Market Value818,802,000
Total Holdings856
File Date2018-02-09
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DIN / Dine Brands Global, Inc.
VMO / Invesco Municipal Opportunity Trust
TWO / Two Harbors Investment Corp.
ES / Eversource Energy
O / Realty Income Corporation
GER / GE Capital Global Holdings, LLC - Preferred Security
SYK / Stryker Corporation
HIG / The Hartford Insurance Group, Inc.
CSX / CSX Corporation
PHD / Pioneer Floating Rate Fund, Inc.
CSWC / Capital Southwest Corporation
MMT / MFS Multimarket Income Trust
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
SAIA / Saia, Inc.
IP / International Paper Company
AXAS / Abraxas Petroleum Corp.
NUE / Nucor Corporation
CRM / Salesforce, Inc.
FAST / Fastenal Company
CFG / Citizens Financial Group, Inc.
SYF / Synchrony Financial
LUV / Southwest Airlines Co.
JNJ / Johnson & Johnson
ECL / Ecolab Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
HCA / HCA Healthcare, Inc.
AIG / American International Group, Inc.
MAR / Marriott International, Inc.
T / AT&T Inc.
CGGYY / Viridien Société anonyme - Depositary Receipt (Common Stock)
MPW / Medical Properties Trust, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
BTO / John Hancock Financial Opportunities Fund
US16941M1099 / China Mobile Ltd.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
YYY / Amplify ETF Trust - Amplify CEF High Income ETF
US74348TAQ58 / Prospect Capital Corp. 4.75% Bond due 2020-04-15
FLOT / iShares Trust - iShares Floating Rate Bond ETF
AGTC / Applied Genetic Technologies Corp
EIGR / Eiger BioPharmaceuticals, Inc.
LVS / Las Vegas Sands Corp.
/ Diamond Offshore Drilling Inc
X / United States Steel Corporation
SRLN / SPDR Series Trust - State Street Blackstone Senior Loan ETF
APO / Apollo Global Management, Inc.
ORI / Old Republic International Corporation
MCHI / iShares Trust - iShares MSCI China ETF
US064159HB54 / Bank of Nova Scotia (Halifax, NS) Bond
INBK / First Internet Bancorp
SLFYF / Sun Life Financial, Inc. - 4.75% PRF PERPETUAL CAD 25 - Cls A Ser 1
ERINQ / Erin Energy Corporation
PLM / Polymet Mining Corp
INDA / iShares Trust - iShares MSCI India ETF
GNCA / Genocea Biosciences Inc
PMT / PennyMac Mortgage Investment Trust
SLB / SLB N.V.
AWP / abrdn Global Premier Properties Fund
EXD / Eaton Vance Tax-Managed Buy-Write Strategy Fund
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
00B65Z9D7 / Noble Corporation plc
UTSI / UTStarcom Holdings Corp.
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
ECYT / Endocyte, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
153501101 / Central Fund of Canada Ltd.
NCZ / Virtus Convertible & Income Fund II
FNHC / FedNat Holding Co
AFB / AllianceBernstein National Municipal Income Fund, Inc.
SNAK / Inventure Foods, Inc.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
US87233Q1085 / TC Pipelines, LP
CBI / Chicago Bridge & Iron Co., N.V.
GWR / Genesee & Wyoming, Inc.
RBSPF / NatWest Group plc
FMNB / Farmers National Banc Corp.
AABA / Altaba Inc
IAF / Abrdn Australia Equity Fund Inc
RCII / Upbound Group Inc
DXPE / DXP Enterprises, Inc.
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
PFN / PIMCO Income Strategy Fund II
ARNC / Arconic Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
NLOK / NortonLifeLock Inc
INTG / The InterGroup Corporation
HBI / Hanesbrands Inc.
CB / Chubb Limited
VGM / Invesco Trust for Investment Grade Municipals
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
JPM / JPMorgan Chase & Co.
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
EBAY / eBay Inc.
KR / The Kroger Co.
APPS / Digital Turbine, Inc.
BTZ / BlackRock Credit Allocation Income Trust
PYPL / PayPal Holdings, Inc.
GOOGL / Alphabet Inc.
KMI / Kinder Morgan, Inc.
AMZN / Amazon.com, Inc.
CME / CME Group Inc.
FEI / First Trust MLP and Energy Income Fund
ATO / Atmos Energy Corporation
US94973VBG14 / Anthem, Inc. Bond
UNAM / Unico American Corporation
US0549371070 / BB&T Corp.
AKS / AK Steel Holding Corp.
MU / Micron Technology, Inc.
US73640QAB14 / PRA Group, Inc. - Convertible Bond 3%
ORCL / Oracle Corporation
NOG / Northern Oil and Gas, Inc.
SPGI / S&P Global Inc.
SEIC / SEI Investments Company
NFLX / Netflix, Inc.
TSLA / Tesla, Inc.
US88163VAE92 / Teva Pharmaceutical Fin Llc Bond
CWBC / Community West Bancshares
US2168311072 / Cooper Tire & Rubber Co
US235851AF96 / Danaher Corp. Bond
SSSS / SuRo Capital Corp.
CLNS / Colony NorthStar, Inc.
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
26433F207 / Duff & Phelps Select MLP and M Common Stock
749685AT0 / RPM International, Inc. 2.25% Bond Due 12/15/2020
CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28
OCX / OncoCyte Corporation
BDXA / Becton Dickinson & Co. 6.125% Preferred Series A
PFXF / VanEck ETF Trust - VanEck Preferred Securities ex Financials ETF
XNCVX / AllianzGI Convertible & Income
ASX / ASE Technology Holding Co., Ltd. - Depositary Receipt (Common Stock)
US00448Q2012 / Achillion Pharmaceuticals, Inc.
SELF / Global Self Storage, Inc.
JTA / Nuveen Tax-Advantaged Total Return Strategy Fund
FBIP / FNB Bancorp, Inc.
BWX / SPDR Series Trust - State Street SPDR Bloomberg International Treasury Bond ETF
XNTK / SPDR Series Trust - State Street SPDR NYSE Technology ETF
AA / Alcoa Corporation
DHR / Danaher Corporation
SHOP / Shopify Inc.
DML / Denison Mines Corp.
BGY / BlackRock Enhanced International Dividend Trust
QQQ / Invesco QQQ Trust, Series 1
ICPT / Intercept Pharmaceuticals Inc
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
VPV / Invesco Pennsylvania Value Municipal Income Trust
DCA / Virtus Total Return Fund
IRT / Independence Realty Trust, Inc.
/ Delphi Technologies PLC
RDC / Rowan Companies plc
NWLI / National Western Life Group, Inc.
BYFC / Broadway Financial Corporation
UEPS / Lesaka Technologies Inc
AUO / AU Optronics Corp.
PAYX / Paychex, Inc.
HHC / Howard Hughes Corporation
NYRT / New York REIT, Inc.
MSD / Morgan Stanley Emerging Markets Debt Fund, Inc.
ATAX / America First Multifamily Investors LP - Unit
WMT / Walmart Inc.
SIX / Six Flags Entertainment Corporation
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
PPP / Primero Mining Corp.
US458140AF79 / Intel Corp. 3.25% Bond Due 8/1/2039
FFWM / First Foundation Inc.
RRGB / Red Robin Gourmet Burgers, Inc.
58471AAB1 / Medidata Solutions, Inc. Bond
NUVEEN HIGH INCOME / (67076E107)
ARLP / Alliance Resource Partners, L.P. - Limited Partnership
CVA / Covanta Holding Corporation
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
VXRT / Vaxart, Inc.
HEES / H&E Equipment Services, Inc.
PRQR / ProQR Therapeutics N.V.
BWINA / Baldwin & Lyons, Inc.
ANCB / Anchor Bancorp
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
QUOT / Quotient Technology Inc
VYNT / Vyant Bio, Inc.
GG / Goldcorp, Inc.
ABEV / Ambev S.A. - Depositary Receipt (Common Stock)
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
MFM / MFS Municipal Income Trust
74005P104 / Praxair, Inc.
758766109 / Regal Entertainment Group
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
NHS / Neuberger Berman Income Funds - Neuberger High Yield Strategies Fund Inc.
HYLD / Exchange Listed Funds Trust - High Yield ETF
US05491N1046 / BBX Capital Corporation
79466LAD6 / Salesforce.com, Inc. 0.25% Convertible Bond due 2018-04-01
DBC / Invesco DB Commodity Index Tracking Fund
SESN / Sesen Bio Inc.
595112AY9 / Micron Technology, Inc. Bond
AMSC / American Superconductor Corporation
CRDC / Cardica, Inc.
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
NUVEEN HIGH INCOME / (67075P103)
BNTC / Benitec Biopharma Inc.
04010LAM5 / Ares Capital Corp. 4.375% Bond Due 1/15/2019
HLX / Helix Energy Solutions Group, Inc.
TTNP / Titan Pharmaceuticals, Inc.
TOTL / SPDR Series Trust - State Street DoubleLine Total Return Tactical ETF
SAVE / Spirit Airlines, Inc.
452327AF6 / Illumina, Inc. Bond
US09250G1022 / BlackRock Municipal Income Investment Quality Trust
IDXG / Interpace Biosciences, Inc.
