Electric Lighting And Wiring Equipment - Latest Activist Disclosures

This table shows recent activist investor (Schedule 13D) filings made in this industry. Any investor or hedge fund that makes an investment with the intention of influencing management is considered an activist investor and must file a 13D.

Date Form Target Company Investor Shares Ownership
(Percent)		 Ownership Change
(Percent)
2015-10-07 13D/A EFOI / Energy Focus, Inc. Cleantech Global Ltd 522,067 4.51
2015-09-18 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 489,644,038 91.00 27.10
2015-09-17 13D/A LSCG / Lighting Science Group Corporation Rw Lsg Holdings Llc 47,368,421 17.40
2015-06-04 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 385,241,450 88.70
2015-02-06 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 384,801,454 89.00
2014-11-25 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 342,128,625 87.80
2014-10-14 13D/A EFOI / Energy Focus, Inc. Desano Scott E 500,869 5.30
2014-10-14 13D/A EFOI / Energy Focus, Inc. Cleantech Global Ltd 913,371 9.70
2014-10-14 13D EFOI / Energy Focus, Inc. Costar Partners Ii, Llc 710,363 7.60
2014-09-05 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 342,128,625 87.90
2014-08-20 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 327,387,139 87.50
2014-08-04 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 312,576,613 86.90
2014-06-23 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 312,600,613 86.80
2014-04-24 13D/A EFOI / Energy Focus, Inc. Desano Scott E 5,008,696 6.40
2014-04-24 13D EFOI / Energy Focus, Inc. Cleantech Global Ltd 9,129,530 11.70
2014-04-22 13D EFOI / Energy Focus, Inc. Jag International Co Ltd. 12,521,739 15.60
2014-04-17 13D EFOI / Energy Focus, Inc. Tu James 3,390,909 4.30
2014-04-07 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 312,600,613 87.40
2014-03-12 13D/A CAPC / Capstone Companies, Inc. Postal Jeffrey 128,381,748 19.50
2014-02-21 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 311,960,613 87.19
2014-02-12 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 301,960,613 86.82
2014-01-15 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 301,919,517 86.81
2014-01-08 13D/A LSCG / Lighting Science Group Corporation Cleantech Europe II (A) LP 35,305,237 14.50
2014-01-08 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 287,108,991 86.22
2014-01-07 13D/A LSCG / Lighting Science Group Corporation Rw Lsg Holdings Llc 66,822,047 24.30
2013-12-05 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 214,671,888 82.42
2013-10-15 13D CAPC / Capstone Companies, Inc. Postal Jeffrey 126,613,177 19.10
2013-09-17 13D/A LSCG / Lighting Science Group Corporation Cleantech Europe II (A) LP 27,161,052 11.64
2013-09-17 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 213,453,993 82.27
2013-09-13 13D/A LSCG / Lighting Science Group Corporation Rw Lsg Holdings Llc 49,888,421 19.50
2013-08-05 13D/A EFOI / Energy Focus, Inc. Desano Scott E 4,791,305 9.30
2013-02-05 13D/A LSCG / Lighting Science Group Corporation Cleantech Europe II (A) LP 20,762,712 9.19
2012-10-05 13D LSCG / Lighting Science Group Corporation Cleantech Europe II (A) LP 20,762,712 9.19
2012-10-01 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 190,407,750 81.40
2012-09-26 13D/A LSCG / Lighting Science Group Corporation Rw Lsg Holdings Llc 38,135,593 18.60
2012-06-20 13D/A LSCG / Lighting Science Group Corporation Rw Lsg Holdings Llc 38,135,593 15.50
2012-06-13 13D/A LSCG / Lighting Science Group Corporation Rw Lsg Holdings Llc 38,135,593 15.50
2012-06-04 13D LSCG / Lighting Science Group Corporation Rw Lsg Holdings Llc 42,372,881 17.00
2012-05-31 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 216,531,372 85.38
2012-04-24 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 172,155,830 83.07
2012-04-06 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 171,989,830 83.09
2012-04-05 13D/A EFOI / Energy Focus, Inc. Desano Scott E 2,400,000 5.39
2012-01-30 13D/A LSCG / Lighting Science Group Corporation LED Holdings, LLC 171,666,130 83.54