Market Value219,264,000
Total Holdings174
File Date2022-10-13
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DIVO / Amplify ETF Trust - Amplify CWP Enhanced Dividend Income ETF
UNG / United States Natural Gas Fund, LP - Limited Partnership
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
HGEN / Humanigen, Inc.
ESML / iShares Trust - iShares ESG Aware MSCI USA Small-Cap ETF
XOM / Exxon Mobil Corporation
GLD / SPDR Gold Shares
PM / Philip Morris International Inc.
FPF / First Trust Intermediate Duration Preferred & Income Fund
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
BRK.B / Berkshire Hathaway Inc.
FSK / FS KKR Capital Corp.
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
JDIV / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Dividend Leaders ETF
DIS / The Walt Disney Company
ACRX / Talphera, Inc.
BA / The Boeing Company
BNY / The Bank of New York Mellon Corporation
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
VCLT / Vanguard Scottsdale Funds - Vanguard Long-Term Corporate Bond ETF
TIP / iShares Trust - iShares TIPS Bond ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
FTXG / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Food & Beverage ETF
TSLA / Tesla, Inc.
TWTR / Twitter Inc
YJUN / First Trust Exchange-Traded Fund VIII - FT Vest International Equity Moderate Buffer ETF - June
FOCT / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - October
PSI / Invesco Exchange-Traded Fund Trust - Invesco Semiconductors ETF
UNP / Union Pacific Corporation
AAPL / Apple Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
AKBA / Akebia Therapeutics, Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
COST / Costco Wholesale Corporation
MSFT / Microsoft Corporation
UNH / UnitedHealth Group Incorporated
JEPQ / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Nasdaq Equity Premium Income ETF
BCS / Barclays PLC - Depositary Receipt (Common Stock)
BAC / Bank of America Corporation
EMAN / EMagin Corp
ABBV / AbbVie Inc.
JPM / JPMorgan Chase & Co.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
DE / Deere & Company
NXP / Nuveen Select Tax-Free Income Portfolio
LOW / Lowe's Companies, Inc.
PNI / PIMCO New York Municipal Income Fund II
ED / Consolidated Edison, Inc.
HD / The Home Depot, Inc.
DHC / Diversified Healthcare Trust
AVGO / Broadcom Inc.
QJUN / First Trust Exchange-Traded Fund VIII - FT Vest Nasdaq-100 Buffer ETF - June
FJUN / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - June
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
SDVY / First Trust Exchange-Traded Fund VI - First Trust SMID Cap Rising Dividend Achievers ETF
MRK / Merck & Co., Inc.
DBMF / Litman Gregory Funds Trust - iMGP DBi Managed Futures Strategy ETF
AAL / American Airlines Group Inc.
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
MHI / Pioneer Municipal High Income Fund, Inc.
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
MTB / M&T Bank Corporation
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
DVY / iShares Trust - iShares Select Dividend ETF
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
ESGD / iShares Trust - iShares ESG Aware MSCI EAFE ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
QQQ / Invesco QQQ Trust, Series 1
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
SFL / SFL Corporation Ltd.
BUFG / First Trust Exchange-Traded Fund VIII - FT Vest Buffered Allocation Growth ETF
NYCB / Flagstar Financial, Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
QQXT / First Trust Exchange-Traded Fund - First Trust NASDAQ-100 Ex-Technology Sector Index Fund
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
MFIC / MidCap Financial Investment Corporation
NBXG / Neuberger Berman Income Funds - Neuberger Next Generation Connectivity Fund Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
CVX / Chevron Corporation
IWR / iShares Trust - iShares Russell Mid-Cap ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
URTH / iShares, Inc. - iShares MSCI World ETF
FNDB / Schwab Strategic Trust - Schwab Fundamental U.S. Broad Market ETF
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
IBB / iShares Trust - iShares Biotechnology ETF
GOOGL / Alphabet Inc.
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
GGN / GAMCO Global Gold, Natural Resources & Income Trust
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
XDEC / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Enhance & Moderate Buffer ETF - December
XHYE / BondBloxx ETF Trust - BondBloxx USD High Yield Bond Energy Sector ETF
PULS / PGIM ETF Trust - PGIM Ultra Short Bond ETF
PTN / Palatin Technologies, Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
HYLB / DBX ETF Trust - Xtrackers USD High Yield Corporate Bond ETF
SLNO / Soleno Therapeutics, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
CLWT / Euro Tech Holdings Company Limited
SPEM / SPDR Index Shares Funds - State Street SPDR Portfolio Emerging Markets ETF
EWU / iShares Trust - iShares MSCI United Kingdom ETF
UPS / United Parcel Service, Inc.
JHMM / John Hancock Exchange-Traded Fund Trust - John Hancock Multifactor Mid Cap ETF
BMY / Bristol-Myers Squibb Company
GOOG / Alphabet Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
HYT / BlackRock Corporate High Yield Fund, Inc.
ABT / Abbott Laboratories
VZ / Verizon Communications Inc.
FRI / First Trust Exchange-Traded Fund - First Trust S&P REIT Index Fund
PFE / Pfizer Inc.
EWJ / iShares, Inc. - iShares MSCI Japan ETF
QQQM / Invesco Exchange-Traded Fund Trust II - Invesco NASDAQ 100 ETF
IBM / International Business Machines Corporation
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
VGT / Vanguard World Fund - Vanguard Information Technology ETF
PEN / Penumbra, Inc.
V / Visa Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
SPTI / SPDR Series Trust - State Street SPDR Portfolio Intermediate Term Treasury ETF
QCLN / First Trust Exchange-Traded Fund - First Trust NASDAQ Clean Edge Green Energy Index Fund
NEE / NextEra Energy, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
SIGA / SIGA Technologies, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
NVDD / Direxion Shares ETF Trust - Direxion Daily NVDA Bear 1X ETF
T / AT&T Inc.
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
GBDC / Golub Capital BDC, Inc.
MCD / McDonald's Corporation
BIL / SPDR Series Trust - State Street SPDR Bloomberg 1-3 Month T-Bill ETF
MO / Altria Group, Inc.
JNJ / Johnson & Johnson
VTV / Vanguard Index Funds - Vanguard Value ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
AMZN / Amazon.com, Inc.
BX / Blackstone Inc.
UCON / First Trust Exchange-Traded Fund VIII - First Trust TCW Unconstrained Plus Bond ETF
BCSF / Bain Capital Specialty Finance, Inc.
ARCC / Ares Capital Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
EAGG / iShares Trust - iShares ESG Aware U.S. Aggregate Bond ETF
FLQM / Franklin Templeton ETF Trust - Franklin U.S. Mid Cap Multifactor Index ETF
NPCT / Nuveen Core Plus Impact Fund
UUUU / Energy Fuels Inc.
USA / Liberty All-Star Equity Fund
MA / Mastercard Incorporated
EVV / Eaton Vance Limited Duration Income Fund
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
YDEC / First Trust Exchange-Traded Fund VIII - FT Vest International Equity Moderate Buffer ETF - December
EZU / iShares, Inc. - iShares MSCI Eurozone ETF
MBB / iShares Trust - iShares MBS ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
HDV / iShares Trust - iShares Core High Dividend ETF
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
IGD / Voya Global Equity Dividend and Premium Opportunity Fund
AOD / Abrdn Total Dynamic Dividend Fund
SPY / State Street SPDR S&P 500 ETF Trust
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
CSCO / Cisco Systems, Inc.
LDSF / First Trust Exchange-Traded Fund VIII - First Trust Low Duration Strategic Focus ETF
FTXN / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Oil & Gas ETF
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
FXZ / First Trust Exchange-Traded AlphaDEX Fund - First Trust Materials AlphaDEX Fund
CMCSA / Comcast Corporation
IXN / iShares Trust - iShares Global Tech ETF
OBDC / Blue Owl Capital Corporation
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
DSEP / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Deep Buffer ETF - September
GILD / Gilead Sciences, Inc.
NULV / Nushares ETF Trust - Nuveen ESG Large-Cap Value ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
JEPI / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Equity Premium Income ETF
ETY / Eaton Vance Tax-Managed Diversified Equity Income Fund
GOGL / Golden Ocean Group Limited
PDO / Pimco Dynamic Income Opportunities Fund
VHT / Vanguard World Fund - Vanguard Health Care ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
META / Meta Platforms, Inc.
XLC / The Select Sector SPDR Trust - State Street Communication Services Select Sector SPDR ETF