Market Value200,987,000
Total Holdings273
File Date2017-01-26
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
LCTX / Lineage Cell Therapeutics, Inc.
XEL / Xcel Energy Inc.
VRTS / Virtus Investment Partners, Inc.
D / Dominion Energy, Inc.
BMY / Bristol-Myers Squibb Company
VGT / Vanguard World Fund - Vanguard Information Technology ETF
KO / The Coca-Cola Company
GLD / SPDR Gold Shares
UNH / UnitedHealth Group Incorporated
INTC / Intel Corporation
AZO / AutoZone, Inc.
HAL / Halliburton Company
DD / DuPont de Nemours, Inc.
SHPG / Shire Plc.
CVS / CVS Health Corporation
FDX / FedEx Corporation
SWBI / Smith & Wesson Brands, Inc.
NSC / Norfolk Southern Corporation
EXPE / Expedia Group, Inc.
T / AT&T Inc.
NZF / Nuveen Municipal Credit Income Fund
V / Visa Inc.
PG / The Procter & Gamble Company
EPD / Enterprise Products Partners L.P. - Limited Partnership
AET / Aetna, Inc.
US0549371070 / BB&T Corp.
458140AD2 / Intel Corp. 2.95% Bond Due 12/15/2035
HPT / Hospitality Properties Trust
WFC / Wells Fargo & Company
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
CMCSA / Comcast Corporation
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
NOC / Northrop Grumman Corporation
REGN / Regeneron Pharmaceuticals, Inc.
PFE / Pfizer Inc.
SRPT / Sarepta Therapeutics, Inc.
CAKE / The Cheesecake Factory Incorporated
SIRI / Sirius XM Holdings Inc.
DELL / Dell Technologies Inc.
ABT / Abbott Laboratories
FTR / Frontier Communications Corp.
DTE / DTE Energy Company
EWC / iShares, Inc. - iShares MSCI Canada ETF
MPW / Medical Properties Trust, Inc.
ESNT / Essent Group Ltd.
IDU / iShares Trust - iShares U.S. Utilities ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
MQT / BlackRock MuniYield Quality Fund II, Inc.
RDCM / RADCOM Ltd.
SBI / Western Asset Intermediate Muni Fund Inc.
RAI / Reynolds American, Inc.
TXN / Texas Instruments Incorporated
CSQ / Calamos Strategic Total Return Fund
LGIH / LGI Homes, Inc.
UA / Under Armour, Inc.
TDY / Teledyne Technologies Incorporated
61166W101 / Monsanto Co.
HLX / Helix Energy Solutions Group, Inc.
HST / Host Hotels & Resorts, Inc.
BCS / Barclays PLC - Depositary Receipt (Common Stock)
SBUX / Starbucks Corporation
PSX / Phillips 66
SCU / Sculptor Capital Management Inc - Class A
EWU / iShares Trust - iShares MSCI United Kingdom ETF
BCS.PRA / Barclays Bank plc, 7.10% Non-cum Callable Dollar Preference Shares Series 3 ADR
NMZ / Nuveen Municipal High Income Opportunity Fund
SPLS / PIMCO ETF Trust - PIMCO US Stocks PLUS Active Bond Exchange Traded Fund
PII / Polaris Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
US2782651036 / Eaton Vance Corp.
RMR / The RMR Group Inc.
SXL / Sunoco Logistics Partners L.P.
SPHB / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Beta ETF
USRT / iShares Trust - iShares Core U.S. REIT ETF
KMI.WS / Kinder Morgan, Inc. Warrants
WPG / Washington Prime Group Inc
XPH / SPDR Series Trust - State Street SPDR S&P Pharmaceuticals ETF
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
TVTY / Tivity Health Inc
IGHG / ProShares Trust - ProShares Investment Grade - Interest Rate Hedged
BEAV / B/E Aerospace, Inc.
WR / Corgi ETF Trust I - Corgi U.S. War Machine ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
TLN / Talen Energy Corporation
ROG / Rogers Corporation
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
74005P104 / Praxair, Inc.
QQQ / Invesco QQQ Trust, Series 1
ASIX / AdvanSix Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
KCE / SPDR Series Trust - State Street SPDR S&P Capital Markets ETF
US40416M1053 / Hd Supply Inc.
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
LGND / Ligand Pharmaceuticals Incorporated
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
KEY.PRG / KeyCorp 7.750% Non-Cumulative Perp Convertible Preferred Stock, Series A
PAA / Plains All American Pipeline, L.P. - Limited Partnership
EDE / Empire District Electric Company (The)
HR / Healthcare Realty Trust Incorporated
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
EEFT / Euronet Worldwide, Inc.
LVLT / Level 3 Financing Inc. - Corporate Bond/Note
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
PMM / Putnam Managed Municipal Income Trust
SOR / Source Capital
FMO / Fiduciary/Claymore Energy Infrastructure Fund
PMO / Putnam Municipal Opportunities Trust
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
887228104 / Time Inc.
ES / Eversource Energy
CONE / CyrusOne Inc
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PLUG / Plug Power Inc.
SYNH / Syneos Health Inc - Class A
PWOD / Penns Woods Bancorp, Inc.
K / Kellanova
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
RTN / Raytheon Co.
NS / NuStar Energy L.P. - Limited Partnership
018490100 / Allergan plc
GILD / Gilead Sciences, Inc.
OXY / Occidental Petroleum Corporation
TRNX / BBHC Inc
PPG / PPG Industries, Inc.
TR / Tootsie Roll Industries, Inc.
BHC / Bausch Health Companies Inc.
PSTI / Pluristem Therapeutics Inc
DOW / Dow Inc.
TWX / Warner Media LLC
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
MYD / BlackRock MuniYield Fund, Inc.
OBE / Obsidian Energy Ltd.
WFT / Weatherford International plc
MUA / BlackRock MuniAssets Fund, Inc.
CL / Colgate-Palmolive Company
MHH / Mastech Digital, Inc.
PFG / Principal Financial Group, Inc.
WBA / Walgreens Boots Alliance, Inc.
FE / FirstEnergy Corp.
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
IWR / iShares Trust - iShares Russell Mid-Cap ETF
KMI / Kinder Morgan, Inc.
PNC / The PNC Financial Services Group, Inc.
CVX / Chevron Corporation
AMED / Amedisys, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
UAA / Under Armour, Inc.
HPQ / HP Inc.
JAZZ / Jazz Pharmaceuticals plc
TAP / Molson Coors Beverage Company
CAH / Cardinal Health, Inc.
NCR / NCR Corp.
TXMD / TherapeuticsMD, Inc.
GOOG / Alphabet Inc.
COR / Cencora, Inc.
ESSA / ESSA Bancorp, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
PPL / PPL Corporation
TWTR / Twitter Inc
IBM / International Business Machines Corporation
CNDT / Conduent Incorporated
AAPL / Apple Inc.
ORCL / Oracle Corporation
ABBV / AbbVie Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
NYCB / Flagstar Financial, Inc.
XRX / Xerox Holdings Corporation
HON / Honeywell International Inc.
HBI / Hanesbrands Inc.
JPM / JPMorgan Chase & Co.
INO / Inovio Pharmaceuticals, Inc.
XOP / SPDR Series Trust - State Street SPDR S&P Oil & Gas Exploration & Production ETF
LUMN / Lumen Technologies, Inc.
LLY / Eli Lilly and Company
EFA / iShares Trust - iShares MSCI EAFE ETF
MMP / Magellan Midstream Partners L.P.
CELG / Celgene Corp.
OIH / VanEck ETF Trust - VanEck Oil Services ETF
TIP / iShares Trust - iShares TIPS Bond ETF
PDS / Precision Drilling Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
SLX / VanEck ETF Trust - VanEck Steel ETF
ACAD / ACADIA Pharmaceuticals Inc.
XSD / SPDR Series Trust - State Street SPDR S&P Semiconductor ETF
MMM / 3M Company
MRK / Merck & Co., Inc.
VXRT / Vaxart, Inc.
LITE / Lumentum Holdings Inc.
RAD / Rite Aid Corp.
GIS / General Mills, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
IBB / iShares Trust - iShares Biotechnology ETF
GE / General Electric Company
MPA / BlackRock MuniYield Pennsylvania Quality Fund
WDC / Western Digital Corporation
MSFT / Microsoft Corporation
JNJ / Johnson & Johnson
MUB / iShares Trust - iShares National Muni Bond ETF
UPS / United Parcel Service, Inc.
VMW / Vmware Inc. - Class A
NEM / Newmont Corporation
NEA / Nuveen AMT-Free Quality Municipal Income Fund
SJM / The J. M. Smucker Company
FEI / First Trust MLP and Energy Income Fund
FCX / Freeport-McMoRan Inc.
FEN / First Trust Energy Income and Growth Fund
NEE / NextEra Energy, Inc.
SRE / Sempra
CLNE / Clean Energy Fuels Corp.
CTSH / Cognizant Technology Solutions Corporation
TJX / The TJX Companies, Inc.
VZ / Verizon Communications Inc.
ZBH / Zimmer Biomet Holdings, Inc.
GLPI / Gaming and Leisure Properties, Inc.
BDX / Becton, Dickinson and Company
GOOGL / Alphabet Inc.
BRK.B / Berkshire Hathaway Inc.
VAC / Marriott Vacations Worldwide Corporation
PEP / PepsiCo, Inc.
UGI / UGI Corporation
NCLH / Norwegian Cruise Line Holdings Ltd.
MFC / Manulife Financial Corporation
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
HOG / Harley-Davidson, Inc.
AVGO / Broadcom Inc.
HSY / The Hershey Company
ED / Consolidated Edison, Inc.
ZD / Ziff Davis, Inc.
RTX / RTX Corporation
CLSN / Imunon Inc
VUG / Vanguard Index Funds - Vanguard Growth ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
DIS / The Walt Disney Company
IR / Ingersoll Rand Inc.
SPY / State Street SPDR S&P 500 ETF Trust
NKE / NIKE, Inc.
SPG / Simon Property Group, Inc.
MDLZ / Mondelez International, Inc.
LOW / Lowe's Companies, Inc.
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
COP / ConocoPhillips
HOLX / Hologic, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
XOM / Exxon Mobil Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
CMI / Cummins Inc.
VFC / V.F. Corporation
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
CSCO / Cisco Systems, Inc.
CTRA / Coterra Energy Inc.
AEP / American Electric Power Company, Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
ET / Energy Transfer LP - Limited Partnership
MAR / Marriott International, Inc.
BA / The Boeing Company
CBU / Community Financial System, Inc.
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
RMBS / Rambus Inc.
PFIS / Peoples Financial Services Corp.
HD / The Home Depot, Inc.
AGR / Avangrid, Inc.
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
WMT / Walmart Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
LMT / Lockheed Martin Corporation
EMR / Emerson Electric Co.
SNY / Sanofi - Depositary Receipt (Common Stock)
AMGN / Amgen Inc.
NXPI / NXP Semiconductors N.V.
ENFFF / Enbridge Inc. - Preferred Security
QCOM / QUALCOMM Incorporated
KKR / KKR & Co. Inc.
PEG / Public Service Enterprise Group Incorporated
SWKS / Skyworks Solutions, Inc.
META / Meta Platforms, Inc.
AMT / American Tower Corporation
EMN / Eastman Chemical Company
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
RGA / Reinsurance Group of America, Incorporated
ALLE / Allegion plc
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
IONS / Ionis Pharmaceuticals, Inc.
PENN / PENN Entertainment, Inc.
MO / Altria Group, Inc.
PM / Philip Morris International Inc.
MBCN / Middlefield Banc Corp.
SHW / The Sherwin-Williams Company
BAC / Bank of America Corporation
IP / International Paper Company
SLV / iShares Silver Trust
CRS / Carpenter Technology Corporation
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
NVGS / Navigator Holdings Ltd.
WASH / Washington Trust Bancorp, Inc.