Market Value263,595,000
Total Holdings243
File Date2013-11-04
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IYJ / iShares Trust - iShares U.S. Industrials ETF
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
APA / APA Corporation
APACHE CORP / PFD CONV SER D (037411808)
04010LAD5 / Ares Capital Corp. 5.125% Bond Due 6/1/2016
ASTC / Astrotech Corporation
US88829M1053 / Titan Energy LLC
EWG / iShares, Inc. - iShares MSCI Germany ETF
LLY / Eli Lilly and Company
EXP / Eagle Materials Inc.
PB / Prosperity Bancshares, Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
BGY / BlackRock Enhanced International Dividend Trust
NS / NuStar Energy L.P. - Limited Partnership
BAM / Brookfield Asset Management Ltd.
CNO / CNO Financial Group, Inc.
XES / SPDR Series Trust - State Street SPDR S&P Oil & Gas Equipment & Services ETF
CSFL / Centerstate Banks, Inc.
SPIB / SPDR Series Trust - State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
LUMN / Lumen Technologies, Inc.
CHK / Chesapeake Energy Corporation
CHK.PRD / Chesapeake Energy Corp., 4.50% Cumulative Convertible Preferred Stock
165167CB1 / Chesapeake Energy 2.25% Contingent Conv Senior Notes 12/15/38
CHLN / China Housing & Land Development, Inc.
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
BSJE / Guggenheim BulletShares 2014 High Yield Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG BULL 2013 (18383M449)
BSCF / Guggenheim BulletShares 2015 Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2014 (18383M571)
CLAYMORE EXCHANGE TRD FD TR / GUGG CRP BD 2013 (18383M589)
GLO / Clough Global Opportunities Fund
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
SIRI / Sirius XM Holdings Inc.
NUV / Nuveen Municipal Value Fund, Inc.
CL / Colgate-Palmolive Company
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
CBRL / Cracker Barrel Old Country Store, Inc.
/ Denbury Resources, Inc.
ABBV / AbbVie Inc.
TECL / Direxion Shares ETF Trust - Direxion Daily Technology Bull 3X ETF
EDZ / Direxion Shares ETF Trust - Direxion Daily MSCI Emerging Markets Bear 3X Shares
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
MBB / iShares Trust - iShares MBS ETF
ORCL / Oracle Corporation
F / Ford Motor Company
ADP / Automatic Data Processing, Inc.
262498AB4 / DryShips, Inc. Bond
DX / Dynex Capital, Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
JPM / JPMorgan Chase & Co.
MMM / 3M Company
IBM / International Business Machines Corporation
MO / Altria Group, Inc.
EPB /
LOW / Lowe's Companies, Inc.
KO / The Coca-Cola Company
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
PSX / Phillips 66
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
SXL / Sunoco Logistics Partners L.P.
SBUX / Starbucks Corporation
ESSX / Essex Rental Corp.
VER / VEREIT Inc
HYF / Managed High Yield Plus Fund, Inc.
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
FMY / First Trust Mortgage Income Fund
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
FPA / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Asia Pacific Ex-Japan AlphaDEX Fund
33737J208 / First Trust Canada AlphaDEX Fund
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
/ FRANCESCAS HLDGS CORP
FTR / Frontier Communications Corp.
GIS / General Mills, Inc.
DHR / Danaher Corporation
SPFF / Global X Funds - Global X SuperIncome Preferred ETF
SDIV / Global X Funds - Global X SuperDividend ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
GMCR / Keurig Green Mountain, Inc.
PEAK / Healthpeak Properties, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
HP / Helmerich & Payne, Inc.
HFC / HollyFrontier Corp
43739Q100 / HomeAway, Inc.
HBAN / Huntington Bancshares Incorporated
VKI / Invesco Advantage Municipal Income Trust II
IAU / iShares Gold Trust
ISHARES INC / MSCI UTD KINGD (464286699)
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
ICF / iShares Trust - iShares Select U.S. REIT ETF
IGOV / iShares Trust - iShares International Treasury Bond ETF
AGZ / iShares Trust - iShares Agency Bond ETF
RTX / RTX Corporation
IBMD / iShares iBonds Sep 2015 AMT-Free Muni Bond ETF
ISHARES / 14 AMT-FREE ETF (464289362)
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
KFH / KKR Financial Holdings LLC
KMP /
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
US530715AG61 / Liberty Media, Bond 4%, Due 11/15/2029
LINE / Lineage, Inc.
MMP / Magellan Midstream Partners L.P.
CAT / Caterpillar Inc.
MITK / Mitek Systems, Inc.
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
NSM / Nationstar Mortgage Holdings Inc.
NYMT / New York Mortgage Trust, Inc.
LUMO / Lumos Pharma, Inc.
NMZ / Nuveen Municipal High Income Opportunity Fund
JQC / Nuveen Credit Strategies Income Fund
PAAS / Pan American Silver Corp.
MUB / iShares Trust - iShares National Muni Bond ETF
PBT / Permian Basin Royalty Trust
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TRUST / DWA TECH LDRS (73935X153)
POWERSHARES ETF TRUST / DYNA BUYBK ACH (73935X286)
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
POWERSHARES ETF TRUST II / DWA DEVEL MKTS (73936Q108)
POWERSHARES ETF TRUST II / DWA EMRG MKTS (73936Q207)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
POWERSHARES GLOBAL ETF TRUST / SOVEREIGN DEBT (73936T573)
POWERSHARES ETF TR II / EM MRK LOW VOL (73937B662)
POWERSHARES ETF TR II / INTL DEV LOWVL (73937B688)
POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
74005P104 / Praxair, Inc.
UST / ProShares Trust - ProShares Ultra 7-10 Year Treasury
MVV / ProShares Trust - ProShares Ultra MidCap400
74348TAD4 / Prospect Capital Corp. 5.5% Bond due 2016-08-15
QRE / Qr Energy, Lp
RSH /
RPAI / Retail Properties of America Inc - Class A
SHEL / Shell plc - Depositary Receipt (Common Stock)
RGLD / Royal Gold, Inc.
RMS / Rydex ETF Trust
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
BWX / SPDR Series Trust - State Street SPDR Bloomberg International Treasury Bond ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
SD / SandRidge Energy, Inc.
SNH / Senior Housing Properties Trust
SLW / Silver Wheaton Corp.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
SWBI / Smith & Wesson Brands, Inc.
ET / Energy Transfer LP - Limited Partnership
VGM / Invesco Trust for Investment Grade Municipals
VPU / Vanguard World Fund - Vanguard Utilities ETF
VKQ / Invesco Municipal Trust
BRK.B / Berkshire Hathaway Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
PEP / PepsiCo, Inc.
TI / Telecom Italia S.p.A.
ANDX / Tesoro Logistics LP
GOOGL / Alphabet Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
UWM / ProShares Trust - ProShares Ultra Russell2000
VFC / V.F. Corporation
MDLZ / Mondelez International, Inc.
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VANGUARD INDEX FDS / S&P 500 ETF SH (922908413)
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
CMG / Chipotle Mexican Grill, Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
XLB / The Select Sector SPDR Trust - State Street Materials Select Sector SPDR ETF
MCD / McDonald's Corporation
VGT / Vanguard World Fund - Vanguard Information Technology ETF
IYW / iShares Trust - iShares U.S. Technology ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
DVY / iShares Trust - iShares Select Dividend ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IBND / SPDR Series Trust - State Street SPDR Bloomberg International Corporate Bond ETF
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
RTX / RTX Corporation
COST / Costco Wholesale Corporation
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
VODPF / Vodafone Group Public Limited Company
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
WTMF / WisdomTree Trust - WisdomTree Managed Futures Strategy Fund
XIN / Xinyuan Real Estate Co., Ltd. - Depositary Receipt (Common Stock)
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
BMY / Bristol-Myers Squibb Company
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
DVN / Devon Energy Corporation
VZ / Verizon Communications Inc.
INTC / Intel Corporation
WEC / WEC Energy Group, Inc.
GLD / SPDR Gold Shares
QCOM / QUALCOMM Incorporated
WILC / G. Willi-Food International Ltd.
PPL / PPL Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
OEF / iShares Trust - iShares S&P 100 ETF
T / AT&T Inc.
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
PAA / Plains All American Pipeline, L.P. - Limited Partnership
GNK / Genco Shipping & Trading Limited
CVX / Chevron Corporation
BAC / Bank of America Corporation
BSJG / Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BX / Blackstone Inc.
COP / ConocoPhillips
EFA / iShares Trust - iShares MSCI EAFE ETF
JKHY / Jack Henry & Associates, Inc.
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
GILD / Gilead Sciences, Inc.
D / Dominion Energy, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
AAPL / Apple Inc.
AMT / American Tower Corporation
BAX / Baxter International Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
FRT / Federal Realty Investment Trust
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
META / Meta Platforms, Inc.
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
VCR / Vanguard World Fund - Vanguard Consumer Discretionary ETF
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
WFC / Wells Fargo & Company
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
ED / Consolidated Edison, Inc.
SNV / Synovus Financial Corp.
PFE / Pfizer Inc.
PM / Philip Morris International Inc.
KMB / Kimberly-Clark Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
CSCO / Cisco Systems, Inc.
SPY / State Street SPDR S&P 500 ETF Trust
MSFT / Microsoft Corporation
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
UNP / Union Pacific Corporation
IYE / iShares Trust - iShares U.S. Energy ETF
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
HSY / The Hershey Company
FLT / Corpay, Inc.
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
PG / The Procter & Gamble Company
XOM / Exxon Mobil Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
ACN / Accenture plc
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
JNJ / Johnson & Johnson
SYY / Sysco Corporation
IYH / iShares Trust - iShares U.S. Healthcare ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
DUK / Duke Energy Corporation
MRK / Merck & Co., Inc.
USA / Liberty All-Star Equity Fund
AEP / American Electric Power Company, Inc.
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
SO / The Southern Company
WMT / Walmart Inc.
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund