Market Value31,459,000
Total Holdings143
File Date2013-08-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AXAS / Abraxas Petroleum Corp.
AAV / Advantage Energy Ltd.
AEZS / COSCIENS Biopharma Inc.
ALXA / Alexza Pharmaceuticals, Inc.
APPCQ / American Apparel, Inc.
SEEL / Seelos Therapeutics, Inc.
AZC / Augusta Resource Corp
BPZRQ / BPZ Resources, Inc.
BLDP / Ballard Power Systems Inc.
BAA / Banro Corp.
US06740C1889 / IPATH S+P 500 VIX SHORT TERM F IPATH S+P 500 VIX S/T FU ETN
06740C519 / Barclays Bank iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
CBZ / CBIZ, Inc.
CGRN / Capstone Green Energy Corp.
DXTR / Dextera Surgical Inc.
CCL / Carnival Corporation Ltd.
CDR / Cedar Realty Trust Inc
Cell Therapeutics Inc / CMN (150934883)
CVO / Cenveo, Inc.
/ CHRISTOPHER & BANKS CORP
CBRI / CMTSU Liquidation, Inc.
Coldwater Creek Inc / CMN (193068202)
LODE / Comstock Inc.
CAG / Conagra Brands, Inc.
21924P103 / Chiesi USA Inc
CMLS / Cumulus Media Inc.
CYTR / LadRx Corp
CYTX / Cytori Therapeutics, Inc.
DGIT / Digital Generation, Inc.
WINT / Windtree Therapeutics, Inc.
DOLNQ / Dolan Co.
DLTR / Dollar Tree, Inc.
HILL / Dot Hill Systems Corp
EGFHF / ICPEI Holdings Inc
ERF / Enerplus Corporation
ENZN / Viskase Companies, Inc.
EXTR / Extreme Networks, Inc.
FABU / FAB Universal Corp.
FINL / Finish Line, Inc. (THE)
FVE / Five Star Senior Living Inc.
34958B106 / Fortress Investment Group LLC
FTR / Frontier Communications Corp.
FCEL / FuelCell Energy, Inc.
GFIG / GFI Group, Inc.
HNR / Harvest Natural Resources, Inc.
HPQ / HP Inc.
IAG / IAMGOLD Corporation
GLAE / GlassBridge Enterprises, Inc.
III / Information Services Group, Inc.
INOD / Innodata Inc.
COHN / Cohen & Company Inc.
IPAS / iPass, Inc.
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
IVV / iShares Trust - iShares Core S&P 500 ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IWM / iShares Trust - iShares Russell 2000 ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
JNJ / Johnson & Johnson
LCAV / Lca Vision Inc
LTSK / Osaic Financial Services, Inc. - Corporate Bond/Note
LIWA / Lihua International, Inc.
LLNW / Limelight Networks Inc
LOCMQ / Local Corp
SSKN / STRATA Skin Sciences, Inc.
Market Vectors Oil Service ETF / ETP (57060U191)
Market Vectors Semiconductor ETF / ETP (57060U233)
MSO / Martha Stewart Living Omnimedia, Inc.
MTSN / Mattson Technology, Inc.
MNI / McClatchy Co. (THE)
MCGC / Mcg Capital Corp
METI / Merge Tech Inc
Metalico Inc / CMN (591176102)
MEI / Methode Electronics, Inc.
ATP / Atlantic Power Corp.
NAUH / National American University Holdings, Inc.
NSU / Nevsun Resources Ltd.
NDM / Northern Dynasty Minerals Ltd.
NVAX / Novavax, Inc.
Overhill Farms Inc / CMN (690212105)
NES / Nuverra Environmental Solutions Inc
SNOA / Sonoma Pharmaceuticals, Inc.
OMEX / Odyssey Marine Exploration, Inc.
OME / Omega Protein Corp.
OMN / Omnova Solutions, Inc.
OWW /
OESX / Orion Energy Systems, Inc.
OWE / Obsidian Energy Ltd.
PQ / Petroquest Energy, Inc.
PFE / Pfizer Inc.
ALT / Altimmune, Inc.
Powershares QQQ Trust Series 1 / ETP (73935A104)
BKNG / Booking Holdings Inc.
PPP / Primero Mining Corp.
PRMW / Primo Water Corporation
UXJ / ProShares Trust
ProShares Short S&P500 / ETP (74347R503)
UONE / Urban One, Inc.
RDNT / RadNet, Inc.
RTK / Rentech, Inc.
RIOM / Rio Alto Mining Ltd
RAD / Rite Aid Corp.
RMTI / Rockwell Medical, Inc.
RMX / Rubicon Minerals Corp.
SPY / State Street SPDR S&P 500 ETF Trust
SPSB / SPDR Series Trust - State Street SPDR Portfolio Short Term Corporate Bond ETF
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
SCLN / SciClone Pharmaceuticals, Inc.
XLB / The Select Sector SPDR Trust - State Street Materials Select Sector SPDR ETF
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
SNMX / Senomyx, Inc.
SJRWF / Shaw Communications Inc. - Class A
SIMG /
SVM / Silvercorp Metals Inc.
SMSI / Smith Micro Software, Inc.
SUMR / Summer Infant Inc
TOR / Sutor Technology Group Limited
TKO / Taseko Mines Limited
TSYS / TeleCommunication Systems, Inc.
ALO / Alio Gold Inc.
CTLP / Cantaloupe, Inc.
PRTS / CarParts.com, Inc.
UNIS / Unilife Corp
UniTek Global Services Inc / CMN (91324T302)
91531F103 / General Electric Capital Corp. 6.10#% Public Income Bonds PINES due 2032-11-15
UEC / Uranium Energy Corp.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
RIOT / Riot Platforms, Inc.
VGZ / Vista Gold Corp.
WRES / Warren Resources, Inc.
WTSLQ / Wet Seal, Inc. (THE)
TNP / Tsakos Energy Navigation Limited
TSEM / Tower Semiconductor Ltd.
SVA / Sinovac Biotech, Ltd.
NM / Navios Maritime Holdings, Inc.