Market Value426,378,000
Total Holdings318
File Date2014-11-06
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CLF / Cleveland-Cliffs Inc.
MAIN / Main Street Capital Corporation
CL / Colgate-Palmolive Company
MDT / Medtronic plc
PPG / PPG Industries, Inc.
AON / Aon plc
ES / Eversource Energy
WMT / Walmart Inc.
TWTR / Twitter Inc
FDX / FedEx Corporation
PM / Philip Morris International Inc.
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
LUMN / Lumen Technologies, Inc.
GPC / Genuine Parts Company
HCN / Welltower Inc.
BIG / Big Lots, Inc.
TAHO / Tahoe Resources Inc.
FIIT / First Security Inc
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Bloomberg Enhanced Fallen Angels ETF
US0549371070 / BB&T Corp.
GOOGL / Alphabet Inc.
/ Windstream Holdings, Inc
ADBE / Adobe Inc.
CSX / CSX Corporation
ARR / ARMOUR Residential REIT, Inc.
BBDC / Barings BDC, Inc.
SYY / Sysco Corporation
UNP / Union Pacific Corporation
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
CMCSA / Comcast Corporation
KMB / Kimberly-Clark Corporation
TSLA / Tesla, Inc.
PAYX / Paychex, Inc.
PNC / The PNC Financial Services Group, Inc.
AXP / American Express Company
META / Meta Platforms, Inc.
RIG / Transocean Ltd.
HYMB / SPDR Series Trust - State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
GT / The Goodyear Tire & Rubber Company
CVX / Chevron Corporation
PH / Parker-Hannifin Corporation
GOOG / Alphabet Inc.
BIIB / Biogen Inc.
MAR / Marriott International, Inc.
BA / The Boeing Company
MCHP / Microchip Technology Incorporated
QRTEA / Qurate Retail Inc - Series A
MHK / Mohawk Industries, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
61166W101 / Monsanto Co.
VAC / Marriott Vacations Worldwide Corporation
BXMT / Blackstone Mortgage Trust, Inc.
FMER / FirstMerit Corp.
AABA / Altaba Inc
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
/ Diamond Offshore Drilling Inc
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
THI / Tim Hortons, Inc.
847560109 / Spectra Energy Corp.
153501101 / Central Fund of Canada Ltd.
OSIS / OSI Systems, Inc.
NYRT / New York REIT, Inc.
SDRL / Seadrill Limited
FTR / Frontier Communications Corp.
COV /
QQQ / Invesco QQQ Trust, Series 1
ESRX / Express Scripts Holding Co.
CAM / AB Active ETFs Inc. - AB California Intermediate Municipal ETF
PBCT / People`s United Financial Inc
RPAI / Retail Properties of America Inc - Class A
GILD / Gilead Sciences, Inc.
MMM / 3M Company
CBI / Chicago Bridge & Iron Co., N.V.
DVN / Devon Energy Corporation
GLD / SPDR Gold Shares
RF / Regions Financial Corporation
ESV / Ensco plc
CELG / Celgene Corp.
MRK / Merck & Co., Inc.
RTN / Raytheon Co.
ARNC / Arconic Corporation
PCG / PG&E Corporation
NLY / Annaly Capital Management, Inc.
LOW / Lowe's Companies, Inc.
MA / Mastercard Incorporated
INTC / Intel Corporation
AMZN / Amazon.com, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
JCI / Johnson Controls International plc
SLB / SLB N.V.
ALL / The Allstate Corporation
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
DUK / Duke Energy Corporation
HAL / Halliburton Company
NEE / NextEra Energy, Inc.
SRE / Sempra
SJM / The J. M. Smucker Company
ABBV / AbbVie Inc.
WMB / The Williams Companies, Inc.
DD / DuPont de Nemours, Inc.
IAU / iShares Gold Trust
MCK / McKesson Corporation
EOG / EOG Resources, Inc.
EMR / Emerson Electric Co.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
NSC / Norfolk Southern Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
HTA / Healthcare Realty Trust Inc - Class A
SRC / Spirit Realty Capital, Inc.
CXP / Columbia Property Trust Inc
CYS / CYS Investments, Inc.
TWX / Warner Media LLC
19041P105 / CBS Corp.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BGS / B&G Foods, Inc.
M / Macy's, Inc.
WEC / WEC Energy Group, Inc.
NAVB / Navidea Biopharmaceuticals, Inc.
ABT / Abbott Laboratories
CVS / CVS Health Corporation
AGNC / AGNC Investment Corp.
RCL / Royal Caribbean Cruises Ltd.
NEM / Newmont Corporation
ZNGA / Zynga Inc - Class A
GE / General Electric Company
XRX / Xerox Holdings Corporation
BRK.B / Berkshire Hathaway Inc.
NFLX / Netflix, Inc.
UGA / United States Gasoline Fund, LP - Limited Partnership
SCU / Sculptor Capital Management Inc - Class A
US00C4U1L353 / Mylan N.V.
COF / Capital One Financial Corporation
DWX / SPDR Index Shares Funds - State Street SPDR S&P International Dividend ETF
BCE / BCE Inc.
DIS / The Walt Disney Company
IWD / iShares Trust - iShares Russell 1000 Value ETF
ENLK / EnLink Midstream Partners, LP
G0083B108 / Actavis
DVY / iShares Trust - iShares Select Dividend ETF
SHPG / Shire Plc.
DDD / 3D Systems Corporation
EFZ / ProShares Trust - ProShares Short MSCI EAFE
KNIGHT CAP GROUP INC / NOTE 3.500% 3/1 (499005AE6)
AINV / Apollo Investment Corporation
NOV / NOV Inc.
AMBKP / American Capital Trust I - Preferred Security
ODP / The ODP Corporation
DBA / Invesco DB Multi-Sector Commodity Trust - Invesco DB Agriculture Fund
BBWI / Bath & Body Works, Inc.
WAG /
JWN / Nordstrom, Inc.
CEM / ClearBridge MLP and Midstream Fund Inc
IGT / International Game Technology PLC
GMF / SPDR Index Shares Funds - State Street SPDR S&P Emerging Asia Pacific ETF
MYGN / Myriad Genetics, Inc.
608753AF6 / Molycorp, Inc. Bond
CSV / Carriage Services, Inc.
74005P104 / Praxair, Inc.
FEI / First Trust MLP and Energy Income Fund
WHZT / Whiting USA Trust II - Unit
PHDG / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco S&P 500 Downside Hedged ETF
06740C337 / Barclays ETN+ S&P VEQTOR ETN due on 9/8/2020
IGA / Voya Global Advantage and Premium Opportunity Fund
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
DTV / DTE Energy Company
ELNK / EarthLink Holdings Corp.
CAMAC ENERGY INC / (131745101)
RAI / Reynolds American, Inc.
LLTC / Linear Technology Corp.
ATK /
MCGC / Mcg Capital Corp
DBO / Invesco DB Multi-Sector Commodity Trust - Invesco DB Oil Fund
VER / VEREIT Inc
GTU / Central Gold Trust
LINE / Lineage, Inc.
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
SUNE / SUNation Energy Inc.
RRD / R.R. Donnelley & Sons Co.
SIAL / Sigma-Aldrich Corporation
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
SBGI / Sinclair, Inc.
VIAB / Viacom, Inc.
AET / Aetna, Inc.
CIM / Chimera Investment Corporation
ADS / Bread Financial Holdings Inc
CMCSA / Comcast Corporation
ANTM / Anthem Inc
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
DBC / Invesco DB Commodity Index Tracking Fund
LO /
DOW / Dow Inc.
CCEP / Coca-Cola Europacific Partners PLC
WLTGQ / Walter Energy, Inc.
CMC / Commercial Metals Company
RDS.B / Shell Plc - ADR
CHK / Chesapeake Energy Corporation
PEAK / Healthpeak Properties, Inc.
FPF / First Trust Intermediate Duration Preferred & Income Fund
EIX / Edison International
GPL / Great Panther Mining Ltd
ELME / Elme Communities
SDIV / Global X Funds - Global X SuperDividend ETF
PII / Polaris Inc.
