プルデンシャル・ファイナンシャル株式会社
US ˙ NYSE ˙ US7443201022

SecurityPRU / Prudential Financial, Inc.
InsiderAnn M Kappler
This page shows the track record and history of KAPPLER ANN M insider trades in Prudential Financial, Inc.. The SEC defines Insiders as officers, directors, or significant investors (greater than 10% ownership) in a company. It is illegal for insiders to make trades in their companies based on material, non-public information ("MNPI"). This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made by Ann M Kappler in PRU / Prudential Financial, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
There are no known unplanned open-market trades for this insider

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

PRU / Prudential Financial, Inc. Insider Trades
Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made by Ann M Kappler in PRU / Prudential Financial, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2026-05-14 13,580 103.2500 13,580 103.2500 1,402,135 18 100.4900 -37,481 -2.67
2025-08-29 4,000 109.6500 4,000 109.6500 438,600
2024-08-21 2,839 113.4300 2,839 113.4300 322,028
2024-03-11 10,067 110.4200 10,067 110.4200 1,111,598
2024-02-28 7,222 108.3900 7,222 108.3900 782,793
2022-11-22 1,870 108.6000 1,870 108.6000 203,082
2022-11-22 223 108.6500 223 108.6500 24,229
2022-11-22 1,516 108.6500 1,516 108.6500 164,713

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

PRU / Prudential Financial, Inc. Insider Trades
Insider Transaction History
File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2026-05-18 2026-05-14 4 KAPPLER ANN M PRU Common Stock S - Sale D 103.2500 -13,580 -1,402 22,059
2026-03-03 2026-02-28 4 KAPPLER ANN M PRU Common Stock F - Taxes D 98.3800 -1,098 -108 35,639
2026-03-03 2026-02-28 4 KAPPLER ANN M PRU Common Stock M - Exercise D 2,349 36,737
2026-03-03 2026-02-28 4 KAPPLER ANN M PRU Common Stock F - Taxes D 98.3800 -1,165 -115 34,388
2026-03-03 2026-02-28 4 KAPPLER ANN M PRU Common Stock M - Exercise D 2,502 35,553
2026-03-03 2026-02-28 4 KAPPLER ANN M PRU Common Stock F - Taxes D 98.3800 -1,034 -102 33,051
2026-03-03 2026-02-28 4 KAPPLER ANN M PRU Common Stock M - Exercise D 2,220 34,085
2026-02-11 2026-02-09 4 KAPPLER ANN M PRU Common Stock F - Taxes D 102.2000 -7,277 -744 31,865
2026-02-11 2026-02-09 4 KAPPLER ANN M PRU Common Stock M - Exercise D 17,636 39,142
2025-09-03 2025-08-29 4 KAPPLER ANN M PRU Common Stock S - Sale D 109.6500 -4,000 -439 21,506
2025-03-04 2025-02-28 4 KAPPLER ANN M PRU Common Stock F - Taxes D 115.1000 -1,156 -133 25,506
2025-03-04 2025-02-28 4 KAPPLER ANN M PRU Common Stock M - Exercise D 2,502 26,662
2025-03-04 2025-02-28 4 KAPPLER ANN M PRU Common Stock F - Taxes D 115.1000 -1,019 -117 24,160
2025-03-04 2025-02-28 4 KAPPLER ANN M PRU Common Stock M - Exercise D 2,219 25,179
2025-03-04 2025-02-28 4 KAPPLER ANN M PRU Common Stock F - Taxes D 115.1000 -757 -87 22,960
2025-03-04 2025-02-28 4 KAPPLER ANN M PRU Common Stock M - Exercise D 1,649 23,717
2025-02-12 2025-02-10 4 KAPPLER ANN M PRU Common Stock F - Taxes D 112.0900 -4,559 -511 22,068
2025-02-12 2025-02-10 4 KAPPLER ANN M PRU Common Stock M - Exercise D 12,092 26,627
2024-08-22 2024-08-21 4 KAPPLER ANN M PRU Common Stock S - Sale D 113.4300 -2,839 -322 14,535
2024-03-13 2024-03-11 4 KAPPLER ANN M PRU Common Stock S - Sale D 110.4200 -10,067 -1,112 17,374
2024-03-04 2024-02-29 4 KAPPLER ANN M PRU Common Stock F - Taxes D 108.9900 -1,019 -111 27,441
2024-03-04 2024-02-29 4 KAPPLER ANN M PRU Common Stock M - Exercise D 2,219 28,460
2024-03-04 2024-02-29 4 KAPPLER ANN M PRU Common Stock F - Taxes D 108.9900 -757 -83 26,241
2024-03-04 2024-02-29 4 KAPPLER ANN M PRU Common Stock M - Exercise D 1,649 26,998
2024-03-04 2024-02-29 4 KAPPLER ANN M PRU Common Stock F - Taxes D 108.9900 -823 -90 25,349
2024-03-04 2024-02-29 4 KAPPLER ANN M PRU Common Stock M - Exercise D 1,791 26,172
2024-03-01 2024-02-28 4 KAPPLER ANN M PRU Common Stock S - Sale D 108.3900 -7,222 -783 24,381
2024-03-01 2024-02-28 4 KAPPLER ANN M PRU Common Stock M - Exercise D 63.5900 6,941 441 31,603
2024-03-01 2024-02-28 4 KAPPLER ANN M PRU Common Stock M - Exercise D 77.1500 1,070 83 24,662
2024-02-15 2024-02-13 4 KAPPLER ANN M PRU Common Stock F - Taxes D 105.2400 -6,031 -635 23,592
2024-02-15 2024-02-13 4 KAPPLER ANN M PRU Common Stock M - Exercise D 15,281 29,623
2023-03-02 2023-02-28 4 KAPPLER ANN M PRU Common Stock F - Taxes D 100.0000 -508 -51 13,247
2023-03-02 2023-02-28 4 KAPPLER ANN M PRU Common Stock M - Exercise D 1,648 14,342
2023-03-02 2023-02-28 4 KAPPLER ANN M PRU Common Stock F - Taxes D 100.0000 -553 -55 12,694
2023-03-02 2023-02-28 4 KAPPLER ANN M PRU Common Stock M - Exercise D 1,791 13,755
2023-02-16 2023-02-14 4 KAPPLER ANN M PRU Common Stock F - Taxes D 103.2700 -1,188 -123 11,964
2023-02-16 2023-02-14 4 KAPPLER ANN M PRU Common Stock M - Exercise D 3,373 13,152
2022-11-23 2022-11-22 4 KAPPLER ANN M PRU Common Stock S - Sale D 108.6500 -1,516 -165 9,779
2022-11-23 2022-11-22 4 KAPPLER ANN M PRU Common Stock M - Exercise D 78.0800 1,516 118 11,295
2022-11-23 2022-11-22 4 KAPPLER ANN M PRU Common Stock S - Sale D 108.6500 -223 -24 9,779
2022-11-23 2022-11-22 4 KAPPLER ANN M PRU Common Stock M - Exercise D 78.6100 223 18 10,002
2022-11-23 2022-11-22 4 KAPPLER ANN M PRU Common Stock S - Sale D 108.6000 -1,870 -203 9,779
2022-03-02 2022-02-28 4 KAPPLER ANN M PRU 2021 Restricted Stock Units M - Exercise D -1,791 3,582
2022-03-02 2022-02-28 4 KAPPLER ANN M PRU Common Stock F - Taxes D 111.6600 -498 -56 11,649
2022-03-02 2022-02-28 4 KAPPLER ANN M PRU Common Stock M - Exercise D 1,791 12,147
2022-02-10 2022-02-08 4 KAPPLER ANN M PRU 2019 Performance Shares M - Exercise D -3,536 0
2022-02-10 2022-02-08 4 KAPPLER ANN M PRU 2022 Performance Shares A - Award D 0.00 14,836 14,836
2022-02-10 2022-02-08 4 KAPPLER ANN M PRU 2022 Restricted Stock Units A - Award D 0.00 4,946 4,946
2022-02-10 2022-02-08 4 KAPPLER ANN M PRU Common Stock F - Taxes D 121.3300 -980 -119 10,356
2022-02-10 2022-02-08 4 KAPPLER ANN M PRU Common Stock M - Exercise D 3,314 11,336
2021-02-11 2021-02-09 4 KAPPLER ANN M PRU 2018 Performance Shares M - Exercise D -1,354 1,354
2021-02-11 2021-02-09 4 KAPPLER ANN M PRU 2021 Performance Shares A - Award D 16,119 16,119
2021-02-11 2021-02-09 4 KAPPLER ANN M PRU 2021 Restricted Stock Units A - Award D 5,373 5,373
2021-02-11 2021-02-09 4 KAPPLER ANN M PRU Common Stock F - Taxes D 81.4300 -1,019 -83 8,022
2021-02-11 2021-02-09 4 KAPPLER ANN M PRU Common Stock M - Exercise D 2,882 9,041
2020-09-02 3 KAPPLER ANN M PRU Common Stock D 6,159
2020-09-02 3 KAPPLER ANN M By 401(k) PRU Common Stock I 673
P
非デリバティブまたはデリバティブ証券の公開市場または非公開購入
S
非デリバティブ証券またはデリバティブ証券の公開市場または非公開売却
A
会社からの有価証券の交付、授与その他の取得 (オプション等)
C
デリバティブの転換
D
有価証券の会社への売却または譲渡
F
会社から受領した有価証券の一部を使用した、行使価格または納税義務のお支払い
G
内部者によるまたは内部者に対する有価証券の贈与
K
株式スワップと類似のヘッジ取引
M
会社から受け取ったデリバティブ証券 (オプションなど) の行使または転換
V
フォーム4により任意に報告した取引
J
その他 (取引を説明する脚注を含む)