US16411RAG48 / Cheniere Energy, Inc. Bond
US741503AS58 / The Priceline Group Inc. Bond
EFZ / ProShares Trust - ProShares Short MSCI EAFE
SIM / Grupo Simec, S.A.B. de C.V. - Depositary Receipt (Common Stock)
VKQ / Invesco Municipal Trust
US0325111070 / Anadarko Petroleum Corp.
BEN / Franklin Resources, Inc.
55608BAA3 / Macquarie Infrastructure Company LLC 2.875% Bond Due 7/15/2019
177376AD2 / Citrix Systems, Inc. 0.5% Convertible Bond due 2019-04-15
UFI / Unifi, Inc.
NFG / National Fuel Gas Company
986005106 / YogaWorks, Inc.
WFT / Weatherford International plc
VIAB / Viacom, Inc.
BJZ / BlackRock California Municipal 2018 Term Trust
PAR / PAR Technology Corporation
741503AQ9 / The Priceline Group Inc. Bond
GASS / StealthGas Inc.
SLYG / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Growth ETF
US670008AD31 / NOVELLUS SYS INC Bond
XMFVX / MFS Special Value Trust
74348TAM4 / Prospect Capital Corp. 5.875% Bond due 2019-01-15
KBWD / Invesco Exchange-Traded Fund Trust II - Invesco KBW High Dividend Yield Financial ETF
EHI / Western Asset Global High Income Fund Inc.
NBSE / NeuBase Therapeutics, Inc.
COLM / Columbia Sportswear Company
QBAK / Qualstar Corporation
ANDV / Andeavor Corp.
XSLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Low Volatility ETF
VGR / Vector Group Ltd.
US59560V1098 / Mid-Con Energy Partners, LP
KRG / Kite Realty Group Trust
USG / USCF ETF Trust - USCF Gold Strategy Plus Income Fund
NVG / Nuveen AMT-Free Municipal Credit Income Fund
XBHKX / BlackRock Core Bond Trust
ANTH / Anthera Pharmaceuticals, Inc.
ERII / Energy Recovery, Inc.
512807AL2 / Lam Research Corp. Bond
PTMC / Pacer Funds Trust - Pacer Trendpilot US Mid Cap ETF
NVEE / NV5 Global, Inc.
DLX / Deluxe Corporation
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
MBOT / Microbot Medical Inc.
US6888233011 / Otelco, Inc.
ARNC.PRB / Arconic Inc., 5.375% Dep Shares Class B Mand Convertible Preferred Stock Series 1
680223AH7 / Old Republic International Corp. 3.75% Bond Due 3/15/2018
CELP / Cypress Environmental Partners L.P. - Unit
US346232AB79 / Forestar Group Inc
HD / The Home Depot, Inc.
OKE / ONEOK, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
HAL / Halliburton Company
MDLZ / Mondelez International, Inc.
EOG / EOG Resources, Inc.
GLW / Corning Incorporated
XEC / Cimarex Energy Co.
EXPE / Expedia Group, Inc.
SRAX / SRAX, Inc.
DXGE / WisdomTree Trust - WisdomTree Germany Hedged Equity Fund
CNS / Cohen & Steers, Inc.
WM / Waste Management, Inc.
TPR / Tapestry, Inc.
UNP / Union Pacific Corporation
STNG / Scorpio Tankers Inc.
DG / Dollar General Corporation
HABK / Hamilton Bancorp, Inc.
XALL / Xalles Holdings Inc.
CCC3D / The Coca-Cola Company
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
YUM / Yum! Brands, Inc.
D / Dominion Energy, Inc.
NEE / NextEra Energy, Inc.
TNK / Teekay Tankers Ltd.
LOW / Lowe's Companies, Inc.
CVS / CVS Health Corporation
LXRX / Lexicon Pharmaceuticals, Inc.
BIIB / Biogen Inc.
XEL / Xcel Energy Inc.
ROK / Rockwell Automation, Inc.
OA / Orbital ATK, Inc.
UCFC / United Community Financial Corp.
MLR / Miller Industries, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
DWAS / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright SmallCap Momentum ETF
L / Loews Corporation
MELI / MercadoLibre, Inc.
NDAQ / Nasdaq, Inc.
VRTX / Vertex Pharmaceuticals Incorporated
ADP / Automatic Data Processing, Inc.
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
IOSP / Innospec Inc.
OHI / Omega Healthcare Investors, Inc.
MNR / Mach Natural Resources LP
CODI / Compass Diversified
TWX / Warner Media LLC
OCFC / OceanFirst Financial Corp.
UCTT / Ultra Clean Holdings, Inc.
PRAA / PRA Group, Inc.
MIND / MIND Technology, Inc.
TA / TravelCenters of America Inc
RTK / Rentech, Inc.