US85207U1051 / Sprint Corporation
APO / Apollo Global Management, Inc.
HST / Host Hotels & Resorts, Inc.
NTG / Tortoise Midstream Energy Fund, Inc.
CFN / CareFusion Corporation
KORS / Michael Kors Holdings Ltd.
DBB / Invesco DB Multi-Sector Commodity Trust - Invesco DB Base Metals Fund
SPLS / PIMCO ETF Trust - PIMCO US Stocks PLUS Active Bond Exchange Traded Fund
HCT / American Realty Capital Healthcare Trust Inc
BKCC / BlackRock Capital Investment Corporation
PBM / Psyence Biomedical Ltd.
385002100 / Gramercy Property Trust Inc.
GNW / Genworth Financial, Inc.
VNR / Vanguard Natural Resources, LLC
KRFT /
ESEA / Euroseas Ltd.
/ THL Credit, Inc.
PZA / Invesco Exchange-Traded Fund Trust II - Invesco National AMT-Free Municipal Bond ETF
POT / Potash Corp. of Saskatchewan, Inc.
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
018490100 / Allergan plc
ETX / Eaton Vance Municipal Income 2028 Term Trust
NRZ / New Residential Investment Corp
BHI / Baker Hughes Inc.
PNRA / Panera Bread Co.
BPT / BP Prudhoe Bay Royalty Trust
AR / Antero Resources Corporation
US0325111070 / Anadarko Petroleum Corp.
GBDC / Golub Capital BDC, Inc.
MCA / BlackRock MuniYield California Quality Fund Inc
57772K101 / Maxim Integrated Products Inc.
CAIAF / CA Immobilien Anlagen AG
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
WEN / The Wendy's Company
GSK / GSK plc - Depositary Receipt (Common Stock)
CAG / Conagra Brands, Inc.
CPB / The Campbell's Company
SNY / Sanofi - Depositary Receipt (Common Stock)
ROK / Rockwell Automation, Inc.
BAX / Baxter International Inc.
XEL / Xcel Energy Inc.
BK / The Bank of New York Mellon Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
ACN / Accenture plc
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
OXSQ / Oxford Square Capital Corp.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
SIRI / Sirius XM Holdings Inc.
MRO / Marathon Oil Corporation
TEL / TE Connectivity plc
VFC / V.F. Corporation
GAP / The Gap, Inc.
RAD / Rite Aid Corp.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
EXPD / Expeditors International of Washington, Inc.
CLX / The Clorox Company
UNM / Unum Group
HLT / Hilton Worldwide Holdings Inc.
MMP / Magellan Midstream Partners L.P.
AMGN / Amgen Inc.
BAC / Bank of America Corporation
FIS / Fidelity National Information Services, Inc.
JPM / JPMorgan Chase & Co.
IDV / iShares Trust - iShares International Select Dividend ETF
MPC / Marathon Petroleum Corporation
VAIGX / Vanguard Advice Select International Growth Fund
PEP / PepsiCo, Inc.
INUV / Inuvo, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
PSEC / Prospect Capital Corporation
KEY / KeyCorp
MUB / iShares Trust - iShares National Muni Bond ETF
KKR / KKR & Co. Inc.
IDXX / IDEXX Laboratories, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
ECL / Ecolab Inc.
KO / The Coca-Cola Company
SAP / SAP SE - Depositary Receipt (Common Stock)
MCD / McDonald's Corporation
IEX / IDEX Corporation
ORLY / O'Reilly Automotive, Inc.
APH / Amphenol Corporation
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
LNG / Cheniere Energy, Inc.
D / Dominion Energy, Inc.
IR / Ingersoll Rand Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
ORCL / Oracle Corporation
LLY / Eli Lilly and Company
SPY / State Street SPDR S&P 500 ETF Trust
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
SLV / iShares Silver Trust
ARCC / Ares Capital Corporation
MMU / Western Asset Managed Municipals Fund Inc.
PFE / Pfizer Inc.
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
ADP / Automatic Data Processing, Inc.
ABEV / Ambev S.A. - Depositary Receipt (Common Stock)
IBM / International Business Machines Corporation
GALT / Galectin Therapeutics Inc.
NGG / National Grid plc - Depositary Receipt (Common Stock)
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
EXC / Exelon Corporation
IWB / iShares Trust - iShares Russell 1000 ETF
YUM / Yum! Brands, Inc.
CAH / Cardinal Health, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
VLO / Valero Energy Corporation
K / Kellanova
QCOM / QUALCOMM Incorporated
UPS / United Parcel Service, Inc.
GM / General Motors Company
ADM / Archer-Daniels-Midland Company
LHX / L3Harris Technologies, Inc.
FCX / Freeport-McMoRan Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
UL / Unilever PLC - Depositary Receipt (Common Stock)
AMT / American Tower Corporation
OEF / iShares Trust - iShares S&P 100 ETF
SBUX / Starbucks Corporation
KMI / Kinder Morgan, Inc.
O / Realty Income Corporation
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
FSK / FS KKR Capital Corp.
EPD / Enterprise Products Partners L.P. - Limited Partnership
GIS / General Mills, Inc.
CSCO / Cisco Systems, Inc.
T / AT&T Inc.
TXN / Texas Instruments Incorporated
V / Visa Inc.
COP / ConocoPhillips
HPQ / HP Inc.
USB / U.S. Bancorp
HON / Honeywell International Inc.
WM / Waste Management, Inc.
C / Citigroup Inc.
GD / General Dynamics Corporation
UNH / UnitedHealth Group Incorporated
MTB / M&T Bank Corporation
RTX / RTX Corporation
IP / International Paper Company
HD / The Home Depot, Inc.
ETN / Eaton Corporation plc
IGE / iShares Trust - iShares North American Natural Resources ETF
FDS / FactSet Research Systems Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
SO / The Southern Company
NUE / Nucor Corporation
SJNK / SPDR Series Trust - State Street SPDR Bloomberg Short Term High Yield Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BMY / Bristol-Myers Squibb Company
WDFC / WD-40 Company
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IWM / iShares Trust - iShares Russell 2000 ETF
MDLZ / Mondelez International, Inc.
WFC / Wells Fargo & Company
HTGC / Hercules Capital, Inc.
COST / Costco Wholesale Corporation
GS / The Goldman Sachs Group, Inc.
PPL / PPL Corporation
PG / The Procter & Gamble Company
CB / Chubb Limited
ACWI / iShares Trust - iShares MSCI ACWI ETF
JNJ / Johnson & Johnson
ITW / Illinois Tool Works Inc.
AFL / Aflac Incorporated
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
APD / Air Products and Chemicals, Inc.
MNKD / MannKind Corporation
NOC / Northrop Grumman Corporation
BDX / Becton, Dickinson and Company
XOM / Exxon Mobil Corporation
PFG / Principal Financial Group, Inc.
HES / Hess Corporation
ZBH / Zimmer Biomet Holdings, Inc.
INSG / Inseego Corp.
HSY / The Hershey Company
GWW / W.W. Grainger, Inc.
STX / Seagate Technology Holdings plc
PSA / Public Storage
AAP / Advance Auto Parts, Inc.
MET / MetLife, Inc.
PSX / Phillips 66
AMP / Ameriprise Financial, Inc.
FE / FirstEnergy Corp.
CTSH / Cognizant Technology Solutions Corporation
PXD / Pioneer Natural Resources Company
MSFT / Microsoft Corporation
F / Ford Motor Company
LMT / Lockheed Martin Corporation
MU / Micron Technology, Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
DE / Deere & Company
VZ / Verizon Communications Inc.
AEP / American Electric Power Company, Inc.
MO / Altria Group, Inc.
C.WSA / Citigroup, Inc.
CAT / Caterpillar Inc.
AAPL / Apple Inc.
PEG / Public Service Enterprise Group Incorporated
HBAN / Huntington Bancshares Incorporated