Market Value476,072,000
Total Holdings456
File Date2020-04-30
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
FT / Franklin Universal Trust
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
SRLN / SPDR Series Trust - State Street Blackstone Senior Loan ETF
ADT / ADT Inc.
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
VHT / Vanguard World Fund - Vanguard Health Care ETF
PNNT / PennantPark Investment Corporation
SWK / Stanley Black & Decker, Inc.
GEM / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta Emerging Markets Equity ETF
CIF / MFS Intermediate High Income Fund
XOP / SPDR Series Trust - State Street SPDR S&P Oil & Gas Exploration & Production ETF
DIREXION SHS ETF TR / DAILY NATRL GAS (25460E158)
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
KNOP / KNOT Offshore Partners LP - Limited Partnership
TD / The Toronto-Dominion Bank
AYR / Aircastle Ltd.
NOV / NOV Inc.
26433F207 / Duff & Phelps Select MLP and M Common Stock
NCV / Virtus Convertible & Income Fund
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
95768A109 / Western Asset Municipal Define Common Stock, $0.001 par value
HES / Hess Corporation
WPG / Washington Prime Group Inc
TPVZ / TriplePoint Venture Growth BDC Corp.
SFNC / Simmons First National Corporation
RSPH / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Health Care ETF
AMGN / Amgen Inc.
JPM / JPMorgan Chase & Co.
XOM / Exxon Mobil Corporation
XYL / Xylem Inc.
KR / The Kroger Co.
AKAM / Akamai Technologies, Inc.
ABBV / AbbVie Inc.
MA / Mastercard Incorporated
MELI / MercadoLibre, Inc.
SBUX / Starbucks Corporation
PJUN / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - June
INDA / iShares Trust - iShares MSCI India ETF
IBM / International Business Machines Corporation
F / Ford Motor Company
TMO / Thermo Fisher Scientific Inc.
ADM / Archer-Daniels-Midland Company
SLV / iShares Silver Trust
CSCO / Cisco Systems, Inc.
CMCSA / Comcast Corporation
VZ / Verizon Communications Inc.
TGT / Target Corporation
SQ / Block, Inc.
BKNG / Booking Holdings Inc.
SPSB / SPDR Series Trust - State Street SPDR Portfolio Short Term Corporate Bond ETF
RTX / RTX Corporation
INTC / Intel Corporation
TXN / Texas Instruments Incorporated
TRV / The Travelers Companies, Inc.
COST / Costco Wholesale Corporation
MO / Altria Group, Inc.
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
UNP / Union Pacific Corporation
CMI / Cummins Inc.
META / Meta Platforms, Inc.
HSY / The Hershey Company
TFC / Truist Financial Corporation
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
SPY / State Street SPDR S&P 500 ETF Trust
O / Realty Income Corporation
LHX / L3Harris Technologies, Inc.
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
ORCL / Oracle Corporation
ADSK / Autodesk, Inc.
LECO / Lincoln Electric Holdings, Inc.
HUM / Humana Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
FTSD / Franklin U.S. Core Dividend Tilt Index ETF - Franklin Short Duration U.S. Government ETF
FCX / Freeport-McMoRan Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
ROK / Rockwell Automation, Inc.
MPC / Marathon Petroleum Corporation
CHKP / Check Point Software Technologies Ltd.
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
CSX / CSX Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
WM / Waste Management, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
BMY / Bristol-Myers Squibb Company
IWM / iShares Trust - iShares Russell 2000 ETF
KMB / Kimberly-Clark Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
SYY / Sysco Corporation
ATR / AptarGroup, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
TWI / Titan International, Inc.
BKN / BlackRock Investment Quality Municipal Trust Inc.
NSC / Norfolk Southern Corporation
AMCR / Amcor plc
NIM / Nuveen Select Maturities Municipal Fund
WTV / WisdomTree Trust - WisdomTree U.S. Value Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
ARCC / Ares Capital Corporation
POCT / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - October
CXH / MFS Investment Grade Municipal Trust
ARI / Apollo Commercial Real Estate Finance, Inc.
SOXX / iShares Trust - iShares Semiconductor ETF
BR / Broadridge Financial Solutions, Inc.
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
EMR / Emerson Electric Co.
LXJ0 / LME Zinc Base Metal
RFUN / ALPS Advisors Inc - RiverFront Dynamic Unconstrained Income ETF
NXQ / Nuveen Select Tax-Free Income Portfolio 2
RPAI / Retail Properties of America Inc - Class A
RAVN / Raven Industries, Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
RVTY / Revvity, Inc.
KHC / The Kraft Heinz Company
GSLC / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
SBR / Sabine Royalty Trust
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
MANT / Mantech International Corp - Class A
IGV / iShares Trust - iShares Expanded Tech-Software Sector ETF
SLQD / iShares Trust - iShares 0-5 Year Investment Grade Corporate Bond ETF
ZNGA / Zynga Inc - Class A
IYY / iShares Trust - iShares Dow Jones U.S. ETF
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
NXP / Nuveen Select Tax-Free Income Portfolio
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
FNI / First Trust Exchange-Traded Fund III - First Trust Chindia ETF
WBA / Walgreens Boots Alliance, Inc.
SPYM / SPDR Series Trust - State Street SPDR Portfolio S&P 500 ETF
SNY / Sanofi - Depositary Receipt (Common Stock)
IBB / iShares Trust - iShares Biotechnology ETF
IAU / iShares Gold Trust
SHEL / Shell plc - Depositary Receipt (Common Stock)
UPW / ProShares Trust - ProShares Ultra Utilities
FLOT / iShares Trust - iShares Floating Rate Bond ETF
RTN / Raytheon Co.
OLED / Universal Display Corporation
UMH / UMH Properties, Inc.
FYT / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Value AlphaDEX Fund
VTWO / Vanguard Scottsdale Funds - Vanguard Russell 2000 ETF
IUSB / iShares Trust - iShares Core Universal USD Bond ETF
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
SYF / Synchrony Financial
MPLX / MPLX LP - Limited Partnership
SNAP / Snap Inc.
IQDF / FlexShares Trust - FlexShares International Quality Dividend Index Fund
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
RFEU / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Europe ETF
MFM / MFS Municipal Income Trust
TEI / Templeton Emerging Markets Income Fund
JPIN / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return International Equity ETF
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
BJAN / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - January
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
BOCT / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - October
EWC / iShares, Inc. - iShares MSCI Canada ETF
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
SMG / The Scotts Miracle-Gro Company
C.WSA / Citigroup, Inc.
IPGP / IPG Photonics Corporation
STRL / Sterling Infrastructure, Inc.
SAND / Sandstorm Gold Ltd.
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
TIP / iShares Trust - iShares TIPS Bond ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
AVK / Advent Convertible and Income Fund
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
URI / United Rentals, Inc.
KBWB / Invesco Exchange-Traded Fund Trust II - Invesco KBW Bank ETF
DIS / The Walt Disney Company
MBB / iShares Trust - iShares MBS ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
NFLX / Netflix, Inc.
T / AT&T Inc.
BDX / Becton, Dickinson and Company
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
TSLA / Tesla, Inc.
VIGI / Vanguard Whitehall Funds - Vanguard International Dividend Appreciation ETF
AMD / Advanced Micro Devices, Inc.
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
UPS / United Parcel Service, Inc.
LLY / Eli Lilly and Company
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
FLC / Flaherty & Crumrine Total Return Fund Inc.
MU / Micron Technology, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
VGIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Treasury ETF
SGOL / abrdn Gold ETF Trust - abrdn Physical Gold Shares ETF
GLW / Corning Incorporated
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
RFFC / ALPS ETF Trust - ALPS Active Equity Opportunity ETF
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
SPHB / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Beta ETF
HBAN / Huntington Bancshares Incorporated
PJUL / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - July
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
CAT / Caterpillar Inc.
VRSK / Verisk Analytics, Inc.
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
CRM / Salesforce, Inc.
NUV / Nuveen Municipal Value Fund, Inc.
MSFT / Microsoft Corporation
DAL / Delta Air Lines, Inc.
PYPL / PayPal Holdings, Inc.
SPGM / SPDR Index Shares Funds - State Street SPDR Portfolio MSCI Global Stock Market ETF
VRTX / Vertex Pharmaceuticals Incorporated
PFF / iShares Trust - iShares Preferred and Income Securities ETF
DVY / iShares Trust - iShares Select Dividend ETF
WDC / Western Digital Corporation
FTF / Franklin Limited Duration Income Trust
SO / The Southern Company
NAD / Nuveen Quality Municipal Income Fund
JNJ / Johnson & Johnson
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
PFE / Pfizer Inc.
AVGO / Broadcom Inc.
BAC / Bank of America Corporation
NVG / Nuveen AMT-Free Municipal Credit Income Fund
GOOGL / Alphabet Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
SPYV / SPDR Series Trust - State Street SPDR Portfolio S&P 500 Value ETF
VNLA / Janus Detroit Street Trust - Janus Henderson Short Duration Income ETF
BLV / Vanguard Bond Index Funds - Vanguard Long-Term Bond ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
V / Visa Inc.
AXP / American Express Company
EFA / iShares Trust - iShares MSCI EAFE ETF
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
NKE / NIKE, Inc.
WMT / Walmart Inc.
IYG / iShares Trust - iShares U.S. Financial Services ETF
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
GLD / SPDR Gold Shares
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VFL / abrdn National Municipal Income Fund
EFT / Eaton Vance Floating-Rate Income Trust
WFC / Wells Fargo & Company
CLX / The Clorox Company
US33739P5098 / First Trust RiverFront Dynamic Asia Pacific ETF
SSO / ProShares Trust - ProShares Ultra S&P500
CHK / Chesapeake Energy Corporation
HPF / John Hancock Preferred Income Fund II
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
JQC / Nuveen Credit Strategies Income Fund
VFH / Vanguard World Fund - Vanguard Financials ETF
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
NUW / Nuveen AMT-Free Municipal Value Fund
IDV / iShares Trust - iShares International Select Dividend ETF
ET / Energy Transfer LP - Limited Partnership
EFV / iShares Trust - iShares MSCI EAFE Value ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
HYLB / DBX ETF Trust - Xtrackers USD High Yield Corporate Bond ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
LULU / lululemon athletica inc.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
BCSF / Bain Capital Specialty Finance, Inc.
OKE / ONEOK, Inc.
PTY / PIMCO Corporate & Income Opportunity Fund
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
YUMC / Yum China Holdings, Inc.
CORP / PIMCO ETF Trust - PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CCIF / Carlyle Credit Income Fund
BBJP / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan BetaBuilders Japan ETF
MFA / MFA Financial, Inc.
MTL / Mechel PJSC - ADR
GOOG / Alphabet Inc.
MRNA / Moderna, Inc.
BRMK / Broadmark Realty Capital Inc
VMI / Valmont Industries, Inc.
LTPZ / PIMCO ETF Trust - PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
BIB / ProShares Trust - ProShares Ultra Nasdaq Biotechnology
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
VFMV / Vanguard Wellington Fund - Vanguard U.S. Minimum Volatility ETF
CLVS / Clovis Oncology Inc
TDOC / Teladoc Health, Inc.
PSEP / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - September
ON / ON Semiconductor Corporation
CINF / Cincinnati Financial Corporation
RFCI / ALPS ETF Trust - ALPS Dynamic Core Income ETF
FBK / FB Financial Corporation
CRON / Cronos Group Inc.
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
PMO / Putnam Municipal Opportunities Trust
XLC / The Select Sector SPDR Trust - State Street Communication Services Select Sector SPDR ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
DNOW / DNOW Inc.
SPAB / SPDR Series Trust - State Street SPDR Portfolio Aggregate Bond ETF
BJUL / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - July
GAL / SPDR Series Trust - State Street Global Allocation ETF
FTXO / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Bank ETF
AIVL / WisdomTree Trust - WisdomTree U.S. AI Enhanced Value Fund
RYE / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Energy ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
IYF / iShares Trust - iShares U.S. Financials ETF
IP / International Paper Company
XHR / Xenia Hotels & Resorts, Inc.
PM / Philip Morris International Inc.
UAA / Under Armour, Inc.
CNC / Centene Corporation
UDIV / Franklin Templeton ETF Trust - Franklin U.S. Core Dividend Tilt Index ETF
SJNK / SPDR Series Trust - State Street SPDR Bloomberg Short Term High Yield Bond ETF
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
GLAD / Gladstone Capital Corporation
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
EVRI / Everi Holdings Inc.
HON / Honeywell International Inc.
GIM / Templeton Global Income Fund
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
NVR / NVR, Inc.
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
ENB / Enbridge Inc.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
LUV / Southwest Airlines Co.
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
DXCM / DexCom, Inc.
KO / The Coca-Cola Company
LOW / Lowe's Companies, Inc.
NEE / NextEra Energy, Inc.
ABT / Abbott Laboratories
D / Dominion Energy, Inc.
LYB / LyondellBasell Industries N.V.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
OXLC / Oxford Lane Capital Corp.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
AEE / Ameren Corporation
DHI / D.R. Horton, Inc.
ITW / Illinois Tool Works Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
MSM / MSC Industrial Direct Co., Inc.
BF.B / Brown-Forman Corporation
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
COR / Cencora, Inc.
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
JRO / Nuveen Floating Rate Income Opportunity Fund
AMAT / Applied Materials, Inc.
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
REED / Reed's, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
REGN / Regeneron Pharmaceuticals, Inc.
STM / STMicroelectronics N.V. - Depositary Receipt (Common Stock)
NOCT / Innovator ETFs Trust - Innovator Growth-100 Power Buffer ETF - October
NEA / Nuveen AMT-Free Quality Municipal Income Fund
WDFC / WD-40 Company
SWKS / Skyworks Solutions, Inc.
VOE / Vanguard Index Funds - Vanguard Mid-Cap Value ETF
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
AG / First Majestic Silver Corp.
IPAY / Amplify ETF Trust - Amplify Digital Payments ETF
ROKU / Roku, Inc.
MGV / Vanguard World Fund - Vanguard Mega Cap Value ETF
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
IBND / SPDR Series Trust - State Street SPDR Bloomberg International Corporate Bond ETF
MNP / Western Asset Municipal Partners Fund Inc
RWO / SPDR Index Shares Funds - State Street SPDR Dow Jones Global Real Estate ETF
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
IHI / iShares Trust - iShares U.S. Medical Devices ETF
PWV / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Value ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
IAG / IAMGOLD Corporation
SPTM / SPDR Series Trust - State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
EW / Edwards Lifesciences Corporation
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
LH / Labcorp Holdings Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
GSY / Invesco Actively Managed Exchange-Traded Fund Trust - Invesco Ultra Short Duration ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
AZO / AutoZone, Inc.
KBWD / Invesco Exchange-Traded Fund Trust II - Invesco KBW High Dividend Yield Financial ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
IVE / iShares Trust - iShares S&P 500 Value ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
PNC / The PNC Financial Services Group, Inc.
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
LNT / Alliant Energy Corporation
PEP / PepsiCo, Inc.
LRCX / Lam Research Corporation
FFIV / F5, Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
NBR / Nabors Industries Ltd.
LMT / Lockheed Martin Corporation
ANSS / ANSYS, Inc.
