Market Value1,042,936,000
Total Holdings930
File Date2020-10-20
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
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(USD x1000)
Current Value
(USD x1000)
Change
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BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
PZT / Invesco Exchange-Traded Fund Trust II - Invesco New York AMT-Free Municipal Bond ETF
NBW / Neuberger Berman California Municipal Fund Inc
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
VMO / Invesco Municipal Opportunity Trust
HYB / The New America High Income Fund Inc.
DRUP / GraniteShares ETF Trust - GraniteShares Nasdaq Select Disruptors ETF
NYF / iShares Trust - iShares New York Muni Bond ETF
ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
O / Realty Income Corporation
LIN / Linde plc
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
ES / Eversource Energy
AAPL / Apple Inc.
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
ANSS / ANSYS, Inc.
CLX / The Clorox Company
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
CCL / Carnival Corporation Ltd.
JCI1 N / Johnson Controls International plc
EDF / Virtus Stone Harbor Emerging Markets Income Fund
MITK / Mitek Systems, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
JPC / Nuveen Preferred & Income Opportunities Fund
AON / Aon plc
NMZ / Nuveen Municipal High Income Opportunity Fund
ANGL / VanEck ETF Trust - VanEck Fallen Angel High Yield Bond ETF
GGT / The Gabelli Multimedia Trust Inc.
VIS / Vanguard World Fund - Vanguard Industrials ETF
STWD / Starwood Property Trust, Inc.
CSWC / Capital Southwest Corporation
PDBC / Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
JPS / Nuveen Preferred & Income Securities Fund
FPEI / First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF
ZS / Zscaler, Inc.
VAW / Vanguard World Fund - Vanguard Materials ETF
CMF / iShares Trust - iShares California Muni Bond ETF
CRWD / CrowdStrike Holdings, Inc.
TGT / Target Corporation
WPC / W. P. Carey Inc.
DD / DuPont de Nemours, Inc.
TRTN / Triton International Limited
AMAT / Applied Materials, Inc.
XLRE / The Select Sector SPDR Trust - State Street Real Estate Select Sector SPDR ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
CRM / Salesforce, Inc.
ADBE / Adobe Inc.
UMH / UMH Properties, Inc.
SII / Wheaton Precious Metals Corp.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
PM / Philip Morris International Inc.
EWBC / East West Bancorp, Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
MSFT / Microsoft Corporation
EA / Electronic Arts Inc.
IDXX / IDEXX Laboratories, Inc.
BDX / Becton, Dickinson and Company
CAG / Conagra Brands, Inc.
WLDN / Willdan Group, Inc.
A0T / American Tower Corporation
PDX / PIMCO Dynamic Income Strategy Fund
LVS / Las Vegas Sands Corp.
CMI / Cummins Inc.
XOM / Exxon Mobil Corporation
SNY / Sanofi - Depositary Receipt (Common Stock)
IWV / iShares Trust - iShares Russell 3000 ETF
HUM / Humana Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
EXPD / Expeditors International of Washington, Inc.
DIS / The Walt Disney Company
GPN / Global Payments Inc.
ESGC / Eros STX Global Corporation - Class A
ROST / Ross Stores, Inc.
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
DECK / Deckers Outdoor Corporation
AB / AllianceBernstein Holding L.P. - Limited Partnership
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
IRM / Iron Mountain Incorporated
PFN / PIMCO Income Strategy Fund II
MCI / Barings Corporate Investors
IFRX / InflaRx N.V.
ENDP / Endo International plc
NCNA / NuCana plc - Depositary Receipt (Common Stock)
PDSB / PDS Biotechnology Corporation
TCON / TRACON Pharmaceuticals, Inc.
LJPC / La Jolla Pharmaceutical Co.
EWU / iShares Trust - iShares MSCI United Kingdom ETF
US232806AM17 / Cypress Semiconductor Corp. Bond
NSL / Nuveen Senior Income Fund
US292554AH53 / Encore Capital Group, Inc. Bond
TEAF / Ecofin Sustainable and Social Impact Term Fund
KBWD / Invesco Exchange-Traded Fund Trust II - Invesco KBW High Dividend Yield Financial ETF
KBWY / Invesco Exchange-Traded Fund Trust II - Invesco KBW Premium Yield Equity REIT ETF
US55608BAB18 / Macquarie Infrastructure Company LLC 2.0% Bond Due 10/1/2023
SKT / Tanger Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
SRET / Global X Funds - Global X SuperDividend REIT ETF
RGR / Sturm, Ruger & Company, Inc.
US049164BH82 / Atlas Air Worldwide Holdings, Inc. 2.25% Convertible Bond Due 6/1/2022
PODD / Insulet Corporation
0HBB / Aimmune Therapeutics Inc
US90184LAD47 / Twitter, Inc. Bond
CIEN / Ciena Corporation
US73640QAB14 / PRA Group, Inc. - Convertible Bond 3%
FEI / First Trust MLP and Energy Income Fund
US670008AD31 / NOVELLUS SYS INC Bond
SCOR / comScore, Inc.
US42330PAH01 / Helix Energy Solutions Group, Inc. 4.25% Convertible Bond due 2022-05-01
FUMB / First Trust Exchange-Traded Fund III - First Trust Ultra Short Duration Municipal ETF
QBAK / Qualstar Corporation
KMX / CarMax, Inc.
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
GNCA / Genocea Biosciences Inc
TMO / Thermo Fisher Scientific Inc.
ARCC / Ares Capital Corporation
TMUS / T-Mobile US, Inc.
SCHW / The Charles Schwab Corporation
PPL / PPL Corporation
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
EXR / Extra Space Storage Inc.
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
IQLT / iShares Trust - iShares MSCI Intl Quality Factor ETF
VITA.X / Vanguard World Fund - Vanguard Information Technology ETF
COR / Cencora, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
QQQX / Nuveen Nasdaq 100 Dynamic Overwrite Fund
ZTS / Zoetis Inc.
DIV / Global X Funds - Global X SuperDividend U.S. ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
DCI / Donaldson Company, Inc.
ZTR / Virtus Global Dividend & Income Fund Inc.
C / Citigroup Inc.
ICE / Intercontinental Exchange, Inc.
TROW / T. Rowe Price Group, Inc.
DAL / Delta Air Lines, Inc.
EAGG / iShares Trust - iShares ESG Aware U.S. Aggregate Bond ETF
CB / Chubb Limited
PLYM / Plymouth Industrial REIT, Inc.
DKNG / DraftKings Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
SNA / Snap-on Incorporated
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
HBI / Hanesbrands Inc.
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
ORLY / O'Reilly Automotive, Inc.
PFG / Principal Financial Group, Inc.
NDSN / Nordson Corporation
JQC / Nuveen Credit Strategies Income Fund
AVEO / AVEO Pharmaceuticals Inc
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
CARR / Carrier Global Corporation
NAD / Nuveen Quality Municipal Income Fund
TLRY / Tilray Brands, Inc.
SYK / Stryker Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
JNJ / Johnson & Johnson
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
TIPCL / iShares Trust - iShares TIPS Bond ETF
RTX / RTX Corporation
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
GWP / GW Pharmaceuticals plc
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
KR / The Kroger Co.
APPS / Digital Turbine, Inc.
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
ED / Consolidated Edison, Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
STZ / Constellation Brands, Inc.
US5538291023 / MVC Capital, Inc.
PTNQ / Pacer Funds Trust - Pacer Trendpilot 100 ETF
BBK / Truist Financial Corporation
JKHY / Jack Henry & Associates, Inc.
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
QEPC / Q.E.P. Co., Inc.
PLM / Polymet Mining Corp
FTXO / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Bank ETF
BK / The Bank of New York Mellon Corporation
TDOC / Teladoc Health, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
CME / CME Group Inc.
PAYX / Paychex, Inc.
VGM / Invesco Trust for Investment Grade Municipals
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
DHR / Danaher Corporation
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
SRPT / Sarepta Therapeutics, Inc.
BWA / BorgWarner Inc.
TRV / The Travelers Companies, Inc.
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
VCF / Delaware Investments Colorado Insured Municipal Income Fund Inc
BBH / VanEck ETF Trust - VanEck Biotech ETF
CHWY / Chewy, Inc.
NUMG / Nushares ETF Trust - Nuveen ESG Mid-Cap Growth ETF
JPT / Nuveen Preferred and Income Fund
BAND / Bandwidth Inc.
GERM / Amplify ETF Trust - Amplify Treatments, Testing and Advancements ETF
APTS / Preferred Apartment Communities Inc - Class A
IQI / Invesco Quality Municipal Income Trust
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
PANW / Palo Alto Networks, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
MTUM CL / iShares Trust - iShares MSCI USA Momentum Factor ETF
AWR / American States Water Company
RMM / Rivernorth Managed Duration Municipal Income Fund Inc.
LNT / Alliant Energy Corporation
NEA / Nuveen AMT-Free Quality Municipal Income Fund
HEI / HEICO Corporation
COF / Capital One Financial Corporation
NAC / Nuveen California Quality Municipal Income Fund
ZM / Zoom Communications, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
TJX / The TJX Companies, Inc.
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
CEMI / Chembio Diagnostics Inc.
MU / Micron Technology, Inc.
GNRC / Generac Holdings Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
ITRM / Iterum Therapeutics plc
MCR / MFS Charter Income Trust
/ VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
ROK / Rockwell Automation, Inc.
TT / Trane Technologies plc
LTRX / Lantronix, Inc.
V / Visa Inc.
FAST / Fastenal Company
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
HIE / Miller/Howard High Income Equity Fund
EFV / iShares Trust - iShares MSCI EAFE Value ETF
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
ETSY / Etsy, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
VVISX / Financial Investors Trust - Vulcan Value Partners Small Cap Fund Institutional Class
ARE / Alexandria Real Estate Equities, Inc.
MNR / Mach Natural Resources LP
WIX / Wix.com Ltd.
RBA / RB Global, Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
EVV / Eaton Vance Limited Duration Income Fund
AQNB / Algonquin Power & Utilities Corp. - Corporate Bond/Note
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
KEY / KeyCorp
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
NIO / NIO Inc. - Depositary Receipt (Common Stock)
VCV / Invesco California Value Municipal Income Trust
LEO / BNY Mellon Strategic Municipals, Inc.
SYY / Sysco Corporation
PHD / Pioneer Floating Rate Fund, Inc.
VFH / Vanguard World Fund - Vanguard Financials ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
GLD / SPDR Gold Shares
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
BSL / Blackstone Senior Floating Rate 2027 Term Fund
INTC / Intel Corporation
GOOGL / Alphabet Inc.
AMD / Advanced Micro Devices, Inc.
BRK.A / Berkshire Hathaway Inc.
PYPL / PayPal Holdings, Inc.
AMZN / Amazon.com, Inc.
HASI / HA Sustainable Infrastructure Capital, Inc.
RY N / Royal Bank of Canada
META / Meta Platforms, Inc.
NVDA / NVIDIA Corporation
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
MS / Morgan Stanley
BX / Blackstone Inc.
SHV / iShares Trust - iShares 0-1 Year Treasury Bond ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
AIG / American International Group, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
ORCL / Oracle Corporation
YLDE / Legg Mason ETF Investment Trust - Franklin ClearBridge Enhanced Income ETF
NFLX / Netflix, Inc.
TSLA / Tesla, Inc.
UNH / UnitedHealth Group Incorporated
SNPS / Synopsys, Inc.
MMM / 3M Company
ABT / Abbott Laboratories
CIT / Cintas Corporation
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
COST / Costco Wholesale Corporation
ADI / Analog Devices, Inc.
ROKU / Roku, Inc.
QQQ / Invesco QQQ Trust, Series 1
NYMX / Nymox Pharmaceutical Corp
JPM / JPMorgan Chase & Co.
BKNG / Booking Holdings Inc.
WMB / The Williams Companies, Inc.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
WMT / Walmart Inc.
IBM / International Business Machines Corporation
NOC / Northrop Grumman Corporation
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
ESGV / Vanguard World Fund - Vanguard ESG U.S. Stock ETF
H03579101 / Auris Medical Holding Ltd
WKHS / Workhorse Group, Inc.
HD / The Home Depot, Inc.
PAASF / Pan American Silver Corp. - Equity Right
HON / Honeywell International Inc.
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
WEC / WEC Energy Group, Inc.
EMR / Emerson Electric Co.
MET / MetLife, Inc.
CMCSA / Comcast Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
RVT / Royce Small-Cap Trust, Inc.
MDB / MongoDB, Inc.
INTU / Intuit Inc.
ALL / The Allstate Corporation
CSCO / Cisco Systems, Inc.
COP / ConocoPhillips
MCD / McDonald's Corporation
WM / Waste Management, Inc.
BIL / SPDR Series Trust - State Street SPDR Bloomberg 1-3 Month T-Bill ETF
AIO / Virtus Artificial Intelligence & Technology Opportunities Fund
SLV / iShares Silver Trust
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
DDOG / Datadog, Inc.
SPOT / Spotify Technology S.A.
MA / Mastercard Incorporated
CAT / Caterpillar Inc.
FCX / Freeport-McMoRan Inc.
UNP / Union Pacific Corporation
PMM / Putnam Managed Municipal Income Trust
QCOM / QUALCOMM Incorporated
RACE / Ferrari N.V.
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
PFE / Pfizer Inc.
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
ALB / Albemarle Corporation
0LMW / Vanguard World Fund - Vanguard Health Care ETF
IYW / iShares Trust - iShares U.S. Technology ETF
NOW / ServiceNow, Inc.
DLY / DoubleLine Yield Opportunities Fund
EVM / Eaton Vance California Municipal Bond Fund
DG / Dollar General Corporation
OTIS / Otis Worldwide Corporation
FFTY / Capital-Force ETF Trust - CapForce IBD 50 ETF
DOW / Dow Inc.
ELV / Elevance Health, Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
AVGO / Broadcom Inc.
CVX / Chevron Corporation
EXC / Exelon Corporation
VTR / Ventas, Inc.
BAC / Bank of America Corporation
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
MRK / Merck & Co., Inc.
FCNCA / First Citizens BancShares, Inc.
PCAR / PACCAR Inc
ABBV / AbbVie Inc.
YUM / Yum! Brands, Inc.
VLO / Valero Energy Corporation
D / Dominion Energy, Inc.
WDC / Western Digital Corporation
GILD / Gilead Sciences, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
NEE / NextEra Energy, Inc.
MDT / Medtronic plc
HPQ / HP Inc.
ADP / Automatic Data Processing, Inc.
CVS / CVS Health Corporation
LXRX / Lexicon Pharmaceuticals, Inc.
BIIB / Biogen Inc.
XEL / Xcel Energy Inc.
RITM / Rithm Capital Corp.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
TTD / The Trade Desk, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
AWK / American Water Works Company, Inc.
T / AT&T Inc.
AMGN / Amgen Inc.
MELI / MercadoLibre, Inc.
DUK / Duke Energy Corporation
VRTX / Vertex Pharmaceuticals Incorporated
AMED / Amedisys, Inc.
PINS / Pinterest, Inc.
NCA / Nuveen California Municipal Value Fund
ATO / Atmos Energy Corporation
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
MDLZ / Mondelez International, Inc.
BRO / Brown & Brown, Inc.
GWW / W.W. Grainger, Inc.
WY / Weyerhaeuser Company
ADSK / Autodesk, Inc.
847 / Seagate Technology Holdings plc
GD / General Dynamics Corporation
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
DFEB / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Deep Buffer ETF - February
HUBS / HubSpot, Inc.
IBIO / iBio, Inc.
IBUY / Amplify ETF Trust - Amplify Online Retail ETF
DOCU / DocuSign, Inc.
NYMT / New York Mortgage Trust, Inc.
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
DE / Deere & Company
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
CSX / CSX Corporation
VRSK / Verisk Analytics, Inc.
ARAV / Aravive, Inc.
IWY / iShares Trust - iShares Russell Top 200 Growth ETF
FTHY / First Trust High Yield Opportunities 2027 Term Fund
GOLD / Gold.com, Inc.
DGX / Quest Diagnostics Incorporated
XAR / SPDR Series Trust - State Street SPDR S&P Aerospace & Defense ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
IYG / iShares Trust - iShares U.S. Financial Services ETF
HAL / Halliburton Company
DBL / DoubleLine Opportunistic Credit Fund
MBB / iShares Trust - iShares MBS ETF
VRSN / VeriSign, Inc.
AES / The AES Corporation
VRDN / Viridian Therapeutics, Inc.
LRGE / Legg Mason ETF Investment Trust - ClearBridge Large Cap Growth Select ETF
FVRR / Fiverr International Ltd.
HPI / John Hancock Preferred Income Fund
GOOG / Alphabet Inc.
LLNW / Limelight Networks Inc
HTD / John Hancock Tax-Advantaged Dividend Income Fund
OMER / Omeros Corporation
SBRA / Sabra Health Care REIT, Inc.
WFC.PRL / Wells Fargo & Company - Preferred Stock
NVCN / Neovasc Inc
JPI / Nuveen Preferred Securities & Income Opportunities Fund
NZF / Nuveen Municipal Credit Income Fund
GAMR / Amplify ETF Trust - Amplify Video Game Leaders ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
KEQU / Kewaunee Scientific Corporation
XITK / SPDR Series Trust - State Street SPDR FactSet Innovative Technology ETF
AWH / Aspira Women's Health Inc.
CSWI / CSW Industrials, Inc.
ACV / Virtus Diversified Income & Convertible Fund
MVF / BlackRock MuniVest Fund, Inc.
MCA / BlackRock MuniYield California Quality Fund Inc
NUSC / Nushares ETF Trust - Nuveen ESG Small-Cap ETF
DAUG / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Deep Buffer ETF - August
JEF / Jefferies Financial Group Inc.
CPE / Callon Petroleum Company
STGW / Stagwell Inc.
LYB / LyondellBasell Industries N.V.
VVR / Invesco Senior Income Trust
CTXS / Citrix Systems, Inc.
WST / West Pharmaceutical Services, Inc.
IAC / IAC Inc.
LQDA / Liquidia Corporation
TRIB / Trinity Biotech plc - Depositary Receipt (Common Stock)
IVOL / KraneShares Trust - Quadratic Interest Rate Volatility and Inflation Hedge ETF
SRE / Sempra
ONCY / Oncolytics Biotech Inc.
MGF / MFS Government Markets Income Trust
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
VBIV / VBI Vaccines Inc.
DOO / BRP Inc.
LUMN / Lumen Technologies, Inc.
NERV / Minerva Neurosciences, Inc.
DFS / Discover Financial Services
LDSF / First Trust Exchange-Traded Fund VIII - First Trust Low Duration Strategic Focus ETF
ASX / ASE Technology Holding Co., Ltd. - Depositary Receipt (Common Stock)
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
APPN / Appian Corporation
ONLN / ProShares Trust - ProShares Online Retail ETF
CTSH / Cognizant Technology Solutions Corporation
ICPT / Intercept Pharmaceuticals Inc
RIBT / RiceBran Technologies
ATHX / Athersys, Inc.
UTHR / United Therapeutics Corporation
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
GALT / Galectin Therapeutics Inc.
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
CPIX / Cumberland Pharmaceuticals Inc.
CLIX / ProShares Trust - ProShares Long Online/Short Stores ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
BYON / Beyond, Inc.
PML / PIMCO Municipal Income Fund II
INPX / Inpixon
FLO / Flowers Foods, Inc.
KDNY / Chinook Therapeutics Inc
VCNX / Vaccinex, Inc.
ARMP / Armata Pharmaceuticals, Inc.
HARP / Harpoon Therapeutics, Inc.
CREX / Creative Realities, Inc.
ENV / Envestnet, Inc.
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
AEY / ADDvantage Technologies Group, Inc.
US0293261055 / American River Bankshares
NICK / Nicholas Financial, Inc.
BGH / Barings Global Short Duration High Yield Fund
COLM / Columbia Sportswear Company
GPMT / Granite Point Mortgage Trust Inc.
JAGX / Jaguar Health, Inc.
CRIS / Curis, Inc.
INTG / The InterGroup Corporation
US29266S3040 / Endologix, Inc.
TILS / TIZIANA LIFE SCIENCES PLC
PKBK / Parke Bancorp, Inc.
OXSQ / Oxford Square Capital Corp.
UNAM / Unico American Corporation
NAZ / Nuveen Arizona Quality Municipal Income Fund
VIXY / ProShares Trust II - ProShares VIX Short-Term Futures ETF
CNC / Centene Corporation
ENTX / Entera Bio Ltd.
HMG / HMG Courtland Properties Inc.
NHWK / NightHawk Biosciences, Inc.
MBII / Marrone Bio Innovations Inc
NRIM / Northrim BanCorp, Inc.
AGE / AgeX Therapeutics, Inc.
IGOV / iShares Trust - iShares International Treasury Bond ETF
GLMD / Galmed Pharmaceuticals Ltd.
ALRN / Rein Therapeutics Inc.
VTVT / vTv Therapeutics Inc.
ERII / Energy Recovery, Inc.
FMBI / First Midwest Bancorp, Inc.
MNOV / MediciNova, Inc.
FTV / Fortive Corporation
INBK / First Internet Bancorp
CEFS / Exchange Listed Funds Trust - Saba Closed-End Funds ETF
AMPE / Ampio Pharmaceuticals, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
NWLI / National Western Life Group, Inc.
RLJ.PRA / RLJ Lodging Trust - Preferred Stock
AKTX / Akari Therapeutics, Plc - Depositary Receipt (Common Stock)
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
XNCVX / AllianzGI Convertible & Income
AXR / AMREP Corporation
ADTX / Aditxt, Inc.
FFWM / First Foundation Inc.
CHNG / Change Healthcare Inc
PBHC / Pathfinder Bancorp, Inc.
ZYNE / Zynerba Pharmaceuticals Inc
DIT / AMCON Distributing Company
PPT / Putnam Premier Income Trust
INDT / INDUS Realty Trust Inc
IMV / IMV Inc
OGI / Organigram Global Inc.
REPH / Societal CDMO Inc
US83088V1026 / Slack Technologies Inc
GPX / GP Strategies Corp.
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
GASS / StealthGas Inc.
ECPG / Encore Capital Group, Inc.
VER / VEREIT Inc
EYPT / EyePoint, Inc.
US6888233011 / Otelco, Inc.
CRON / Cronos Group Inc.
FSBW / FS Bancorp, Inc.
PIRS / Pieris Pharmaceuticals, Inc.
471109AM0 / Jarden Corporation Bond
BGRN / iShares Trust - iShares USD Green Bond ETF
PRLB / Proto Labs, Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
WPG / Washington Prime Group Inc
CWBC / Community West Bancshares
PARA / Paramount Global
SRLN / SPDR Series Trust - State Street Blackstone Senior Loan ETF
HOTH / Hoth Therapeutics, Inc.
WIRE / Encore Wire Corporation
OXLC / Oxford Lane Capital Corp.
CGC / Canopy Growth Corporation
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
SE / Sea Limited - Depositary Receipt (Common Stock)
GMDA / Gamida Cell Ltd.
PHIO / Phio Pharmaceuticals Corp.
FSDDD / FSD PHARMA INC
NCV / Virtus Convertible & Income Fund
MTP / Midatech Pharma Plc - ADR
FIVE / Five Below, Inc.
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
CYCC / Bio Green Med Solution, Inc.
OKTA / Okta, Inc.
OMF / OneMain Holdings, Inc.
AIM / AIM ImmunoTech Inc.
DVAX / Dynavax Technologies Corporation
SONY / Sony Group Corporation - Depositary Receipt (Common Stock)
RODM / Lattice Strategies Trust - Hartford Multifactor Developed Markets (ex-US) ETF
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
0INL / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
BNGO / Bionano Genomics, Inc.
NVIV / InVivo Therapeutics Holdings Corp.
PLTR / Palantir Technologies Inc.
TWOU / 2U, Inc.
NSPR / InspireMD, Inc.
NWL / Newell Brands Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
DSWL / Deswell Industries, Inc.
SEIC / SEI Investments Company
US04010LAT08 / Ares Capital Corp Bond
CBRL / Cracker Barrel Old Country Store, Inc.
SZNE / Pacer Funds Trust - Pacer CFRA-Stovall Equal Weight Seasonal Rotation Index ETF
03765K104 / Aphria Inc.
RVSB / Riverview Bancorp, Inc.
US32010E1001 / First Eagle Senior Loan Fund
NG / NovaGold Resources Inc.
PHAS / PhaseBio Pharmaceuticals Inc
US235851AF96 / Danaher Corp. Bond
ZIXI / Zix Corp.
SHOP / Shopify Inc.
LOW / Lowe's Companies, Inc.
MPV / Barings Participation Investors
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
MUX / McEwen Inc.
NNVC / NanoViricides, Inc.
US0268741560 / American International Group, Inc. Warrants
VBLT / Vascular Biogenics Ltd
SNAP / Snap Inc.
SNGX / Soligenix, Inc.
TCPC / BlackRock TCP Capital Corp.
ITE / SPDR Barclays Capital Intermediate Term Treasury ETF
ATAX / America First Multifamily Investors LP - Unit
US45845PAA66 / Intercept Pharmaceuticals, Inc. Bond
F / Ford Motor Company
MRVL / Marvell Technology, Inc.
ACOR / Acorda Therapeutics, Inc.
ALNA / Allena Pharmaceuticals Inc
PMT / PennyMac Mortgage Investment Trust
UBER / Uber Technologies, Inc.
OBSV / ObsEva SA.
ACN / Accenture plc
CALA / Calithera Biosciences, Inc.
GM / General Motors Company
OPCD / Occidental Petroleum Corporation
BRK.A / Berkshire Hathaway Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BMY / Bristol-Myers Squibb Company
SBUX / Starbucks Corporation
BA / The Boeing Company
VZ / Verizon Communications Inc.
PNC / The PNC Financial Services Group, Inc.
PFPT / Proofpoint Inc
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
REGN / Regeneron Pharmaceuticals, Inc.
LLY / Eli Lilly and Company
DXCM / DexCom, Inc.
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
CBIO / Crescent Biopharma, Inc.
NEM / Newmont Corporation
CI / The Cigna Group
XTNT / Xtant Medical Holdings, Inc.
TXN / Texas Instruments Incorporated
ABEO / Abeona Therapeutics Inc.
SDRL / Seadrill Limited
FSLY / Fastly, Inc.
FT / Franklin Universal Trust
SWN / Southwestern Energy Company
FMB / First Trust Exchange-Traded Fund III - First Trust Managed Municipal ETF
DBRG / DigitalBridge Group, Inc.
EVFM / Evofem Biosciences, Inc.
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
PAG / Penske Automotive Group, Inc.
AQST / Aquestive Therapeutics, Inc.
EDV / Vanguard World Fund - Vanguard Extended Duration Treasury ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
MSEX / Middlesex Water Company
JETS / ETF Series Solutions - U.S. Global Jets ETF
DLR / Digital Realty Trust, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
ASRT / Assertio Holdings, Inc.
CLF / Cleveland-Cliffs Inc.
VIRC / Virco Mfg. Corporation
TPST / Tempest Therapeutics, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
BCX / Blackrock Resources & Commodities Strategy Trust
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
APTV / Aptiv PLC
AEZS / COSCIENS Biopharma Inc.
OVID / Ovid Therapeutics Inc.
DDD / 3D Systems Corporation
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
EIGR / Eiger BioPharmaceuticals, Inc.
APTX / Aptinyx Inc.
MFA / MFA Financial, Inc.
CLVS / Clovis Oncology Inc
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
MAR / Marriott International, Inc.
PFD / Flaherty & Crumrine Preferred Income Fund Inc.
NURO / NeuroMetrix, Inc.
SIEN / Sientra, Inc.
FCO / abrdn Global Income Fund, Inc.
HIO / Western Asset High Income Opportunity Fund Inc.
IDRA / Idera Pharmaceuticals, Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
TENX / Tenax Therapeutics, Inc.
BMRN / BioMarin Pharmaceutical Inc.
ROP / Roper Technologies, Inc.
AXP / American Express Company
PTON / Peloton Interactive, Inc.
JHMH / John Hancock Investment Management LLC - John Hancock Multifactor Healthcare ETF
ZNGA / Zynga Inc - Class A
PMO / Putnam Municipal Opportunities Trust
TD / The Toronto-Dominion Bank
SUSB / iShares Trust - iShares ESG Aware 1-5 Year USD Corporate Bond ETF
TRT / Trio-Tech International
FDX / FedEx Corporation
TXMD / TherapeuticsMD, Inc.
EXEL / Exelixis, Inc.
AKBA / Akebia Therapeutics, Inc.
IIM / Invesco Value Municipal Income Trust
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
FENC / Fennec Pharmaceuticals Inc.
AGM.A / Federal Agricultural Mortgage Corporation
GAIN / Gladstone Investment Corporation
BG / Bunge Global SA
PENN / PENN Entertainment, Inc.
MSA / MSA Safety Incorporated
CETX / Cemtrex, Inc.
NNDM / Nano Dimension Ltd. - Depositary Receipt (Common Stock)
NBRV / Nabriva Therapeutics Plc
ADES / Advanced Emissions Solutions, Inc.
QNRX / Quoin Pharmaceuticals, Ltd. - Depositary Receipt (Common Stock)
ISEE / IVERIC bio Inc
MYMD / MyMD Pharmaceuticals, Inc.
OPGN / CapForce Inc.
HOPE / Hope Bancorp, Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
BYND / Beyond Meat, Inc.
CMCT / Creative Media & Community Trust Corporation
INSG / Inseego Corp.
GPM / Guggenheim Enhanced Equity Income Fund
PSJ / Invesco Capital Management LLC - Invesco Dynamic Software ETF
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
NKLA / Nikola Corporation
PRTK / Paratek Pharmaceuticals Inc.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
SPLK / Splunk Inc.
CLRB / Cellectar Biosciences, Inc.
LRCX / Lam Research Corporation
CHE / Chemed Corporation
BCML / BayCom Corp
DURA / VanEck ETF Trust - VanEck Durable High Dividend ETF
RGLS / Regulus Therapeutics Inc.
EPZM / Epizyme Inc
NMI / Nuveen Municipal Income Fund, Inc.
CSM / ProShares Trust - ProShares Large Cap Core Plus
VYNE / VYNE Therapeutics Inc.
INFO / Harbor ETF Trust - Harbor PanAgora Dynamic Large Cap Core ETF
IPAY / Amplify ETF Trust - Amplify Digital Payments ETF
NIE / Virtus Equity & Convertible Income Fund
SGC / Superior Group of Companies, Inc.
SHEL / Shell plc - Depositary Receipt (Common Stock)
X / United States Steel Corporation
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
FITB / Fifth Third Bancorp
GPC / Genuine Parts Company
FMC / FMC Corporation
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
NVAX / Novavax, Inc.
MO / Altria Group, Inc.
QYLD / Global X Funds - Global X NASDAQ 100 Covered Call ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
NLY / Annaly Capital Management, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
K / Kellanova
KHC / The Kraft Heinz Company
BTZ / BlackRock Credit Allocation Income Trust
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
VKI / Invesco Advantage Municipal Income Trust II
DEUTSCHEBANK / Deutsche Bank Aktiengesellschaft
JFR / Nuveen Floating Rate Income Fund
PCQ / PIMCO California Municipal Income Fund
BFZ / BlackRock California Municipal Income Trust
VRNA / Verona Pharma plc - Depositary Receipt (Common Stock)
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
NMCO / Nuveen Municipal Credit Opportunities Fund
EFOI / Energy Focus, Inc.
TAIL / Cambria ETF Trust - Cambria Tail Risk ETF
CP / Canadian Pacific Kansas City Limited
LULU / lululemon athletica inc.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
NVTAQ / Invitae Corporation
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
PFF / iShares Trust - iShares Preferred and Income Securities ETF
DVY / iShares Trust - iShares Select Dividend ETF
MITT / TPG Mortgage Investment Trust, Inc.
MRNA / Moderna, Inc.
WYNN / Wynn Resorts, Limited
CTIC / CTI BioPharma Corp
NAII / Natural Alternatives International, Inc.
CCI / Crown Castle Inc.
DNOV / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Deep Buffer ETF - November
PZC / PIMCO California Municipal Income Fund III
MY8 / MasTec, Inc.
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
SFM / Sprouts Farmers Market, Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
SWKS / Skyworks Solutions, Inc.
CACG / Legg Mason ETF Investment Trust - ClearBridge All Cap Growth ESG ETF
US25470MAD11 / Dish Network Corp Bond
SDIV / Global X Funds - Global X SuperDividend ETF
BBY / Best Buy Co., Inc.
PSEC / Prospect Capital Corporation
SPY / State Street SPDR S&P 500 ETF Trust
ATVI / Activision Blizzard Inc
OKE / ONEOK, Inc.
LUV / Southwest Airlines Co.
WDAY / Workday, Inc.
VST / Vistra Corp.
FTXP / Foothills Exploration, Inc.
W / Wayfair Inc.
EW / Edwards Lifesciences Corporation
TWLO / Twilio Inc.
GRM / General Mills, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
ACB / Aurora Cannabis Inc.
CEF / Sprott Physical Gold and Silver Trust
ILU / Illumina, Inc.
NKE / NIKE, Inc.
GS / The Goldman Sachs Group, Inc.
CCC3D / The Coca-Cola Company
USB / U.S. Bancorp
PEP / PepsiCo, Inc.
TNDM / Tandem Diabetes Care, Inc.
LMT / Lockheed Martin Corporation
APD / Air Products and Chemicals, Inc.
EQIX / Equinix, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
NDAQ / Nasdaq, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
APO / Apollo Global Management, Inc.
LHX / L3Harris Technologies, Inc.
CSGP / CoStar Group, Inc.
IP / International Paper Company
ANET / Arista Networks, Inc.
PRU / Prudential Financial, Inc.
PSX / Phillips 66
AAP / Advance Auto Parts, Inc.
VVV / Valvoline Inc.
ET / Energy Transfer LP - Limited Partnership
GRID / First Trust Exchange-Traded Fund II - First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index
AFL / Aflac Incorporated
BTT / Blackrock Municipal 2030 Target Term Trust
NTRS / Northern Trust Corporation
ISRG / Intuitive Surgical, Inc.
AEP / American Electric Power Company, Inc.
KMB / Kimberly-Clark Corporation
ULTA / Ulta Beauty, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
SPYD / SPDR Series Trust - State Street SPDR Portfolio S&P 500 High Dividend ETF
FIVG / ETF Series Solutions - Defiance Next Gen Connectivity ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
AOD / Abrdn Total Dynamic Dividend Fund
PLD / Prologis, Inc.
NJR / New Jersey Resources Corporation
TWTR / Twitter Inc
CBSH / Commerce Bancshares, Inc.
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
IWM / iShares Trust - iShares Russell 2000 ETF
KMI / Kinder Morgan, Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
GGG / Graco Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
DHI / D.R. Horton, Inc.
PPIH / Perma-Pipe International Holdings, Inc.
RA / Brookfield Real Assets Income Fund Inc.
4OQ1 / AGNC Investment Corp.
FINS / Angel Oak Financial Strategies Income Term Trust
CTVA / Corteva, Inc.
CHKP / Check Point Software Technologies Ltd.
HIX / Western Asset High Income Fund II Inc.
FAN / First Trust Exchange-Traded Fund II - First Trust Global Wind Energy ETF
PFLT / PennantPark Floating Rate Capital Ltd.
CODI / Compass Diversified
ASG / Liberty All-Star Growth Fund, Inc.
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
GAB / The Gabelli Equity Trust Inc.
CSQ / Calamos Strategic Total Return Fund
DSL / DoubleLine Income Solutions Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
DIAX / Nuveen Dow 30 Dynamic Overwrite Fund
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
RIV / RiverNorth Opportunities Fund, Inc.
FLC / Flaherty & Crumrine Total Return Fund Inc.
THW / Abrdn World Healthcare Fund
PNW / Pinnacle West Capital Corporation
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
CIK / Credit Suisse Asset Management Income Fund, Inc.
ITM / VanEck ETF Trust - VanEck Intermediate Muni ETF
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
MUA / BlackRock MuniAssets Fund, Inc.
CHW / Calamos Global Dynamic Income Fund
VEEV / Veeva Systems Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
EXAS / Exact Sciences Corporation
PCK / PIMCO California Municipal Income Fund II
EDU / New Oriental Education & Technology Group Inc. - Depositary Receipt (Common Stock)
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MRKR / Marker Therapeutics, Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
KALA / KALA BIO, Inc.
OCUP / Opus Genetics, Inc.
HQH / Abrdn Healthcare Investors
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
PFFA / ETFis Series Trust I - Virtus InfraCap U.S. Preferred Stock ETF
RGA / Reinsurance Group of America, Incorporated
STEW / SRH Total Return Fund, Inc.
NXDT / NexPoint Diversified Real Estate Trust
MDGS / Medigus Ltd. - Depositary Receipt (Common Stock)
COO / The Cooper Companies, Inc.
TRVN / Trevena, Inc.
BGS / B&G Foods, Inc.
PBJ / Invesco Exchange-Traded Fund Trust - Invesco Food & Beverage ETF
XFLT / XAI Octagon Floating Rate & Alternative Income Trust
PTLC / Pacer Funds Trust - Pacer Trendpilot US Large Cap ETF
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
JRO / Nuveen Floating Rate Income Opportunity Fund
DNP / DNP Select Income Fund Inc.
WBA / Walgreens Boots Alliance, Inc.
HPE / Hewlett Packard Enterprise Company
SPCE / Virgin Galactic Holdings, Inc.
CCD / Calamos Dynamic Convertible and Income Fund
BYM / BlackRock Municipal Income Quality Trust
FBIN / Fortune Brands Innovations, Inc.
VBIU.X / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
SPTL / SPDR Series Trust - State Street SPDR Portfolio Long Term Treasury ETF
ABUS / Arbutus Biopharma Corporation
TYL / Tyler Technologies, Inc.
EVA / Enviva Inc.
SILJ / Amplify ETF Trust - Amplify Junior Silver Miners ETF
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
MNTX / Manitex International, Inc.
NMFC / New Mountain Finance Corporation
VKTX / Viking Therapeutics, Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
VICI / VICI Properties Inc.
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
CLSD / Clearside Biomedical, Inc.
XHB / SPDR Series Trust - State Street SPDR S&P Homebuilders ETF
MFD / Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
ETF MANAGERS / (26924G805)
FIS / Fidelity National Information Services, Inc.
LEG / Leggett & Platt, Incorporated
VMW / Vmware Inc. - Class A
CLMT / Calumet, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
SEDG / SolarEdge Technologies, Inc.
ARI / Apollo Commercial Real Estate Finance, Inc.
RFM / RiverNorth Flexible Municipal Income Fund, Inc.
TTWO / Take-Two Interactive Software, Inc.
EL / The Estée Lauder Companies Inc.
INDA / iShares Trust - iShares MSCI India ETF
ZG / Zillow Group, Inc.
CHGX / EA Series Trust - Stance Sustainable Beta ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
GSK / GSK plc - Depositary Receipt (Common Stock)
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ECL / Ecolab Inc.
VALE / Vale S.A. - Depositary Receipt (Common Stock)
MNKD / MannKind Corporation
FISV / Fiserv, Inc.
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
JWN / Nordstrom, Inc.
BCE / BCE Inc.
NI / NiSource Inc.
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
NDMO / Nuveen Dynamic Municipal Opportunities Fund
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
TEAM / Atlassian Corporation
IAU / iShares Gold Trust
TRAK / ReposiTrak, Inc.
GLO / Clough Global Opportunities Fund
TPL / Texas Pacific Land Corporation
SMH / VanEck ETF Trust - VanEck Semiconductor ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
BBN / BlackRock Taxable Municipal Bond Trust
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
GDV / The Gabelli Dividend & Income Trust
FIXD / First Trust Exchange-Traded Fund VIII - First Trust Smith Opportunistic Fixed Income ETF
CUBE / CubeSmart
PPG / PPG Industries, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
VGRSX / Vanguard REIT Index Fund
UPS / United Parcel Service, Inc.
HPF / John Hancock Preferred Income Fund II
C.WSA / Citigroup, Inc.
TEL / TE Connectivity plc
NSC / Norfolk Southern Corporation
MPW / Medical Properties Trust, Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
ECC / Eagle Point Credit Company
NYCB / Flagstar Financial, Inc.
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
GOLD / Gold.com, Inc.
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
FPL / First Trust New Opportunities MLP & Energy Fund
NUV / Nuveen Municipal Value Fund, Inc.
DGICA / Donegal Group Inc.
PII / Polaris Inc.
SHM / SPDR Series Trust - State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
FNV / Franco-Nevada Corporation
ITW / Illinois Tool Works Inc.
XYZ / Block, Inc.
CL / Colgate-Palmolive Company
YYY / Amplify ETF Trust - Amplify CEF High Income ETF
AKAM / Akamai Technologies, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
HPS / John Hancock Preferred Income Fund III
BSTZ / BlackRock Science and Technology Term Trust
ALC / Alcon Inc.
BL / BlackLine, Inc.
PSLV / Sprott Physical Silver Trust
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
SSBI / Summit State Bank
EZPW / EZCORP, Inc.
IIPR / Innovative Industrial Properties, Inc.
PAYC / Paycom Software, Inc.
CMG / Chipotle Mexican Grill, Inc.
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
HSY / The Hershey Company
ZBRA / Zebra Technologies Corporation
WFC / Wells Fargo & Company
THQ / Abrdn Healthcare Opportunities Fund
SO / The Southern Company
MGM / MGM Resorts International
COMT / iShares U.S. ETF Trust - iShares GSCI Commodity Dynamic Roll Strategy ETF
REM / iShares Trust - iShares Mortgage Real Estate ETF
CPZ / Calamos Long/Short Equity & Dynamic Income Term Trust
ETN / Eaton Corporation plc
BIZD / VanEck ETF Trust - VanEck BDC Income ETF
ARKK / ARK ETF Trust - ARK Innovation ETF
USA / Liberty All-Star Equity Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
ENFFF / Enbridge Inc. - Preferred Security
GLOB / Globant S.A.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF