Market Value553,390,000
Total Holdings744
File Date2016-02-03
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GER / GE Capital Global Holdings, LLC - Preferred Security
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
ATVI / Activision Blizzard Inc
PSX / Phillips 66
BXSY / Bexil Investment Trust
BTZ / BlackRock Credit Allocation Income Trust
847560109 / Spectra Energy Corp.
DIS / The Walt Disney Company
WELL / Welltower Inc.
DD / DuPont de Nemours, Inc.
RMD / ResMed Inc.
FTXP / Foothills Exploration, Inc.
ZNGA / Zynga Inc - Class A
MMT / MFS Multimarket Income Trust
GGT / The Gabelli Multimedia Trust Inc.
DSU / BlackRock Debt Strategies Fund, Inc.
TGT / Target Corporation
KR / The Kroger Co.
PLM / Polymet Mining Corp
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
CMI / Cummins Inc.
PCP / Precision Castparts Corporation
JPM / JPMorgan Chase & Co.
KMI / Kinder Morgan, Inc.
VVR / Invesco Senior Income Trust
AKS / AK Steel Holding Corp.
HKRS / Halcon Resources Corp.
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
KKR / KKR & Co. Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
ESMC / Escalon Medical Corp.
MET / MetLife, Inc.
OPCD / Occidental Petroleum Corporation
AAPL / Apple Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
AWF / AllianceBernstein Global High Income Fund
C / Citigroup Inc.
COP / ConocoPhillips
C.WSA / Citigroup, Inc.
ERINQ / Erin Energy Corporation
MO / Altria Group, Inc.
UMH / UMH Properties, Inc.
PMT / PennyMac Mortgage Investment Trust
EW2 / East West Bancorp, Inc.
US88829M1053 / Titan Energy LLC
ITW / Illinois Tool Works Inc.
SYK / Stryker Corporation
KMX / CarMax, Inc.
XGHIX / Global High Income Fund, Inc
MCI / Barings Corporate Investors
EOS / Eaton Vance Enhanced Equity Income Fund II
WSCI / WSI Industries, Inc.
LNCO / Linn Co, LLC
ARII / American Railcar Industries, Inc.
SXL / Sunoco Logistics Partners L.P.
EROC / ERock, Inc.
KYE / Kayne Anderson Energy Total Return Fund, Inc.
MOH / Molina Healthcare, Inc.
PKD / Parker Drilling Co.
US58503F5026 / Medley Capital Corp.
UTSI / UTStarcom Holdings Corp.
PFYA / PRGX Global Inc
XGCVX / Gabelli Convertible and Income
OI / O-I Glass, Inc.
465685105 / ITC Holdings Corp.
MHY / Man ETF Series Trust - Man Active High Yield ETF
67071S101 / Nuveen Quality Preferred Income Fund
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
US85207U1051 / Sprint Corporation
153501101 / Central Fund of Canada Ltd.
BBEP / Breitburn Energy Partners LP
US63934E1082 / Navistar International Corp
FNHC / FedNat Holding Co
VNR / Vanguard Natural Resources, LLC
SYNA / Synaptics Incorporated
SNAK / Inventure Foods, Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
HERO / Global X Funds - Global X Video Games & Esports ETF
US87233Q1085 / TC Pipelines, LP
COSI / Cosi, Inc.
XBKS / Xenith Bankshares, Inc.
STXAX / Legg Mason Partners Income Trust - Western Asset Municipal High Income Fund Class A
BVH / Bluegreen Vacations Holding Corporation
GWR / Genesee & Wyoming, Inc.
WABC / Westamerica Bancorporation
IAF / Abrdn Australia Equity Fund Inc
LOJN / LoJack Corporation
RBSPF / NatWest Group plc
LXU / LSB Industries, Inc.
AABA / Altaba Inc
HYLD / Exchange Listed Funds Trust - High Yield ETF
BMS / Bemis Co., Inc.
HTM / U.S. Geothermal Inc.
656844107 / North American Energy Partners Inc.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
TC / Token Cat Limited - Depositary Receipt (Common Stock)
385002100 / Gramercy Property Trust Inc.
RCII / Upbound Group Inc
CFNB / California First Leasing Corporation
LPT / Liberty Property Trust
TIPCL / iShares Trust - iShares TIPS Bond ETF
RGLS / Regulus Therapeutics Inc.
PEAK / Healthpeak Properties, Inc.
ARNC / Arconic Corporation
KGC / Kinross Gold Corporation
CSX / CSX Corporation
BMY / Bristol-Myers Squibb Company
APPS / Digital Turbine, Inc.
GAB / The Gabelli Equity Trust Inc.
SSKN / STRATA Skin Sciences, Inc.
CME / CME Group Inc.
XEL / Xcel Energy Inc.
AUO / AU Optronics Corp.
BYFC / Broadway Financial Corporation
REM / iShares Trust - iShares Mortgage Real Estate ETF
CBB / Cincinnati Bell, Inc.
ORI / Old Republic International Corporation
UCFC / United Community Financial Corp.
QBAK / Qualstar Corporation
AEY / ADDvantage Technologies Group, Inc.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
UFI / Unifi, Inc.
ACV / Virtus Diversified Income & Convertible Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
NAT / Nordic American Tankers Limited
QQQ / Invesco QQQ Trust, Series 1
SH / ProShares Trust - ProShares Short S&P500
BC / Brunswick Corporation
EFZ / ProShares Trust - ProShares Short MSCI EAFE
74005P104 / Praxair, Inc.
EXTERRAN PARTNERS L P / (30225N105)
FELP / Foresight Energy LP
UPLMQ / Ultra Petroleum Corp.
ANRZQ / Alpha Natural Resources, Inc.
NMA / Nuveen Municipal Advantage Fund, Inc.
CGBBW / Citigroup, Inc. Warrants exp. 2018-10-28
BJZ / BlackRock California Municipal 2018 Term Trust
ECR / Eclipse Resources Corp.
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
GUGGENHEIM EQUAL WEIGHT / (40167M106)
BYBK / Bay Bancorp, Inc.
FEI / First Trust MLP and Energy Income Fund
LAD / Lithia Motors, Inc.
US34407D1090 / Fly Leasing Ltd.
AREX / Approach Resources, Inc.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
ERF / Enerplus Corporation
TFM / Fresh Market Holdings Inc (The)
MIN / MFS Intermediate Income Trust
HEES / H&E Equipment Services, Inc.
US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
GAS / AGL Resources Inc.
CSUN / China Sunergy Co., Ltd.
LEA / Lear Corporation
SSO / ProShares Trust - ProShares Ultra S&P500
03761UAE6 / Apollo Investment Corp. Bond
TPLM / Triangle Petroleum Corp.
HYHG / ProShares Trust - ProShares High Yield - Interest Rate Hedged
DXTR / Dextera Surgical Inc.
IEV / iShares Trust - iShares Europe ETF
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
AMTG / Apollo Residential Mortgage, Inc.
SBW / Western Asset Worldwide Income Fund, Inc.
IMCB / iShares Trust - iShares Morningstar Mid-Cap ETF
NRF / NorthStar Realty Finance Corp.
TTEK / Tetra Tech, Inc.
NADL / North Atlantic Drilling Ltd.
ONVO / Organovo Holdings, Inc.
TWM / ProShares Trust - ProShares UltraShort Russell2000
BVA / Cordia Bancorp Inc.
WPZ / Access Midstream Partners, L.P
ACADEMY / (004006508)
FACTORSHARES PUREFUNDS / (30304R407)
BGY / BlackRock Enhanced International Dividend Trust
FMD / First Marblehead Corp. (The)
CIF / MFS Intermediate High Income Fund
PRKR / ParkerVision, Inc.
/ Weight Watchers International, Inc.
FELCOR LODGING TRUST INC / PREF (31430F200)
CERS / Cerus Corporation
WINT / Windtree Therapeutics, Inc.
NQU / Nuveen Quality Income Municipal Fund, Inc.
TRUE / TrueCar, Inc.
RAI / Reynolds American, Inc.
TOTL / SPDR Series Trust - State Street DoubleLine Total Return Tactical ETF
TA / TravelCenters of America Inc
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
ZF / Zweig Fund, Inc.
