GTバイオファーマ株式会社
US ˙ NasdaqCM ˙ US36254L2097

はじめに

このページでは、Rajesh C Md Shrotriyaの既知の内部者取引履歴の包括的な分析を提供します。内部者取引を次のチャートに示します。内部者とは、会社の役員、取締役、または重要な投資家のことです。一般的に、内部者が重要な非公開情報に基づいて自社の取引を行うことは一般的に違法です。これは、彼らが自分の会社で取引をすることが違法であるという意味ではありません。ただし、すべての取引をフォーム4を通じてSECに報告しなければなりません。このような制約があるにもかかわらず、学術研究によると、内部者は一般的に、自分の会社の市場を上回るパフォーマンスを発揮する傾向があります。

平均取引収益性

平均取引収益性は、過去3年間に内部者が行ったすべての公開市場での購入の平均収益率です。このリストを生成するために、10b5-1取引計画の一部としてマークされたすべての取引を除いて、内部者が行ったすべての公開市場での計画外の購入を調べます。次に、3、6、および12か月にわたるこれらの取引の平均パフォーマンスを計算し、各期間を平均して、各取引の最終的なパフォーマンス指標を生成します。最後に、内部者のパフォーマンスメトリックを計算するために、すべてのパフォーマンスメトリックを平均します。このリストには、過去2年間に少なくとも3回の取引を行った内部者のみが含まれています。

この内部者取引の収益性が 「N/A」 の場合、インサイダーは過去3年間に公開市場での購入を行っていないか、または行った取引が最近すぎて信頼できるパフォーマンス指標を計算できません。

更新頻度: 1日

収益性の高い内部者トレーダーのリストを見る。

内部者ポジションの報告がある企業

SECへの提出書類によると、Rajesh C Md Shrotriyaは以下の企業の保有または取引を報告しています:

証券 タイトル 最新の保有報告書
US:CASI / CASI Pharmaceuticals, Inc. Director 345,806
US:GTBP / GT Biopharma, Inc. Director 50,000
US:SPPI / Spectrum Pharmaceuticals, Inc. Director 0
チャートの見方

次のチャートは、Rajesh C Md Shrotriyaが行った各公開市場の非計画取引後の証券の株価パフォーマンスを示しています。非計画取引とは、10b5-1取引計画の一部として行われなかった取引のことです。株価のパフォーマンスは、株価の累積変化率としてグラフ化されます。たとえば、2019年1月1日に内部者取引が行われた場合、チャートには現在までの証券の日割り変化が表示されます。この間に株価が10ドルから15ドルに上昇した場合、株価の累積変化率は50%となる。価格を10ドルから20ドルに変更すると100%、10ドルから5ドルに変更すると-50%になります。

最終的には、内部者が内部者情報から利益を得るために取引のタイミングを計っているかどうかを確認するために、内部者の取引が株価の超過リターン (プラスまたはマイナス) と、どの程度密接に関連しているかを判断しようとしています。内部者がこれを行っていた状況を考えてみましょう。この状況では、 (a) 購入後のプラスのリターン、または (b) 販売後のマイナスのリターンのいずれかが期待されます。(a) の場合、購入チャートは一連の上向きの曲線を示し、各購入トランザクションの後にプラスのリターンを示します。(b) の場合、販売チャートは一連の下向きの傾斜曲線を示し、各販売取引の後にマイナスのリターンを示します。

しかし、これだけでは結論を導き出すことはできません。例えば、その企業の株価が何年にもわたって非循環的に上昇していた場合、買収後のすべてのプロットは上昇傾向にあると予想されます。同様に、長年にわたる非循環的な下落は、貿易後のプロットを下方に傾斜させます。いずれのチャートもインサイダー取引を示唆するものでありません。

最も強力な指標は、株価が非常に循環的であり、購入チャートにプラスのシグナルがあり、販売チャートにマイナスのプロットがある状況です。この状況は、財務上の利点のために取引のタイミングを計っていた内部者を強く示唆するでしょう。

内部者購入GTBP / GT Biopharma, Inc. - 短期利益分析

このセクションでは、GTBP / GT Biopharma, Inc.で行われたすべての計画外の公開市場内部者購入の収益性を分析します。この分析は、内部者が一貫して異常なリターンを生成しているかどうかを理解するのに役立ちます。この分析は各取引後1年間のものであり、結果は理論的なものです