AXR / AMREP Corporation
PPT / Putnam Premier Income Trust
IQI / Invesco Quality Municipal Income Trust
CIF / MFS Intermediate High Income Fund
WYNN / Wynn Resorts, Limited
/ Nuveen High Income 2020 Target Term Fund
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
ARGS / Argos Therapeutics, Inc.
KAR / OPENLANE, Inc.
RVT / Royce Small-Cap Trust, Inc.
NVIV / InVivo Therapeutics Holdings Corp.
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
GNOG / Golden Nugget Online Gaming Inc - Class A
FIVE / Five Below, Inc.
PKBK / Parke Bancorp, Inc.
NRIM / Northrim BanCorp, Inc.
TARA / Protara Therapeutics, Inc.
JWN / Nordstrom, Inc.
PBHC / Pathfinder Bancorp, Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
EWBC / East West Bancorp, Inc.
LTRX / Lantronix, Inc.
CVEO / Civeo Corporation
GOLD / Gold.com, Inc.
DGX / Quest Diagnostics Incorporated
IDRA / Idera Pharmaceuticals, Inc.
HP / Helmerich & Payne, Inc.
MDC / M.D.C. Holdings, Inc.
META / Meta Platforms, Inc.
BMY / Bristol-Myers Squibb Company
20653P409 / Concordia International Corp.
UTHR / United Therapeutics Corporation
FSBW / FS Bancorp, Inc.
CREDIT SUISSE AG NASSAU / PREF (22542D357)
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
US5537771033 / MTS Systems Corporation
JRJC / China Finance Online Co. Ltd. - ADR
GSBD / Goldman Sachs BDC, Inc.
472319AG7 / Jefferies Group Inc Bond
CLSD / Clearside Biomedical, Inc.
SASOF / Sasol Limited
DOW / Dow Inc.
EVM / Eaton Vance California Municipal Bond Fund
H03579101 / Auris Medical Holding Ltd
UNIT / Uniti Group Inc.
SCI / Service Corporation International
NZF / Nuveen Municipal Credit Income Fund
ZBH / Zimmer Biomet Holdings, Inc.
LUMN / Lumen Technologies, Inc.
GDL / The GDL Fund
018490100 / Allergan plc
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
TISI / Team, Inc.
MCI / Barings Corporate Investors
BCX / Blackrock Resources & Commodities Strategy Trust
CERN / Cerner Corp.
RIG / Transocean Ltd.
NAVB / Navidea Biopharmaceuticals, Inc.
KPRX / Kiora Pharmaceuticals, Inc.
VCF / Delaware Investments Colorado Insured Municipal Income Fund Inc
MINI / Mobile Mini, Inc.
PSEC / Prospect Capital Corporation
RAD / Rite Aid Corp.
SYN / Synthetic Biologics Inc
SDRL / Seadrill Limited
NAT / Nordic American Tankers Limited
TGT / Target Corporation
AX / Axos Financial, Inc.
OMER / Omeros Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
GNW / Genworth Financial, Inc.
CHY / Calamos Convertible and High Income Fund
US7616403090 / Rexahn Pharmaceuticals, Inc.
SNAP / Snap Inc.
JEF / Jefferies Financial Group Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CAVM / MontaVista Software, LLC
RLJ.PRA / RLJ Lodging Trust - Preferred Stock
NBR / Nabors Industries Ltd.
TRIB / Trinity Biotech plc - Depositary Receipt (Common Stock)
GPM / Guggenheim Enhanced Equity Income Fund
US756577AD47 / Red Hat, Inc. Bond
EFR / Eaton Vance Senior Floating-Rate Trust
ANIX / Anixa Biosciences, Inc.
17K / Self Storage Group ASA
KMX / CarMax, Inc.
AET / Aetna, Inc.
ADNT / Adient plc
SPLP / Steel Partners Holdings L.P. - Limited Partnership
GGT / The Gabelli Multimedia Trust Inc.
CXE / MFS High Income Municipal Trust
TCPC / BlackRock TCP Capital Corp.
LYB / LyondellBasell Industries N.V.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
HYT / BlackRock Corporate High Yield Fund, Inc.
EEP / Enbridge Energy Partners, L.P.
EWW / iShares, Inc. - iShares MSCI Mexico ETF
PACW / Pacwest Bancorp
HFC / HollyFrontier Corp
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
RTN / Raytheon Co.
BWA / BorgWarner Inc.
BCE / BCE Inc.
US00C4U1L353 / Mylan N.V.
UAN / CVR Partners, LP - Limited Partnership
WSO / Watsco, Inc.
STI / Solidion Technology, Inc.
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
GOOG / Alphabet Inc.
FTXO / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Bank ETF
MDU / MDU Resources Group, Inc.
AFSIC / AmTrust Financial Services, Inc. - Preferred Stock
OPI / Office Properties Income Trust
BGH / Barings Global Short Duration High Yield Fund
ZIXI / Zix Corp.
MPV / Barings Participation Investors
/ THL Credit, Inc.
OEG / Orbital Energy Group Inc
CGRN / Capstone Green Energy Corp.
GBT / Global Blood Therapeutics Inc.
DSWL / Deswell Industries, Inc.
AUY / Yamana Gold Inc.
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
ACV / Virtus Diversified Income & Convertible Fund
ROBO / Exchange Traded Concepts Trust - ROBO Global Robotics and Automation Index ETF
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
BXSY / Bexil Investment Trust
PFPT / Proofpoint Inc
CBSH / Commerce Bancshares, Inc.
MLPA / Global X Funds - Global X MLP ETF
NILE / BitNile Holdings Inc.
AFHIF / Atlas Financial Holdings, Inc.
61166W101 / Monsanto Co.
/ VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
/ Stage Stores Inc
PRLB / Proto Labs, Inc.
NYMX / Nymox Pharmaceutical Corp
KND / Kindred Healthcare, Inc.
DEX / Delaware Enhanced Global Dividend & Income Fund
OXSQ / Oxford Square Capital Corp.
HMG / HMG Courtland Properties Inc.
COO / The Cooper Companies, Inc.
PAG / Penske Automotive Group, Inc.
J / Jacobs Solutions Inc.
ACI09N1H7 / Fiat Chrysler Automobiles N.V
CORR / CorEnergy Infrastructure Trust, Inc.
ALLE / Allegion plc
UMH / UMH Properties, Inc.
VER / VEREIT Inc
JRO / Nuveen Floating Rate Income Opportunity Fund
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
AEY / ADDvantage Technologies Group, Inc.
US0293261055 / American River Bankshares
DIT / AMCON Distributing Company
NICK / Nicholas Financial, Inc.
471109AM0 / Jarden Corporation Bond
NAZ / Nuveen Arizona Quality Municipal Income Fund
APA / APA Corporation
LLL / JX Luxventure Limited
ESRX / Express Scripts Holding Co.
NOV / NOV Inc.
INSG / Inseego Corp.
HSIC / Henry Schein, Inc.
BGS / B&G Foods, Inc.
ECA / EnCana Corp.
KSU / Kansas City Southern
ATXS / Astria Therapeutics, Inc.
APTV / Aptiv PLC
AKAM / Akamai Technologies, Inc.
ZNGA / Zynga Inc - Class A
PMO / Putnam Municipal Opportunities Trust
SUNS / Sunrise Realty Trust, Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
HTD / John Hancock Tax-Advantaged Dividend Income Fund
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
TRT / Trio-Tech International
/ Hermitage Offshore Services Ltd
VIA / Via Transportation, Inc.
FTV / Fortive Corporation
C.WSA / Citigroup, Inc.
HOG / Harley-Davidson, Inc.
NLY / Annaly Capital Management, Inc.
CCM / Concord Medical Services Holdings Limited - Depositary Receipt (Common Stock)
PHK / PIMCO High Income Fund
PCG / PG&E Corporation
SCU / Sculptor Capital Management Inc - Class A
NUV / Nuveen Municipal Value Fund, Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
ABB / ABB Ltd. - ADR
UNG / United States Natural Gas Fund, LP - Limited Partnership
RDS.B / Shell Plc - ADR
018490100 / Allergan plc
K / Kellanova
SPY / State Street SPDR S&P 500 ETF Trust
ILU / Illumina, Inc.
FUN / Six Flags Entertainment Corporation
GPC / Genuine Parts Company
ADBE / Adobe Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
ACN / Accenture plc
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
FR / First Majestic Silver Corp.
BA / The Boeing Company
CMCSA / Comcast Corporation
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
/ Hi-Crush Inc.
USB / U.S. Bancorp
RDY / Dr. Reddy's Laboratories Limited - Depositary Receipt (Common Stock)
FCEL / FuelCell Energy, Inc.
HCSG / Healthcare Services Group, Inc.
IQV / IQVIA Holdings Inc.
VSR / Versar, Inc.
TWTR / Twitter Inc
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
RGLS / Regulus Therapeutics Inc.
FMC / FMC Corporation
RVSB / Riverview Bancorp, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
TRTN / Triton International Limited
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
CSWI / CSW Industrials, Inc.
EA / Electronic Arts Inc.
A0T / American Tower Corporation
CELG / Celgene Corp.
HON / Honeywell International Inc.
DLR / Digital Realty Trust, Inc.
DFS / Discover Financial Services
CHK / Chesapeake Energy Corporation
DAL / Delta Air Lines, Inc.
GOLD / Gold.com, Inc.
PHX / PHX Minerals Inc.
NJR / New Jersey Resources Corporation
PSX / Phillips 66
MITT / TPG Mortgage Investment Trust, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
AAPL / Apple Inc.
RTX / RTX Corporation
NI / NiSource Inc.
FCNCA / First Citizens BancShares, Inc.
WELL / Welltower Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
EMR / Emerson Electric Co.
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
AOS / A. O. Smith Corporation
ED / Consolidated Edison, Inc.
SII / Wheaton Precious Metals Corp.
ET / Energy Transfer LP - Limited Partnership
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
VCV / Invesco California Value Municipal Income Trust
KKR / KKR & Co. Inc.
ECC / Eagle Point Credit Company
BK / The Bank of New York Mellon Corporation
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
CCD / Calamos Dynamic Convertible and Income Fund
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
GGG / Graco Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
DVN / Devon Energy Corporation
STZ / Constellation Brands, Inc.
SCHW / The Charles Schwab Corporation
HIE / Miller/Howard High Income Equity Fund
DE / Deere & Company
HSY / The Hershey Company
NAII / Natural Alternatives International, Inc.
BIOL / BIOLASE, Inc.
INTU / Intuit Inc.
BRK.A / Berkshire Hathaway Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
COP / ConocoPhillips
STWD / Starwood Property Trust, Inc.
XYZ / Block, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
AXP / American Express Company
AMGN / Amgen Inc.
RY N / Royal Bank of Canada
PXD / Pioneer Natural Resources Company
LAMR / Lamar Advertising Company
NEA / Nuveen AMT-Free Quality Municipal Income Fund
SHEL / Shell plc - Depositary Receipt (Common Stock)
CTSH / Cognizant Technology Solutions Corporation
NOC / Northrop Grumman Corporation
EW / Edwards Lifesciences Corporation
SWKS / Skyworks Solutions, Inc.
KRE / SPDR Series Trust - State Street SPDR S&P Regional Banking ETF
MMP / Magellan Midstream Partners L.P.
HIO / Western Asset High Income Opportunity Fund Inc.
STEW / SRH Total Return Fund, Inc.
CIK / Credit Suisse Asset Management Income Fund, Inc.
BLUE / bluebird bio, Inc.
CPB / The Campbell's Company
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
PFLT / PennantPark Floating Rate Capital Ltd.
CREE / Cree, Inc.
PLX / Protalix BioTherapeutics, Inc.
ARI / Apollo Commercial Real Estate Finance, Inc.
IMUC / EOM Pharmaceuticals Holdings, Inc.
KMB / Kimberly-Clark Corporation
BIZD / VanEck ETF Trust - VanEck BDC Income ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
ATVI / Activision Blizzard Inc
RHE / Regional Health Properties, Inc.
BTT / Blackrock Municipal 2030 Target Term Trust
TREX / Trex Company, Inc.
KALA / KALA BIO, Inc.
CYCC / Bio Green Med Solution, Inc.
GM / General Motors Company
AFMD / Affimed N.V.
XAR / SPDR Series Trust - State Street SPDR S&P Aerospace & Defense ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
TMO / Thermo Fisher Scientific Inc.
BX / Blackstone Inc.
VLO / Valero Energy Corporation
IR / Ingersoll Rand Inc.
ADI / Analog Devices, Inc.
GWW / W.W. Grainger, Inc.
PHYS / Sprott Physical Gold Trust
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
0KEZ / Packaging Corporation of America
MPC / Marathon Petroleum Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
DVY / iShares Trust - iShares Select Dividend ETF
CI / The Cigna Group
C / Citigroup Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
MO / Altria Group, Inc.
ETN / Eaton Corporation plc
NBB / Nuveen Taxable Municipal Income Fund
HIX / Western Asset High Income Fund II Inc.
FDX / FedEx Corporation
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
CMS / CMS Energy Corporation
YUMC / Yum China Holdings, Inc.
NAC / Nuveen California Quality Municipal Income Fund
GS / The Goldman Sachs Group, Inc.
CYH / Community Health Systems, Inc.
F / Ford Motor Company
ASG / Liberty All-Star Growth Fund, Inc.
LMNR / Limoneira Company
BBBY / Bed Bath & Beyond, Inc.
CLF / Cleveland-Cliffs Inc.
RMR / The RMR Group Inc.
TIPCL / iShares Trust - iShares TIPS Bond ETF
SLV / iShares Silver Trust
TWO / Two Harbors Investment Corp.
DAR / Darling Ingredients Inc.
LNC / Lincoln National Corporation
TPL / Texas Pacific Land Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
CLMT / Calumet, Inc.
AAL / American Airlines Group Inc.
RFI / Cohen & Steers Total Return Realty Fund, Inc.
SSBI / Summit State Bank
LEG / Leggett & Platt, Incorporated
VMW / Vmware Inc. - Class A
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
NVAX / Novavax, Inc.
COF / Capital One Financial Corporation
TRV / The Travelers Companies, Inc.
AOD / Abrdn Total Dynamic Dividend Fund
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
FPF / First Trust Intermediate Duration Preferred & Income Fund
CIO / City Office REIT, Inc.
ENFFF / Enbridge Inc. - Preferred Security
IDV / iShares Trust - iShares International Select Dividend ETF
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
PNW / Pinnacle West Capital Corporation
EFV / iShares Trust - iShares MSCI EAFE Value ETF
JFR / Nuveen Floating Rate Income Fund
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
GAB / The Gabelli Equity Trust Inc.
WBA / Walgreens Boots Alliance, Inc.
MNKD / MannKind Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
BRO / Brown & Brown, Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
PPG / PPG Industries, Inc.
MCR / MFS Charter Income Trust
BKNG / Booking Holdings Inc.
DSU / BlackRock Debt Strategies Fund, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
JPS / Nuveen Preferred & Income Securities Fund
WPC / W. P. Carey Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
GSK / GSK plc - Depositary Receipt (Common Stock)
CIM / Chimera Investment Corporation
TRAK / ReposiTrak, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
PSA / Public Storage
AVGO / Broadcom Inc.
AWF / AllianceBernstein Global High Income Fund
QEPC / Q.E.P. Co., Inc.
GAIN / Gladstone Investment Corporation
VGRSX / Vanguard REIT Index Fund
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
RGA / Reinsurance Group of America, Incorporated
DUK / Duke Energy Corporation
SO / The Southern Company
DGICA / Donegal Group Inc.
BBN / BlackRock Taxable Municipal Bond Trust
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
PDT / John Hancock Premium Dividend Fund
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
IAU / iShares Gold Trust
SNY / Sanofi - Depositary Receipt (Common Stock)
AMD / Advanced Micro Devices, Inc.
JOF / Japan Smaller Capitalization Fund, Inc.
VVV / Valvoline Inc.
EEI / Ecology and Environment, Inc.
MOTI / VanEck ETF Trust - VanEck Morningstar International Moat ETF
LNG / Cheniere Energy, Inc.
ALK / Alaska Air Group, Inc.
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
EVV / Eaton Vance Limited Duration Income Fund
THRM / Gentherm Incorporated
LULU / lululemon athletica inc.
NSC / Norfolk Southern Corporation
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
GMRE / Global Medical REIT Inc.
BSL / Blackstone Senior Floating Rate 2027 Term Fund
BGT / BlackRock Floating Rate Income Trust
EIX / Edison International
CLX / The Clorox Company
ARCC / Ares Capital Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
DEO / Diageo plc - Depositary Receipt (Common Stock)
VALE / Vale S.A. - Depositary Receipt (Common Stock)
ABT / Abbott Laboratories
ULTA / Ulta Beauty, Inc.
CMG / Chipotle Mexican Grill, Inc.
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
GLO / Clough Global Opportunities Fund
ABBV / AbbVie Inc.
SDOG / ALPS ETF Trust - ALPS Sector Dividend Dogs ETF
CHD / Church & Dwight Co., Inc.
IGLB / iShares Trust - iShares 10+ Year Investment Grade Corporate Bond ETF
EDV / Vanguard World Fund - Vanguard Extended Duration Treasury ETF
THW / Abrdn World Healthcare Fund
MCK / McKesson Corporation
WDC / Western Digital Corporation
IBB / iShares Trust - iShares Biotechnology ETF
XFLT / XAI Octagon Floating Rate & Alternative Income Trust
HQH / Abrdn Healthcare Investors
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
THQ / Abrdn Healthcare Opportunities Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
ITW / Illinois Tool Works Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
V / Visa Inc.
SIRI / Sirius XM Holdings Inc.
CL / Colgate-Palmolive Company
WFC / Wells Fargo & Company
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
MNTX / Manitex International, Inc.
MDT / Medtronic plc
SYY / Sysco Corporation
CCI / Crown Castle Inc.
TNDM / Tandem Diabetes Care, Inc.
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
WFC.PRL / Wells Fargo & Company - Preferred Stock
WEC / WEC Energy Group, Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
FT / Franklin Universal Trust
VVR / Invesco Senior Income Trust
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
UPS / United Parcel Service, Inc.
PII / Polaris Inc.
ZTS / Zoetis Inc.
LTPZ / PIMCO ETF Trust - PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund
FAM / First Trust/Abrdn Global Opportunity Income Fund
THC / Tenet Healthcare Corporation
ADM / Archer-Daniels-Midland Company
LRCX / Lam Research Corporation
SWN / Southwestern Energy Company
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
GALT / Galectin Therapeutics Inc.
TEL / TE Connectivity plc
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
MTRX / Matrix Service Company
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VIRC / Virco Mfg. Corporation
DRI / Darden Restaurants, Inc.
EXR / Extra Space Storage Inc.
COR / Cencora, Inc.
CSM / ProShares Trust - ProShares Large Cap Core Plus
DBL / DoubleLine Opportunistic Credit Fund
NEM / Newmont Corporation
CHW / Calamos Global Dynamic Income Fund
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
GDV / The Gabelli Dividend & Income Trust
VZ / Verizon Communications Inc.
TXN / Texas Instruments Incorporated
BRK.A / Berkshire Hathaway Inc.
GLD / SPDR Gold Shares
SBUX / Starbucks Corporation
CAT / Caterpillar Inc.
GRM / General Mills, Inc.
GILD / Gilead Sciences, Inc.
MTB / M&T Bank Corporation
NVDA / NVIDIA Corporation
UNH / UnitedHealth Group Incorporated
MSFT / Microsoft Corporation
OPCD / Occidental Petroleum Corporation
MCD / McDonald's Corporation
QCOM / QUALCOMM Incorporated
AMAT / Applied Materials, Inc.
BAC / Bank of America Corporation
FCX / Freeport-McMoRan Inc.
LLY / Eli Lilly and Company
NKE / NIKE, Inc.
CCL / Carnival Corporation Ltd.
ALL / The Allstate Corporation
PM / Philip Morris International Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
PPL / PPL Corporation
LMT / Lockheed Martin Corporation
APD / Air Products and Chemicals, Inc.
EXC / Exelon Corporation
INTC / Intel Corporation
MA / Mastercard Incorporated
XOM / Exxon Mobil Corporation
EQIX / Equinix, Inc.
PEP / PepsiCo, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
LHX / L3Harris Technologies, Inc.
AWK / American Water Works Company, Inc.
MRK / Merck & Co., Inc.
GRMN / Garmin Ltd.
ALB / Albemarle Corporation
MS / Morgan Stanley
PFE / Pfizer Inc.
HPQ / HP Inc.
KEY / KeyCorp
TROW / T. Rowe Price Group, Inc.
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
SWK / Stanley Black & Decker, Inc.
PSE / Public Service Enterprise Group Incorporated
MMM / 3M Company
CVX / Chevron Corporation
RACE / Ferrari N.V.
VST / Vistra Corp.
PANW / Palo Alto Networks, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
ADSK / Autodesk, Inc.
TJX / The TJX Companies, Inc.
CSCO / Cisco Systems, Inc.
GD / General Dynamics Corporation
RITM / Rithm Capital Corp.
PRU / Prudential Financial, Inc.
0K8M / Norfolk Southern Corporation
SJM / The J. M. Smucker Company
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
DIS / The Walt Disney Company
WLDN / Willdan Group, Inc.
AFL / Aflac Incorporated
JCI1 N / Johnson Controls International plc
ROST / Ross Stores, Inc.
ISRG / Intuitive Surgical, Inc.
AEP / American Electric Power Company, Inc.
NTRS / Northern Trust Corporation
KHC / The Kraft Heinz Company
FANG / Diamondback Energy, Inc.
DXCM / DexCom, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
SRE / Sempra
NVS / Novartis AG - Depositary Receipt (Common Stock)
COST / Costco Wholesale Corporation
IBM / International Business Machines Corporation
847 / Seagate Technology Holdings plc
WMB / The Williams Companies, Inc.
BDX / Becton, Dickinson and Company
CMI / Cummins Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
IWM / iShares Trust - iShares Russell 2000 ETF
TSCO / Tractor Supply Company
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
PPIH / Perma-Pipe International Holdings, Inc.
MET / MetLife, Inc.
AGM / Federal Agricultural Mortgage Corporation
VTR / Ventas, Inc.
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
USA / Liberty All-Star Equity Fund
0INL / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
DSL / DoubleLine Income Solutions Fund
MGF / MFS Government Markets Income Trust
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
CSQ / Calamos Strategic Total Return Fund
NCA / Nuveen California Municipal Value Fund
EMD / Western Asset Emerging Markets Debt Fund Inc.
RA / Brookfield Real Assets Income Fund Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
DPG / Duff & Phelps Utility and Infrastructure Fund Inc.
UTF / Cohen & Steers Infrastructure Fund, Inc
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
JPC / Nuveen Preferred & Income Opportunities Fund
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
BOE / BlackRock Enhanced Global Dividend Trust
MUB / iShares Trust - iShares National Muni Bond ETF
WY / Weyerhaeuser Company