AFSIC / AmTrust Financial Services, Inc. - Preferred Stock
370023103 / GGP, Inc.
HLX / Helix Energy Solutions Group, Inc.
YGE / Yingli Green Energy Holding Company Limited
NBY / Stablecoin Development Corporation
HTA / Healthcare Realty Trust Inc - Class A
OREX / Orexigen Therapeutics, Inc.
US12654A1016 / CNX Midstream Partners LP
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
BABSON CAPITAL PARTN / (05616B100)
RUSHA / Rush Enterprises, Inc.
WYY / WidePoint Corporation
NQS / Nuveen Select Quality Municipal Fund, Inc.
CBRI / CMTSU Liquidation, Inc.
ALTS / ALT5 Sigma Corporation
HYMB / SPDR Series Trust - State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
NHS / Neuberger Berman Income Funds - Neuberger High Yield Strategies Fund Inc.
AWP / abrdn Global Premier Properties Fund
SGL / Strategic Global Income Fund, Inc.
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
095428108 / Blue Earth, Inc.
FEN / First Trust Energy Income and Growth Fund
PSUN / Pacific Sunwear of California, Inc.
GPRO / GoPro, Inc.
VOXX / VOXX International Corporation
KATE / Kate Spade & Company
HHY / Brookfield High Income Fund Inc.
GIM / Templeton Global Income Fund
JMBA / Jamba, Inc.
DLX / Deluxe Corporation
DEUTSCHE GLOBAL HIGH / (25158V108)
NFG / National Fuel Gas Company
VKQ / Invesco Municipal Trust
VPV / Invesco Pennsylvania Value Municipal Income Trust
PRAA / PRA Group, Inc.
HIBB / Hibbett, Inc.
OCX / OncoCyte Corporation
LOCO / El Pollo Loco Holdings, Inc.
AMPY / Amplify Energy Corp.
ETB / Eaton Vance Tax-Managed Buy-Write Income Fund
ATNY / API Technologies Corp.
CPPL / Columbia Pipeline Partners LP
OKS / ONEOK Partners, L.P.
INPHQ / Interphase Corp.
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EMO / ClearBridge Energy Midstream Opportunity Fund Inc
AGU / Agrium Inc.
TRR / TRC Companies, Inc.
NRP / Natural Resource Partners L.P. - Limited Partnership
LF / Leapfrog Enterprises Inc
APLP / Archrock Partners, L.P.
GDP / Goodrich Petroleum Corp.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
OA / Orbital ATK, Inc.
NQM / Nuveen Investment Quality Municipal Fund, Inc.
EXXI / Energy XXI Ltd.
PHMD / PhotoMedex, Inc.
BXLT / Baxalta Incorporated
CMP / Compass Minerals International, Inc.
FMNB / Farmers National Banc Corp.
DEUTSCHE MULTI MARKET / (25160E102)
DXGE / WisdomTree Trust - WisdomTree Germany Hedged Equity Fund
TCPC / BlackRock TCP Capital Corp.
CNS / Cohen & Steers, Inc.
RVSB / Riverview Bancorp, Inc.
VGR / Vector Group Ltd.
PAR / PAR Technology Corporation
CBA / ClearBridge American Energy MLP Fund Inc.
US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
SIM / Grupo Simec, S.A.B. de C.V. - Depositary Receipt (Common Stock)
US59560V1098 / Mid-Con Energy Partners, LP
SUNE / SUNation Energy Inc.
ANCB / Anchor Bancorp
CWBC / Community West Bancshares
CCP / Care Capital Properties, Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
SAVE / Spirit Airlines, Inc.
RIT / LMP Real Estate Income Fund, Inc.
EHI / Western Asset Global High Income Fund Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
INTC / Intel Corporation
GOOGL / Alphabet Inc.
AMD / Advanced Micro Devices, Inc.
PYPL / PayPal Holdings, Inc.
DHR / Danaher Corporation
NEE / NextEra Energy, Inc.
MDT / Medtronic plc
STNG / Scorpio Tankers Inc.
MU / Micron Technology, Inc.
ORCL / Oracle Corporation
TSLA / Tesla, Inc.
ISRG / Intuitive Surgical, Inc.
HABK / Hamilton Bancorp, Inc.
UNH / UnitedHealth Group Incorporated
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
RF / Regions Financial Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
WMT / Walmart Inc.
TNK / Teekay Tankers Ltd.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
HD / The Home Depot, Inc.
CRM / Salesforce, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
CVS / CVS Health Corporation
AXP / American Express Company
CMCSA / Comcast Corporation
CVA / Covanta Holding Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
TWO / Two Harbors Investment Corp.
EUO / ProShares Trust II - ProShares UltraShort Euro
JACK / Jack in the Box Inc.
WWAV / The WhiteWave Foods Co.
IBM / International Business Machines Corporation
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
CAT / Caterpillar Inc.
D / Dominion Energy, Inc.
BIIB / Biogen Inc.
TPST / Tempest Therapeutics, Inc.
OXSQ / Oxford Square Capital Corp.
FCX / Freeport-McMoRan Inc.
UNP / Union Pacific Corporation
GDL / The GDL Fund
WPC / W. P. Carey Inc.
AWK / American Water Works Company, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
HSY / The Hershey Company
DHI / D.R. Horton, Inc.
ETR / Entergy Corporation
ACN / Accenture plc
LEG / Leggett & Platt, Incorporated
JWN / Nordstrom, Inc.
RLYP / Relypsa, Inc.
FBP / First BanCorp.
HMG / HMG Courtland Properties Inc.
NKA / Niska Gas Storage Partners LLC
REXX / Rex Energy Corp.
ENBL / Enable Midstream Partners LP - Unit
SYY / Sysco Corporation
WY / Weyerhaeuser Company
DIT / AMCON Distributing Company
NAD / Nuveen Quality Municipal Income Fund
IQI / Invesco Quality Municipal Income Trust
ULTA / Ulta Beauty, Inc.
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
IOSP / Innospec Inc.
X / United States Steel Corporation
PFE / Pfizer Inc.
MTEM / Molecular Templates, Inc.
DIREXION DAILY OLDCHG / (25459Y389)
UNAM / Unico American Corporation
EPRSQ / Epirus Biopharmaceuticals Inc
PBMD / Prima BioMed Ltd
APU / AmeriGas Partners, L.P.
LIME / Lime Energy Co.
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
FTR / Frontier Communications Corp.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
EVM / Eaton Vance California Municipal Bond Fund
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
HIE / Miller/Howard High Income Equity Fund
BCX / Blackrock Resources & Commodities Strategy Trust
/ VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
US0549371070 / BB&T Corp.
CVEO / Civeo Corporation
UAA / Under Armour, Inc.
BOE / BlackRock Enhanced Global Dividend Trust
ECYT / Endocyte, Inc.
PRU / Prudential Financial, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
LGCY / Legacy Education Inc.
BWP / Boardwalk Pipeline Partners L.P
DBL / DoubleLine Opportunistic Credit Fund
TOLZ / ProShares Trust - ProShares DJ Brookfield Global Infrastructure ETF
EOGSF / Emerald Resources NL
MNI / McClatchy Co. (THE)
WESTERN ASSET GLOBAL * / (95766G108)
ARO / Aeropostale Inc
DRYS / DryShips, Inc.
WIBC / Wilshire Bancorp, Inc,
PPG / PPG Industries, Inc.
WAL / Western Alliance Bancorporation
TWX / Warner Media LLC
NXPI / NXP Semiconductors N.V.
ALU / Alcatel Lucent
CBAK / China BAK Battery, Inc.
NYMX / Nymox Pharmaceutical Corp
HEFA / iShares Trust - iShares Currency Hedged MSCI EAFE ETF
NWBO / Northwest Biotherapeutics, Inc.
PAG / Penske Automotive Group, Inc.
PRGN / Paragon Shipping, Inc.
TISI / Team, Inc.
SCU / Sculptor Capital Management Inc - Class A
PSEC / Prospect Capital Corporation
SJB / ProShares Trust - ProShares Short High Yield
NWLI / National Western Life Group, Inc.
RAS / RAIT Financial Trust
AVP / Avon Products, Inc.
GNMA / iShares Trust - iShares GNMA Bond ETF
SBS / Companhia de Saneamento Básico do Estado de São Paulo - SABESP - Depositary Receipt (Common Stock)
JRJC / China Finance Online Co. Ltd. - ADR
HYT / BlackRock Corporate High Yield Fund, Inc.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
AXR / AMREP Corporation
EFAD / ProShares Trust - ProShares MSCI EAFE Dividend Growers ETF
VCF / Delaware Investments Colorado Insured Municipal Income Fund Inc
RMTI / Rockwell Medical, Inc.
DYNT / Dynatronics Corporation
NSAM / NorthStar Asset Management Group, Inc.
POT / Potash Corp. of Saskatchewan, Inc.
MINI / Mobile Mini, Inc.
MDVN / Medivation, Inc.
US0153511094 / Alexion Pharmaceuticals, Inc.
AX / Axos Financial, Inc.
GNW / Genworth Financial, Inc.
TACO / Berto Acquisition Corp.
IYR / iShares Trust - iShares U.S. Real Estate ETF
JEF / Jefferies Financial Group Inc.
CAVM / MontaVista Software, LLC
NBR / Nabors Industries Ltd.
US0325111070 / Anadarko Petroleum Corp.
AET / Aetna, Inc.
EIGR / Eiger BioPharmaceuticals, Inc.
GASS / StealthGas Inc.
OWE / Obsidian Energy Ltd.
ICPT / Intercept Pharmaceuticals Inc
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
CEQP / Crestwood Equity Partners LP - Unit
CY / Cypress Semiconductor Corp.
CYS / CYS Investments, Inc.
TSI / TCW Strategic Income Fund, Inc.
CIO / City Office REIT, Inc.
RTN / Raytheon Co.
PRLB / Proto Labs, Inc.
ADS / Bread Financial Holdings Inc
DEX / Delaware Enhanced Global Dividend & Income Fund
BCE / BCE Inc.
SJNK / SPDR Series Trust - State Street SPDR Bloomberg Short Term High Yield Bond ETF
US00C4U1L353 / Mylan N.V.
018490100 / Allergan plc
/ Denbury Resources, Inc.
91531F103 / General Electric Capital Corp. 6.10#% Public Income Bonds PINES due 2032-11-15
CBI / Chicago Bridge & Iron Co., N.V.
FFBC / First Financial Bancorp.
DSWL / Deswell Industries, Inc.
CORR / CorEnergy Infrastructure Trust, Inc.
OPI / Office Properties Income Trust
OSHC / Ocean Shore Holding Co.
DOOR / Masonite International Corporation
CGRN / Capstone Green Energy Corp.
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
AUY / Yamana Gold Inc.
MMP / Magellan Midstream Partners L.P.
DOW / Dow Inc.
SDRL / Seadrill Limited
APPCQ / American Apparel, Inc.
PFPT / Proofpoint Inc
AFHIF / Atlas Financial Holdings, Inc.
61166W101 / Monsanto Co.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
CRF / Cornerstone Total Return Fund, Inc.
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
VER / VEREIT Inc
INBK / First Internet Bancorp
US0293261055 / American River Bankshares
ERII / Energy Recovery, Inc.
FSBW / FS Bancorp, Inc.
MSFT / Microsoft Corporation
NICK / Nicholas Financial, Inc.
RHE / Regional Health Properties, Inc.
WFT / Weatherford International plc
NOV / NOV Inc.
NAZ / Nuveen Arizona Quality Municipal Income Fund
SBUX / Starbucks Corporation
AIG / American International Group, Inc.
SLV / iShares Silver Trust
VZ / Verizon Communications Inc.
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
ESRX / Express Scripts Holding Co.
NEM / Newmont Corporation
SYN / Synthetic Biologics Inc
IPG / The Interpublic Group of Companies, Inc.
DARE / Daré Bioscience, Inc.
INSG / Inseego Corp.
/ Delphi Technologies PLC
FLR / Fluor Corporation
ECA / EnCana Corp.
NVS / Novartis AG - Depositary Receipt (Common Stock)
NBG / National Bank of Greece SA
L / Loews Corporation
NRG / NRG Energy, Inc.
RH / RH
KSS / Kohl's Corporation
VGM / Invesco Trust for Investment Grade Municipals
PMO / Putnam Municipal Opportunities Trust
FEO / First Trust-abrdn Emerging Opportunity Fund
TRT / Trio-Tech International
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
RENT / Rent the Runway, Inc.
QEPC / Q.E.P. Co., Inc.
ITB / iShares Trust - iShares U.S. Home Construction ETF
CHK / Chesapeake Energy Corporation
BKNG / Booking Holdings Inc.
PCG / PG&E Corporation
UNG / United States Natural Gas Fund, LP - Limited Partnership
BTT / Blackrock Municipal 2030 Target Term Trust
BEN / Franklin Resources, Inc.
018490100 / Allergan plc
MAIN / Main Street Capital Corporation
NAVI / Navient Corporation
TXN / Texas Instruments Incorporated
DEO / Diageo plc - Depositary Receipt (Common Stock)
BAX / Baxter International Inc.
LULU / lululemon athletica inc.
CUBI / Customers Bancorp, Inc.
SD / SandRidge Energy, Inc.
AAP / Advance Auto Parts, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
HOV / Hovnanian Enterprises, Inc.
RDS.B / Shell Plc - ADR
APA / APA Corporation
MDC / M.D.C. Holdings, Inc.
TWTR / Twitter Inc
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
CNA / CNA Financial Corporation
XNPMX / Nuveen Premium Income Municipal
KRE / SPDR Series Trust - State Street SPDR S&P Regional Banking ETF
KALV / KalVista Pharmaceuticals, Inc.
PII / Polaris Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
HAL / Halliburton Company
CSWI / CSW Industrials, Inc.
CELG / Celgene Corp.
CONN / Conn's, Inc.
SCHN / Schnitzer Steel Industries, Inc. - Class A
CCM / Concord Medical Services Holdings Limited - Depositary Receipt (Common Stock)
HON / Honeywell International Inc.
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
HPE / Hewlett Packard Enterprise Company
LYB / LyondellBasell Industries N.V.
PESX / Pioneer Energy Services Corp.
MA / Mastercard Incorporated
NRIM / Northrim BanCorp, Inc.
MITT / TPG Mortgage Investment Trust, Inc.
VIRC / Virco Mfg. Corporation
VSR / Versar, Inc.
RITM / Rithm Capital Corp.
GWW / W.W. Grainger, Inc.
NAII / Natural Alternatives International, Inc.
SWKS / Skyworks Solutions, Inc.
OMER / Omeros Corporation
BBN / BlackRock Taxable Municipal Bond Trust
MCK / McKesson Corporation
CTSH / Cognizant Technology Solutions Corporation
SHEL / Shell plc - Depositary Receipt (Common Stock)
FSD / First Trust High Income Long/Short Fund
VTR / Ventas, Inc.
BLUE / bluebird bio, Inc.
XOMA / XOMA Royalty Corporation
FITB / Fifth Third Bancorp
SGMO / Sangamo Therapeutics, Inc.
BIOL / BIOLASE, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
PLX / Protalix BioTherapeutics, Inc.
WAB / Westinghouse Air Brake Technologies Corporation
CIK / Credit Suisse Asset Management Income Fund, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
CLX / The Clorox Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VGRSX / Vanguard REIT Index Fund
KHC / The Kraft Heinz Company
K / Kellanova
HQL / Abrdn Life Sciences Investors
UL / Unilever PLC - Depositary Receipt (Common Stock)
QCOM / QUALCOMM Incorporated
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
USAC / USA Compression Partners, LP - Limited Partnership
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
VIPS / Vipshop Holdings Limited - Depositary Receipt (Common Stock)
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
PNNT / PennantPark Investment Corporation
IPI / Intrepid Potash, Inc.
KCP / Cloud Peak Energy Inc
CLM / Cornerstone Strategic Investment Fund, Inc.
NFLX / Netflix, Inc.
RAD / Rite Aid Corp.
COO / The Cooper Companies, Inc.
JPS / Nuveen Preferred & Income Securities Fund
PDT / John Hancock Premium Dividend Fund
EMD / Western Asset Emerging Markets Debt Fund Inc.
CSCO / Cisco Systems, Inc.
CREE / Cree, Inc.
AMZN / Amazon.com, Inc.
TRAK / ReposiTrak, Inc.
CCI / Crown Castle Inc.
DAR / Darling Ingredients Inc.
MPW / Medical Properties Trust, Inc.
NLY / Annaly Capital Management, Inc.
IAU / iShares Gold Trust
AMLP / ALPS ETF Trust - Alerian MLP ETF
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
VMW / Vmware Inc. - Class A
SNCR / Synchronoss Technologies, Inc.
MTRX / Matrix Service Company
BA / The Boeing Company
RY N / Royal Bank of Canada
GILD / Gilead Sciences, Inc.
O / Realty Income Corporation
BK / The Bank of New York Mellon Corporation
PM / Philip Morris International Inc.
CL / Colgate-Palmolive Company
SSBI / Summit State Bank
DFS / Discover Financial Services
NOC / Northrop Grumman Corporation
LMT / Lockheed Martin Corporation
DGICA / Donegal Group Inc.
ILU / Illumina, Inc.
AMGN / Amgen Inc.
BRK.A / Berkshire Hathaway Inc.
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
AFL / Aflac Incorporated
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
JPI / Nuveen Preferred Securities & Income Opportunities Fund
CSQ / Calamos Strategic Total Return Fund
EDI / Virtus Stone Harbor Emerging Markets Total Income Fund
CLMT / Calumet, Inc.
TRV / The Travelers Companies, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
SRLN / SPDR Series Trust - State Street Blackstone Senior Loan ETF
GGN / GAMCO Global Gold, Natural Resources & Income Trust
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
LVS / Las Vegas Sands Corp.
RVT / Royce Small-Cap Trust, Inc.
DUK / Duke Energy Corporation
XHB / SPDR Series Trust - State Street SPDR S&P Homebuilders ETF
NYCB / Flagstar Financial, Inc.
GGB / Gerdau S.A. - Depositary Receipt (Common Stock)
STWD / Starwood Property Trust, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
THQ / Abrdn Healthcare Opportunities Fund
WBA / Walgreens Boots Alliance, Inc.
RGA / Reinsurance Group of America, Incorporated
EFA / iShares Trust - iShares MSCI EAFE ETF
BIO / Bio-Rad Laboratories, Inc.
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
FDX / FedEx Corporation
MNTX / Manitex International, Inc.
SAIA / Saia, Inc.
SIRI / Sirius XM Holdings Inc.
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
TAL / TAL Education Group - Depositary Receipt (Common Stock)
AAL / American Airlines Group Inc.
WFC / Wells Fargo & Company
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
GOOG / Alphabet Inc.
MMM / 3M Company
DLR / Digital Realty Trust, Inc.
KMB / Kimberly-Clark Corporation
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
PEP / PepsiCo, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
CAG / Conagra Brands, Inc.
ARNA / Arena Pharmaceuticals Inc
RTX / RTX Corporation
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
APD / Air Products and Chemicals, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
HPQ / HP Inc.
PANW / Palo Alto Networks, Inc.
AOD / Abrdn Total Dynamic Dividend Fund
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
ALK / Alaska Air Group, Inc.
NVAX / Novavax, Inc.
DAL / Delta Air Lines, Inc.
COF / Capital One Financial Corporation
CVX / Chevron Corporation
PAYX / Paychex, Inc.
GM / General Motors Company
MNR / Mach Natural Resources LP
EBAY / eBay Inc.
MWA / Mueller Water Products, Inc.
WLDN / Willdan Group, Inc.
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
EEI / Ecology and Environment, Inc.
FUN / Six Flags Entertainment Corporation
THRM / Gentherm Incorporated
EXC / Exelon Corporation
V / Visa Inc.
FLT / Corpay, Inc.
JOF / Japan Smaller Capitalization Fund, Inc.
TDW / Tidewater Inc.
BAC.WS.A / Bank of America Corp. A Warrants
FAX / Abrdn Asia-Pacific Income Fund Inc
HQH / Abrdn Healthcare Investors
TSN / Tyson Foods, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
AEP / American Electric Power Company, Inc.
EVV / Eaton Vance Limited Duration Income Fund
GOLD / Gold.com, Inc.
REGN / Regeneron Pharmaceuticals, Inc.
BTO / John Hancock Financial Opportunities Fund
CI / The Cigna Group
FT / Franklin Universal Trust
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
UTF / Cohen & Steers Infrastructure Fund, Inc
MELI / MercadoLibre, Inc.
CIM / Chimera Investment Corporation
UPS / United Parcel Service, Inc.
FAST / Fastenal Company
FAM / First Trust/Abrdn Global Opportunity Income Fund
LTC / LTC Properties, Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
JNJ / Johnson & Johnson
GLD / SPDR Gold Shares
GRM / General Mills, Inc.
USB / U.S. Bancorp
LLY / Eli Lilly and Company
DE / Deere & Company
META / Meta Platforms, Inc.
VLO / Valero Energy Corporation
SWN / Southwestern Energy Company
IBB / iShares Trust - iShares Biotechnology ETF
BX / Blackstone Inc.
SPY / State Street SPDR S&P 500 ETF Trust
SCHW / The Charles Schwab Corporation
ABT / Abbott Laboratories
ADP / Automatic Data Processing, Inc.
FSK / FS KKR Capital Corp.
BAC / Bank of America Corporation
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
NSC / Norfolk Southern Corporation
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
PPL / PPL Corporation
GD / General Dynamics Corporation
WDAY / Workday, Inc.
VALE / Vale S.A. - Depositary Receipt (Common Stock)
SLB / SLB N.V.
NKE / NIKE, Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
W / Wayfair Inc.
XOM / Exxon Mobil Corporation
MRK / Merck & Co., Inc.
THW / Abrdn World Healthcare Fund
JPC / Nuveen Preferred & Income Opportunities Fund
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
RIG / Transocean Ltd.
DG / Dollar General Corporation
ET / Energy Transfer LP - Limited Partnership
PFN / PIMCO Income Strategy Fund II
SO / The Southern Company
ED / Consolidated Edison, Inc.
PCAR / PACCAR Inc
LOW / Lowe's Companies, Inc.
VMC / Vulcan Materials Company
LUV / Southwest Airlines Co.
SRE / Sempra
WEC / WEC Energy Group, Inc.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
MDLZ / Mondelez International, Inc.
CSM / ProShares Trust - ProShares Large Cap Core Plus
ARCC / Ares Capital Corporation
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
847 / Seagate Technology Holdings plc
WMB / The Williams Companies, Inc.
PHD / Pioneer Floating Rate Fund, Inc.
J / Jacobs Solutions Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
TSCO / Tractor Supply Company
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
IGLB / iShares Trust - iShares 10+ Year Investment Grade Corporate Bond ETF
PPIH / Perma-Pipe International Holdings, Inc.
CSWC / Capital Southwest Corporation
AGM / Federal Agricultural Mortgage Corporation
CODI / Compass Diversified
IWF / iShares Trust - iShares Russell 1000 Growth ETF
EMR / Emerson Electric Co.
USA / Liberty All-Star Equity Fund
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PNW / Pinnacle West Capital Corporation
STEW / SRH Total Return Fund, Inc.
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
PMM / Putnam Managed Municipal Income Trust
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
NAC / Nuveen California Quality Municipal Income Fund
DGX / Quest Diagnostics Incorporated
T / AT&T Inc.
CCC3D / The Coca-Cola Company
NBB / Nuveen Taxable Municipal Income Fund
ASG / Liberty All-Star Growth Fund, Inc.
MUA / BlackRock MuniAssets Fund, Inc.
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
ROST / Ross Stores, Inc.
DSL / DoubleLine Income Solutions Fund
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
ABBV / AbbVie Inc.
VCV / Invesco California Value Municipal Income Trust
DXCM / DexCom, Inc.
F / Ford Motor Company
GS / The Goldman Sachs Group, Inc.
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
MCD / McDonald's Corporation
MUB / iShares Trust - iShares National Muni Bond ETF
COST / Costco Wholesale Corporation
TJX / The TJX Companies, Inc.
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF