Security Brokers, Dealers, and Flotation Companies - Insider Trading Data

Insiders are officers, directors, or significant investors. This page shows insider sentiment and transactions for the Security industry. Research shows that insider trades are predictive of future stock returns. By examining insider trades for an industry, we can understand what well-informed people think of the overall future industry prospects.

Security Brokers, Dealers, and Flotation Companies - Insider Buy/Sell Ratio

Insider selling and buying is a useful indicator for analyzing the market because it serves as a proxy for their optimism or pessimism in their own companies. By looking at ratio of total selling and buying across the entire market, we might be able to draw some conclusions about the future market.

We offer two charts here. The first one shows the total dollar volume of buying and selling by insiders. The second chart shows the ratio of the number of insiders selling, vs. the number of insiders buying. In both charts, we filter out trades made by indirect holders (such as trusts), and 10% owners (who, although considered an 'insider' by the SEC, do not actually manage the companies in which they are considered insiders).

Corporate Insider Buy Sell Ratio (Dollar Volume) - Security Brokers, Dealers, and Flotation Companies
Corporate Insider Buy Sell Ratio (Insider Count) - Security Brokers, Dealers, and Flotation Companies
Security Brokers, Dealers, and Flotation Companies - Transaction History

Click the link icon to see the full transaction history. Transactions reported as part of a 10b5-1 automatic trading plan will have an X in the column marked 10b-5.

Tran
Date
Security Form Insider Code 10b5-1 Direct Share
Price
Shares
Changed
2026-06-04 NAVI / Navient Corporation 4 YOWAN DAVID L. M - Exercise D 107,363
2026-06-04 NAVI / Navient Corporation 4 YOWAN DAVID L. F - Taxes D 7.77 -43,482
2026-06-04 NAVI / Navient Corporation 4 YOWAN DAVID L. F - Taxes D 7.77 -14,676
2026-06-04 NAVI / Navient Corporation 4 YOWAN DAVID L. D - Sale to Issuer D 7.77 -63,881
2026-06-04 NAVI / Navient Corporation 4 Lawson Michael A A - Award D 7.77 18,018
2026-06-04 NAVI / Navient Corporation 4 ARNOLD FREDERICK A - Award D 7.77 18,018
2026-06-04 NAVI / Navient Corporation 4 YOWAN DAVID L. A - Award D 36,235
2026-06-04 NAVI / Navient Corporation 4 YOWAN DAVID L. A - Award D 7.77 18,018
2026-06-03 HOOD / Robinhood Markets, Inc. 4 Gallagher Daniel Martin Jr S - Sale D 85.775 -200
2026-06-03 HOOD / Robinhood Markets, Inc. 4 Gallagher Daniel Martin Jr S - Sale D 84.7025 -800
2026-06-03 HOOD / Robinhood Markets, Inc. 4 Gallagher Daniel Martin Jr S - Sale D 83.0796 -4,800
2026-06-03 HOOD / Robinhood Markets, Inc. 4 Quirk Steven M. S - Sale D 86.42 -2,297
2026-06-03 HOOD / Robinhood Markets, Inc. 4 Gallagher Daniel Martin Jr S - Sale D 84.0648 -4,200
2026-06-03 HOOD / Robinhood Markets, Inc. 4 Quirk Steven M. S - Sale D 85.7749 -8,540
2026-06-03 HOOD / Robinhood Markets, Inc. 4 Malka Meyer By Fund P - Purchase I 83.4467 181,000
2026-06-03 SCHW / The Charles Schwab Corporation 4 Verdeschi Michael D F - Taxes D 87.42 -6,519
2026-06-03 MKTX / MarketAxess Holdings Inc. 4 Fiszel Bieler Ilene F - Taxes D 123.18 -332
2026-06-01 IBKR / Interactive Brokers Group, Inc. 4 Conkling Lori A P - Purchase D 86.10 25
2026-06-01 HOOD / Robinhood Markets, Inc. 4 Loop Paula M - Exercise D 801
2026-06-01 HOOD / Robinhood Markets, Inc. 4 Malka Meyer M - Exercise D 801
2026-06-01 HOOD / Robinhood Markets, Inc. 4 RUBINSTEIN JONATHAN M - Exercise D 801
2026-06-01 HOOD / Robinhood Markets, Inc. 4 Quirk Steven M. M - Exercise D 71,176
2026-06-01 HOOD / Robinhood Markets, Inc. 4 Verma Shiv M - Exercise D 33,322
2026-06-01 HOOD / Robinhood Markets, Inc. 4 Treseder Oluwadara Johnson M - Exercise D 801
2026-06-01 HOOD / Robinhood Markets, Inc. 4 Zoellick Robert B. M - Exercise D 801
2026-06-01 HOOD / Robinhood Markets, Inc. 4 Bhatt Baiju M - Exercise D 801
2026-06-01 HOOD / Robinhood Markets, Inc. 4 Gallagher Daniel Martin Jr M - Exercise D 112,856
2026-06-01 HOOD / Robinhood Markets, Inc. 4 Verma Shiv F - Taxes D 94.30 -16,955
2026-06-01 HOOD / Robinhood Markets, Inc. 4 Gallagher Daniel Martin Jr F - Taxes D 94.30 -54,309
2026-06-01 MS / Morgan Stanley 4 BUTLER MEGAN F - Taxes D 209.9594 -190
2026-06-01 HOOD / Robinhood Markets, Inc. 4 Quirk Steven M. F - Taxes D 94.30 -31,533
2026-06-01 MS / Morgan Stanley 4 Herz Robert H A - Award D 1,310
2026-06-01 MS / Morgan Stanley 4 TRAQUINA PERRY M A - Award D 209.9594 369
2026-06-01 MS / Morgan Stanley 4 TRAQUINA PERRY M A - Award D 1,310
2026-06-01 MS / Morgan Stanley 4 Peterson Douglas L. A - Award D 1,310
2026-06-01 MS / Morgan Stanley 4 Peterson Douglas L. A - Award D 209.9594 274
2026-06-01 MS / Morgan Stanley 4 NALLY DENNIS M A - Award D 1,310
2026-06-01 MS / Morgan Stanley 4 NALLY DENNIS M A - Award D 209.9594 345
2026-06-01 MS / Morgan Stanley 4 GLOCER THOMAS H A - Award D 1,310
2026-06-01 MS / Morgan Stanley 4 GOOD LYNN J A - Award D 1,310
2026-06-01 MS / Morgan Stanley 4 GOOD LYNN J A - Award D 209.9594 274
2026-06-01 MS / Morgan Stanley 4 Miscik Judith A A - Award D 1,310
2026-06-01 MS / Morgan Stanley 4 SCHAPIRO MARY L A - Award D 1,310
2026-06-01 MS / Morgan Stanley 4 James Erika H A - Award D 1,310
2026-06-01 MS / Morgan Stanley 4 BUTLER MEGAN A - Award D 1,310
2026-06-01 MS / Morgan Stanley 4 GLOCER THOMAS H A - Award D 209.9594 512
2026-06-01 MS / Morgan Stanley 4 Leibowitz Shelley B A - Award D 1,310
2026-06-01 MS / Morgan Stanley 4 WILKINS RAYFORD JR A - Award D 1,310
2026-05-29 JEF / Jefferies Financial Group Inc. 4 HANDLER RICHARD B F - Taxes D 52.94 -10,545
2026-05-29 FRHC / Freedom Holding Corp. 4 Yerdessov Azamat A - Award D 83,749
P
非デリバティブまたはデリバティブ証券の公開市場または非公開購入
S
非デリバティブ証券またはデリバティブ証券の公開市場または非公開売却
A
会社からの有価証券の交付、授与その他の取得 (オプション等)
C
デリバティブの転換
D
有価証券の会社への売却または譲渡
F
会社から受領した有価証券の一部を使用した、行使価格または納税義務のお支払い
G
内部者によるまたは内部者に対する有価証券の贈与
K
株式スワップと類似のヘッジ取引
M
会社から受け取ったデリバティブ証券 (オプションなど) の行使または転換
V
フォーム4により任意に報告した取引
J
その他 (取引を説明する脚注を含む)