次の表は、自動売買プランに含まれていない直近の公開市場買付を示しています。

取引日 ティッカー 内部者 レポート
株式数
レポート
価格
調整後
株式数
調整後
価格
費用基準 最大
日数
最大
価格
最大
利益 ($)
最大リターン (%)
この内部者とセキュリティの組み合わせに、計画外のオープンマーケット取引は知られていません

調整後価格は、分割調整後価格です。調整後株式数は、分割調整後株式数です。

GTBP / GT Biopharma, Inc. Insider Trades
内部者売却GTBP / GT Biopharma, Inc.-短期損失分析

このセクションでは、GTBP / GT Biopharma, Inc.で行われたすべての予定外の公開市場の内部者取引の短期損失回避を分析します。損失回避の一貫したパターンは、将来の売却取引が価格の下落を予測する可能性を示唆しているかもしれません。この分析は各取引後1年間のものであり、結果は理論的なものです

次の表は、自動取引プランに含まれていない直近の公開市場での売買を示しています。

取引日 ティッカー 内部者 レポート
株式数
レポート
価格
調整後
株式数
調整後
価格
費用基準 最小
日数
最小
価格
最大損失
回避 ($)
最大損失
回避 (%)
この内部者とセキュリティの組み合わせに、計画外のオープンマーケット取引は知られていません

調整後価格は、分割調整後価格です。調整後株式数は、分割調整後株式数です。

GTBP / GT Biopharma, Inc. Insider Trades
内部取引の履歴

この表は、証券取引委員会 (SEC) に開示されたRajesh C Md Shrotriyaによる内部者取引の完全なリストを示しています。

提出日 取引日 フォーム ティッカー 証券 コード 10b5-1 株式数 残り株式数 変動
株式
価格
取引
価格
残り
価値
2022-05-26 2022-05-25 4 CASI CASI Pharmaceuticals, Inc.
Stock Option (Right to Buy)
A - Award 345,806 345,806
2022-02-14 2021-02-16 4 GTBP GT Biopharma, Inc.
Option to purchase Common Stock
A - Award 50,000 50,000
2021-06-16 2021-06-15 4 CASI CASI Pharmaceuticals, Inc.
Stock Option (Right to Buy)
A - Award 98 98,349 0.10
2020-06-18 2020-06-16 4 CASI CASI Pharmaceuticals, Inc.
Stock Option (Right to Buy)
A - Award 61,257 61,257
2019-06-21 2019-06-20 4 CASI CASI Pharmaceuticals, Inc.
Stock Option (Right to Buy)
A - Award 51,538 51,538
2018-07-03 2018-06-29 4 CASI CASI Pharmaceuticals, Inc.
Stock Options (Right to Buy)
A - Award 35,000 35,000
2018-05-17 2018-05-17 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -250,426 0 -100.00
2018-05-17 2018-05-17 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -112,500 0 -100.00
2018-05-17 2018-05-17 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
G - Gift 362,926 978,889 58.92
2018-05-17 2018-05-17 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
G - Gift -362,926 200,652 -64.40
2018-05-17 2018-05-17 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 250,426 563,578 79.97 1.47 368,126 828,460
2018-05-17 2018-05-17 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 112,500 313,152 56.07 1.43 160,875 447,807
2018-05-14 2018-05-14 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -24,014 615,963 -3.75 18.38 -441,377 11,321,400
2018-05-14 2018-05-11 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 639,977 -4.48 17.55 -526,500 11,231,596
2018-05-14 2018-05-10 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 669,977 -4.29 17.13 -513,900 11,476,706
2018-05-09 2018-05-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 699,977 -4.11 16.21 -486,300 11,346,627
2018-05-09 2018-05-08 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 729,977 -3.95 16.11 -483,300 11,759,929
2018-05-09 2018-05-07 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 759,977 -3.80 15.98 -479,400 12,144,432
2018-05-04 2018-05-04 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 789,977 -3.66 16.79 -503,700 13,263,714
2018-05-04 2018-05-03 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 819,977 -3.53 16.01 -480,300 13,127,832
2018-05-04 2018-05-02 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 849,977 -3.41 16.04 -481,200 13,633,631
2018-05-01 2018-05-01 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 879,977 -3.30 15.77 -473,100 13,877,237
2018-05-01 2018-04-30 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 909,977 -3.19 16.36 -490,800 14,887,224
2018-05-01 2018-04-27 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 939,977 -3.09 17.17 -515,100 16,139,405
2018-04-26 2018-04-26 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 969,977 -3.00 17.26 -517,800 16,741,803
2018-04-26 2018-04-25 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 999,977 -2.91 17.26 -517,800 17,259,603
2018-04-26 2018-04-24 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,029,977 -2.83 18.11 -543,300 18,652,883
2018-04-23 2018-04-23 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,059,977 -2.75 18.37 -551,100 19,471,777
2018-04-23 2018-04-20 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,089,977 -2.68 18.67 -560,100 20,349,871
2018-04-23 2018-04-19 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,119,977 -2.61 19.18 -575,400 21,481,159
2018-04-18 2018-04-18 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,149,977 -2.54 19.71 -591,300 22,666,047
2018-04-18 2018-04-17 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,179,977 -2.48 18.56 -556,800 21,900,373
2018-04-18 2018-04-16 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,209,977 -2.42 18.72 -561,600 22,650,769
2018-04-13 2018-04-13 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,239,977 -2.36 19.93 -597,900 24,712,742
2018-04-13 2018-04-12 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,269,977 -2.31 20.72 -621,600 26,313,923
2018-04-13 2018-04-11 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,299,977 -2.26 20.30 -609,000 26,389,533
2018-04-10 2018-04-10 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,329,977 -2.21 17.74 -532,200 23,593,792
2018-04-10 2018-04-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -12,300 1,359,977 -0.90 15.01 -184,623 20,413,255
2018-04-10 2018-04-06 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -3,686 1,372,277 -0.27 15.00 -55,290 20,584,155
2018-04-05 2018-04-05 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,375,963 -2.13 15.33 -459,900 21,093,513
2018-04-05 2018-04-04 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,405,963 -2.09 15.01 -450,300 21,103,505
2018-04-05 2018-04-03 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,435,963 -2.05 15.14 -454,200 21,740,480
2018-04-02 2018-04-02 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,465,963 -2.01 15.61 -468,300 22,883,682
2018-04-02 2018-03-29 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,495,963 -1.97 16.18 -485,400 24,204,681
2018-03-28 2018-03-28 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,525,963 -1.93 16.19 -485,700 24,705,341
2018-03-28 2018-03-27 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,555,963 -1.89 17.10 -513,000 26,606,967
2018-03-28 2018-03-26 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale X -30,000 1,585,963 -1.86 17.34 -520,200 27,500,598
2018-03-12 2018-03-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -500,000 0 -100.00
2018-03-12 2018-03-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 500,000 1,787,542 38.83 2.55 1,275,000 4,558,232
2018-01-19 2018-01-15 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
A - Award 200,652 200,652
2018-01-19 2017-12-22 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
G - Gift -1,431 67,144 -2.09
2018-01-19 2017-08-28 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
G - Gift -774 68,575 -1.12
2018-01-19 2017-05-18 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
G - Gift -20,000 200,652 -9.06
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -58,480 0 -100.00
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -412,500 0 -100.00
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -622,376 0 -100.00
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -650,000 0 -100.00
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -955,847 0 -100.00
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -500,000 0 -100.00
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -500,000 0 -100.00
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -985,444 0 -100.00
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -478,495 0 -100.00
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -27,624 0 -100.00
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -8,818 0 -100.00
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -3,500,294 3,488,337 -50.09 18.03 -63,110,301 62,894,716
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 58,480 6,988,631 0.84 6.69 391,231 46,753,941
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 412,500 6,930,151 6.33 5.86 2,417,250 40,610,685
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 622,376 6,517,651 10.56 7.24 4,506,002 47,187,793
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 650,000 5,895,275 12.39 9.18 5,967,000 54,118,624
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 955,847 5,245,275 22.28 11.34 10,839,305 59,481,418
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 500,000 4,289,428 13.19 8.27 4,135,000 35,473,570
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 985,444 3,789,428 35.14 6.87 6,770,000 26,033,370
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 500,000 2,803,984 21.70 3.92 1,960,000 10,991,617
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 478,495 2,303,984 26.21 4.65 2,225,002 10,713,526
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 27,624 1,825,489 1.54 7.24 199,998 13,216,540
2018-01-11 2018-01-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 8,818 1,797,865 0.49 11.34 99,996 20,387,789
2017-12-04 2017-11-30 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -100,000 0 -100.00
2017-12-04 2017-11-30 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
G - Gift -27,666 1,829,047 -1.49 19.04 -526,761 34,825,055
2017-12-04 2017-11-30 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -27,666 170,473 -13.96 19.04 -526,761 3,245,806
2017-12-04 2017-11-30 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -16,545 198,139 -7.71 19.04 -315,017 3,772,567
2017-12-04 2017-11-30 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 100,000 214,684 87.20 3.15 315,000 676,255
2017-06-09 2017-06-08 4 CASI CASI Pharmaceuticals, Inc.
Stock Options (Right to Buy)
A - Award 35,000 35,000
2017-03-30 2017-03-28 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 233,918 233,918
2017-03-30 2017-03-28 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001
F - Taxes -6,860 1,876,713 -0.36 6.69 -45,893 12,555,210
2017-03-30 2017-03-28 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
A - Award 100,326 1,883,573 5.63
2017-03-24 2017-03-22 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -6,838 1,783,247 -0.38 6.42 -43,900 11,448,446
2017-02-22 2017-02-18 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -6,939 1,790,085 -0.39 5.91 -41,009 10,579,402
2017-02-10 2016-12-19 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -4,320 69,349 -5.86
2017-02-10 2016-10-03 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -10,613 0 -100.00
2017-02-10 2016-10-03 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift 10,613 1,797,024 0.59
2017-02-10 2016-02-09 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -6,000 1,797,024 -0.33
2017-02-10 2016-02-09 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -9,000 1,797,024 -0.50
2016-03-24 2016-03-22 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -6,838 1,786,411 -0.38 6.08 -41,575 10,861,379
2016-03-24 2016-03-22 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
A - Award 100,000 1,793,249 5.91
2016-03-04 2016-03-02 4 CASI CASI Pharmaceuticals, Inc.
Stock Options (Right to Buy)
A - Award 35,000 35,000
2016-01-29 2015-12-29 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -4,420 73,669 -5.66
2016-01-29 2015-12-24 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift 51,324 87,018 143.79
2016-01-29 2015-12-24 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -51,324 1,708,249 -2.92
2016-01-29 2015-12-18 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift 52,901 498,894 11.86
2016-01-29 2015-12-18 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -52,901 1,708,249 -3.00
2016-01-29 2015-12-17 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -7,167 1,708,249 -0.42
2016-01-29 2015-01-07 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -5,943 1,708,249 -0.35
2015-12-23 2015-12-22 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -38,498 0 -100.00
2015-12-23 2015-12-22 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -90,750 0 -100.00
2015-12-23 2015-12-22 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -27,885 10,613 -72.43 5.84 -162,848 61,980
2015-12-23 2015-12-22 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 38,498 38,498 4.23 162,847 162,847
2015-12-23 2015-12-22 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -65,732 35,694 -64.81 5.84 -383,875 208,453
2015-12-23 2015-12-22 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 90,750 101,426 850.04 4.23 383,872 429,032
2015-12-18 2015-12-18 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 550,000 550,000
2015-04-08 2015-04-06 4 CASI CASI Pharmaceuticals, Inc.
Stock Options(Right to Buy)
A - Award 35,000 35,000
2015-02-20 2015-02-18 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -6,766 1,819,641 -0.37 7.23 -48,918 13,156,004
2015-02-20 2015-02-18 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
A - Award 100,000 1,826,407 5.79
2015-01-20 2014-12-30 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -5,103 78,089 -6.13
2015-01-20 2014-06-06 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -5,250 1,732,350 -0.30
2014-12-23 2014-12-19 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 650,000 650,000
2014-12-23 2014-12-19 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -17,110 1,732,350 -0.98 7.24 -123,876 12,542,214
2014-12-16 2014-12-15 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -14,556 985,444 -1.46
2014-12-16 2014-12-15 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option Exercise (Right to Buy)
M - Exercise -21,505 478,495 -4.30
2014-12-16 2014-12-15 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 14,556 1,749,460 0.84 6.87 100,000 12,018,790
2014-12-16 2014-12-15 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
M - Exercise 21,505 1,734,904 1.26 4.65 99,998 8,067,304
2014-12-16 2014-12-13 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -16,780 1,713,399 -0.97 7.10 -119,138 12,165,133
2014-12-02 2014-11-29 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -62,925 1,730,179 -3.51 7.21 -453,689 12,474,591
2014-09-23 2014-09-22 4 CASI CASI Pharmaceuticals, Inc.
Stock Options (Right to Buy)
A - Award 50,000 50,000
2014-06-13 2014-06-13 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -16,780 1,793,104 -0.93 8.42 -141,288 15,097,936
2014-02-13 2013-12-30 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -2,329 83,192 -2.72
2014-02-13 2013-12-30 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift 28,344 83,192 51.68
2014-02-13 2013-12-30 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -28,344 1,832,849 -1.52
2014-02-13 2013-06-11 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -3,482 1,832,849 -0.19
2014-01-06 2014-01-03 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -17,715 1,815,134 -0.97 8.79 -155,715 15,955,028
2013-12-20 2013-12-19 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -17,110 1,861,193 -0.91 8.24 -140,986 15,336,230
2013-12-17 2013-12-13 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 650,000 650,000
2013-12-17 2013-12-13 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
A - Award 80,000 1,878,303 4.45
2013-12-03 2013-11-29 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -62,925 1,798,303 -3.38 9.59 -603,451 17,245,726
2013-09-05 2013-09-04 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
M - Exercise -197,500 0 -100.00
2013-09-05 2013-09-04 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
M - Exercise -206,448 0 -100.00
2013-09-05 2013-09-04 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
M - Exercise 197,500 1,861,228 11.87 4.90 967,750 9,120,017
2013-09-05 2013-09-04 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
M - Exercise 206,448 1,663,728 14.17 1.99 410,832 3,310,819
2013-02-14 2012-12-20 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -2,823 57,177 -4.70
2013-02-14 2012-12-20 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift 10,000 57,177 21.20
2013-02-14 2012-12-20 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -10,000 1,484,106 -0.67
2013-02-14 2012-12-18 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift 10,676 10,676
2013-02-14 2012-12-18 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -10,676 1,484,106 -0.71
2013-02-14 2012-12-18 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift 445,993 445,993
2013-02-14 2012-12-18 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -445,993 9,523 -97.91
2013-02-14 2012-12-18 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift 455,516 9,523 -102.14
2013-02-14 2012-12-18 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -455,516 1,484,106 -23.48
2013-02-14 2012-07-13 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -1,609 1,484,106 -0.11
2013-02-14 2012-07-13 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -4,827 1,484,106 -0.32
2013-01-07 2013-01-03 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -23,344 1,460,762 -1.57 11.66 -272,191 17,032,485
2013-01-02 2012-12-31 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale -205,836 1,484,106 -12.18 11.24 -2,313,267 16,678,977
2013-01-02 2012-12-28 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
S - Sale -172,507 1,689,942 -9.26 11.35 -1,957,954 19,180,842
