Market Value330,832,000
Total Holdings754
File Date2014-05-02
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
WPC / W. P. Carey Inc.
KRE / SPDR Series Trust - State Street SPDR S&P Regional Banking ETF
NYMT / New York Mortgage Trust, Inc.
MITT / TPG Mortgage Investment Trust, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
ACMP /
X / United States Steel Corporation
DBLV / Advisorshares Trust - AdvisorShares DoubleLine Value Equity ETF
HDGE / AdvisorShares Trust - AdvisorShares Ranger Equity Bear ETF
AEFC / AEGON Funding Company LLC - Corporate Bond/Note
AFFX / Affymetrix, Inc.
FBIO / Fortress Biotech, Inc.
OXLC / Oxford Lane Capital Corp.
ARNC / Arconic Corporation
MDYG / SPDR Series Trust - State Street SPDR S&P 400 TM Mid Cap Growth ETF
BXMX / Nuveen S&P 500 Buy-Write Income Fund
GOLD / Gold.com, Inc.
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
NCZ / Virtus Convertible & Income Fund II
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
AOD / Abrdn Total Dynamic Dividend Fund
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
ILCV / iShares Trust - iShares Morningstar Value ETF
APPCQ / American Apparel, Inc.
SCU / Sculptor Capital Management Inc - Class A
SRLN / SPDR Series Trust - State Street Blackstone Senior Loan ETF
AEL / American Equity Investment Life Holding Company
OPI / Office Properties Income Trust
BTU / Peabody Energy Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
KOF / Coca-Cola FEMSA, S.A.B. de C.V. - Depositary Receipt (Common Stock)
VER / VEREIT Inc
AMERN STRATEGIC INCOME PTFL / (030099105)
AMERICAN STRATEGIC INCOME II / (03009T101)
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
CBI / Chicago Bridge & Iron Co., N.V.
APU / AmeriGas Partners, L.P.
US0325111070 / Anadarko Petroleum Corp.
NLY / Annaly Capital Management, Inc.
APOLLO GLOBAL MGMT LLC / CL A SHS (037612306)
AINV / Apollo Investment Corporation
AMTG / Apollo Residential Mortgage, Inc.
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
ALL / The Allstate Corporation
WTRG / Essential Utilities, Inc.
ARCH / Arch Resources, Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
ARNA / Arena Pharmaceuticals Inc
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
IYR / iShares Trust - iShares U.S. Real Estate ETF
AWR / American States Water Company
PMM / Putnam Managed Municipal Income Trust
NKE / NIKE, Inc.
UNP / Union Pacific Corporation
F / Ford Motor Company
WFC / Wells Fargo & Company
MO / Altria Group, Inc.
XOM / Exxon Mobil Corporation
ABT / Abbott Laboratories
PSX / Phillips 66
FEZ / SPDR Index Shares Funds - State Street SPDR EURO STOXX 50 ETF
MRK / Merck & Co., Inc.
CMCSA / Comcast Corporation
CMCSA / Comcast Corporation
NXPI / NXP Semiconductors N.V.
OHI / Omega Healthcare Investors, Inc.
BA / The Boeing Company
LLY / Eli Lilly and Company
QCOM / QUALCOMM Incorporated
KO / The Coca-Cola Company
RIG / Transocean Ltd.
HCA / HCA Healthcare, Inc.
C / Citigroup Inc.
PEP / PepsiCo, Inc.
HAL / Halliburton Company
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
GOOGL / Alphabet Inc.
META / Meta Platforms, Inc.
JPM / JPMorgan Chase & Co.
UNH / UnitedHealth Group Incorporated
MRVL / Marvell Technology, Inc.
CSCO / Cisco Systems, Inc.
JCI / Johnson Controls International plc
KKR / KKR & Co. Inc.
CMI / Cummins Inc.
CAT / Caterpillar Inc.
AMZN / Amazon.com, Inc.
MMM / 3M Company
GLW / Corning Incorporated
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
MDLZ / Mondelez International, Inc.
CVS / CVS Health Corporation
EMR / Emerson Electric Co.
LMT / Lockheed Martin Corporation
O / Realty Income Corporation
T / AT&T Inc.
DVN / Devon Energy Corporation
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
DIS / The Walt Disney Company
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
AVNR / Avanir Pharmaceuticals Inc
UWM / ProShares Trust - ProShares Ultra Russell2000
DUK / Duke Energy Corporation
FCX / Freeport-McMoRan Inc.
V / Visa Inc.
RTX / RTX Corporation
US0549371070 / BB&T Corp.
DE / Deere & Company
TJX / The TJX Companies, Inc.
AGNC / AGNC Investment Corp.
NVS / Novartis AG - Depositary Receipt (Common Stock)
HSY / The Hershey Company
IYW / iShares Trust - iShares U.S. Technology ETF
WMT / Walmart Inc.
CL / Colgate-Palmolive Company
KMB / Kimberly-Clark Corporation
EOG / EOG Resources, Inc.
ABBV / AbbVie Inc.
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
FAX / Abrdn Asia-Pacific Income Fund Inc
HON / Honeywell International Inc.
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
JO / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BJO
06740L477 / iPath US Treasury Steepener ETN
AMH / American Homes 4 Rent
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
BBG / Bill Barrett Corp.
NRO / Neuberger Berman Income Funds - Neuberger Real Estate Securities Income Fund Inc.
INTC / Intel Corporation
BGY / BlackRock Enhanced International Dividend Trust
HDV / iShares Trust - iShares Core High Dividend ETF
PSEC / Prospect Capital Corporation
BGFV / Big 5 Sporting Goods Corporation
BOE / BlackRock Enhanced Global Dividend Trust
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
SU / Suncor Energy Inc.
BKH / Black Hills Corporation
BB / BlackBerry Limited
BFK / BlackRock Municipal Income Trust
MHD / BlackRock MuniHoldings Fund, Inc.
MYJ / BlackRock MuniYield New Jersey Fund Inc
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
DFS / Discover Financial Services
DSU / BlackRock Debt Strategies Fund, Inc.
HYT / BlackRock Corporate High Yield Fund, Inc.
BWP / Boardwalk Pipeline Partners L.P
ZVO / Zovio Inc
STLD / Steel Dynamics, Inc.
HPS / John Hancock Preferred Income Fund III
NAT / Nordic American Tankers Limited
GDV / The Gabelli Dividend & Income Trust
NUV / Nuveen Municipal Value Fund, Inc.
LULU / lululemon athletica inc.
SCCO / Southern Copper Corporation
BRCM / Broadcom Corporation
K / Kellanova
MANH / Manhattan Associates, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
US1182301010 / Buckeye Partners, L.P.
IYJ / iShares Trust - iShares U.S. Industrials ETF
AVY / Avery Dennison Corporation
19041P105 / CBS Corp.
IGF / iShares Trust - iShares Global Infrastructure ETF
AFL / Aflac Incorporated
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
IUSV / iShares Trust - iShares Core S&P U.S. Value ETF
HPQ / HP Inc.
ES / Eversource Energy
CHI / Calamos Convertible Opportunities and Income Fund
CPN / Calpine Corp.
CP / Canadian Pacific Kansas City Limited
CMO / Capstead Mortgage Corp.
AWK / American Water Works Company, Inc.
CRZO / Carrizo Oil & Gas, Inc.
IYE / iShares Trust - iShares U.S. Energy ETF
CELG / Celgene Corp.
AOS / A. O. Smith Corporation
DNN / Denison Mines Corp.
BGS / B&G Foods, Inc.
BRCD / Brocade Communications Systems, Inc.
CHW / Calamos Global Dynamic Income Fund
BDJ / BlackRock Enhanced Equity Dividend Trust
CERN / Cerner Corp.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
CHK / Chesapeake Energy Corporation
CSQ / Calamos Strategic Total Return Fund
CHS / Chico's FAS, Inc.
US16941M1099 / China Mobile Ltd.
CIDM / Cinedigm Corp - Class A
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
CSD / Invesco Exchange-Traded Fund Trust - Invesco S&P Spin-Off ETF
CZA / Invesco Exchange-Traded Fund Trust - Invesco Zacks Mid-Cap ETF
DEF / Invesco Capital Management LLC - Invesco Defensive Equity ETF
TAN / Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF
XCEMX / Clearbridge Energy MLP Fund Inc
CLIR / ClearSign Technologies Corporation
CINF / Cincinnati Financial Corporation
RFI / Cohen & Steers Total Return Realty Fund, Inc.
/ Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.
CFX / Colfax Corp
CXP / Columbia Property Trust Inc
BVN / Compañía de Minas Buenaventura S.A.A. - Depositary Receipt (Common Stock)
CNSL / Consolidated Communications Holdings, Inc.
CAG / Conagra Brands, Inc.
CLR / Continental Resources Inc (OKLA)
CLM / Cornerstone Strategic Investment Fund, Inc.
CRF / Cornerstone Total Return Fund, Inc.
CORNERSTONE PROGRESSIVE RTN / (21925C101)
CPRT / Copart, Inc.
US22542D3329 / VelocityShares Daily 2X VIX Short Term ETN S&P 500 VIX STF Index due 12/4/2030
CRTO / Criteo S.A. - Depositary Receipt (Common Stock)
IGR / CBRE Global Real Estate Income Fund
ARR / ARMOUR Residential REIT, Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
SRV / NXG Cushing Midstream Energy Fund
DCP / DCP Midstream LP - Unit
BX / Blackstone Inc.
TMO / Thermo Fisher Scientific Inc.
024237020 / Dean Foods Co
/ Denbury Resources, Inc.
DNDN /
CLF / Cleveland-Cliffs Inc.
SRE / Sempra
DCIN / Digital Cinema Destinations Corp.
DIREXION SHS ETF TR / DAILY GOLD MINER (25459Y389)
GT / The Goodyear Tire & Rubber Company
RRD / R.R. Donnelley & Sons Co.
HILL / Dot Hill Systems Corp
DOW / Dow Inc.
DHF / BNY Mellon High Yield Strategies Fund
US2655041000 / Dunkin' Brands Group, Inc.
ET / Energy Transfer LP - Limited Partnership
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
E / Eni S.p.A. - Depositary Receipt (Common Stock)
EFT / Eaton Vance Floating-Rate Income Trust
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
EFR / Eaton Vance Senior Floating-Rate Trust
EIX / Edison International
EPB /
ESIO / Electro Scientific Industries, Inc.
EEP / Enbridge Energy Partners, L.P.
SXL / Sunoco Logistics Partners L.P.
ERF / Enerplus Corporation
ENV / Envestnet, Inc.
ESRX / Express Scripts Holding Co.
EXTR / Extreme Networks, Inc.
FEIC / FEI Company
FXEN / FX Energy, Inc.
FHI / Federated Hermes, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
FRGI / Fiesta Restaurant Group Inc
OCSL / Oaktree Specialty Lending Corporation
FEYE / FireEye Inc
FIBK / First Interstate BancSystem, Inc.
FEO / First Trust-abrdn Emerging Opportunity Fund
FAB / First Trust Exchange-Traded AlphaDEX Fund - First Trust Multi Cap Value AlphaDEX Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
FONE / First Trust NASDAQ CEA Smartphone Index Fund
SVVC / Firsthand Technology Value Fund, Inc.
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
34958B106 / Fortress Investment Group LLC
FTR / Frontier Communications Corp.
XGUTX / Gabelli Utility Trust (The)
GCI / Gannett Co., Inc.
EBAY / eBay Inc.
BGC / BGC Group, Inc.
GEL / Genesis Energy, L.P. - Limited Partnership
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
SOCL / Global X Funds - Global X Social Media ETF
ED / Consolidated Edison, Inc.
GMED / Globus Medical, Inc.
GG / Goldcorp, Inc.
US38147W1036 / Goldman Sachs MLP Income Opportunities Fund
GBDC / Golub Capital BDC, Inc.
GDP / Goodrich Petroleum Corp.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
GXP / Great Plains Energy, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
PEAK / Healthpeak Properties, Inc.
TTC / The Toro Company
HBI / Hanesbrands Inc.
HOG / Harley-Davidson, Inc.
HE / Hawaiian Electric Industries, Inc.
HCN / Welltower Inc.
HTA / Healthcare Realty Trust Inc - Class A
HP / Helmerich & Payne, Inc.
HERO / Global X Funds - Global X Video Games & Esports ETF
HRI / Herc Holdings Inc.
AMD / Advanced Micro Devices, Inc.
/ Hi-Crush Inc.
HFRO / Highland Funds I - Highland Opportunities and Income Fund
HFC / HollyFrontier Corp
MSFT / Microsoft Corporation
43739Q100 / HomeAway, Inc.
ITW / Illinois Tool Works Inc.
HRZN / Horizon Technology Finance Corporation
HST / Host Hotels & Resorts, Inc.
HUSA / Houston American Energy Corp.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
IBM / International Business Machines Corporation
HCBK / Hudson City Bancorp, Inc.
D / Dominion Energy, Inc.
AMGN / Amgen Inc.
IXJ / iShares Trust - iShares Global Healthcare ETF
XPPRX / Voya Prime Rate Trust
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
AAL / American Airlines Group Inc.
WM / Waste Management, Inc.
IMO / Imperial Oil Limited
INCY / Incyte Corporation
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
GLD / SPDR Gold Shares
EXC / Exelon Corporation
PRU / Prudential Financial, Inc.
PHK / PIMCO High Income Fund
CSM / ProShares Trust - ProShares Large Cap Core Plus
AB / AllianceBernstein Holding L.P. - Limited Partnership
IOC / InterOil Corporation
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
LYB / LyondellBasell Industries N.V.
AEP / American Electric Power Company, Inc.
HL / Hecla Mining Company
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
KTOS / Kratos Defense & Security Solutions, Inc.
BIIB / Biogen Inc.
MGA / Magna International Inc.
IXN / iShares Trust - iShares Global Tech ETF
IVR / Invesco Mortgage Capital Inc.
SO / The Southern Company
IO / ION Geophysical Corp
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
XLB / The Select Sector SPDR Trust - State Street Materials Select Sector SPDR ETF
LOW / Lowe's Companies, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
IAU / iShares Gold Trust
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
BAC / Bank of America Corporation
GM / General Motors Company
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
EWC / iShares, Inc. - iShares MSCI Canada ETF
STX / Seagate Technology Holdings plc
CII / BlackRock Enhanced Large Cap Core Fund, Inc.
AKAM / Akamai Technologies, Inc.
DAL / Delta Air Lines, Inc.
MET / MetLife, Inc.
COST / Costco Wholesale Corporation
NEM / Newmont Corporation
GILD / Gilead Sciences, Inc.
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
MA / Mastercard Incorporated
AIG / American International Group, Inc.
SLB / SLB N.V.
AXP / American Express Company
SCHW / The Charles Schwab Corporation
LHX / L3Harris Technologies, Inc.
SYY / Sysco Corporation
PM / Philip Morris International Inc.
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
BK / The Bank of New York Mellon Corporation
JKHY / Jack Henry & Associates, Inc.
EPD / Enterprise Products Partners L.P. - Limited Partnership
NEE / NextEra Energy, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
PFE / Pfizer Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
MS / Morgan Stanley
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
MCD / McDonald's Corporation
FXI / iShares Trust - iShares China Large-Cap ETF
CB / Chubb Limited
CTRA / Coterra Energy Inc.
VLO / Valero Energy Corporation
AMAT / Applied Materials, Inc.
TXN / Texas Instruments Incorporated
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
CRM / Salesforce, Inc.
PPL / PPL Corporation
IXP / iShares Trust - iShares Global Comm Services ETF
ILCB / iShares Trust - iShares Morningstar U.S. Equity ETF
ILF / iShares Trust - iShares Latin America 40 ETF
COR / Cencora, Inc.
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
PH / Parker-Hannifin Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
HIG / The Hartford Insurance Group, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
DVY / iShares Trust - iShares Select Dividend ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
PFN / PIMCO Income Strategy Fund II
CLX / The Clorox Company
AWF / AllianceBernstein Global High Income Fund
AGZ / iShares Trust - iShares Agency Bond ETF
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
GLJ / iShares Trust
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
IBB / iShares Trust - iShares Biotechnology ETF
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
GOF / Guggenheim Strategic Opportunities Fund
VIAV / Viavi Solutions Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
ORI / Old Republic International Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SNY / Sanofi - Depositary Receipt (Common Stock)
JNS / Janus Capital Group, Inc.
JAH / Jarden Corporation
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
CCJ / Cameco Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
SPY / State Street SPDR S&P 500 ETF Trust
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
DD / DuPont de Nemours, Inc.
BRK.A / Berkshire Hathaway Inc.
TECK N / Teck Resources Limited
ARCC / Ares Capital Corporation
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
CSX / CSX Corporation
NMZ / Nuveen Municipal High Income Opportunity Fund
IGM / iShares Trust - iShares Expanded Tech Sector ETF
FTXP / Foothills Exploration, Inc.
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
ETN / Eaton Corporation plc
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
PEG / Public Service Enterprise Group Incorporated
NOW / ServiceNow, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
IVW / iShares Trust - iShares S&P 500 Growth ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
EOD / Wells Fargo Advantage Funds - Allspring Global Dividend Opportunity Fund
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
MFC / Manulife Financial Corporation
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
DNL / WisdomTree Trust - WisdomTree Global ex-U.S. Quality Growth Fund
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
JNPR / Juniper Networks, Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
XPRO / Expro Group Holdings N.V.
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
TDG / TransDigm Group Incorporated
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
KFH / KKR Financial Holdings LLC
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
EWA / iShares, Inc. - iShares MSCI Australia ETF
MPT / Medical Properties Trust, Inc.
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
GGN / GAMCO Global Gold, Natural Resources & Income Trust
IVE / iShares Trust - iShares S&P 500 Value ETF
KERX / Keryx Biopharmaceuticals, Inc.
KMP /
KOG /
KRFT /
LTC / LTC Properties, Inc.
US5249011058 / Legg Mason, Inc.
LLEX / Lilis Energy, Inc.
LINE / Lineage, Inc.
LOCMQ / Local Corp
LO /
MDU / MDU Resources Group, Inc.
MIN / MFS Intermediate Income Trust
XMFVX / MFS Special Value Trust
MCZAF / Mad Catz Interactive, Inc.
MMP / Magellan Midstream Partners L.P.
JNJ / Johnson & Johnson
MHRC / Magnum Hunter Resources Corp.
HYF / Managed High Yield Plus Fund, Inc.
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / MKT VECTR WIDE (57060U134)
MARKET VECTORS ETF TR / OIL SVCS ETF (57060U191)
MARKET VECTORS ETF TR / MV ENVIR SVCS (57060U209)
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
MWE / MarkWest Energy Partners, LP
BMY / Bristol-Myers Squibb Company
CVX / Chevron Corporation
SBUX / Starbucks Corporation
US58503F5026 / Medley Capital Corp.
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
MTOR / Meritor Inc
AAPL / Apple Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
TAP / Molson Coors Beverage Company
MCP /
608753AF6 / Molycorp, Inc. Bond
61166W101 / Monsanto Co.
ADM / Archer-Daniels-Midland Company
MYGN / Myriad Genetics, Inc.
NCR / NCR Corp.
WU / The Western Union Company
NQ / NQ Mobile Inc.
HYB / The New America High Income Fund Inc.
NHF / NexPoint Strategic Opportunities Fund
US6550441058 / Noble Energy, Inc.
NORNQ / Noranda Aluminum Holding Corporation
IP / International Paper Company
NOG / Northern Oil and Gas, Inc.
NTI / Northern Tier Energy LP
MU / Micron Technology, Inc.
COP / ConocoPhillips
NGR / NovaGold Resources Inc.
NVDQ / ETF Opportunities Trust - T-Rex 2X Inverse NVIDIA Daily Target ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
NVAX / Novavax, Inc.
NUVEEN EQTY PRM OPPORTUNITYF / (6706EM102)
67071S101 / Nuveen Quality Preferred Income Fund
CTF / Nuveen Long/Short Commodity Total Return Fund
JPI / Nuveen Preferred Securities & Income Opportunities Fund
NUVEEN NJ INVT QUALITY MUN F / (670971100)
NUVEEN NJ PREM INCOME MUN FD / (67101N106)
SCU / Sculptor Capital Management Inc - Class A
SNOA / Sonoma Pharmaceuticals, Inc.
ODP / The ODP Corporation
OPEN / Opendoor Technologies Inc.
OPK / OPKO Health, Inc.
PTN / Palatin Technologies, Inc.
PED / PEDEVCO Corp.
OWE / Obsidian Energy Ltd.
PBCT / People`s United Financial Inc
FENG / Phoenix New Media Limited - Depositary Receipt (Common Stock)
RCS / PIMCO Strategic Income Fund, Inc.
PFL / PIMCO Income Strategy Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POST / Post Holdings, Inc.
POT / Potash Corp. of Saskatchewan, Inc.
POWI / Power Integrations, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
PUW / PowerShares WilderHill Progressive Energy Portfolio
PSP / Invesco Exchange-Traded Fund Trust - Invesco Global Listed Private Equity ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
PXI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Energy Momentum ETF
PYZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Basic Materials Momentum ETF
PHO / Invesco Exchange-Traded Fund Trust - Invesco Water Resources ETF
PUI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Utilities Momentum ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
PJP / Invesco Exchange-Traded Fund Trust - Invesco Pharmaceuticals ETF
PBS / Invesco Capital Management LLC - Invesco Dynamic Media ETF
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
KBWY / Invesco Exchange-Traded Fund Trust II - Invesco KBW Premium Yield Equity REIT ETF
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Bloomberg Enhanced Fallen Angels ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PSCF / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Financials ETF
PSCT / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Information Technology ETF
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
APTS / Preferred Apartment Communities Inc - Class A
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
UXJ / ProShares Trust
SSO / ProShares Trust - ProShares Ultra S&P500
QLD / ProShares Trust - ProShares Ultra QQQ
PROSHARES TR / PSHS SHRT S&P500 (74347R503)
PROSHARES TR / PSHS SHORT QQQ (74347R602)
DOG / ProShares Trust - ProShares Short Dow30
UKF / ProShares Ultra Russell1000 Growth
GHY / PGIM Global High Yield Fund, Inc
RCAP / RCS CAPITAL CORPORATION
RFMD /
RMBS / Rambus Inc.
RTN / Raytheon Co.
RGP / Resources Connection, Inc.
RELV / Reliv' International, Inc.
RCG / RENN Fund, Inc.
US30068N1054 / Exantas Capital Corp.
RPAI / Retail Properties of America Inc - Class A
SALE / RetailMeNot, Inc.
76155G107 / Revolution Lighting Technologies, Inc.
RAI / Reynolds American, Inc.
RAD / Rite Aid Corp.
RY / Royal Bank of Canada
RDS.B / Shell Plc - ADR
SGNT / Sagent Pharmaceuticals, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
RYU / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Utilities ETF
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
RYE / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Energy ETF
SLYG / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Growth ETF
SLYV / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Value ETF
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
XTL / SPDR Series Trust - State Street SPDR S&P Telecom ETF
XPH / SPDR Series Trust - State Street SPDR S&P Pharmaceuticals ETF
KBE / SPDR Series Trust - State Street SPDR S&P Bank ETF
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
SWYDF / Stornoway Diamond Corporation
STJ / St. Jude Medical, Inc.
EMN / Eastman Chemical Company
SNDK / Sandisk Corporation
SD / SandRidge Energy, Inc.
SDR / SandRidge Mississippian Trust II
SARA / SARATOGA RES INC TEX
SRPT / Sarepta Therapeutics, Inc.
ALU / Alcatel Lucent
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
SNH / Senior Housing Properties Trust
SHW / The Sherwin-Williams Company
SIGA / SIGA Technologies, Inc.
WPM / Wheaton Precious Metals Corp.
SVM / Silvercorp Metals Inc.
SBGI / Sinclair, Inc.
SIRI / Sirius XM Holdings Inc.
LUV / Southwest Airlines Co.
847560109 / Spectra Energy Corp.
SPPP / Sprott Physical Platinum and Palladium Trust
SPF /
HOT / Starwood Hotels & Resorts Worldwide, Inc.
/ Apex Technology Acquisition Corporation Warrant
SUNE / SUNation Energy Inc.
PANW / Palo Alto Networks, Inc.
STI / Solidion Technology, Inc.
SFY / Tidal Trust I - SoFi Select 500 ETF
SYNA / Synaptics Incorporated
SYNE / Synthesis Energy Systems, Inc.
TCPC / BlackRock TCP Capital Corp.
/ THL Credit, Inc.
OXSQ / Oxford Square Capital Corp.
TLM /
NGLS / Targa Resources Partners LP
VIV / Telefônica Brasil S.A. - Depositary Receipt (Common Stock)
GIM / Templeton Global Income Fund
TEX / Terex Corporation
TGTX / TG Therapeutics, Inc.
TWX / Warner Media LLC
TYG / Tortoise Energy Infrastructure Corporation
TWER / Towerstream Corporation
XTAIX / Transamerica Income Shares, Inc
BBDC / Barings BDC, Inc.
TSL / GraniteShares ETF Trust - GraniteShares 1.25x Long TSLA Daily ETF
TWO / Two Harbors Investment Corp.
BDCL / ETRACS 2xLeveraged Long Wells Fargo BDC Index due 5/24/2041
UAA / Under Armour, Inc.
UNXLQ / Uni-Pixel, Inc.
904784709 / Unilever N.V.
UNIS / Unilife Corp
UNG / United States Natural Gas Fund, LP - Limited Partnership
91911K102 / Bausch Health Companies
VALE / Vale S.A. - Depositary Receipt (Common Stock)
VLY / Valley National Bancorp
VDE / Vanguard World Fund - Vanguard Energy ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
VNR / Vanguard Natural Resources, LLC
VENTRUS BIOSCIENCES INC / (922822101)
DHR / Danaher Corporation
VEOEY / Veolia Environnement SA - Depositary Receipt (Common Stock)
VHC / VirnetX Holding Corporation
VSH / Vishay Intertechnology, Inc.
US9300591008 / Waddell & Reed Financial, Inc.
WLTGQ / Walter Energy, Inc.
ANTM / Anthem Inc
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
WEN / The Wendy's Company
HIX / Western Asset High Income Fund II Inc.
WMC / Western Asset Mortgage Capital Corp
WPRT / Westport Fuel Systems Inc.
WHLR / Wheeler Real Estate Investment Trust, Inc.
WWAV / The WhiteWave Foods Co.
WFM / Whole Foods Market, Inc.
WG / Willbros Group, Inc.
GTX / Garrett Motion Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
EZM / WisdomTree Trust - WisdomTree U.S. MidCap Fund
/ Wyndham Destinations, Inc.
XRX / Xerox Holdings Corporation
AABA / Altaba Inc
ESNC / EnSync, Inc.
XZTRX / Zweig Total Return Fund Inc.
ZNGA / Zynga Inc - Class A
G0083B108 / Actavis
BAP / Credicorp Ltd.
HLF / Herbalife Ltd.
SDRL / Seadrill Limited
SFL / SFL Corporation Ltd.
WFT / Weatherford International plc
JCI / Johnson Controls International plc
ORBK / Orbotech Ltd.
/ Zephyr Energy PLC
SODA / SodaStream International Ltd.
SVA / Sinovac Biotech, Ltd.
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
NMM / Navios Maritime Partners L.P. - Limited Partnership
TGP / Teekay LNG Partners LP - Unit
IXC / iShares Trust - iShares Global Energy ETF
CIM / Chimera Investment Corporation
BGR / BlackRock Energy and Resources Trust
NYCB / Flagstar Financial, Inc.
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
YUM / Yum! Brands, Inc.
APL.PRE / Atlas Pipeline Partners L.P.
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
MOS / The Mosaic Company
CHY / Calamos Convertible and High Income Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
WY / Weyerhaeuser Company
TIP / iShares Trust - iShares TIPS Bond ETF
HES / Hess Corporation
GNT / GAMCO Natural Resources, Gold & Income Trust
HSY / The Hershey Company
PMF / PIMCO Municipal Income Fund
HXL / Hexcel Corporation
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
CME / CME Group Inc.
BFH / Bread Financial Holdings, Inc.
PXD / Pioneer Natural Resources Company
ORCL / Oracle Corporation
HD / The Home Depot, Inc.
PALI / Palisade Bio, Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
GS / The Goldman Sachs Group, Inc.
KR / The Kroger Co.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
SLV / iShares Silver Trust
ADP / Automatic Data Processing, Inc.
VTR / Ventas, Inc.
USB / U.S. Bancorp
XEL / Xcel Energy Inc.
WMB / The Williams Companies, Inc.
CNP / CenterPoint Energy, Inc.
VZ / Verizon Communications Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
TRV / The Travelers Companies, Inc.
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
LUMN / Lumen Technologies, Inc.