Market Value131,888,000
Total Holdings617
File Date2014-11-05
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AG / First Majestic Silver Corp.
NVDA / NVIDIA Corporation
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
EQT / EQT Corporation
NOC / Northrop Grumman Corporation
MET / MetLife, Inc.
PCG / PG&E Corporation
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
EFA / iShares Trust - iShares MSCI EAFE ETF
BEN / Franklin Resources, Inc.
SPY / State Street SPDR S&P 500 ETF Trust
GNRC / Generac Holdings Inc.
AOL /
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
DIS / The Walt Disney Company
MCD / McDonald's Corporation
WFC / Wells Fargo & Company
SBUX / Starbucks Corporation
LUMO / Lumos Pharma, Inc.
BMY / Bristol-Myers Squibb Company
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
MBB / iShares Trust - iShares MBS ETF
PANW / Palo Alto Networks, Inc.
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
TWX / Warner Media LLC
RGR / Sturm, Ruger & Company, Inc.
IBM / International Business Machines Corporation
ORCL / Oracle Corporation
BLDP / Ballard Power Systems Inc.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
VMO / Invesco Municipal Opportunity Trust
KR / The Kroger Co.
SLYG / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Growth ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
NEE / NextEra Energy, Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
GBX / The Greenbrier Companies, Inc.
FDX / FedEx Corporation
JNJ / Johnson & Johnson
DBC / Invesco DB Commodity Index Tracking Fund
BCOR / Grayscale Funds Trust - Grayscale Bitcoin Adopters ETF
NAC / Nuveen California Quality Municipal Income Fund
CGNX / Cognex Corporation
IR / Ingersoll Rand Inc.
SFXE / SFX Entertainment, Inc.
RYH / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Health Care ETF
CSCO / Cisco Systems, Inc.
ENB / Enbridge Inc.
ADBE / Adobe Inc.
KMB / Kimberly-Clark Corporation
US09254T1007 / Blackrock Muniyield Investment Qlty Fund
VXX / iPath Series B S&P 500 VIX Short-Term Futures ETN
VKI / Invesco Advantage Municipal Income Trust II
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
MCHP / Microchip Technology Incorporated
FRGI / Fiesta Restaurant Group Inc
/ NextGen Acquisition Corporation Units
GOOG / Alphabet Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
DUK / Duke Energy Corporation
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
MRK / Merck & Co., Inc.
PTEN / Patterson-UTI Energy, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
HPQ / HP Inc.
GS / The Goldman Sachs Group, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
EVN / Eaton Vance Municipal Income Trust
HSY / The Hershey Company
MVIS / MicroVision, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
SLYV / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Value ETF
LMT / Lockheed Martin Corporation
904784709 / Unilever N.V.
FSLR / First Solar, Inc.
TWTR / Twitter Inc
PSLV / Sprott Physical Silver Trust
SCCO / Southern Copper Corporation
SVM / Silvercorp Metals Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
X / United States Steel Corporation
AABA / Altaba Inc
XEL / Xcel Energy Inc.
61166W101 / Monsanto Co.
DATA / Tableau Software, Inc.
CNQ / Canadian Natural Resources Limited
FTR / Frontier Communications Corp.
M / Macy's, Inc.
EMR / Emerson Electric Co.
ANF / Abercrombie & Fitch Co.
GOLD / Gold.com, Inc.
IGT / International Game Technology PLC
FWONA / Formula One Group
IOC / InterOil Corporation
ESV / Ensco plc
ABT / Abbott Laboratories
MSI / Motorola Solutions, Inc.
YNDX / Yandex N.V.
CRL / Charles River Laboratories International, Inc.
SYK / Stryker Corporation
JCP / J.C. Penney Co., Inc.
EP.PRC / El Paso Energy Capital Trust I - Preferred Security
EXTR / Extreme Networks, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
WGO / Winnebago Industries, Inc.
XMUSX / BlackRock MuniHoldings Quality
OVTI / OmniVision Technologies, Inc.
FOX / Fox Corporation
ARNC / Arconic Corporation
US3021041047 / ExOne Co
DOG / ProShares Trust - ProShares Short Dow30
RTN / Raytheon Co.
ZUMZ / Zumiez Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
OLED / Universal Display Corporation
ALU / Alcatel Lucent
STXAX / Legg Mason Partners Income Trust - Western Asset Municipal High Income Fund Class A
GWP / GW Pharmaceuticals plc
KNDI / Kandi Technologies Group, Inc.
MNKD / MannKind Corporation
TR / Tootsie Roll Industries, Inc.
DDD / 3D Systems Corporation
DVN / Devon Energy Corporation
ESL / Esterline Technologies Corp.
TTWO / Take-Two Interactive Software, Inc.
ETN / Eaton Corporation plc
BIB / ProShares Trust - ProShares Ultra Nasdaq Biotechnology
MNKKQ / Mallinckrodt Plc
NYCB / Flagstar Financial, Inc.
SDRL / Seadrill Limited
NEM / Newmont Corporation
SITE / SiteOne Landscape Supply, Inc.
PIPR / Piper Sandler Companies
OXY / Occidental Petroleum Corporation
RL / Ralph Lauren Corporation
CHK / Chesapeake Energy Corporation
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
GF / The New Germany Fund, Inc.
AFB / AllianceBernstein National Municipal Income Fund, Inc.
IYM / iShares Trust - iShares U.S. Basic Materials ETF
/ Sina Corp.
HE / Hawaiian Electric Industries, Inc.
EWC / iShares, Inc. - iShares MSCI Canada ETF
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
ES / Eversource Energy
SATS / EchoStar Corporation
SAND / Sandstorm Gold Ltd.
SHEL / Shell plc - Depositary Receipt (Common Stock)
IDCC / InterDigital, Inc.
REGN / Regeneron Pharmaceuticals, Inc.
ITT / ITT Inc.
BAX / Baxter International Inc.
ESRX / Express Scripts Holding Co.
SLW / Silver Wheaton Corp.
BBI / Brickell Biotech Inc
GM.WS.B / General Motors Company - Warrants 07/10/2019
US00C4U1L353 / Mylan N.V.
AAL / American Airlines Group Inc.
FE / FirstEnergy Corp.
LGF.A / Lions Gate Entertainment Corp.
GSK / GSK plc - Depositary Receipt (Common Stock)
AXP / American Express Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
CI / The Cigna Group
GWW / W.W. Grainger, Inc.
PEP / PepsiCo, Inc.
VKQ / Invesco Municipal Trust
SAP / SAP SE - Depositary Receipt (Common Stock)
ITW / Illinois Tool Works Inc.
XLB / The Select Sector SPDR Trust - State Street Materials Select Sector SPDR ETF
TRN / Trinity Industries, Inc.
CELG / Celgene Corp.
DBD / Diebold Nixdorf, Incorporated
LUMN / Lumen Technologies, Inc.
GLD / SPDR Gold Shares
SARA / SARATOGA RES INC TEX
SRI / Stoneridge, Inc.
NPO / Enpro Inc.
KOOL / Spinnaker ETF Series - North Shore Equity Rotation ETF
COF / Capital One Financial Corporation
KKD / Krispy Kreme Doughnuts, Inc.
FIS / Fidelity National Information Services, Inc.
STI / Solidion Technology, Inc.
CCA / MFS California Municipal Fund
ADS / Bread Financial Holdings Inc
KSU / Kansas City Southern
WU / The Western Union Company
GPS / The Gap, Inc.
STT / State Street Corporation
MNST / Monster Beverage Corporation
CDE / Coeur Mining, Inc.
EXEL / Exelixis, Inc.
PROSHARES TR II / VIX MDTRM FUTR (74347W684)
SEP / Spectra Energy Partners LP
CVEO / Civeo Corporation
TWC / Spectrum Management Holding Company LLC
TNK / Teekay Tankers Ltd.
NFX / Newfield Exploration Company
HOG / Harley-Davidson, Inc.
CIG / Companhia Energética de Minas Gerais - CEMIG - Depositary Receipt (Common Stock)
VRTV / Veritiv Corp
L / Loews Corporation
POT / Potash Corp. of Saskatchewan, Inc.
887228104 / Time Inc.
SPB / Spectrum Brands Holdings, Inc.
BR / Broadridge Financial Solutions, Inc.
INAP / Internap Corporation
IP / International Paper Company
SRC / Spirit Realty Capital, Inc.
SEE / Sealed Air Corporation
TBI / TrueBlue, Inc.
APA / APA Corporation
CMI / Cummins Inc.
EXAS / Exact Sciences Corporation
TRP / TC Energy Corporation
AET / Aetna, Inc.
ACAT / Acasia Technology, Inc.
DWX / SPDR Index Shares Funds - State Street SPDR S&P International Dividend ETF
82735Q102 / Silver Bay Realty Trust Corp.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
MQT / BlackRock MuniYield Quality Fund II, Inc.
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
VGM / Invesco Trust for Investment Grade Municipals
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
DNDN /
83416T100 / SolarCity Corp
NQU / Nuveen Quality Income Municipal Fund, Inc.
EIA / Eaton Vance California Municipal Bond Fund II
WIT / Wipro Limited - Depositary Receipt (Common Stock)
MZF / Managed Duration Investment Grade Municipal Fund
BYM / BlackRock Municipal Income Quality Trust
ATW / Atwood Oceanics, Inc.
H01531104 / Allied World Assurance Company Holding AG
RJA / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
FF / FutureFuel Corp.
SFY / Tidal Trust I - SoFi Select 500 ETF
HRI / Herc Holdings Inc.
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
GMCR / Keurig Green Mountain, Inc.
LSI / Life Storage Inc - Registered Shares
PBW / Invesco Exchange-Traded Fund Trust - Invesco WilderHill Clean Energy ETF
EIM / Eaton Vance Municipal Bond Fund
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
NLS / Nautilus Inc
ZF / Zweig Fund, Inc.
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
CYB / WisdomTree Trust - WisdomTree Chinese Yuan Strategy Fund
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
SPPP / Sprott Physical Platinum and Palladium Trust
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
CAJ / Canon Inc. - ADR
REXX / Rex Energy Corp.
NQS / Nuveen Select Quality Municipal Fund, Inc.
IHSEF / iShares Public Limited Company - iShares Asia Pacific Dividend UCITS ETF
MARKET VECTORS ETF TR / BRAZL SMCP ETF (57060U613)
ZIXI / Zix Corp.
04685W103 / athenahealth, Inc.
ONVO / Organovo Holdings, Inc.
PPLT / abrdn Platinum ETF Trust - abrdn Physical Platinum Shares ETF
XNPMX / Nuveen Premium Income Municipal
OII / Oceaneering International, Inc.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
IRBT / iRobot Corporation
MFL / BlackRock MuniHoldings Investment Quality Fund
MARKET VECTORS ETF TR / EM LC CURR DBT (57060U522)
CEV / Eaton Vance California Municipal Income Trust
CFN / CareFusion Corporation
DNB / Dun & Bradstreet Holdings, Inc.
PARAMOUNT GOLD & SILVER CORP / (69924P102)
PTX / Pernix Therapeutics Holdings, Inc.
XMUHX / BlackRock MuniHoldings Fund II,
SIMG /
TWER / Towerstream Corporation
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
QQQ / Invesco QQQ Trust, Series 1
ZGNX / Zogenix Inc
CLIR / ClearSign Technologies Corporation
918194101 / VCA Inc.
NUVEEN CA INVT QUALITY MUN F / (67062A101)
AMCC / Applied Micro Circuits Corp.
