Market Value137,804,000
Total Holdings248
File Date2019-01-14
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
MUB / iShares Trust - iShares National Muni Bond ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
GLD / SPDR Gold Shares
SNY / Sanofi - Depositary Receipt (Common Stock)
GDV / The Gabelli Dividend & Income Trust
VZ / Verizon Communications Inc.
IONS / Ionis Pharmaceuticals, Inc.
CVX / Chevron Corporation
PM / Philip Morris International Inc.
HOG / Harley-Davidson, Inc.
AAPL / Apple Inc.
APA / APA Corporation
SHPG / Shire Plc.
BHC / Bausch Health Companies Inc.
SWBI / Smith & Wesson Brands, Inc.
NZF / Nuveen Municipal Credit Income Fund
WMT / Walmart Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
US0549371070 / BB&T Corp.
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
PRU / Prudential Financial, Inc.
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
SIRI / Sirius XM Holdings Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
DOW / Dow Inc.
RDCM / RADCOM Ltd.
CAKE / The Cheesecake Factory Incorporated
FFTY / Capital-Force ETF Trust - CapForce IBD 50 ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
KBWY / Invesco Exchange-Traded Fund Trust II - Invesco KBW Premium Yield Equity REIT ETF
UAA / Under Armour, Inc.
CLSN / Imunon Inc
US0325111070 / Anadarko Petroleum Corp.
UA / Under Armour, Inc.
HLX / Helix Energy Solutions Group, Inc.
MBCN / Middlefield Banc Corp.
BBH / VanEck ETF Trust - VanEck Biotech ETF
XES / SPDR Series Trust - State Street SPDR S&P Oil & Gas Equipment & Services ETF
74005P104 / Praxair, Inc.
IXC / iShares Trust - iShares Global Energy ETF
MQT / BlackRock MuniYield Quality Fund II, Inc.
TR / Tootsie Roll Industries, Inc.
83568G104 / Sonosite Inc
BAC.WS.A / Bank of America Corp. A Warrants
US69354M1080 / PRA Health Sciences Inc
IWV / iShares Trust - iShares Russell 3000 ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
MUA / BlackRock MuniAssets Fund, Inc.
ASIX / AdvanSix Inc.
CWBC / Community West Bancshares
GAB / The Gabelli Equity Trust Inc.
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
IGHG / ProShares Trust - ProShares Investment Grade - Interest Rate Hedged
EXTR / Extreme Networks, Inc.
WFT / Weatherford International plc
NFX / Newfield Exploration Company
PMM / Putnam Managed Municipal Income Trust
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
SHM / SPDR Series Trust - State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
018490100 / Allergan plc
PNC / The PNC Financial Services Group, Inc.
ES / Eversource Energy
COP / ConocoPhillips
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
IRDM / Iridium Communications Inc.
AGR / Avangrid, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
PFE / Pfizer Inc.
RTN / Raytheon Co.
NS / NuStar Energy L.P. - Limited Partnership
SRPT / Sarepta Therapeutics, Inc.
CNDT / Conduent Incorporated
THO / THOR Industries, Inc.
LUMN / Lumen Technologies, Inc.
PSTI / Pluristem Therapeutics Inc
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
ACN / Accenture plc
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
RRC / Range Resources Corporation
AET / Aetna, Inc.
ET / Energy Transfer LP - Limited Partnership
SBRA / Sabra Health Care REIT, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
MYD / BlackRock MuniYield Fund, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
PFIS / Peoples Financial Services Corp.
EMN / Eastman Chemical Company
IR / Ingersoll Rand Inc.
/ Energy Transfer Operating, L.P. Series E Fixed-to-Floating Rate Cumulative Redeemable Perpetual Pref
KEY / KeyCorp
AMED / Amedisys, Inc.
NXPI / NXP Semiconductors N.V.
XEL / Xcel Energy Inc.
SYK / Stryker Corporation
LLL / JX Luxventure Limited
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
XRX / Xerox Holdings Corporation
BP / BP p.l.c. - Depositary Receipt (Common Stock)
DELL / Dell Technologies Inc.
DELL / Dell Technologies Inc.
VRTS / Virtus Investment Partners, Inc.
BMY / Bristol-Myers Squibb Company
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
TAP / Molson Coors Beverage Company
NCR / NCR Corp.
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
SLV / iShares Silver Trust
COR / Cencora, Inc.
V / Visa Inc.
META / Meta Platforms, Inc.
CMCSA / Comcast Corporation
SPG / Simon Property Group, Inc.
AMGN / Amgen Inc.
CTRA / Coterra Energy Inc.
MCD / McDonald's Corporation
MHH / Mastech Digital, Inc.
UGI / UGI Corporation
EXPE / Expedia Group, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
XOM / Exxon Mobil Corporation
TMD.WT.B / Titan Medical Inc Wts Cl
BRK.B / Berkshire Hathaway Inc.
DIS / The Walt Disney Company
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SPY / State Street SPDR S&P 500 ETF Trust
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
IBM / International Business Machines Corporation
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
HON / Honeywell International Inc.
ZBH / Zimmer Biomet Holdings, Inc.
ABBV / AbbVie Inc.
ORCL / Oracle Corporation
NYCB / Flagstar Financial, Inc.
PSX / Phillips 66
PG / The Procter & Gamble Company
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
HAL / Halliburton Company
TXN / Texas Instruments Incorporated
FDX / FedEx Corporation
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
EDIT / Editas Medicine, Inc.
ADP / Automatic Data Processing, Inc.
REZI / Resideo Technologies, Inc.
NEE / NextEra Energy, Inc.
CVS / CVS Health Corporation
CTSH / Cognizant Technology Solutions Corporation
ED / Consolidated Edison, Inc.
NOC / Northrop Grumman Corporation
HOLX / Hologic, Inc.
MET / MetLife, Inc.
XHE / SPDR Series Trust - State Street SPDR S&P Health Care Equipment ETF
WDC / Western Digital Corporation
XOP / SPDR Series Trust - State Street SPDR S&P Oil & Gas Exploration & Production ETF
INO / Inovio Pharmaceuticals, Inc.
AR / Antero Resources Corporation
OWE / Obsidian Energy Ltd.
SLX / VanEck ETF Trust - VanEck Steel ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
PLUG / Plug Power Inc.
GOOGL / Alphabet Inc.
FEI / First Trust MLP and Energy Income Fund
GLPI / Gaming and Leisure Properties, Inc.
HPQ / HP Inc.
AVNS / Avanos Medical, Inc.
MMP / Magellan Midstream Partners L.P.
ESSA / ESSA Bancorp, Inc.
ABT / Abbott Laboratories
ACAD / ACADIA Pharmaceuticals Inc.
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
LCTX / Lineage Cell Therapeutics, Inc.
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
BDX / Becton, Dickinson and Company
JNJ / Johnson & Johnson
EMR / Emerson Electric Co.
MRKR / Marker Therapeutics, Inc.
MFC / Manulife Financial Corporation
CMI / Cummins Inc.
TRV / The Travelers Companies, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
TIP / iShares Trust - iShares TIPS Bond ETF
GE / General Electric Company
NQP / Nuveen Pennsylvania Quality Municipal Income Fund
NEA / Nuveen AMT-Free Quality Municipal Income Fund
RTX / RTX Corporation
AEP / American Electric Power Company, Inc.
GTX / Garrett Motion Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
C / Citigroup Inc.
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
LIN / Linde plc
CLNE / Clean Energy Fuels Corp.
AMZN / Amazon.com, Inc.
T / AT&T Inc.
UPS / United Parcel Service, Inc.
FEN / First Trust Energy Income and Growth Fund
SHW / The Sherwin-Williams Company
AGE / AgeX Therapeutics, Inc.
XSD / SPDR Series Trust - State Street SPDR S&P Semiconductor ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
ZD / Ziff Davis, Inc.
IAU / iShares Gold Trust
MPA / BlackRock MuniYield Pennsylvania Quality Fund
MRK / Merck & Co., Inc.
OIH / VanEck ETF Trust - VanEck Oil Services ETF
INTC / Intel Corporation
QCOM / QUALCOMM Incorporated
CAT / Caterpillar Inc.
NSC / Norfolk Southern Corporation
AZO / AutoZone, Inc.
PEP / PepsiCo, Inc.
BA / The Boeing Company
WEED / Canopy Growth Corporation
WFC / Wells Fargo & Company
VMW / Vmware Inc. - Class A
CBU / Community Financial System, Inc.
MS / Morgan Stanley
EVRG / Evergy, Inc.
D / Dominion Energy, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
REGN / Regeneron Pharmaceuticals, Inc.
GD / General Dynamics Corporation
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
BAC / Bank of America Corporation
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
RMBS / Rambus Inc.
KMI / Kinder Morgan, Inc.
SCHW / The Charles Schwab Corporation
MMM / 3M Company
SJM / The J. M. Smucker Company
PFG / Principal Financial Group, Inc.
ALLE / Allegion plc
MAR / Marriott International, Inc.
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
NKE / NIKE, Inc.
HSY / The Hershey Company
CSX / CSX Corporation
TDY / Teledyne Technologies Incorporated
KKR / KKR & Co. Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
HD / The Home Depot, Inc.
PDS / Precision Drilling Corporation
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
PPL / PPL Corporation
PENN / PENN Entertainment, Inc.
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
NVGS / Navigator Holdings Ltd.
WASH / Washington Trust Bancorp, Inc.
KO / The Coca-Cola Company
CSCO / Cisco Systems, Inc.
CRM / Salesforce, Inc.
ANAB / AnaptysBio, Inc.
ENFFF / Enbridge Inc. - Preferred Security
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
GOOG / Alphabet Inc.
PEG / Public Service Enterprise Group Incorporated
JPM / JPMorgan Chase & Co.
TD / The Toronto-Dominion Bank
MSFT / Microsoft Corporation
NEM / Newmont Corporation