Market Value95,261,000
Total Holdings310
File Date2014-11-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
RSLS / ReShape Lifesciences Inc.
GBR / New Concept Energy, Inc.
SMT / SMART Technologies Inc.
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
TSYS / TeleCommunication Systems, Inc.
RIOM / Rio Alto Mining Ltd
IVV / iShares Trust - iShares Core S&P 500 ETF
IWM / iShares Trust - iShares Russell 2000 ETF
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
SPY / State Street SPDR S&P 500 ETF Trust
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
UONE / Urban One, Inc.
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
MSLI / Merus Labs International Inc
SLM / SLM Corporation
BBI / Brickell Biotech Inc
AINV / Apollo Investment Corporation
WDC / Western Digital Corporation
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
WTT / Wireless Telecom Group, Inc.
DVAX / Dynavax Technologies Corporation
SKBI / Skystar Bio-Pharmaceutical Company
INFU / InfuSystem Holdings, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
REN / Resolute Energy Corporation
LXRX / Lexicon Pharmaceuticals, Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
TNK / Teekay Tankers Ltd.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
MTEM / Molecular Templates, Inc.
SIGA / SIGA Technologies, Inc.
DYAX / Dyax Corp.
AAV / Advantage Energy Ltd.
JST / Jinpan International Limited
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
PTN / Palatin Technologies, Inc.
SUMR / Summer Infant Inc
US69329Y1047 / PDL BioPharma, Inc.
MBTF / MBT Financial Corp.
ELNK / EarthLink Holdings Corp.
ON / ON Semiconductor Corporation
US98884U1088 / ZAGG Inc
GURE / Gulf Resources, Inc.
Global Cash Access Holdings Inc / CMN (378967103)
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MUB / iShares Trust - iShares National Muni Bond ETF
PLM / Polymet Mining Corp
ACCO / ACCO Brands Corporation
HCKT / The Hackett Group, Inc.
POZN / Pozen, Inc.
AXAS / Abraxas Petroleum Corp.
US01167P1012 / Alaska Communications Systems Group Inc
AMWD / American Woodmark Corporation
XTNT / Xtant Medical Holdings, Inc.
BKS / Barnes & Noble, Inc.
ZVO / Zovio Inc
CRNT / Ceragon Networks Ltd.
CVGI / Commercial Vehicle Group, Inc.
DX / Dynex Capital, Inc.
ESRX / Express Scripts Holding Co.
FBP / First BanCorp.
FCBC / First Community Bankshares, Inc.
FMC / FMC Corporation
GIII / G-III Apparel Group, Ltd.
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
IO / ION Geophysical Corp
HIL / Hill International Inc
464592104 / Isle of Capris Casinos, Inc.
LFVN / LifeVantage Corporation
LULU / lululemon athletica inc.
MAT / Mattel, Inc.
MNST / Monster Beverage Corporation
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
PLAB / Photronics, Inc.
PFBI / Premier Financial Bancorp, Inc.
Pulse Electronics Corp / CMN (74586W205)
REX / REX American Resources Corporation
RSH /
/ Shiloh Industries, Inc.
SCHL / Scholastic Corporation
SQNM / Sequenom, Inc.
US8265651039 / Sigma Designs, Inc.
SIRI / Sirius XM Holdings Inc.
STRI / STR Holdings Inc
STS / Supreme Industries, Inc.
SYNG / Synergetics, Inc.
THTI / THT Heat Transfer Technology Inc
VRSK / Verisk Analytics, Inc.
VHC / VirnetX Holding Corporation
WFM / Whole Foods Market, Inc.
NDZ /
NNA / Navios Maritime Acquisition Corp
NLS / Nautilus Inc
MGN / Megan Holdings Limited
MEIL / Methes Energies International Ltd.
MRCY / Mercury Systems, Inc.
MBI / MBIA Inc.
MXL / MaxLinear, Inc.
57772K101 / Maxim Integrated Products Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
451734107 / IHS, Inc.
HTGC / Hercules Capital, Inc.
GLAD / Gladstone Capital Corporation
GFIG / GFI Group, Inc.
GNTX / Gentex Corporation
FST / FAST Acquisition Corp - Class A
BUSE / First Busey Corporation
FONR / FONAR Corporation
EVK / Ever-Glory International Group, Inc.
ENDRQ / Endeavour International Corp.
EROC / ERock, Inc.
ERF / Enerplus Corporation
MCF / Contango Oil & Gas Company
CSC / Computer Sciences Corp.
CGRN / Capstone Green Energy Corp.
CIM / Chimera Investment Corporation
CVC / Cablevision Systems Corp.
BNS / The Bank of Nova Scotia
ARR / ARMOUR Residential REIT, Inc.
AMSC / American Superconductor Corporation
AIG / American International Group, Inc.
ALJ / Alon USA Energy, Inc.
EXC / Exelon Corporation
TGC Industries Inc / CMN (872417308)
VG / Venture Global, Inc.
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
UEPS / Lesaka Technologies Inc
DNDN /
PLPM / Planet Payment, Inc.
NeoStem Inc / CMN (640650404)
PERI / Perion Network Ltd.
Metalico Inc / CMN (591176102)
ZIXI / Zix Corp.
XLNX / Xilinx, Inc.
WAVX / Wave Systems Corp.
V / Visa Inc.
90333EAC2 / Usec Inc Bond
RGR / Sturm, Ruger & Company, Inc.
GLD / SPDR Gold Shares
SONS / Sonus Networks, Inc.
RFMD /
SDS / ProShares Trust - ProShares UltraShort S&P500
DXD / ProShares Trust - ProShares UltraShort Dow30
PM / Philip Morris International Inc.
PXLW / Pixelworks, Inc.
PNNT / PennantPark Investment Corporation
PACB / Pacific Biosciences of California, Inc.
OSUR / OraSure Technologies, Inc.
GERN / Geron Corporation
DISCA / Discovery Inc - Class A
FSM / Fortuna Mining Corp.
DRRX / DURECT Corporation
ACW / Accuride Corp
ARQL / ArQule, Inc.
SYNE / Synthesis Energy Systems, Inc.
SHOR / ShorTel, Inc.
US2538277037 / Digirad Corp.
INUV / Inuvo, Inc.
STCN / Steel Connect, Inc.
QMCO / Quantum Corporation
EXK / Endeavour Silver Corp.
AAU / Almaden Minerals Ltd.
PLXT / Plx Technology Inc
PTRY / Pantry Inc
YONG / Yongye International, Inc.
ACN / Accenture plc
DHX / DHI Group, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
DXLG / Destination XL Group, Inc.
SGU / Star Group, L.P. - Limited Partnership
AIQ / Global X Funds - Global X Artificial Intelligence & Technology ETF
PQ / Petroquest Energy, Inc.
SYUT / Synutra International, Inc.
TST / TheStreet, Inc.
SH / ProShares Trust - ProShares Short S&P500
NEWTZ / NewtekOne, Inc. - Corporate Bond/Note
LODE / Comstock Inc.
CYCC / Bio Green Med Solution, Inc.
CVM / CEL-SCI Corporation
NORNQ / Noranda Aluminum Holding Corporation
ALO / Alio Gold Inc.
BXC / BlueLinx Holdings Inc.
TAST / Carrols Restaurant Group, Inc.
EMMS / Emmis Corporation
ARTX / Arotech Corp.
III / Information Services Group, Inc.
NEO / NeoGenomics, Inc.
FACO / First Acceptance Corporation
SNDK / Sandisk Corporation
P94398107 / Ultrapetrol Bahamas Limited
JRN / Journal Communications, Inc.
TEU / Box Ships Inc.
WLDN / Willdan Group, Inc.
TURN / 180 Degree Capital Corp.
MDGL / Madrigal Pharmaceuticals, Inc.
CBB / Cincinnati Bell, Inc.
MBB / iShares Trust - iShares MBS ETF
TKO / Taseko Mines Limited
SCLN / SciClone Pharmaceuticals, Inc.
HTCH / Hutchinson Technology, Inc.
AOI / Alliance One International
ZIOP / Alaunos Therapeutics Inc
HOFT / Hooker Furnishings Corporation
ATEC / Alphatec Holdings, Inc.
US0373471012 / Anworth Mortgage Asset Corp.
JNP / Juniper Pharmaceuticals, Inc.
KWK /
ENG / ENGlobal Corporation
US8326822074 / SMTC Corp.
NTP / Nam Tai Property Inc
EGAS / Gas Natural Inc.
CIDM / Cinedigm Corp - Class A
GSIG / Goldman Sachs ETF Trust - Goldman Sachs Access Investment Grade Corporate 1-5 Year Bond ETF
SORL / SORL Auto Parts, Inc.
SFL / SFL Corporation Ltd.
DS / Drive Shack Inc
CASC / Cascadian Therapeutics, Inc.
ALT / Altimmune, Inc.
GAIN / Gladstone Investment Corporation
DAC / Danaos Corporation
NTWK / NetSol Technologies, Inc.
QTRHF / Quarterhill Inc.
CWCO / Consolidated Water Co. Ltd.
FABU / FAB Universal Corp.
DDC / DDC Enterprise Limited
DSPG / DSP Group, Inc.
CPSS / Consumer Portfolio Services, Inc.
DAKT / Daktronics, Inc.
UNIS / Unilife Corp
LOGN / Logitech International S.A.
AYR / Aircastle Ltd.
ATSG / Air Transport Services Group, Inc.
Market Vectors Semiconductor ETF / ETP (57060U233)
AXTI / AXT, Inc.
STLD / Steel Dynamics, Inc.
BBBY / Bed Bath & Beyond, Inc.
ITP / IT Tech Packaging, Inc.
BWA / BorgWarner Inc.
CACH / Cache, Inc.
CVGW / Calavo Growers, Inc.
CVCY / Central Valley Community Bancorp
CERN / Cerner Corp.
BONTQ / The Bon-Ton Stores, Inc.
LBRDA / Liberty Broadband Corporation
DBI / Designer Brands Inc.
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
CGA / Enlightify Inc.
EBF / Ennis, Inc.
FALC / FalconStor Software, Inc.
ENZ / Enzo Biochem, Inc.
SXL / Sunoco Logistics Partners L.P.
OCSL / Oaktree Specialty Lending Corporation
US3798901068 / Glu Mobile Inc.
IRF / International Rectifier Corp
JE / Just Energy Group Inc
DFBG / Differential Brands Group Inc.
SIMP / Simply Inc
ESINQ / ITT Educational Services, Inc.
LSG / Lake Shore Gold Corp
LiveDeal Inc / CMN (538144304)
MFIN / Medallion Financial Corp.
NOV / NOV Inc.
PRGN / Paragon Shipping, Inc.
PAYX / Paychex, Inc.
RIC / Richmont Mines, Inc.
PENN / PENN Entertainment, Inc.
OTLC / Oncotelic Therapeutics, Inc.
RBPAA / Royal Bancshares of Pennsylvania, Inc.
TGA / Transglobe Energy Corp.
SSRM / SSR Mining Inc.
Transcept Pharmaceuticals Inc / CMN (89354M106)
UNTD / United Online, Inc.
UTIW / UTi Worldwide Inc.
EIM / Eaton Vance Municipal Bond Fund
XNPT / XenoPort, Inc.
MFA / MFA Financial, Inc.
LO /
SCX / The L.S. Starrett Company
GMCR / Keurig Green Mountain, Inc.
KCAP / KCAP Financial, Inc.
IMKTA / Ingles Markets, Incorporated
HA / Hawaiian Holdings, Inc.
GPRC / Biochar Now, Inc.
GRH / GreenHunter Resources, Inc.
385002100 / Gramercy Property Trust Inc.
US3813701055 / Goldfield Corp.
CBAK / China BAK Battery, Inc.
GSOL / Grayscale Solana Staking ETF
DML / Denison Mines Corp.
ILMN / Illumina, Inc.
CHLN / China Housing & Land Development, Inc.
CRWN / Crown Media Holdings, Inc.
CALI / BlackRock ETF Trust II - iShares Short-Term California Muni Active ETF
CLNT / Cleantech Solutions International, Inc.
CXDC / China XD Plastics Co Ltd
CREG / Smart Powerr Corp.
CALX / Calix, Inc.
BLDP / Ballard Power Systems Inc.
ALXA / Alexza Pharmaceuticals, Inc.
BX / Blackstone Inc.
BioFuel Energy Corp / CMN (09064Y307)
AZZ / AZZ Inc.
AIZ / Assurant, Inc.
BLDR / Builders FirstSource, Inc.
APOL / Apollo Education Group, Inc.
ALIM / Alimera Sciences, Inc.
AXU / Alexco Resource Corp.
AE / Adams Resources & Energy, Inc.
PLNR / Planar Systems, Inc.
UTHR / United Therapeutics Corporation
PCTI / PCTEL, Inc.
42983D104 / Higher One Holdings, Inc.
TC / Token Cat Limited - Depositary Receipt (Common Stock)
XRM / Xerium Technologies, Inc.
VIEWF / Viewtran Group, Inc.
UNP / Union Pacific Corporation
SGMA / SigmaTron International, Inc.
RRD / R.R. Donnelley & Sons Co.
RFIL / RF Industries, Ltd.
RJET / Republic Airways Holdings Inc.
PCO / Pendrell Corporation
G67742109 / OneBeacon Insurance Group Ltd.
OUTR / Outerwall Inc.
BAX / Baxter International Inc.
CWST / Casella Waste Systems, Inc.
US0906721065 / BioTelemetry, Inc.
US37940G1094 / GlobalSCAPE, Inc.
EQU / Equal Energy Ltd.
ELX / Emulex Corp
IBCA / iShares Trust - iShares iBonds Dec 2035 Term Corp ETF
GSIH / General Steel Holdings, Inc.
SMA / SmartStop Self Storage REIT, Inc.
PKD / Parker Drilling Co.
EDMC / Education Management Corp.
ARC / ARC Document Solutions, Inc.
NWY / New York & Company, Inc.
PSEM / Pericom Semiconductor Corporation
Y2187A101 / Eagle Bulk Shipping, Inc.
BRCM / Broadcom Corporation
GNVC / GenVec, Inc.
DRYS / DryShips, Inc.
ICAD / iCAD, Inc.
CVO / Cenveo, Inc.
QQQ / Invesco QQQ Trust, Series 1
AGEN / Agenus Inc.
GORO / Gold Resource Corporation
GIG / GigCapital7 Corp.
MRVL / Marvell Technology, Inc.
GT / The Goodyear Tire & Rubber Company
PRU / Prudential Financial, Inc.
GRMN / Garmin Ltd.
CEL / Cellcom Israel Ltd.
KSS / Kohl's Corporation
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
FDX / FedEx Corporation
SB / Safe Bulkers, Inc.
NXPI / NXP Semiconductors N.V.
UIHC / American Coastal Insurance Corp
ANTH / Anthera Pharmaceuticals, Inc.
CAAS / China Automotive Systems, Inc.
INO / Inovio Pharmaceuticals, Inc.
US30068N1054 / Exantas Capital Corp.
HBIO / Harvard Bioscience, Inc.
GE / General Electric Company
MET / MetLife, Inc.
RTX / RTX Corporation
ALTO / Alto Ingredients, Inc.
RDNT / RadNet, Inc.
AEZS / COSCIENS Biopharma Inc.
CDR / Cedar Realty Trust Inc
FTR / Frontier Communications Corp.
SNOA / Sonoma Pharmaceuticals, Inc.
MNI / McClatchy Co. (THE)
METI / Merge Tech Inc
TNP / Tsakos Energy Navigation Limited
FVE / Five Star Senior Living Inc.
DXTR / Dextera Surgical Inc.
IPAS / iPass, Inc.
SIMG /
CYTX / Cytori Therapeutics, Inc.
BPZRQ / BPZ Resources, Inc.
MEI / Methode Electronics, Inc.
OME / Omega Protein Corp.
TOR / Sutor Technology Group Limited
34958B106 / Fortress Investment Group LLC
OMEX / Odyssey Marine Exploration, Inc.
HLF / Herbalife Ltd.
CYS / CYS Investments, Inc.
APT / Alpha Pro Tech, Ltd.
RTK / Rentech, Inc.
GTS / Triple-S Management Corp
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
SIG / Signet Jewelers Limited
AAPL / Apple Inc.
NSU / Nevsun Resources Ltd.
USEG / U.S. Energy Corp.
SCON / Superconductor Technologies Inc.
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
MBOT / Microbot Medical Inc.
WINT / Windtree Therapeutics, Inc.
DDM / ProShares Trust - ProShares Ultra Dow30
91531F103 / General Electric Capital Corp. 6.10#% Public Income Bonds PINES due 2032-11-15
LOCMQ / Local Corp
MSO / Martha Stewart Living Omnimedia, Inc.
CDTI / CDTi Advanced Materials, Inc.
LEE / Lee Enterprises, Incorporated
GLAE / GlassBridge Enterprises, Inc.
NCIT / NCI, Inc.
CTXS / Citrix Systems, Inc.
ENZN / Viskase Companies, Inc.
FRO / Frontline plc
RIOT / Riot Platforms, Inc.
RLGT / Radiant Logistics, Inc.
UNH / UnitedHealth Group Incorporated
REGN / Regeneron Pharmaceuticals, Inc.
MGA / Magna International Inc.
TRQ / Turquoise Hill Resources Ltd
X / United States Steel Corporation
AAIC / Arlington Asset Investment Corp - Class A
ADI / Analog Devices, Inc.
NLST / Netlist, Inc.
GTE / Gran Tierra Energy Inc.
46138G607 / Invesco Shipping ETF
ALBO / Albireo Pharma Inc
KGC / Kinross Gold Corporation
GREE / Greenidge Generation Holdings Inc.
SCU / Sculptor Capital Management Inc - Class A
CVLG / Covenant Logistics Group, Inc.
EOGSF / Emerald Resources NL
TSEM / Tower Semiconductor Ltd.
PRMW / Primo Water Corporation
SHYF / The Shyft Group, Inc.
MHLD / Maiden Holdings, Ltd.
BTG / B2Gold Corp.
ADM / Archer-Daniels-Midland Company
AMRS / Amyris Inc
PSHG / Performance Shipping Inc.
CAG / Conagra Brands, Inc.
DLTR / Dollar Tree, Inc.
QCOM / QUALCOMM Incorporated
MTOR / Meritor Inc
MRK / Merck & Co., Inc.
NVAX / Novavax, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
NSC / Norfolk Southern Corporation
GSAT / Globalstar, Inc.
ADBE / Adobe Inc.
JNJ / Johnson & Johnson
KR / The Kroger Co.
FFIV / F5, Inc.
PFE / Pfizer Inc.
BKNG / Booking Holdings Inc.
NTAP / NetApp, Inc.
EBAY / eBay Inc.
LEN / Lennar Corporation
XOMA / XOMA Royalty Corporation
TRV / The Travelers Companies, Inc.
VTGDF / Vantage Drilling Company
CTLP / Cantaloupe, Inc.
CTRX /
MGIC / Magic Software Enterprises Ltd.
PRTS / CarParts.com, Inc.
COWN / Cowen Inc - Class A
FCH / FelCor Lodging Trust, Inc.
KO / The Coca-Cola Company
UEC / Uranium Energy Corp.
TELL / Tellurian Inc.
DIS / The Walt Disney Company
CSCO / Cisco Systems, Inc.
MU / Micron Technology, Inc.
INTC / Intel Corporation
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
DAL / Delta Air Lines, Inc.
MSFT / Microsoft Corporation
DHT / DHT Holdings, Inc.
TSLA / Tesla, Inc.
AVGO / Broadcom Inc.
SSO / ProShares Trust - ProShares Ultra S&P500
GOOGL / Alphabet Inc.
SVM / Silvercorp Metals Inc.
CMCSA / Comcast Corporation
AFSIC / AmTrust Financial Services, Inc. - Preferred Stock
OWE / Obsidian Energy Ltd.
HPQ / HP Inc.
GS / The Goldman Sachs Group, Inc.
SEEL / Seelos Therapeutics, Inc.
NAT / Nordic American Tankers Limited
CTIC / CTI BioPharma Corp
DG / Dollar General Corporation
MTSN / Mattson Technology, Inc.
CDVIQ / Cal Dive International, Inc.
CHKE / Cherokee, Inc.
CRIS / Curis, Inc.
SMSI / Smith Micro Software, Inc.
CDMO / Avid Bioservices, Inc.
ATP / Atlantic Power Corp.
CPRX / Catalyst Pharmaceuticals, Inc.