LL / LL Flooring Holdings, Inc.
US09248T1097 / Blackrock Strategic Municipal Trust
P / Everpure, Inc.
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
IGF / iShares Trust - iShares Global Infrastructure ETF
ANV / GraniteShares ETF Trust - GraniteShares Autocallable NVDA ETF
AGQ / ProShares Trust II - ProShares Ultra Silver
EVM / Eaton Vance California Municipal Bond Fund
IXC / iShares Trust - iShares Global Energy ETF
OSUR / OraSure Technologies, Inc.
OXM / Oxford Industries, Inc.
KZ / KongZhong Corp.
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
RMTI / Rockwell Medical, Inc.
DIREXION SHS ETF TR / DAILY GOLD MINER (25459Y389)
MARKET VECTORS ETF TR / EMKT HIYLD BD (57061R403)
NUVEEN PREM INCOME MUN FD 4 / (6706K4105)
FBC / Flagstar Bancorp, Inc.
670984103 / Nuveen Municipal Opportunity Fund, Inc.
NPF / Nuveen Premier Municipal Income Fund, Inc.
NMA / Nuveen Municipal Advantage Fund, Inc.
TRI / Thomson Reuters Corporation
DKS / DICK'S Sporting Goods, Inc.
ECA / EnCana Corp.
FEZ / SPDR Index Shares Funds - State Street SPDR EURO STOXX 50 ETF
ISHARES TR / 2016 CORP EX ETF (46432FAD9)
ENZN / Viskase Companies, Inc.
74005P104 / Praxair, Inc.
NMO / Nuveen Municipal Market Opportunity Fund, Inc.
TRW / TRW Automotive Holdings
DORPQ / Doral Financial Corp.
EIDO / iShares Trust - iShares MSCI Indonesia ETF
VIAB / Viacom, Inc.
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
MMD / NYLI MacKay DefinedTerm Muni Opportunities Fund
GPRO / GoPro, Inc.
KBR / KBR, Inc.
XLS / Exelis
/ BlackRock Municipal Income Investment Trust
SWC / Stillwater Mining Company
HAWK / HawkEye 360, Inc.
US80007A1025 / SandRidge Permian Trust
STO / Statoil ASA
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
US16941M1099 / China Mobile Ltd.
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
NXZ / Nuveen Dividend Advantage Municipal Fund 2
MARKET VECTORS ETF TR / PHARMACEUTICAL (57060U217)
FWONK / Formula One Group
NUVEEN CA DIV ADV MUNI FD 3 / COM SH BEN INT (67070Y109)
847560109 / Spectra Energy Corp.
FEYE / FireEye Inc
OSK / Oshkosh Corporation
ARG / Airgas, Inc.
IYE / iShares Trust - iShares U.S. Energy ETF
GIM / Templeton Global Income Fund
ROIC / Retail Opportunity Investments Corp.
CRAY / Cray, Inc.
SFG / StanCorp Financial Group, Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
UGL / ProShares Trust II - ProShares Ultra Gold
EPIQ / EPIQ Systems, Inc.
DSUM / PowerShares Chinese Yuan Dim Sum Bond Portfolio
FCS / Fairchild Semiconductor International, Inc.
DTV / DTE Energy Company
EIV / Eaton Vance Municipal Bond Fund II
CQB / Chiquita Brands International Inc
WBCO / Washington Banking Co
NPI / Nuveen Premium Income Municipal Fund, Inc.
FLOT / iShares Trust - iShares Floating Rate Bond ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
NQM / Nuveen Investment Quality Municipal Fund, Inc.
MARKET VECTORS ETF TR / RUSSIA ETF (57060U506)
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
GM.WS.A / General Motors Company
COV /
IYJ / iShares Trust - iShares U.S. Industrials ETF
BIE / BlackRock Municipal Bond Investment Trust
CAB / Cabela's Incorporated
BKN / BlackRock Investment Quality Municipal Trust Inc.
UIS / Unisys Corporation
DRTAX / BNY Mellon Municipal Bond Funds Inc - BNY Mellon Municipal Bond Fund
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
ASHR / DBX ETF Trust - Xtrackers Harvest CSI 300 China A-Shares ETF
AKP / Alliance California Municipal Income Fund, Inc.
GCH / Aberdeen Greater China Fund, Inc.
VCV / Invesco California Value Municipal Income Trust
BHI / Baker Hughes Inc.
AVA / Avista Corporation
/ Global X YieldCo & Renewable Energy Income ETF
HIO / Western Asset High Income Opportunity Fund Inc.
DRE / Duke Realty Corporation - Preferred Security
PNR / Pentair plc
PCH / PotlatchDeltic Corporation
MFC / Manulife Financial Corporation
DFS / Discover Financial Services
THO / THOR Industries, Inc.
IAG / IAMGOLD Corporation
CLB / Core Laboratories Inc.
LTRPA / Liberty TripAdvisor Holdings, Inc.
DOW / Dow Inc.
EFV / iShares Trust - iShares MSCI EAFE Value ETF
CSL / Carlisle Companies Incorporated
/ Briggs & Stratton Corp.
NWSA / News Corporation
TWO / Two Harbors Investment Corp.
AIT / Applied Industrial Technologies, Inc.
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
BTA / BlackRock Long-Term Municipal Advantage Trust
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
TPR / Tapestry, Inc.
SWYDF / Stornoway Diamond Corporation
STJ / St. Jude Medical, Inc.
LEG / Leggett & Platt, Incorporated
BBBY / Bed Bath & Beyond, Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
ATO / Atmos Energy Corporation
IQI / Invesco Quality Municipal Income Trust
PFG / Principal Financial Group, Inc.
TLK / Perusahaan Perseroan (Persero) PT Telekomunikasi Indonesia Tbk - Depositary Receipt (Common Stock)
IIM / Invesco Value Municipal Income Trust
FSBW / FS Bancorp, Inc.
ELY / Topgolf Callaway Brands Corp
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
UHS / Universal Health Services, Inc.
CAH / Cardinal Health, Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
BKH / Black Hills Corporation
NUAN / Nuance Communications Inc
HES / Hess Corporation
EOG / EOG Resources, Inc.
HDB / HDFC Bank Limited - Depositary Receipt (Common Stock)
PNC / The PNC Financial Services Group, Inc.
ARIA / ARIAD Pharmaceuticals, Inc.
UAL / United Airlines Holdings, Inc.
HLIT / Harmonic Inc.
INFY / Infosys Limited - Depositary Receipt (Common Stock)
ALLE / Allegion plc
QRTEA / Qurate Retail Inc - Series A
ROYTL / Pacific Coast Oil Trust
DISH / DISH Network Corporation
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
NXQ / Nuveen Select Tax-Free Income Portfolio 2
JEF / Jefferies Financial Group Inc.
MCO / Moody's Corporation
LNC / Lincoln National Corporation
UDR / UDR, Inc.
AWK / American Water Works Company, Inc.
NCV / Virtus Convertible & Income Fund
IWF / iShares Trust - iShares Russell 1000 Growth ETF
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
SIRI / Sirius XM Holdings Inc.
AGCO / AGCO Corporation
DVY / iShares Trust - iShares Select Dividend ETF
ENZL / iShares Trust - iShares MSCI New Zealand ETF
VIAV / Viavi Solutions Inc.
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
RIO / Rio Tinto Group - Depositary Receipt (Common Stock)
FFIV / F5, Inc.
SWK / Stanley Black & Decker, Inc.
MSO / Martha Stewart Living Omnimedia, Inc.
VMC / Vulcan Materials Company
EPC / Edgewell Personal Care Company
SGEN / Seagen Inc
VRSN / VeriSign, Inc.
MDU / MDU Resources Group, Inc.
APOG / Apogee Enterprises, Inc.
WDC / Western Digital Corporation
EW / Edwards Lifesciences Corporation
EME / EMCOR Group, Inc.
PRGO / Perrigo Company plc
RGLD / Royal Gold, Inc.
HFWA / Heritage Financial Corporation
/ GasLog Ltd
SWX / Southwest Gas Holdings, Inc.
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
CHGG / Chegg, Inc.
RYN / Rayonier Inc.
CTXS / Citrix Systems, Inc.
AMP / Ameriprise Financial, Inc.
GRPN / Groupon, Inc.
EA / Electronic Arts Inc.
FBHS / Fortune Brands Home & Security Inc
LCAV / Lca Vision Inc
QRTEA / Qurate Retail Inc - Series A
AYR / Aircastle Ltd.
VNR / Vanguard Natural Resources, LLC
NUVEEN CALIF PREM INCOME MUN / (6706L0102)
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
PPT / Putnam Premier Income Trust
TUEM / Tuesday Morning Corp. - New
RIG / Transocean Ltd.
NPP / Nuveen Performance Plus Municipal Fund, Inc.
BRC / Brady Corporation
/ Immunomedics, Inc.
VGZ / Vista Gold Corp.
SHM / SPDR Series Trust - State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
WAG /
LPI / Laredo Petroleum Inc.
NUVEEN CA SELECT QUALITY MUN / (670975101)
CHTP / Chelsea Therapeutics International, Ltd.
BTU / Peabody Energy Corporation
LIVEDEAL INC / (538144304)
CSTE / Caesarstone Ltd.
ISCB / iShares Trust - iShares Morningstar Small-Cap ETF
ROC / Rank One Computing Corporation
ACCO / ACCO Brands Corporation
TDC / Teradata Corporation
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
UUP / Invesco DB US Dollar Index Trust - Invesco DB US Dollar Index Bullish Fund
PLND / MARKET VECTORS POLAND ETF
YPF / YPF Sociedad Anónima - Depositary Receipt (Common Stock)
LNN / Lindsay Corporation
MHRC / Magnum Hunter Resources Corp.
OUTR / Outerwall Inc.
US85207U1051 / Sprint Corporation
Y / Alleghany Corp.
US2241221017 / Craft Brew Alliance, Inc.
AREX / Approach Resources, Inc.
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
NUVEEN CA DIV ADVANTG MUN FD / (67069X104)
US5249011058 / Legg Mason, Inc.
GIG / GigCapital7 Corp.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
ECF / Ellsworth Growth and Income Fund Ltd.
TQNT /
SPLS / PIMCO ETF Trust - PIMCO US Stocks PLUS Active Bond Exchange Traded Fund
MAIN / Main Street Capital Corporation
WBMD / WebMD Health Corp.
KMP /
RAI / Reynolds American, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
CRZO / Carrizo Oil & Gas, Inc.
IXYS / IXYS Corp.
ELX / Emulex Corp
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
PMM / Putnam Managed Municipal Income Trust
CBST /
WFM / Whole Foods Market, Inc.
PCP / Precision Castparts Corporation
KRFT /
PSEC / Prospect Capital Corporation
/ McDermott International, Inc.
YELP / Yelp Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
FYLD / Cambria ETF Trust - Cambria Foreign Shareholder Yield ETF
PETM /
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
GG / Goldcorp, Inc.
MXWL / Maxwell Technologies, Inc.
FIVE / Five Below, Inc.
FMN / Federated Hermes Premier Municipal Income Fund
CIEIQ / Cobalt Intl Energy Inc
NQI / Nuveen Quality Municipal Fund, Inc.
ADT / ADT Inc.
URG / Ur-Energy Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
AGNC / AGNC Investment Corp.