2012-12-21 2012-12-19 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 964,665 964,665
2012-12-21 2012-12-19 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -14,728 2,407,829 -0.61 11.34 -167,016 27,304,781
2012-12-21 2012-12-19 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
A - Award 163,139 2,422,557 7.22 11.34 1,849,996 27,471,796
2012-12-03 2012-11-29 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -54,675 2,262,241 -2.36 11.20 -612,360 25,337,099
2012-10-11 2012-10-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
S - Sale X -11,350 2,316,916 -0.49 12.50 -141,875 28,961,450
2012-09-20 2012-09-20 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
S - Sale X -4,800 2,328,134 -0.21 12.50 -60,000 29,101,675
2012-09-20 2012-09-19 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
S - Sale X -33,000 2,332,934 -1.39 12.74 -420,394 29,719,713
2012-09-20 2012-09-18 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
S - Sale X -33,000 2,365,934 -1.38 13.02 -429,591 30,799,492
2012-09-07 2012-09-06 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
S - Sale X -34,000 2,398,934 -1.40 12.63 -429,335 30,292,539
2012-09-07 2012-09-05 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
S - Sale X -33,000 2,432,934 -1.34 12.53 -413,572 30,490,745
2012-08-16 2012-08-16 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
S - Sale X -84,000 2,465,934 -3.29 12.61 -1,058,887 31,085,071
2012-08-16 2012-08-15 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
S - Sale X -83,000 2,549,934 -3.15 12.54 -1,040,446 31,964,698
2012-08-16 2012-08-14 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
S - Sale X -41,500 2,632,934 -1.55 12.53 -519,995 32,990,663
2012-08-10 2012-08-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
M - Exercise -75,000 0 -100.00
2012-08-10 2012-08-09 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
M - Exercise 75,000 2,674,434 2.89 1.06 79,162 2,822,865
2012-07-12 2012-07-12 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
M - Exercise -68,027 250,426 -21.36
2012-07-12 2012-07-12 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
M - Exercise 68,027 2,605,870 2.68 1.47 100,000 3,830,629
2012-02-14 2011-12-28 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift 50,000 2,554,011 2.00
2012-02-14 2011-12-28 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -50,000 2,554,011 -1.92
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift 125,000 125,000
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift -125,000 0 -100.00
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift 250,000 250,000
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift -250,000 0 -100.00
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift 250,000 250,000
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift -250,000 0 -100.00
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift 250,000 250,000
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift -250,000 0 -100.00
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift 375,000 375,000
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift -375,000 0 -100.00
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift 38,498 38,498
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift -38,498 0 -100.00
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift 500,000 500,000
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift -500,000 0 -100.00
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift 100,000 100,000
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift -100,000 0 -100.00
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift 332,015 332,015
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift -332,015 0 -100.00
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift 150,000 150,000
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift -150,000 0 -100.00
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift 90,750 90,750
2012-02-14 2011-10-04 5 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
G - Gift -90,750 0 -100.00
2012-02-14 2011-08-09 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -3,354 2,554,011 -0.13
2012-02-14 2011-01-12 5 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $.001 Par Value
G - Gift -4,030 2,554,011 -0.16
2012-01-17 2012-01-14 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
F - Taxes -16,848 2,490,517 -0.67 14.63 -246,486 36,436,264
2011-12-01 2011-11-29 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock, $0.001 par value
A - Award 600,000 2,021,069 42.22
2009-05-07 2009-05-06 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
P - Purchase 290,000 936,259 44.87 2.70 783,000 2,527,899
2009-05-05 2009-05-05 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
A - Award 601 646,259 0.09 2.65 1,593 1,712,586
2009-05-05 2009-05-05 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
A - Award 800 645,658 0.12 2.64 2,112 1,704,537
2009-05-05 2009-05-05 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
A - Award 1,730 644,858 0.27 2.60 4,498 1,676,631
2009-05-05 2009-05-05 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
A - Award 2,434 643,128 0.38 2.62 6,377 1,684,995
2009-05-05 2009-05-05 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
A - Award 4,435 640,694 0.70 2.63 11,664 1,685,025
2009-05-01 2009-04-29 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
A - Award 50 636,259 0.01 2.44 122 1,552,472
2009-05-01 2009-04-29 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
A - Award 400 636,209 0.06 2.40 960 1,526,838
2009-05-01 2009-04-29 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
A - Award 400 635,809 0.06 2.40 958 1,522,763
2009-05-01 2009-04-29 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
A - Award 400 635,409 0.06 2.39 956 1,518,628
2009-05-01 2009-04-29 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
A - Award 600 635,009 0.09 2.39 1,432 1,516,084
2009-05-01 2009-04-29 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
A - Award 700 634,409 0.11 2.40 1,680 1,522,582
2009-05-01 2009-04-29 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
A - Award 900 633,709 0.14 2.45 2,205 1,552,587
2009-05-01 2009-04-29 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
A - Award 1,566 632,809 0.25 2.43 3,805 1,537,726
2009-05-01 2009-04-29 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
A - Award 2,900 631,243 0.46 2.41 6,989 1,521,296
2009-05-01 2009-04-29 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
A - Award 42,084 628,343 7.18 2.42 101,843 1,520,590
2009-04-27 2009-04-23 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -300,000 0 -100.00 1.15 -345,000
2009-04-27 2009-04-23 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -500,000 0 -100.00 1.15 -575,000
2009-04-27 2009-04-23 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -450,000 0 -100.00 1.15 -517,500
2009-04-27 2009-04-23 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -8,000 0 -100.00 0.01 -80
2009-04-27 2009-04-23 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -600 0 -100.00 0.01 -6
2009-04-27 2009-04-23 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -3,000 0 -100.00 0.01 -30
2009-04-27 2009-04-23 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -3,000 0 -100.00 0.01 -30
2009-04-27 2009-04-23 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
D - Sale to Issuer -10,000 0 -100.00 0.01 -100
2009-01-20 2009-01-16 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 350,000 350,000 1.47 514,500 514,500
2008-03-27 2008-03-25 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 500,000 500,000 2.55 1,275,000 1,275,000
2008-03-27 2008-03-25 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock $.001 Par Value
A - Award 40,000 364,376 12.33
2007-12-07 2007-12-06 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 100,000 100,000 3.15 315,000 315,000
2007-07-24 2007-07-20 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 300,000 300,000 6.90 2,070,000 2,070,000
2007-07-24 2007-07-20 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock $.001 Par Value
A - Award 100,000 309,255 47.79
2006-09-28 2006-09-26 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
A - Award 150,000 150,000
2006-07-14 2006-07-14 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
P - Purchase 670 135,962 0.50 3.56 2,385 484,025
2006-07-14 2006-07-14 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
P - Purchase 4,330 135,292 3.31 3.55 15,372 480,287
2006-06-28 2006-06-28 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
P - Purchase 2,000 130,962 1.55 3.45 6,900 451,819
2006-06-21 2006-06-21 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
P - Purchase 2,500 128,962 1.98 3.64 9,100 469,422
2006-06-12 2006-06-12 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
P - Purchase 3,000 124,476 2.47 3.86 11,580 480,477
2006-03-31 2006-03-31 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
P - Purchase 3,900 121,476 3.32 4.69 18,291 569,722
2006-01-04 2006-01-01 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (Right to Buy)
A - Award 200,000 200,000
2006-01-04 2006-01-01 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock $.001 Par Value
A - Award 80,000 117,576 212.90
2005-07-05 2005-07-05 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
P - Purchase 1,500 37,576 4.16 4.33 6,495 162,704
2005-06-29 2005-06-29 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
P - Purchase 5,000 36,076 16.09 4.19 20,950 151,158
2005-05-19 2005-05-19 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
P - Purchase 1,000 31,076 3.32 4.69 4,690 145,746
2005-05-19 2005-05-19 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
P - Purchase 500 30,076 1.69 4.74 2,370 142,560
2005-05-19 2005-05-18 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
P - Purchase 1,700 29,576 6.10 4.83 8,211 142,852
2005-05-19 2005-05-18 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
P - Purchase 300 27,876 1.09 4.80 1,440 133,805
2005-01-05 2005-01-03 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
A - Award 500,000 500,000
2004-07-19 2004-07-19 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
P - Purchase 2,000 27,576 7.82 5.11 10,220 140,913
2004-07-13 2004-07-10 4 SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
A - Award 450,000 450,000
2004-06-21 2004-06-21 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
P - Purchase 1,000 25,576 4.07 5.40 5,397 138,034
2004-06-14 2004-06-10 4 SPPI SPECTRUM PHARMACEUTICALS INC
Common Stock
P - Purchase 2,000 24,576 8.86 6.75 13,491 165,777
2004-04-28 2003-09-05 4/A SPPI SPECTRUM PHARMACEUTICALS INC
Stock Option (right to buy)
A - Award 225,000 225,000
P
非デリバティブまたはデリバティブ証券の公開市場または非公開購入
S
非デリバティブ証券またはデリバティブ証券の公開市場または非公開売却
A
会社からの有価証券の交付、授与その他の取得 (オプション等)
C
デリバティブの転換
D
有価証券の会社への売却または譲渡
F
会社から受領した有価証券の一部を使用した、行使価格または納税義務のお支払い
G
内部者によるまたは内部者に対する有価証券の贈与
K
株式スワップと類似のヘッジ取引
M
会社から受け取ったデリバティブ証券 (オプションなど) の行使または転換
V
フォーム4により任意に報告した取引
J
その他 (取引を説明する脚注を含む)