アプライド・オプトエレクトロニクス株式会社
US ˙ NasdaqGM ˙ US03823U1025

SecurityAAOI / Applied Optoelectronics, Inc.
InsiderMin-Chu (Mike) Chen
This page shows the track record and history of Chen Min-Chu (Mike) insider trades in Applied Optoelectronics, Inc.. The SEC defines Insiders as officers, directors, or significant investors (greater than 10% ownership) in a company. It is illegal for insiders to make trades in their companies based on material, non-public information ("MNPI"). This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made by Min-Chu (Mike) Chen in AAOI / Applied Optoelectronics, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Max
Price at
Max
Max
Profit ($)
Max Return (%)
2025-08-13 7,500 22.9100 7,500 22.9100 171,825 273 223.1000 1,501,425 873.81
2016-05-27 5,000 9.9500 5,000 9.9500 49,750
2016-05-25 5,000 10.0000 5,000 10.0000 50,000
2015-11-16 6,000 16.5000 6,000 16.5000 99,000

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AAOI / Applied Optoelectronics, Inc. Insider Trades
Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made by Min-Chu (Mike) Chen in AAOI / Applied Optoelectronics, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares
Reported
Price
Adjusted
Shares
Adjusted
Price
Cost Basis Days to
Min
Price at
Min
Max Loss
Avoided ($)
Max Loss
Avoided (%)
2026-06-02 8,247 201.0000 8,247 201.0000 1,657,647 3 177.0000 -197,928 -11.94
2026-03-09 8,835 108.7172 8,835 108.7172 960,516
2026-03-06 2,500 97.0000 2,500 97.0000 242,500
2024-11-29 9,790 40.0000 9,790 40.0000 391,600
2017-03-03 5,000 52.0000 5,000 52.0000 260,000
2015-08-10 1,000 22.0100 1,000 22.0100 22,010

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

AAOI / Applied Optoelectronics, Inc. Insider Trades
Insider Transaction History
File
Date
Trade
Date
Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price
Unit
Price
Units
Changed
Value
Changed (1K)
Remaining
Options
Remaining
Shares
2026-06-04 2026-06-02 4 Chen Min-Chu (Mike) AAOI Common Stock, $.001 par value S - Sale D 201.0000 -8,247 -1,658 161,053
2026-03-10 2026-03-09 4 Chen Min-Chu (Mike) AAOI Common Stock, $.001 par value S - Sale D 108.7172 -8,835 -961 169,300
2026-03-10 2026-03-06 4 Chen Min-Chu (Mike) By Spouse AAOI Common Stock, $.001 par value S - Sale I 97.0000 -2,500 -242 20,000
2025-08-14 2025-08-13 4 Chen Min-Chu (Mike) By Spouse AAOI Common Stock, $.001 par value P - Purchase I 22.9100 7,500 172 22,500
2025-06-17 2025-06-13 4 Chen Min-Chu (Mike) AAOI Common Stock, $.001 par value A - Award D 12,281 177,335
2024-12-03 2024-11-29 4 Chen Min-Chu (Mike) AAOI Common Stock, $.001 par value S - Sale D 40.0000 -9,790 -392 165,054
2024-06-25 2024-06-21 4 Chen Min-Chu (Mike) AAOI Common Stock, $.001 par value A - Award D 16,483 174,844
2023-06-28 2023-06-26 4 Chen Min-Chu (Mike) AAOI Common Stock, $.001 par value A - Award D 40,925 158,361
2022-06-29 2022-06-27 4 Chen Min-Chu (Mike) AAOI Common Stock, $.001 par value A - Award D 52,995 117,436
2021-06-15 2021-06-11 4 Chen Min-Chu (Mike) AAOI Common Stock, $.001 par value A - Award D 14,538 64,441
2020-06-16 2020-06-12 4 Chen Min-Chu (Mike) AAOI Common Stock, $.001 par value A - Award D 13,053 49,903
2019-06-04 2019-05-31 4 Chen Min-Chu (Mike) AAOI Common Stock, $.001 par value A - Award D 12,806 36,850
2018-06-12 2018-06-08 4 Chen Min-Chu (Mike) AAOI Common Stock, $.001 par value A - Award D 2,535 24,044
2017-06-12 2017-06-09 4 Chen Min-Chu (Mike) AAOI Common Stock, $.001 par value A - Award D 64.7100 1,236 80 21,509
2017-03-07 2017-03-03 4 Chen Min-Chu (Mike) By Spouse AAOI Common Stock, $.001 par value S - Sale I 52.0000 -5,000 -260 15,000
2016-06-08 2016-06-06 4 Chen Min-Chu (Mike) AAOI Common Stock, $.001 par value A - Award D 7,011 20,273
2016-05-27 2016-05-27 4 Chen Min-Chu (Mike) By Spouse AAOI Common Stock, $.001 par value P - Purchase I 9.9500 5,000 50 20,000
2016-05-27 2016-05-25 4 Chen Min-Chu (Mike) By Spouse AAOI Common Stock, $.001 par value P - Purchase I 10.0000 5,000 50 15,000
2015-11-18 2015-11-16 4 Chen Min-Chu (Mike) By Spouse AAOI Common stock, $.001 par value P - Purchase I 16.5000 6,000 99 10,000
2015-08-12 2015-08-10 4 Chen Min-Chu (Mike) By Spouse AAOI Common Stock, $.001 par value S - Sale I 22.0100 -1,000 -22 4,000
2015-08-12 3/A Chen Min-Chu (Mike) By Spouse AAOI Common Stock, $.001 par value I 5,000
2015-08-04 2015-07-31 4 Chen Min-Chu (Mike) AAOI Common Stock, $.001 par value A - Award D 2,827 13,262
2014-09-02 2014-08-08 4 Chen Min-Chu (Mike) AAOI Common Stock A - Award D 3,021 10,435
2013-11-18 2013-11-14 4 Chen Min-Chu (Mike) AAOI Common Stock A - Award D 5,500 5,500
2013-10-02 2013-10-01 4 Chen Min-Chu (Mike) AAOI Series G Convertible Preferred Stock C - Conversion D -1,914 0
2013-10-02 2013-10-01 4 Chen Min-Chu (Mike) AAOI Common Stock, $0.001 par value C - Conversion D 1,914 1,914
P
非デリバティブまたはデリバティブ証券の公開市場または非公開購入
S
非デリバティブ証券またはデリバティブ証券の公開市場または非公開売却
A
会社からの有価証券の交付、授与その他の取得 (オプション等)
C
デリバティブの転換
D
有価証券の会社への売却または譲渡
F
会社から受領した有価証券の一部を使用した、行使価格または納税義務のお支払い
G
内部者によるまたは内部者に対する有価証券の贈与
K
株式スワップと類似のヘッジ取引
M
会社から受け取ったデリバティブ証券 (オプションなど) の行使または転換
V
フォーム4により任意に報告した取引
J
その他 (取引を説明する脚注を含む)