OIA / Invesco Municipal Income Opportunities Trust
NXR / Nuveen Select Tax-Free Income Portfolio 3
TV / Grupo Televisa, S.A.B. - Depositary Receipt (Common Stock)
PROSHARES TR / ULT KBW REGBNK (74347X484)
EGHT / 8x8, Inc.
TIBX / Tibco Software
BEAM INC / (073730103)
NUVEEN CALIF PERFORM PLUS MU / (67062Q106)
INT / World Fuel Services Corp.
018490100 / Allergan plc
153501101 / Central Fund of Canada Ltd.
CPE / Callon Petroleum Company
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
/ U.S. Concrete, Inc.
EUO / ProShares Trust II - ProShares UltraShort Euro
FXY / Invesco CurrencyShares Japanese Yen Trust
GOGO / Gogo Inc.
COW / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_COWB
NFG / National Fuel Gas Company
TUR / iShares, Inc. - iShares MSCI Turkey ETF
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
ROM / ProShares Trust - ProShares Ultra Technology
KGC / Kinross Gold Corporation
HII / Huntington Ingalls Industries, Inc.
ITB / iShares Trust - iShares U.S. Home Construction ETF
ECL / Ecolab Inc.
CMCSA / Comcast Corporation
OMER / Omeros Corporation
CLX / The Clorox Company
RY / Royal Bank of Canada
TSLA / Tesla, Inc.
CREE / Cree, Inc.
PRTA / Prothena Corporation plc
APD / Air Products and Chemicals, Inc.
VYX / NCR Voyix Corporation
RAD / Rite Aid Corp.
BMO / Bank of Montreal
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
ADM / Archer-Daniels-Midland Company
LNG / Cheniere Energy, Inc.
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
PG / The Procter & Gamble Company
GD / General Dynamics Corporation
BDX / Becton, Dickinson and Company
TJX / The TJX Companies, Inc.
XRX / Xerox Holdings Corporation
DG / Dollar General Corporation
INTC / Intel Corporation
PCAR / PACCAR Inc
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
BB / BlackBerry Limited
ALGT / Allegiant Travel Company
LUV / Southwest Airlines Co.
GE / General Electric Company
WM / Waste Management, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
T / AT&T Inc.
ESRT / Empire State Realty Trust, Inc.
NLY / Annaly Capital Management, Inc.
SLB / SLB N.V.
FNV / Franco-Nevada Corporation
PAAS / Pan American Silver Corp.
VZ / Verizon Communications Inc.
JPM / JPMorgan Chase & Co.
VVX / V2X, Inc.
BANR / Banner Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
LLY / Eli Lilly and Company
CTAS / Cintas Corporation
LULU / lululemon athletica inc.
VHC / VirnetX Holding Corporation
C / Citigroup Inc.
SRE / Sempra
STX / Seagate Technology Holdings plc
META / Meta Platforms, Inc.
NWBO / Northwest Biotherapeutics, Inc.
SU / Suncor Energy Inc.
V / Visa Inc.
KEY / KeyCorp
IRM / Iron Mountain Incorporated
KMI / Kinder Morgan, Inc.
MU / Micron Technology, Inc.
NKE / NIKE, Inc.
TSN / Tyson Foods, Inc.
NBR / Nabors Industries Ltd.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
NFLX / Netflix, Inc.
CAT / Caterpillar Inc.
TGT / Target Corporation
CCL / Carnival Corporation Ltd.
PHYS / Sprott Physical Gold Trust
SCHW / The Charles Schwab Corporation
TRV / The Travelers Companies, Inc.
EIX / Edison International
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
PM / Philip Morris International Inc.
TEL / TE Connectivity plc
CVX / Chevron Corporation
HD / The Home Depot, Inc.
BK / The Bank of New York Mellon Corporation
VMI / Valmont Industries, Inc.
BSX / Boston Scientific Corporation
USB / U.S. Bancorp
RMBS / Rambus Inc.
TMO / Thermo Fisher Scientific Inc.
CAG / Conagra Brands, Inc.
EBAY / eBay Inc.
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
NAD / Nuveen Quality Municipal Income Fund
WYNN / Wynn Resorts, Limited
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
PSX / Phillips 66
AMAT / Applied Materials, Inc.
NUV / Nuveen Municipal Value Fund, Inc.
MS / Morgan Stanley
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
ADP / Automatic Data Processing, Inc.
HIG / The Hartford Insurance Group, Inc.
VLO / Valero Energy Corporation
ACN / Accenture plc
WAFD / WaFd, Inc
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
CLNE / Clean Energy Fuels Corp.
JWN / Nordstrom, Inc.
OKE / ONEOK, Inc.
BAC / Bank of America Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
UNP / Union Pacific Corporation
UPS / United Parcel Service, Inc.
KO / The Coca-Cola Company
SJM / The J. M. Smucker Company
VRTX / Vertex Pharmaceuticals Incorporated
UEC / Uranium Energy Corp.
DD / DuPont de Nemours, Inc.
TXT / Textron Inc.
O / Realty Income Corporation
JCI / Johnson Controls International plc
BP / BP p.l.c. - Depositary Receipt (Common Stock)
JCI / Johnson Controls International plc
PGR / The Progressive Corporation
LOW / Lowe's Companies, Inc.
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
COST / Costco Wholesale Corporation
LVS / Las Vegas Sands Corp.
AMGN / Amgen Inc.
TXN / Texas Instruments Incorporated
SPR / Spirit AeroSystems Holdings, Inc.
CNI / Canadian National Railway Company
NVG / Nuveen AMT-Free Municipal Credit Income Fund
ZBH / Zimmer Biomet Holdings, Inc.
MDT / Medtronic plc
HON / Honeywell International Inc.
SA / Seabridge Gold Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
MMM / 3M Company
DEO / Diageo plc - Depositary Receipt (Common Stock)
PFE / Pfizer Inc.
MDYV / SPDR Series Trust - State Street SPDR S&P 400 TM Mid Cap Value ETF
MDYG / SPDR Series Trust - State Street SPDR S&P 400 TM Mid Cap Growth ETF
ALK / Alaska Air Group, Inc.
A / Agilent Technologies, Inc.
SYY / Sysco Corporation
FCX / Freeport-McMoRan Inc.
AFL / Aflac Incorporated
WY / Weyerhaeuser Company
DHR / Danaher Corporation
COP / ConocoPhillips
BRK.B / Berkshire Hathaway Inc.
XOM / Exxon Mobil Corporation
AMZN / Amazon.com, Inc.
QCOM / QUALCOMM Incorporated
GOOGL / Alphabet Inc.
BA / The Boeing Company
MDLZ / Mondelez International, Inc.
UNH / UnitedHealth Group Incorporated
MSFT / Microsoft Corporation
AAPL / Apple Inc.
CVS / CVS Health Corporation
GLW / Corning Incorporated
F / Ford Motor Company
RTX / RTX Corporation
XYL / Xylem Inc.
OGS / ONE Gas, Inc.
DAL / Delta Air Lines, Inc.
DE / Deere & Company
D / Dominion Energy, Inc.
ISRG / Intuitive Surgical, Inc.
AVY / Avery Dennison Corporation
WMT / Walmart Inc.
GM / General Motors Company
HAL / Halliburton Company
GILD / Gilead Sciences, Inc.
SLV / iShares Silver Trust
MO / Altria Group, Inc.
ALL / The Allstate Corporation
HL / Hecla Mining Company
ABBV / AbbVie Inc.
CSX / CSX Corporation
ADSK / Autodesk, Inc.
COLB / Columbia Banking System, Inc.
MCK / McKesson Corporation
STE / STERIS plc
J / Jacobs Solutions Inc.
CMCSA / Comcast Corporation
AEP / American Electric Power Company, Inc.
PRU / Prudential Financial, Inc.
EXPD / Expeditors International of Washington, Inc.