Market Value483,655,000
Total Holdings355
File Date2016-07-26
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
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Current
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CIF / MFS Intermediate High Income Fund
BSCI / Guggenheim BulletShares 2018 Corporate Bond ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
SPIB / SPDR Series Trust - State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
AAPL / Apple Inc.
PAGP / Plains GP Holdings, L.P. - Limited Partnership
MARKET VECTORS ETF TR / HIGH INCOME MLP (57061R247)
US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
BSJJ / Invesco BulletShares 2019 High Yield Corporate Bond ETF
RGI / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Industrials ETF
EXK / Endeavour Silver Corp.
US0549371070 / BB&T Corp.
472319AG7 / Jefferies Group Inc Bond
EGO / Eldorado Gold Corporation
SUNE / SUNation Energy Inc.
IHSEF / iShares Public Limited Company - iShares Asia Pacific Dividend UCITS ETF
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
US40416M1053 / Hd Supply Inc.
CHK / Chesapeake Energy Corporation
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
XMFVX / MFS Special Value Trust
US530715AG61 / Liberty Media, Bond 4%, Due 11/15/2029
US88829M1053 / Titan Energy LLC
REM / iShares Trust - iShares Mortgage Real Estate ETF
VASC / Vascular Solutions, Inc.
DBP / Invesco DB Multi-Sector Commodity Trust - Invesco DB Precious Metals Fund
TFI / SPDR Series Trust - State Street SPDR Nuveen ICE Municipal Bond ETF
HEPA / Hepion Pharmaceuticals, Inc.
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
RIG / Transocean Ltd.
FCX / Freeport-McMoRan Inc.
MSFT / Microsoft Corporation
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
COST / Costco Wholesale Corporation
IBMF / iShares iBonds Sep 2017 AMT-Free Muni Bond ETF
REFR / Research Frontiers Incorporated
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
PHK / PIMCO High Income Fund
MITK / Mitek Systems, Inc.
SHEL / Shell plc - Depositary Receipt (Common Stock)
RTN / Raytheon Co.
USCI / United States Commodity Index Funds Trust - United States Commodity Index Fund
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
TIER / T. Rowe Price Exchange-Traded Funds, Inc. - T. Rowe Price International Equity Research ETF
NOC / Northrop Grumman Corporation
PFE / Pfizer Inc.
MO / Altria Group, Inc.
NEE / NextEra Energy, Inc.
LOW / Lowe's Companies, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BRK.A / Berkshire Hathaway Inc.
XOM / Exxon Mobil Corporation
AXP / American Express Company
RTX / RTX Corporation
ASTC / Astrotech Corporation
AXAS / Abraxas Petroleum Corp.
TAL / TAL Education Group - Depositary Receipt (Common Stock)
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
ECL / Ecolab Inc.
PBT / Permian Basin Royalty Trust
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
EBND / SPDR Series Trust - State Street SPDR Bloomberg Emerging Markets Local Bond ETF
BSCJ / Invesco BulletShares 2019 Corporate Bond ETF
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
NCV / Virtus Convertible & Income Fund
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Bloomberg Enhanced Fallen Angels ETF
US46138J6010 / Invesco BulletShares 2020 High Yield Corporate Bond ETF
CXP / Columbia Property Trust Inc
QQQ / Invesco QQQ Trust, Series 1
OKS / ONEOK Partners, L.P.
VNR / Vanguard Natural Resources, LLC
DBE / Invesco DB Multi-Sector Commodity Trust - Invesco DB Energy Fund
LXU / LSB Industries, Inc.
IBMH / iShares iBonds Sep 2019 AMT-Free Muni Bond ETF
SNH / Senior Housing Properties Trust
IBMG / International Business Machines Corporation - Corporate Bond/Note
PEY / Invesco Exchange-Traded Fund Trust - Invesco High Yield Equity Dividend Achievers ETF
EWN / iShares, Inc. - iShares MSCI Netherlands ETF
BSCH / Guggenheim BulletShares 2017 Corporate Bond ETF
GLAD / Gladstone Capital Corporation
FMY / First Trust Mortgage Income Fund
46434V571 / iShares iBonds Sep 2020 Term Muni Bond ETF
DSU / BlackRock Debt Strategies Fund, Inc.
CART / Maplebear Inc.
TUR / iShares, Inc. - iShares MSCI Turkey ETF
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
CBI / Chicago Bridge & Iron Co., N.V.
67071S101 / Nuveen Quality Preferred Income Fund
EIDO / iShares Trust - iShares MSCI Indonesia ETF
SXL / Sunoco Logistics Partners L.P.
CSFL / Centerstate Banks, Inc.
IIM / Invesco Value Municipal Income Trust
GG / Goldcorp, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
74348TAD4 / Prospect Capital Corp. 5.5% Bond due 2016-08-15
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
BSCG / Guggenheim BulletShares 2016 Corporate Bond ETF
EFO / ProShares Trust - ProShares Ultra MSCI EAFE
XISDX / Prudential Short Duration High
DWTR / Invesco DWA Tactical Sector Rotation ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
RAI / Reynolds American, Inc.
IBMJ / BlackRock Institutional Trust Company N.A. - iShares iBonds Dec 2021 Term Muni Bond ETF
SBGL / Standard Bank Group Limited - Preferred Security
TROV / TrovaGene, Inc.
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
CELG / Celgene Corp.
JWN / Nordstrom, Inc.
BAM / Brookfield Asset Management Ltd.
IBN / ICICI Bank Limited - Depositary Receipt (Common Stock)
GHY / PGIM Global High Yield Fund, Inc
UAA / Under Armour, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
ACAD / ACADIA Pharmaceuticals Inc.
LUMN / Lumen Technologies, Inc.
DWIN / Delwinds Insurance Acquisition Corp - Class A
FEYE / FireEye Inc
FSTA / Fidelity Covington Trust - Fidelity MSCI Consumer Staples Index ETF
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
NS / NuStar Energy L.P. - Limited Partnership
DSL / DoubleLine Income Solutions Fund
04010LAD5 / Ares Capital Corp. 5.125% Bond Due 6/1/2016
HE / Hawaiian Electric Industries, Inc.
847560109 / Spectra Energy Corp.
EWK / iShares, Inc. - iShares MSCI Belgium ETF
BBEP / Breitburn Energy Partners LP
BSJH / Guggenheim BulletShares 2017 High Yield Corporate Bond ETF
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
FNV / Franco-Nevada Corporation
BGR / BlackRock Energy and Resources Trust
MLPA / Global X Funds - Global X MLP ETF
BWX / SPDR Series Trust - State Street SPDR Bloomberg International Treasury Bond ETF
SA / Seabridge Gold Inc.
CYBR / CyberArk Software Ltd.
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
IAG / IAMGOLD Corporation
LEA / Lear Corporation
HAR / Harman International Industries, Inc.
VSBIX / Vanguard Scottsdale Funds - Vanguard Short-Term Treasury Index Fund Institutional Shares
SDIV / Global X Funds - Global X SuperDividend ETF
IEP / Icahn Enterprises L.P.
SDRL / Seadrill Limited
BOE / BlackRock Enhanced Global Dividend Trust
BGY / BlackRock Enhanced International Dividend Trust
SCU / Sculptor Capital Management Inc - Class A
IYY / iShares Trust - iShares Dow Jones U.S. ETF
PEAK / Healthpeak Properties, Inc.
HBANP / Huntington Bancshares Incorporated - Preferred Stock
MDU / MDU Resources Group, Inc.
CTSH / Cognizant Technology Solutions Corporation
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
RWX / SPDR Index Shares Funds - State Street SPDR Dow Jones International Real Estate ETF
NYMT / New York Mortgage Trust, Inc.
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
/ CRH Medical Corp.
KDP / Keurig Dr Pepper Inc.
LUMO / Lumos Pharma, Inc.
STAG / STAG Industrial, Inc.
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
018490100 / Allergan plc
M / Macy's, Inc.
ASXC / Asensus Surgical, Inc.
RMT / Royce Micro-Cap Trust, Inc.
GPRO / GoPro, Inc.
NLY / Annaly Capital Management, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
CVS / CVS Health Corporation
CSCO / Cisco Systems, Inc.
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
MDLZ / Mondelez International, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
FDUS / Fidus Investment Corporation
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
IFV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright International Focus 5 ETF
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
GS / The Goldman Sachs Group, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
GOOG / Alphabet Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
HD / The Home Depot, Inc.
KMB / Kimberly-Clark Corporation
JCI / Johnson Controls International plc
AAL / American Airlines Group Inc.
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
RDS.B / Shell Plc - ADR
FUTY / Fidelity Covington Trust - Fidelity MSCI Utilities Index ETF
PXD / Pioneer Natural Resources Company
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
DIS / The Walt Disney Company
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
MMP / Magellan Midstream Partners L.P.
IVV / iShares Trust - iShares Core S&P 500 ETF
DVY / iShares Trust - iShares Select Dividend ETF
SPTL / SPDR Series Trust - State Street SPDR Portfolio Long Term Treasury ETF
JPC / Nuveen Preferred & Income Opportunities Fund
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
FVC / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Dynamic Focus 5 ETF
BCX / Blackrock Resources & Commodities Strategy Trust
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
ET / Energy Transfer LP - Limited Partnership
AOK / iShares Trust - iShares Core 30/70 Conservative Allocation ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
SLW / Silver Wheaton Corp.
BAC.PRL / Bank of America Corporation - Preferred Stock
GLU / The Gabelli Global Utility & Income Trust
BXMX / Nuveen S&P 500 Buy-Write Income Fund
KMI / Kinder Morgan, Inc.
VZ / Verizon Communications Inc.
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
MPVD / Mountain Province Diamonds Inc.
ADP / Automatic Data Processing, Inc.
PM / Philip Morris International Inc.
T / AT&T Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
CMCSA / Comcast Corporation
GIS / General Mills, Inc.
LMT / Lockheed Martin Corporation
AZO / AutoZone, Inc.
PPL / PPL Corporation
SLB / SLB N.V.
EXC / Exelon Corporation
UPS / United Parcel Service, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
FRT / Federal Realty Investment Trust
GSK / GSK plc - Depositary Receipt (Common Stock)
VFC / V.F. Corporation
JPS / Nuveen Preferred & Income Securities Fund
IAU / iShares Gold Trust
BIIB / Biogen Inc.
PKG / Packaging Corporation of America
BA / The Boeing Company
SNY / Sanofi - Depositary Receipt (Common Stock)
BMY / Bristol-Myers Squibb Company
HDV / iShares Trust - iShares Core High Dividend ETF
KHC / The Kraft Heinz Company
CLX / The Clorox Company
GNL / Global Net Lease, Inc.
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
GILD / Gilead Sciences, Inc.
STX / Seagate Technology Holdings plc
HBAN / Huntington Bancshares Incorporated
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
PHYS / Sprott Physical Gold Trust
TIP / iShares Trust - iShares TIPS Bond ETF
WFC / Wells Fargo & Company
VVR / Invesco Senior Income Trust
FCG / First Trust Exchange-Traded Fund - First Trust Natural Gas ETF
BBWI / Bath & Body Works, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
CMG / Chipotle Mexican Grill, Inc.
SPY / State Street SPDR S&P 500 ETF Trust
GOOGL / Alphabet Inc.
TGT / Target Corporation
AMZN / Amazon.com, Inc.
IYF / iShares Trust - iShares U.S. Financials ETF
MCD / McDonald's Corporation
CB / Chubb Limited
EFA / iShares Trust - iShares MSCI EAFE ETF
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
META / Meta Platforms, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
BP / BP p.l.c. - Depositary Receipt (Common Stock)
F / Ford Motor Company
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
CAG / Conagra Brands, Inc.
GM / General Motors Company
CCI / Crown Castle Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
AVGO / Broadcom Inc.
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
PEP / PepsiCo, Inc.
AMT / American Tower Corporation
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
AWK / American Water Works Company, Inc.
PSX / Phillips 66
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
SHV / iShares Trust - iShares 0-1 Year Treasury Bond ETF
PSK / SPDR Series Trust - State Street SPDR ICE Preferred Securities ETF
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
COP / ConocoPhillips
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
ABBV / AbbVie Inc.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
C.WSA / Citigroup, Inc.
IBM / International Business Machines Corporation
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
CVX / Chevron Corporation
BAC / Bank of America Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
DG / Dollar General Corporation
CMI / Cummins Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VMC / Vulcan Materials Company
AG / First Majestic Silver Corp.
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
FDX / FedEx Corporation
AIVL / WisdomTree Trust - WisdomTree U.S. AI Enhanced Value Fund
SYY / Sysco Corporation
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PG / The Procter & Gamble Company
SIRI / Sirius XM Holdings Inc.
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
XLB / The Select Sector SPDR Trust - State Street Materials Select Sector SPDR ETF
IWV / iShares Trust - iShares Russell 3000 ETF
AA / Alcoa Corporation
EMR / Emerson Electric Co.
OKE / ONEOK, Inc.
QCOM / QUALCOMM Incorporated
NKE / NIKE, Inc.
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
CAT / Caterpillar Inc.
ABT / Abbott Laboratories
CHY / Calamos Convertible and High Income Fund
VHT / Vanguard World Fund - Vanguard Health Care ETF
JPM / JPMorgan Chase & Co.
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
SBUX / Starbucks Corporation
UNH / UnitedHealth Group Incorporated
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
MMM / 3M Company
GDV / The Gabelli Dividend & Income Trust
TIPT / Tiptree Inc.
INTC / Intel Corporation
LYB / LyondellBasell Industries N.V.
KO / The Coca-Cola Company
MCHP / Microchip Technology Incorporated
D / Dominion Energy, Inc.
MDT / Medtronic plc
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
BX / Blackstone Inc.
USB / U.S. Bancorp
BK / The Bank of New York Mellon Corporation
LLY / Eli Lilly and Company
DAL / Delta Air Lines, Inc.
HSY / The Hershey Company
BRK.B / Berkshire Hathaway Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
MUB / iShares Trust - iShares National Muni Bond ETF
NFLX / Netflix, Inc.
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
PSEC / Prospect Capital Corporation
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
GLD / SPDR Gold Shares
JNJ / Johnson & Johnson
SHW / The Sherwin-Williams Company
SJM / The J. M. Smucker Company
IYH / iShares Trust - iShares U.S. Healthcare ETF
GD / General Dynamics Corporation
DUK / Duke Energy Corporation
AMGN / Amgen Inc.
V / Visa Inc.
MRK / Merck & Co., Inc.
USA / Liberty All-Star Equity Fund
BDX / Becton, Dickinson and Company
CHKP / Check Point Software Technologies Ltd.
AEP / American Electric Power Company, Inc.
SO / The Southern Company
DHR / Danaher Corporation
ETN / Eaton Corporation plc
WMT / Walmart Inc.
URI / United Rentals, Inc.
NSC / Norfolk Southern Corporation