Market Value53,737,000
Total Holdings132
File Date2013-11-18
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AXAS / Abraxas Petroleum Corp.
AAV / Advantage Energy Ltd.
AEZS / COSCIENS Biopharma Inc.
ALXA / Alexza Pharmaceuticals, Inc.
002144110 / Altera Corporation
APPCQ / American Apparel, Inc.
AXP / American Express Company
AMGN / Amgen Inc.
SEEL / Seelos Therapeutics, Inc.
AZC / Augusta Resource Corp
ACLS / Axcelis Technologies, Inc.
BPZRQ / BPZ Resources, Inc.
BLDP / Ballard Power Systems Inc.
BAA / Banro Corp.
US06740C1889 / IPATH S+P 500 VIX SHORT TERM F IPATH S+P 500 VIX S/T FU ETN
06740C519 / Barclays Bank iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
CBZ / CBIZ, Inc.
CGRN / Capstone Green Energy Corp.
DXTR / Dextera Surgical Inc.
CCL / Carnival Corporation Ltd.
CDR / Cedar Realty Trust Inc
Cell Therapeutics Inc / CMN (150934883)
CVO / Cenveo, Inc.
CVX / Chevron Corporation
CBAK / China BAK Battery, Inc.
CHLN / China Housing & Land Development, Inc.
CMG / Chipotle Mexican Grill, Inc.
/ CHRISTOPHER & BANKS CORP
CBRI / CMTSU Liquidation, Inc.
CDTI / CDTi Advanced Materials, Inc.
Coldwater Creek Inc / CMN (193068202)
LODE / Comstock Inc.
CAG / Conagra Brands, Inc.
21924P103 / Chiesi USA Inc
COST / Costco Wholesale Corporation
CXPO / Crimson Exploration Inc.
CMLS / Cumulus Media Inc.
CYTR / LadRx Corp
CYTX / Cytori Therapeutics, Inc.
XRAY / DENTSPLY SIRONA Inc.
DGIT / Digital Generation, Inc.
WINT / Windtree Therapeutics, Inc.
DIS / The Walt Disney Company
DOLNQ / Dolan Co.
DLTR / Dollar Tree, Inc.
HILL / Dot Hill Systems Corp
Double Eagle Petroleum Co / CMN (258570209)
DOW / Dow Inc.
EGFHF / ICPEI Holdings Inc
ERF / Enerplus Corporation
ENZN / Viskase Companies, Inc.
EQU / Equal Energy Ltd.
EXTR / Extreme Networks, Inc.
FABU / FAB Universal Corp.
FDX / FedEx Corporation
FINL / Finish Line, Inc. (THE)
FVE / Five Star Senior Living Inc.
FTR / Frontier Communications Corp.
FCEL / FuelCell Energy, Inc.
GFIG / GFI Group, Inc.
GE / General Electric Company
GS / The Goldman Sachs Group, Inc.
GURE / Gulf Resources, Inc.
HNR / Harvest Natural Resources, Inc.
HPQ / HP Inc.
HD / The Home Depot, Inc.
IAG / IAMGOLD Corporation
GLAE / GlassBridge Enterprises, Inc.
III / Information Services Group, Inc.
INOD / Innodata Inc.
COHN / Cohen & Company Inc.
INTC / Intel Corporation
ISRG / Intuitive Surgical, Inc.
IPAS / iPass, Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
FXI / iShares Trust - iShares China Large-Cap ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
JNJ / Johnson & Johnson
LCAV / Lca Vision Inc
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
LEE / Lee Enterprises, Incorporated
LIWA / Lihua International, Inc.
LLNW / Limelight Networks Inc
LLTC / Linear Technology Corp.
LIOX / Lionbridge Technologies, Inc.
LOCMQ / Local Corp
SSKN / STRATA Skin Sciences, Inc.
Market Vectors Oil Service ETF / ETP (57060U191)
Market Vectors Semiconductor ETF / ETP (57060U233)
MSO / Martha Stewart Living Omnimedia, Inc.
MA / Mastercard Incorporated
MTSN / Mattson Technology, Inc.
MNI / McClatchy Co. (THE)
MCGC / Mcg Capital Corp
METI / Merge Tech Inc
Metalico Inc / CMN (591176102)
MEI / Methode Electronics, Inc.
MSFT / Microsoft Corporation
MVIS / MicroVision, Inc.
NCIT / NCI, Inc.
NAUH / National American University Holdings, Inc.
NTWK / NetSol Technologies, Inc.
NSU / Nevsun Resources Ltd.
NDM / Northern Dynasty Minerals Ltd.
NVAX / Novavax, Inc.
NES / Nuverra Environmental Solutions Inc
SNOA / Sonoma Pharmaceuticals, Inc.
OMEX / Odyssey Marine Exploration, Inc.
OME / Omega Protein Corp.
OMN / Omnova Solutions, Inc.
OWW /
OESX / Orion Energy Systems, Inc.
Overhill Farms Inc / CMN (690212105)
SAVA / Cassava Sciences, Inc.
OWE / Obsidian Energy Ltd.
PQ / Petroquest Energy, Inc.
PFE / Pfizer Inc.
ALT / Altimmune, Inc.
ATP / Atlantic Power Corp.
Powershares QQQ Trust Series 1 / ETP (73935A104)
US73936T4748 / POWERSHARES NATIONAL AMT-
PowerShares 1-30 Laddered Treasury Portfolio / ETP (73936T524)
PowerShares Fundamental High Yield Corporate Bond Portfolio / ETP (73936T557)
PowerShares Emerging Markets Sovereign Debt Portfolio / ETP (73936T573)
PRXI / Premier Exhibitions, Inc.
BKNG / Booking Holdings Inc.
PPP / Primero Mining Corp.
PRMW / Primo Water Corporation
PG / The Procter & Gamble Company
UXJ / ProShares Trust
SSO / ProShares Trust - ProShares Ultra S&P500
DDM / ProShares Trust - ProShares Ultra Dow30
ProShares Short S&P500 / ETP (74347R503)
ProShares UltraShort QQQ / ETP (74347X237)
UONE / Urban One, Inc.
RDNT / RadNet, Inc.
REGN / Regeneron Pharmaceuticals, Inc.
RTK / Rentech, Inc.
RIOM / Rio Alto Mining Ltd
RAD / Rite Aid Corp.
RMTI / Rockwell Medical, Inc.
RMX / Rubicon Minerals Corp.
SPY / State Street SPDR S&P 500 ETF Trust
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
SPDR Nuveen Barclays Municipal Bond ETF / ETP (78464A458)
SPSB / SPDR Series Trust - State Street SPDR Portfolio Short Term Corporate Bond ETF
WIP / SPDR Series Trust - State Street SPDR FTSE International Government Inflation-Protected Bond ETF
BWX / SPDR Series Trust - State Street SPDR Bloomberg International Treasury Bond ETF
SPAB / SPDR Series Trust - State Street SPDR Portfolio Aggregate Bond ETF
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
STJ / St. Jude Medical, Inc.
SCLN / SciClone Pharmaceuticals, Inc.
XLB / The Select Sector SPDR Trust - State Street Materials Select Sector SPDR ETF
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
SNMX / Senomyx, Inc.
SJRWF / Shaw Communications Inc. - Class A
SIGA / SIGA Technologies, Inc.
SIMG /
SVM / Silvercorp Metals Inc.
FTFT / Future FinTech Group Inc.
SMT / SMART Technologies Inc.
SMSI / Smith Micro Software, Inc.
MBOT / Microbot Medical Inc.
STXS / Stereotaxis, Inc.
SUMR / Summer Infant Inc
SCON / Superconductor Technologies Inc.
TOR / Sutor Technology Group Limited
TKO / Taseko Mines Limited
TSYS / TeleCommunication Systems, Inc.
MMM / 3M Company
ALO / Alio Gold Inc.
TRV / The Travelers Companies, Inc.
UQM / UQM Technologies, Inc.
CTLP / Cantaloupe, Inc.
PRTS / CarParts.com, Inc.
UNIS / Unilife Corp
USEG / U.S. Energy Corp.
RTX / RTX Corporation
UniTek Global Services Inc / CMN (91324T302)
91531F103 / General Electric Capital Corp. 6.10#% Public Income Bonds PINES due 2032-11-15
URZ / Uranerz Energy Corp.
UEC / Uranium Energy Corp.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
RIOT / Riot Platforms, Inc.
VZ / Verizon Communications Inc.
VGZ / Vista Gold Corp.
WMT / Walmart Inc.
WRES / Warren Resources, Inc.
WTSLQ / Wet Seal, Inc. (THE)
TNP / Tsakos Energy Navigation Limited
VTGDF / Vantage Drilling Company
TSEM / Tower Semiconductor Ltd.
SVA / Sinovac Biotech, Ltd.
NM / Navios Maritime Holdings, Inc.
SBLK / Star Bulk Carriers Corp.