Market Value294,632,000
Total Holdings691
File Date2013-08-22
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
MITT / TPG Mortgage Investment Trust, Inc.
AFL / Aflac Incorporated
ALPS ETF TR / JEFF TRJ CRB GLO (00162Q304)
AMLP / ALPS ETF Trust - Alerian MLP ETF
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
ACMP /
ACRX / Talphera, Inc.
DBLV / Advisorshares Trust - AdvisorShares DoubleLine Value Equity ETF
AEFC / AEGON Funding Company LLC - Corporate Bond/Note
SPH / Suburban Propane Partners, L.P. - Limited Partnership
ARNC / Arconic Corporation
018490100 / Allergan plc
ACG / ALLIANCEBERNSTEIN INCOME FUND INC
NCZ / Virtus Convertible & Income Fund II
NCV / Virtus Convertible & Income Fund
ALLIANZGI INTL & PREM STRATE / (01882X108)
AMRN / Amarin Corporation plc - Depositary Receipt (Common Stock)
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
APPCQ / American Apparel, Inc.
AMBKP / American Capital Trust I - Preferred Security
AEL / American Equity Investment Life Holding Company
VER / VEREIT Inc
AMERN STRATEGIC INCOME PTFL / (030099105)
AMERICAN STRATEGIC INCOME II / (03009T101)
GGN / GAMCO Global Gold, Natural Resources & Income Trust
NRO / Neuberger Berman Income Funds - Neuberger Real Estate Securities Income Fund Inc.
KOF / Coca-Cola FEMSA, S.A.B. de C.V. - Depositary Receipt (Common Stock)
ATVI / Activision Blizzard Inc
GNT / GAMCO Natural Resources, Gold & Income Trust
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
032420101 / Anacor Pharmaceuticals, Inc.
IYY / iShares Trust - iShares Dow Jones U.S. ETF
NLY / Annaly Capital Management, Inc.
US0373471012 / Anworth Mortgage Asset Corp.
APOLLO GLOBAL MGMT LLC / CL A SHS (037612306)
AIF / Apollo Tactical Income Fund Inc.
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
WTRG / Essential Utilities, Inc.
WPC / W. P. Carey Inc.
ARCH / Arch Resources, Inc.
ARIA / ARIAD Pharmaceuticals, Inc.
AAIC / Arlington Asset Investment Corp - Class A
AMD / Advanced Micro Devices, Inc.
EBAY / eBay Inc.
WFC / Wells Fargo & Company
HL / Hecla Mining Company
MO / Altria Group, Inc.
XOM / Exxon Mobil Corporation
MRK / Merck & Co., Inc.
BA / The Boeing Company
LLY / Eli Lilly and Company
MSFT / Microsoft Corporation
QCOM / QUALCOMM Incorporated
KO / The Coca-Cola Company
YUM / Yum! Brands, Inc.
C / Citigroup Inc.
ORCL / Oracle Corporation
HAL / Halliburton Company
COST / Costco Wholesale Corporation
GOOGL / Alphabet Inc.
META / Meta Platforms, Inc.
AIG / American International Group, Inc.
US88829M1053 / Titan Energy LLC
JPM / JPMorgan Chase & Co.
CSCO / Cisco Systems, Inc.
JCI / Johnson Controls International plc
MMM / 3M Company
CAT / Caterpillar Inc.
GLW / Corning Incorporated
MDLZ / Mondelez International, Inc.
VLO / Valero Energy Corporation
LMT / Lockheed Martin Corporation
O / Realty Income Corporation
T / AT&T Inc.
DVN / Devon Energy Corporation
DUK / Duke Energy Corporation
FCX / Freeport-McMoRan Inc.
ABBV / AbbVie Inc.
SYY / Sysco Corporation
IBM / International Business Machines Corporation
RTX / RTX Corporation
DE / Deere & Company
TJX / The TJX Companies, Inc.
KR / The Kroger Co.
TIP / iShares Trust - iShares TIPS Bond ETF
PEP / PepsiCo, Inc.
CL / Colgate-Palmolive Company
KMB / Kimberly-Clark Corporation
IBB / iShares Trust - iShares Biotechnology ETF
AVP / Avon Products, Inc.
US0549371070 / BB&T Corp.
BPT / BP Prudhoe Bay Royalty Trust
IWM / iShares Trust - iShares Russell 2000 ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
UWM / ProShares Trust - ProShares Ultra Russell2000
IGR / CBRE Global Real Estate Income Fund
BOH / Bank of Hawaii Corporation
HDV / iShares Trust - iShares Core High Dividend ETF
INTC / Intel Corporation
OIL / Barclays Bank PLC - ZC SP ETN REDEEM 18/04/2041 USD 50 - 06740P221
JJA / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJAB
BAL / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_BALB
JJE / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJEB
US06740C1889 / IPATH S+P 500 VIX SHORT TERM F IPATH S+P 500 VIX S/T FU ETN
06740C519 / Barclays Bank iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
BBG / Bill Barrett Corp.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
ARR / ARMOUR Residential REIT, Inc.
AWR / American States Water Company
BCV / Bancroft Fund Ltd.
BGFV / Big 5 Sporting Goods Corporation
BKH / Black Hills Corporation
BFK / BlackRock Municipal Income Trust
EAT / Brinker International, Inc.
BLACKROCK HIGH YIELD TR / SHS (09248N102)
BLACKROCK NJ MUNICIPAL BOND / (09249A109)
MHD / BlackRock MuniHoldings Fund, Inc.
MFL / BlackRock MuniHoldings Investment Quality Fund
MYJ / BlackRock MuniYield New Jersey Fund Inc
MPA / BlackRock MuniYield Pennsylvania Quality Fund
BLACKROCK SR HIGH INCOME FD / (09255T109)
IDV / iShares Trust - iShares International Select Dividend ETF
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
IXJ / iShares Trust - iShares Global Healthcare ETF
OIA / Invesco Municipal Income Opportunities Trust
BGS / B&G Foods, Inc.
VPU / Vanguard World Fund - Vanguard Utilities ETF
GT / The Goodyear Tire & Rubber Company
DNN / Denison Mines Corp.
AVY / Avery Dennison Corporation
NUV / Nuveen Municipal Value Fund, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
US1182301010 / Buckeye Partners, L.P.
DSX / Diana Shipping Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
AWK / American Water Works Company, Inc.
CJ / C&J Energy Services, Inc.
BGY / BlackRock Enhanced International Dividend Trust
CAG / Conagra Brands, Inc.
DFS / Discover Financial Services
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
PMF / PIMCO Municipal Income Fund
K / Kellanova
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
MUJ / BlackRock MuniHoldings New Jersey Quality Fund, Inc.
BCE / BCE Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
HYT / BlackRock Corporate High Yield Fund, Inc.
BXMX / Nuveen S&P 500 Buy-Write Income Fund
OXLC / Oxford Lane Capital Corp.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
CHI / Calamos Convertible Opportunities and Income Fund
ITW / Illinois Tool Works Inc.
CMO / Capstead Mortgage Corp.
GDV / The Gabelli Dividend & Income Trust
PMM / Putnam Managed Municipal Income Trust
CELG / Celgene Corp.
153501101 / Central Fund of Canada Ltd.
CET / Central Securities Corporation
EMN / Eastman Chemical Company
GLD / SPDR Gold Shares
CHK / Chesapeake Energy Corporation
CBI / Chicago Bridge & Iron Co., N.V.
CIM / Chimera Investment Corporation
CSQ / Calamos Strategic Total Return Fund
RIG / Transocean Ltd.
CINEDIGM DIGITAL CINEMA CORP / (172407108)
CNK / Cinemark Holdings, Inc.
CRUS / Cirrus Logic, Inc.
X / United States Steel Corporation
LULU / lululemon athletica inc.
FBIO / Fortress Biotech, Inc.
BSJI / Guggenheim BulletShares 2018 High Yield Corporate Bond ETF
BSJF / Guggenheim BulletShares 2015 High Yield Corporate Bond ETF
CLAYMORE EXCHANGE TRD FD TR / GUG MULTI ASSET (18383M506)
CLAYMORE EXCHANGE TRD FD TR / GUG MIDCAP CORE (18383M720)
CLAYMORE EXCHANGE TRD FD TR / GUGGEN DEFN EQTY (18383M878)
RFI / Cohen & Steers Total Return Realty Fund, Inc.
SRE / Sempra
BVN / Compañía de Minas Buenaventura S.A.A. - Depositary Receipt (Common Stock)
CNSL / Consolidated Communications Holdings, Inc.
CRF / Cornerstone Total Return Fund, Inc.
CORNERSTONE PROGRESSIVE RTN / (21925C101)
CREE / Cree, Inc.
CRESTWOOD MIDSTREAM PRTNERS / COM UNITS REPSTG (226372100)
SRV / NXG Cushing Midstream Energy Fund
CY / Cypress Semiconductor Corp.
DCP / DCP Midstream LP - Unit
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
VFL / abrdn National Municipal Income Fund
DENALI FD INC / (24823A102)
DNDN /
HILL / Dot Hill Systems Corp
DSL / DoubleLine Income Solutions Fund
DOW / Dow Inc.
DHF / BNY Mellon High Yield Strategies Fund
262498AB4 / DryShips, Inc. Bond
IYJ / iShares Trust - iShares U.S. Industrials ETF
US2655041000 / Dunkin' Brands Group, Inc.
DRRX / DURECT Corporation
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
E / Eni S.p.A. - Depositary Receipt (Common Stock)
EFT / Eaton Vance Floating-Rate Income Trust
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
EMJ / Eaton Vance New Jersey Municipal Bond Fund
ETW / Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
EIX / Edison International
EPB /
ESIO / Electro Scientific Industries, Inc.
ECF / Ellsworth Growth and Income Fund Ltd.
ECA / EnCana Corp.
EEP / Enbridge Energy Partners, L.P.
SXL / Sunoco Logistics Partners L.P.
ERF / Enerplus Corporation
EQU / Equal Energy Ltd.
D / Dominion Energy, Inc.
AMGN / Amgen Inc.
ESRX / Express Scripts Holding Co.
FXEN / FX Energy, Inc.
FETIX / Federated Enhanced Treasury Income Fund
CMS / CMS Energy Corporation
OCSL / Oaktree Specialty Lending Corporation
FIBK / First Interstate BancSystem, Inc.
FEO / First Trust-abrdn Emerging Opportunity Fund
AB / AllianceBernstein Holding L.P. - Limited Partnership
HPS / John Hancock Preferred Income Fund III
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
AGNC / AGNC Investment Corp.
AEP / American Electric Power Company, Inc.
ET / Energy Transfer LP - Limited Partnership
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
WM / Waste Management, Inc.
HSY / The Hershey Company
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
HSY / The Hershey Company
BIIB / Biogen Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
DHR / Danaher Corporation
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
SVVC / Firsthand Technology Value Fund, Inc.
ABT / Abbott Laboratories
LOW / Lowe's Companies, Inc.
SO / The Southern Company
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
GS / The Goldman Sachs Group, Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
JNJ / Johnson & Johnson
DFP / Flaherty & Crumrine Dynamic Preferred and Income Fund Inc.
GM / General Motors Company
GM / General Motors Company
HD / The Home Depot, Inc.
INTU / Intuit Inc.
MSI / Motorola Solutions, Inc.
STX / Seagate Technology Holdings plc
UNP / Union Pacific Corporation
DIS / The Walt Disney Company
CVS / CVS Health Corporation
GILD / Gilead Sciences, Inc.
AKAM / Akamai Technologies, Inc.
PM / Philip Morris International Inc.
AXP / American Express Company
SLB / SLB N.V.
CVX / Chevron Corporation
BMY / Bristol-Myers Squibb Company
BAC / Bank of America Corporation
BK / The Bank of New York Mellon Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
NEE / NextEra Energy, Inc.
PFE / Pfizer Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
MCD / McDonald's Corporation
CTRA / Coterra Energy Inc.
CB / Chubb Limited
FST / FAST Acquisition Corp - Class A
WEC / WEC Energy Group, Inc.
CME / CME Group Inc.
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
MBB / iShares Trust - iShares MBS ETF
FTR / Frontier Communications Corp.
GNC / GNC Holdings, Inc.
HIG / The Hartford Insurance Group, Inc.
XGUTX / Gabelli Utility Trust (The)
IWF / iShares Trust - iShares Russell 1000 Growth ETF
GCI / Gannett Co., Inc.
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
GMED / Globus Medical, Inc.
GG / Goldcorp, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
MET / MetLife, Inc.
CII / BlackRock Enhanced Large Cap Core Fund, Inc.
SPY / State Street SPDR S&P 500 ETF Trust
DVY / iShares Trust - iShares Select Dividend ETF
ED / Consolidated Edison, Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
IWD / iShares Trust - iShares Russell 1000 Value ETF
IGM / iShares Trust - iShares Expanded Tech Sector ETF
BX / Blackstone Inc.
XEL / Xcel Energy Inc.
GLO / Clough Global Opportunities Fund
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
ARCC / Ares Capital Corporation
CCJ / Cameco Corporation
NMZ / Nuveen Municipal High Income Opportunity Fund
KEY / KeyCorp
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
BRK.A / Berkshire Hathaway Inc.
CSX / CSX Corporation
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
GXP / Great Plains Energy, Inc.
MDT / Medtronic plc
UL / Unilever PLC - Depositary Receipt (Common Stock)
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
GMCR / Keurig Green Mountain, Inc.
WMB / The Williams Companies, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
GOF / Guggenheim Strategic Opportunities Fund
IWR / iShares Trust - iShares Russell Mid-Cap ETF
AWF / AllianceBernstein Global High Income Fund
PTY / PIMCO Corporate & Income Opportunity Fund
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
UTHR / United Therapeutics Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
THC / Tenet Healthcare Corporation
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
DNL / WisdomTree Trust - WisdomTree Global ex-U.S. Quality Growth Fund
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
PEAK / Healthpeak Properties, Inc.
AOD / Abrdn Total Dynamic Dividend Fund
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
MPT / Medical Properties Trust, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
PDT / John Hancock Premium Dividend Fund
HOG / Harley-Davidson, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
HE / Hawaiian Electric Industries, Inc.
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
HCN / Welltower Inc.
HTA / Healthcare Realty Trust Inc - Class A
HELIOS STRATEGIC INCOME FD I / (42328A203)
HRI / Herc Holdings Inc.
HES / Hess Corporation
HFC / HollyFrontier Corp
HRZN / Horizon Technology Finance Corporation
HUSA / Houston American Energy Corp.
HCBK / Hudson City Bancorp, Inc.
XPPRX / Voya Prime Rate Trust
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
IDA / IDACORP, Inc.
INCY / Incyte Corporation
CEQP / Crestwood Equity Partners LP - Unit
INERGY MIDSTREAM LP / U LTD PARTNERS (45671U106)
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
TEG / Integrys Energy Group, Inc.
IOC / InterOil Corporation
GGG / Graco Inc.
IVR / Invesco Mortgage Capital Inc.
VTN / Invesco Trust for Investment Grade New York Municipals
VPV / Invesco Pennsylvania Value Municipal Income Trust
IAU / iShares Gold Trust
EWA / iShares, Inc. - iShares MSCI Australia ETF
EWC / iShares, Inc. - iShares MSCI Canada ETF
THD / iShares, Inc. - iShares MSCI Thailand ETF
BKF / iShares, Inc. - iShares MSCI BIC ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
EWL / iShares, Inc. - iShares MSCI Switzerland ETF
EWD / iShares, Inc. - iShares MSCI Sweden ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
EWH / iShares, Inc. - iShares MSCI Hong Kong ETF
FXI / iShares Trust - iShares China Large-Cap ETF
IXP / iShares Trust - iShares Global Comm Services ETF
IXC / iShares Trust - iShares Global Energy ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
ILF / iShares Trust - iShares Latin America 40 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
IYE / iShares Trust - iShares U.S. Energy ETF
AAPL / Apple Inc.
AGZ / iShares Trust - iShares Agency Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
CMBS / iShares Trust - iShares CMBS ETF
EPHE / iShares Trust - iShares MSCI Philippines ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
VIAV / Viavi Solutions Inc.
JPM / JPMorgan Chase & Co.
WMT / Walmart Inc.
JOY / Joy Global, Inc.
KFH / KKR Financial Holdings LLC
KKR / KKR & Co. Inc.
KMP /
KOG /
KRFT /
KTOS / Kratos Defense & Security Solutions, Inc.
KKD / Krispy Kreme Doughnuts, Inc.
LLEN / L&L Energy, Inc.
LTC / LTC Properties, Inc.
LF / Leapfrog Enterprises Inc
US5249011058 / Legg Mason, Inc.
LIFE / Ethos Technologies Inc.
LNKD / LinkedIn Corp.
LINE / Lineage, Inc.
LOCMQ / Local Corp
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
LO /
MDU / MDU Resources Group, Inc.
MIN / MFS Intermediate Income Trust
MADISON STRTG SECTOR PREM FD / (558268108)
MMP / Magellan Midstream Partners L.P.
MHRC / Magnum Hunter Resources Corp.
HYF / Managed High Yield Plus Fund, Inc.
MTW / The Manitowoc Company, Inc.
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / MV ENVIR SVCS (57060U209)
MARKET VECTORS ETF TR / MKTVEC INTMUETF (57060U845)
MWE / MarkWest Energy Partners, LP
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
MCGC / Mcg Capital Corp
MLCO / Melco Resorts & Entertainment Limited - Depositary Receipt (Common Stock)
MTOR / Meritor Inc
MILPQ / Miller Energy Resources, Inc.
MCP /
608753AF6 / Molycorp, Inc. Bond
61166W101 / Monsanto Co.
DD / DuPont de Nemours, Inc.
MOS / The Mosaic Company
NW.PRC / National Westminster Bank Plc
NHS / Neuberger Berman Income Funds - Neuberger High Yield Strategies Fund Inc.
HYB / The New America High Income Fund Inc.
NYCB / Flagstar Financial, Inc.
NYMT / New York Mortgage Trust, Inc.
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
NHF / NexPoint Strategic Opportunities Fund
NRF / NorthStar Realty Finance Corp.
HON / Honeywell International Inc.
NVAX / Novavax, Inc.
NUVEEN PA PREM INCOME MUN FD / (67061F101)
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NUVEEN EQTY PRM OPPORTUNITYF / (6706EM102)
NUVA / Nuvasive Inc
67071S101 / Nuveen Quality Preferred Income Fund
CTF / Nuveen Long/Short Commodity Total Return Fund
NES / Nuverra Environmental Solutions Inc
NUVEEN NJ INVT QUALITY MUN F / (670971100)
NUVEEN CALIF QUALITY INCM MU / (670985100)
NUVEEN NJ PREM INCOME MUN FD / (67101N106)
SNOA / Sonoma Pharmaceuticals, Inc.
OKS / ONEOK Partners, L.P.
OSUR / OraSure Technologies, Inc.
COP / ConocoPhillips
PFYA / PRGX Global Inc
PSUN / Pacific Sunwear of California, Inc.
PAAS / Pan American Silver Corp.
PARAMOUNT GOLD & SILVER CORP / (69924P102)
BTU / Peabody Energy Corporation
PBA / Pembina Pipeline Corporation
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
OWE / Obsidian Energy Ltd.
OPI / Office Properties Income Trust
PBCT / People`s United Financial Inc
POM / Pomdoctor Limited - Depositary Receipt (Common Stock)
PTR / PetroChina Co. Ltd. - ADR
PETROLEUM & RES CORP / (716549100)
PPC / Pilgrim's Pride Corporation
PCN / PIMCO Corporate & Income Strategy Fund
RCS / PIMCO Strategic Income Fund, Inc.
PHK / PIMCO High Income Fund
PFL / PIMCO Income Strategy Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POT / Potash Corp. of Saskatchewan, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
POWERSHARES ETF TRUST / WILDERHILL PRO (73935X161)
POWERSHARES ETF TRUST / GBL LSTD PVT EQT (73935X195)
POWERSHARES ETF TRUST / DYNA BUYBK ACH (73935X286)
POWERSHARES ETF TRUST / ENERGY SEC POR (73935X385)
POWERSHARES ETF TRUST / BASIC MAT SECT (73935X427)
POWERSHARES ETF TRUST / FTSE US1500 SM (73935X567)
POWERSHARES ETF TRUST / WATER RESOURCE (73935X575)
POWERSHARES ETF TRUST / DYN UTIL PORTF (73935X591)
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
POWERSHARES ETF TRUST / INTL DIV ACHV (73935X716)
POWERSHARES ETF TRUST / DYN PHRMA PORT (73935X799)
POWERSHARES GLOBAL ETF FD / S&P 500 BUYWRT (73936G308)
POWERSHARES ETF TRUST II / DWA DEVEL MKTS (73936Q108)
POWERSHARES ETF TRUST II / DWA EMRG MKTS (73936Q207)
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
POWERSHARES GLOBAL ETF TRUST / FDM HG YLD RAFI (73936T557)
POWERSHARES GLOBAL ETF TRUST / AGG PFD PORT (73936T565)
POWERSHARES GLOBAL ETF TRUST / SOVEREIGN DEBT (73936T573)
POWERSHARES ETF TR II / S&P500 LOW VOL (73937B779)
POWERSHARES ETF TR II / S&P SMCP HC PO (73937B886)
APTS / Preferred Apartment Communities Inc - Class A
TBT / ProShares Trust - ProShares UltraShort 20+ Year Treasury
UXJ / ProShares Trust
SSO / ProShares Trust - ProShares Ultra S&P500
UST / ProShares Trust - ProShares Ultra 7-10 Year Treasury
EFZ / ProShares Trust - ProShares Short MSCI EAFE
PROSHARES TR / PSHS ULT 2000 GR (74347R487)
PROSHARES TR / PSHS SHRT S&P500 (74347R503)
PROSHARES TR / PSHS ULT MDCP GR (74347R511)
UKF / ProShares Ultra Russell1000 Growth
SMN / ProShares Trust - ProShares UltraShort Materials
UPV / ProShares Trust - ProShares Ultra FTSE Europe
PROSHARES TR / ULTSHT CHINA 25 (74347X567)
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
PSEC / Prospect Capital Corporation
ALU / Alcatel Lucent
RCAP / RCS CAPITAL CORPORATION
RFMD /
RECOVERY ENERGY INC / (75626X202)
RELV / Reliv' International, Inc.
RCG / RENN Fund, Inc.
RENN / Renren Inc - ADR
US30068N1054 / Exantas Capital Corp.
RPAI / Retail Properties of America Inc - Class A
SALE / RetailMeNot, Inc.
76155G107 / Revolution Lighting Technologies, Inc.
RAI / Reynolds American, Inc.
RMRM / RMR Mortgage Trust
RY / Royal Bank of Canada
RMS / Rydex ETF Trust
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
RYU / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Utilities ETF
RZG / Invesco Exchange-Traded Fund Trust - Invesco S&P SmallCap 600 Pure Growth ETF
RTM / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Materials ETF
RHS / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Consumer Staples ETF
RWX / SPDR Index Shares Funds - State Street SPDR Dow Jones International Real Estate ETF
SLYG / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Growth ETF
SLYV / SPDR Series Trust - State Street SPDR S&P 600 TM Small Cap Value ETF
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
XPH / SPDR Series Trust - State Street SPDR S&P Pharmaceuticals ETF
KBE / SPDR Series Trust - State Street SPDR S&P Bank ETF
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
SWYDF / Stornoway Diamond Corporation
SD / SandRidge Energy, Inc.
SDR / SandRidge Mississippian Trust II
SRPT / Sarepta Therapeutics, Inc.
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
SEE / Sealed Air Corporation
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
SNH / Senior Housing Properties Trust
PPL / PPL Corporation
SIGA / SIGA Technologies, Inc.
WPM / Wheaton Precious Metals Corp.
SIRI / Sirius XM Holdings Inc.
KDP / Keurig Dr Pepper Inc.
LUV / Southwest Airlines Co.
SPPP / Sprott Physical Platinum and Palladium Trust
SPF /
SPLS / PIMCO ETF Trust - PIMCO US Stocks PLUS Active Bond Exchange Traded Fund
LGF.A / Lions Gate Entertainment Corp.
SU / Suncor Energy Inc.
STI / Solidion Technology, Inc.
SFY / Tidal Trust I - SoFi Select 500 ETF
SYMMETRICOM INC / (871543104)
TCPC / BlackRock TCP Capital Corp.
/ THL Credit, Inc.
OXSQ / Oxford Square Capital Corp.
TAL / TAL Education Group - Depositary Receipt (Common Stock)
TNGO / Tangoe, Inc.
GIM / Templeton Global Income Fund
TTI / TETRA Technologies, Inc.
TGTX / TG Therapeutics, Inc.
DDD / 3D Systems Corporation
TWC / Spectrum Management Holding Company LLC
TIVO / TiVo Inc.
TYG / Tortoise Energy Infrastructure Corporation
NTG / Tortoise Midstream Energy Fund, Inc.
TWER / Towerstream Corporation
XTAIX / Transamerica Income Shares, Inc
TSRX / Trius Therapeutics Inc
TPC / Tutor Perini Corporation
TWO / Two Harbors Investment Corp.
UQM / UQM Technologies, Inc.
UNG / United States Natural Gas Fund, LP - Limited Partnership
VLY / Valley National Bancorp
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
VOX / Vanguard World Fund - Vanguard Communication Services ETF
VENTRUS BIOSCIENCES INC / (922822101)
VUG / Vanguard Index Funds - Vanguard Growth ETF
VEOEY / Veolia Environnement SA - Depositary Receipt (Common Stock)
VHC / VirnetX Holding Corporation
VSH / Vishay Intertechnology, Inc.
VGI / Virtus Global Multi-Sector Income Fund
VODPF / Vodafone Group Public Limited Company
WLTGQ / Walter Energy, Inc.
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
WEN / The Wendy's Company
HIX / Western Asset High Income Fund II Inc.
WIA / Western Asset Inflation-Linked Income Fund
WMC / Western Asset Mortgage Capital Corp
WPRT / Westport Fuel Systems Inc.
WSR / Whitestone REIT
WFM / Whole Foods Market, Inc.
WG / Willbros Group, Inc.
GTX / Garrett Motion Inc.
DGS / WisdomTree Trust - WisdomTree Emerging Markets SmallCap Dividend Fund
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
AABA / Altaba Inc
YONG / Yongye International, Inc.
XZTRX / Zweig Total Return Fund Inc.
ZNGA / Zynga Inc - Class A
BAP / Credicorp Ltd.
SDRL / Seadrill Limited
MU / Micron Technology, Inc.
SFL / SFL Corporation Ltd.
WFT / Weatherford International plc
MLNX / Mellanox Technologies, Ltd.
CPLP / Capital Clean Energy Carriers Corp. - Limited Partnership
NM / Navios Maritime Holdings, Inc.
TGP / Teekay LNG Partners LP - Unit
SCCO / Southern Copper Corporation
AMAT / Applied Materials, Inc.
F / Ford Motor Company
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
CAR / Avis Budget Group, Inc.
EMR / Emerson Electric Co.
TAP / Molson Coors Beverage Company
EXC / Exelon Corporation
PSA / Public Storage
OHI / Omega Healthcare Investors, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
PSX / Phillips 66
MS / Morgan Stanley
SBUX / Starbucks Corporation
SLV / iShares Silver Trust
IP / International Paper Company
PFN / PIMCO Income Strategy Fund II
BGR / BlackRock Energy and Resources Trust
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
CMCSA / Comcast Corporation
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
MUFG / Mitsubishi UFJ Financial Group, Inc. - Depositary Receipt (Common Stock)
BOE / BlackRock Enhanced Global Dividend Trust
XME / SPDR Series Trust - State Street SPDR S&P Metals & Mining ETF
CLM / Cornerstone Strategic Investment Fund, Inc.
NAT / Nordic American Tankers Limited
WY / Weyerhaeuser Company
HPQ / HP Inc.
NEM / Newmont Corporation
V / Visa Inc.
CLF / Cleveland-Cliffs Inc.
ES / Eversource Energy
FLOT / iShares Trust - iShares Floating Rate Bond ETF
CLX / The Clorox Company
PALI / Palisade Bio, Inc.
MRVL / Marvell Technology, Inc.
TXN / Texas Instruments Incorporated
VTR / Ventas, Inc.
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
USB / U.S. Bancorp
ADP / Automatic Data Processing, Inc.
LUMN / Lumen Technologies, Inc.
CNP / CenterPoint Energy, Inc.
VZ / Verizon Communications Inc.
SCHW / The Charles Schwab Corporation
PEG / Public Service Enterprise Group Incorporated