| March 7, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of January 31, 2024 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of January 31, 2024 OLD GREENWICH, Conn., March 7, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.73 as of January 31, 2024. Cautionary Statement Regarding Forward-Looking Statements Estimated book value per common share is subject |
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| March 7, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commission |
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| February 29, 2024 |
Policy Relating to Recovery of Erroneously Awarded Compensation Exhibit 97.1 ELLINGTON FINANCIAL INC. CLAWBACK POLICY (this "Policy") Adopted by the Board of Directors (the “Board”) on November 2, 2023. This Policy supersedes and replaces all prior and contemporaneous policies of the Company, oral or written, regarding the subject matter contained herein. 1. Recoupment. If Ellington Financial Inc. (the “Company”) is required to prepare a Restatement, the Compe |
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| February 29, 2024 |
Description of Securities Registered under Section 12 of the Exchange Act Exhibit 4.8 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2023, Ellington Financial Inc. had six classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): i.common stock, par value $0.001 per share (“common stock”); ii.6.750% Series A Fixed-to-Fl |
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| February 29, 2024 |
Financial Statements of LendSure Mortgage Corp. for the years ended December 31, 2023 and 2022 INDEPENDENT AUDITORS' REPORT AND FINANCIAL STATEMENTS FOR LENDSURE MORTGAGE CORP. FOR THE YEARS ENDED DECEMBER 31, 2023 AND 2022 LENDSURE MORTGAGE CORP. TABLE OF CONTENTS Page INDEPENDENT AUDITORS’ REPORT 1 - 3 FINANCIAL STATEMENTS Balance Sheets 4 Statements of Operations 5 Statements of Changes in Stockholders' Equity 6 Statements of Cash Flows 7 Notes to Financial Statements 8 - 24 SUPPLEMENTAR |
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| February 29, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 Ellingto |
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| February 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 26, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| February 27, 2024 |
New Loan Origination Volume(1) Exhibit 99.1 Ellington Financial Inc. Reports Fourth Quarter 2023 Results OLD GREENWICH, Connecticut—February 26, 2024 Ellington Financial Inc. (NYSE: EFC) ("we," "us," or "our") today reported financial results for the quarter ended December 31, 2023. Highlights •Net income attributable to common stockholders of $12.5 million, or $0.18 per common share.1 ◦$27.3 million, or $0.38 per common share, |
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| February 23, 2024 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION On December 14, 2023 (the “Closing Date”), Arlington Asset Investment Corp., a Virginia corporation (“Arlington”), merged with and into EF Merger Sub Inc., a direct wholly owned subsidiary of Ellington Financial Inc. (the "Merger"), pursuant to the agreement and plan of merger (the “Merger Agreement”), dated as of May 29, 20 |
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| February 23, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commi |
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| February 13, 2024 |
EFC / Ellington Financial Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0828-ellingtonfinancialinc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: Ellington Financial Inc Title of Class of Securities: Common Stock CUSIP Number: 28852N109 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to |
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| February 8, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| February 8, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 7, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| February 8, 2024 |
Ellington Financial Announces Estimated Book Value Per Common Share as of December 31, 2023 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of December 31, 2023 OLD GREENWICH, Conn., February 7, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $13.83 as of December 31, 2023. Cautionary Statement Regarding Forward-Looking Statements Estimated book value per common share is su |
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| February 8, 2024 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., February 7, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.15 per share of common stock, payable on March 25, 2024 to stockholders of record as of February 29, 2024. Cautionary Statement Regarding Forward-Looking Statem |
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| January 22, 2024 |
EFC / Ellington Financial Inc. / BlackRock Inc. Passive Investment SC 13G/A 1 us28852n1090012224.txt us28852n1090012224.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 6) Ellington Financial Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 28852N109 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| January 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 11, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| January 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 8, 2024 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissio |
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| January 9, 2024 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., January 8, 2024—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.15 per share of common stock, payable on February 26, 2024 to stockholders of record as of January 31, 2024. Cautionary Statement Regarding Forward-Looking State |
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| December 26, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 26, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| December 26, 2023 |
Ellington Financial Announces Estimated Book Value Per Common Share as of November 30, 2023 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of November 30, 2023 OLD GREENWICH, Conn., December 26, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $14.06 as of November 30, 2023. This estimate includes the effects of both the previously announced monthly dividend of $0.15 per sh |
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| December 15, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 15, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| December 15, 2023 |
Ellington Financial Declares Common and Preferred Dividends Exhibit 99.1 Ellington Financial Declares Common and Preferred Dividends OLD GREENWICH, Conn., December 15, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.09 per share of common stock, payable on January 25, 2024 to common stockholders of record as of December 29, 2023. This monthly dividend of $0.09 per s |
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| December 14, 2023 |
Exhibit 99.1 ELLINGTON FINANCIAL COMPLETES MERGER WITH ARLINGTON ASSET INVESTMENT CORP. — Increases Scale and Further Strengthens Access to Capital Markets — — Expected to Drive Earnings Accretion in 2024 — OLD GREENWICH, Conn., December 14, 2023—Ellington Financial Inc. (NYSE: EFC) ("Ellington Financial" or the "Company") today announced that it has completed the previously announced merger with |
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| December 14, 2023 |
Exhibit 10.1 ELLINGTON FINANCIAL OPERATING PARTNERSHIP LLC AMENDED AND RESTATED LIMITED LIABILITY COMPANY OPERATING AGREEMENT Dated as of December 14, 2023 THE LIMITED LIABILITY COMPANY MEMBERSHIP INTERESTS OF ELLINGTON FINANCIAL OPERATING PARTNERSHIP LLC (“UNITS”) HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), THE SECURITIES LAWS OF ANY STATE OR ANY |
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| December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| December 13, 2023 |
Exhibit 3.10 CERTIFICATE OF DESIGNATIONS OF 8.250% SERIES E FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PREFERRED STOCK OF ELLINGTON FINANCIAL INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware Ellington Financial Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that, pu |
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| December 13, 2023 |
As filed with the Securities and Exchange Commission on December 13, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| December 13, 2023 |
Exhibit 3.9 CERTIFICATE OF DESIGNATIONS OF 7.00% SERIES D CUMULATIVE PERPETUAL REDEEMABLE PREFERRED STOCK OF ELLINGTON FINANCIAL INC. Pursuant to Section 151 of the General Corporation Law of the State of Delaware Ellington Financial Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that, pursuant to autho |
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| December 13, 2023 |
Exhibit 4.4 Number Shares 7.00% SERIES D CUMULATIVE PERPETUAL REDEEMABLE PREFERRED STOCK 7.00% SERIES D CUMULATIVE PERPETUAL REDEEMABLE PREFERRED STOCK Ellington Financial Inc. SEE REVERSE FOR IMPORTANT NOTICE ON A CORPORATION FORMED UNDER THE LAWS OF THE STATE OF DELAWARE TRANSFER RESTRICTIONS AND OTHER INFORMATION CUSIP 28852N 505 ISIN US28852N5059 This Certifies that Cede & Co. is the record ho |
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| December 13, 2023 |
Exhibit 4.5 Number Shares 8.250% SERIES E FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PREFERRED STOCK 8.250% SERIES E FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PREFERRED STOCK Ellington Financial Inc. SEE REVERSE FOR IMPORTANT NOTICE ON A CORPORATION FORMED UNDER THE LAWS OF THE STATE OF DELAWARE TRANSFER RESTRICTIONS AND OTHER INFORMATION CUSIP 28852N 604 ISIN US28852N6040 This Certifies that |
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| December 13, 2023 |
EFC / Ellington Financial Inc / Vranos Michael W - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 12)* Ellington Financial Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 28852N109 (CUSIP Number) Alaael-Deen Shilleh Ellington Financial Inc. 53 Forest Avenue Old Greenwich, Connecticut 06870 +1 203 698 1200 (Name, Address and Telephone |
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| December 13, 2023 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com December 13, 2023 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The New York Stock Exchange certifies its approval for listing and registration of the following securities of ELLINGTON FINANCIA |
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| November 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 29, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| November 30, 2023 |
Ellington Financial Declares Interim Monthly Dividend of $0.06 Per Share Exhibit 99.1 Ellington Financial Declares Interim Monthly Dividend of $0.06 Per Share OLD GREENWICH, Conn., November 29, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company" or "Ellington Financial") today announced that its Board of Directors has declared an interim monthly dividend of $0.06 per share of common stock, payable on December 13, 2023 to stockholders of record as of December 8, 20 |
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| November 29, 2023 |
Ellington Financial Declares Interim Monthly Dividend of $0.06 Per Share Exhibit 99.1 Ellington Financial Declares Interim Monthly Dividend of $0.06 Per Share OLD GREENWICH, Conn., November 29, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company" or "Ellington Financial") today announced that its Board of Directors has declared an interim monthly dividend of $0.06 per share of common stock, payable on December 13, 2023 to stockholders of record as of December 8, 20 |
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| November 29, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 29, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| November 27, 2023 |
Ellington Financial Announces Estimated Book Value Per Common Share as of October 31, 2023 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of October 31, 2023 OLD GREENWICH, Conn., November 27, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $14.10 as of October 31, 2023. This estimate includes the effect of the previously announced monthly dividend of $0.15 per share of c |
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| November 27, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 27, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| November 14, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commiss |
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| November 14, 2023 |
Ellington Financial Inc., Ellington Financial Management LLC and Armstrong Securities LLC Exhibit 1.2 Ellington Financial Inc. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: November 13, 2023 TABLE OF CONTENTS SECTION 1. Description of Securities SECTION 2. Placements SECTION 3. Sale of Placement Securities by the Placement Agent. SECTION 4. Suspension of Sales SECTION 5. Representations and Warranties of the Company and the Manager. SECTION 6. Sale and Delivery to the Placement Age |
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| November 14, 2023 |
Ellington Financial Inc., Ellington Financial Management LLC and UBS Securities LLC Exhibit 1.1 Ellington Financial Inc. Common Stock EQUITY DISTRIBUTION AGREEMENT Dated: November 13, 2023 TABLE OF CONTENTS SECTION 1. Description of Securities SECTION 2. Placements SECTION 3. Sale of Placement Securities by the Placement Agent. SECTION 4. Suspension of Sales SECTION 5. Representations and Warranties of the Company and the Manager. SECTION 6. Sale and Delivery to the Placement Age |
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| November 14, 2023 |
Form of Equity Distribution Agreement Amendment Exhibit 1.3 AMENDMENT NO. 2 TO EQUITY DISTRIBUTION AGREEMENT November 13, 2023 [●] Ladies and Gentlemen: Ellington Financial Inc., a Delaware corporation (the “Company”), Ellington Financial Management LLC, a Delaware limited liability company and the Company’s external manager (the “Manager”), and [●] (the “Placement Agent”) are parties to that certain Equity Distribution Agreement dated as of Au |
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| November 13, 2023 |
Up to $225,000,000 of Common Stock Supplement dated November 13, 2023 To Prospectus Supplement dated January 24, 2023 (To Prospectus dated January 24, 2023) Filed Pursuant to Rule 424(b)(5) Registration Statement No. |
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| November 9, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-34569 |
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| November 7, 2023 |
New Loan Origination Volume(1) Exhibit 99.1 Ellington Financial Inc. Reports Third Quarter 2023 Results OLD GREENWICH, Connecticut—November 7, 2023 Ellington Financial Inc. (NYSE: EFC) ("we," "us," or "our") today reported financial results for the quarter ended September 30, 2023. Highlights •Net income attributable to common stockholders of $6.6 million, or $0.10 per common share.1 ◦$14.2 million, or $0.21 per common share, f |
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| November 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| November 7, 2023 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., November 7, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.15 per share of common stock, payable on December 26, 2023 to stockholders of record as of November 30, 2023. Cautionary Statement Regarding Forward-Looking Sta |
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| November 7, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| November 3, 2023 |
PROXY STATEMENT/PROSPECTUS MERGER PROPOSED — YOUR VOTE IS VERY IMPORTANT TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(3) Registration No. 333-273309 PROXY STATEMENT/PROSPECTUS MERGER PROPOSED — YOUR VOTE IS VERY IMPORTANT November 2, 2023 To the Shareholders of Arlington Asset Investment Corp.: The board of directors (the “Arlington Board”) of Arlington Asset Investment Corp. (“Arlington”), a Virginia corporation, and the board of directors (the “EFC Board”) of |
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| October 31, 2023 |
Ellington Financial Inc. 53 Forest Avenue Old Greenwich, Connecticut 06870 October 31, 2023 Ellington Financial Inc. 53 Forest Avenue Old Greenwich, Connecticut 06870 October 31, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Real Estate & Construction 100 F Street, N.E. Washington, D.C. 20549 Attn: Stacie Gorman Re: Ellington Financial Inc. Registration Statement on Form S-4 (File No. 333-273309) Request for Acceleration of Effective Dat |
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| October 25, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 25, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| October 25, 2023 |
Ellington Financial Announces Estimated Book Value Per Common Share as of September 30, 2023 Exhibit 99.1 Ellington Financial Announces Estimated Book Value Per Common Share as of September 30, 2023 OLD GREENWICH, Conn., October 25, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced its estimated book value per share of common stock of $14.33 as of September 30, 2023. This estimate includes the effect of the previously announced monthly dividend of $0.15 per share o |
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| October 24, 2023 |
Consent of Wells Fargo Securities, LLC. Exhibit 99.1 CONSENT OF WELLS FARGO SECURITIES, LLC Arlington Asset Investment Corp. 6862 Elm Street, Suite 320 McLean, Virginia Attention: Board of Directors RE: Proxy Statement / Prospectus (the “Proxy Statement/Prospectus”) of Ellington Financial Inc. (“EFC”) and Arlington Asset Investment Corp. (“Arlington”), which forms part of the Registration Statement on Form S-4 of EFC (the “Registration |
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| October 24, 2023 |
Form of Proxy solicited by the Board of Directors of Arlington Asset Investment Corp. Exhibit 99.2 PLEASE DETACH ALONG PERFORATED LINE AND MAIL IN THE ENVELOPE PROVIDED. (Continued and to be marked, dated, and signed on the other side) PROXY ARLINGTON ASSET INVESTMENT CORP. Special Meeting of Shareholders December 12, 2023, at 9:00 a.m., Eastern Time This Proxy is solicited on behalf of the Board of Directors of Arlington Asset Investment Corp. The undersigned hereby appoint(s) J. |
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| October 24, 2023 |
As filed with the Securities and Exchange Commission on October 23, 2023 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on October 23, 2023 Registration No. |
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| October 23, 2023 |
Ellington Financial Inc. 53 Forest Avenue Old Greenwich, Connecticut 06870 October 23, 2023 Ellington Financial Inc. 53 Forest Avenue Old Greenwich, Connecticut 06870 October 23, 2023 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Real Estate and Construction 100 F Street, NE Washington, D.C. 20549 Attention: Stacie Gorman Re: Request for Withdrawal of Ellington Financial Inc. Registration Statement on Form S-4 Filed August 2, 2023 File No. 33 |
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| October 20, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| October 20, 2023 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”), dated as of October 20, 2023, is made by and between Great Ajax Corp., a Maryland corporation (the “Company”), and Ellington Financial Inc., a Delaware corporation (the “Purchaser”). WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to an effective registration stat |
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| October 20, 2023 |
Exhibit 10.1 TERMINATION AGREEMENT THIS TERMINATION AGREEMENT (this “Termination Agreement”), dated as of October 20, 2023, is made by and between Ellington Financial Inc., a Delaware corporation (“Parent”), and Great Ajax Corp., a Maryland corporation (the “Company”, each a “Party” and together the “Parties”). Unless otherwise indicated, each capitalized term used and not otherwise defined in thi |
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| October 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissi |
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| October 20, 2023 |
ELLINGTON FINANCIAL AND GREAT AJAX CORP. ANNOUNCE MUTUAL TERMINATION OF MERGER AGREEMENT Exhibit 99.1 ELLINGTON FINANCIAL AND GREAT AJAX CORP. ANNOUNCE MUTUAL TERMINATION OF MERGER AGREEMENT OLD GREENWICH, Conn. and NEW YORK, NY—October 20, 2023—Ellington Financial Inc. (NYSE: EFC) ("Ellington Financial"), a real estate investment trust investing in a diverse array of financial assets including residential and commercial mortgage loans, and Great Ajax Corp. (NYSE: AJX) (“Great Ajax”), |
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| October 6, 2023 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 6, 2023 ELLINGTON FINANCIAL INC. (Exact name of registrant as specified in its charter) Delaware 001-34569 26-0489289 (State or other jurisdiction of incorporation) (Commissio |
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| October 6, 2023 |
Ellington Financial Declares Monthly Common Dividend Exhibit 99.1 Ellington Financial Declares Monthly Common Dividend OLD GREENWICH, Conn., October 6, 2023—Ellington Financial Inc. (NYSE: EFC) (the "Company") today announced that its Board of Directors has declared a monthly dividend of $0.15 per share of common stock, payable on November 27, 2023 to stockholders of record as of October 31, 2023. Cautionary Statement Regarding Forward-Looking State |