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
GILD / Gilead Sciences, Inc.
RSPT / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Technology ETF
FEZ / SPDR Index Shares Funds - State Street SPDR EURO STOXX 50 ETF
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
VLO / Valero Energy Corporation
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
IPAC / iShares Trust - iShares Core MSCI Pacific ETF
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
DE / Deere & Company
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
TY / Tri-Continental Corporation
QQQ / Invesco QQQ Trust, Series 1
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
PFN / PIMCO Income Strategy Fund II
INCE / Franklin Templeton ETF Trust - Franklin Income Equity Focus ETF
IYW / iShares Trust - iShares U.S. Technology ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
SCHR / Schwab Strategic Trust - Schwab Intermediate-Term U.S. Treasury ETF
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
TOTL / SPDR Series Trust - State Street DoubleLine Total Return Tactical ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
PRU / Prudential Financial, Inc.
SPIB / SPDR Series Trust - State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
TOLZ / ProShares Trust - ProShares DJ Brookfield Global Infrastructure ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
XNTK / SPDR Series Trust - State Street SPDR NYSE Technology ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
CWI / SPDR Index Shares Funds - State Street SPDR MSCI ACWI ex-US ETF
STZ / Constellation Brands, Inc.
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
FNCL / Fidelity Covington Trust - Fidelity MSCI Financials Index ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
PNOV / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - November
AEP / American Electric Power Company, Inc.
FPEI / First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
ADP / Automatic Data Processing, Inc.
RFDA / ALPS ETF Trust - ALPS Dynamic US Dividend Advantage ETF
PFM / Invesco Exchange-Traded Fund Trust - Invesco Dividend Achievers ETF
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
MDYG / SPDR Series Trust - State Street SPDR S&P 400 TM Mid Cap Growth ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
DIVI / Franklin Templeton ETF Trust - Franklin International Core Dividend Tilt Index ETF
GS / The Goldman Sachs Group, Inc.
JFR / Nuveen Floating Rate Income Fund
MMM / 3M Company
RIGS / ALPS ETF Trust - ALPS Strategic Income Fund
KLAC / KLA Corporation
PAVE / Global X Funds - Global X U.S. Infrastructure Development ETF
XEL / Xcel Energy Inc.
FPE / First Trust Exchange-Traded Fund III - First Trust Preferred Securities and Income ETF
VTGN / Vistagen Therapeutics, Inc.
QCOM / QUALCOMM Incorporated
MTCH / Match Group, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
NLY / Annaly Capital Management, Inc.
RGLD / Royal Gold, Inc.
UNH / UnitedHealth Group Incorporated
BIIB / Biogen Inc.
FISV / Fiserv, Inc.
IDU / iShares Trust - iShares U.S. Utilities ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
CL / Colgate-Palmolive Company
HD / The Home Depot, Inc.
AAPL / Apple Inc.
IIM / Invesco Value Municipal Income Trust
EIX / Edison International
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
OMFL / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco Russell 1000 Dynamic Multifactor ETF
RLJ.PRA / RLJ Lodging Trust - Preferred Stock
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
HFRO / Highland Funds I - Highland Opportunities and Income Fund
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
BCV / Bancroft Fund Ltd.
PSX / Phillips 66
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
LARK / Landmark Bancorp, Inc.
CHD / Church & Dwight Co., Inc.
DOW / Dow Inc.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
SANW / S&W Seed Company
EMN / Eastman Chemical Company
OMC / Omnicom Group Inc.
PCYO / Pure Cycle Corporation
WPM / Wheaton Precious Metals Corp.
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
PAYX / Paychex, Inc.
AMZN / Amazon.com, Inc.
BA / The Boeing Company
GD / General Dynamics Corporation
MCD / McDonald's Corporation
SPYG / SPDR Series Trust - State Street SPDR Portfolio S&P 500 Growth ETF
ADBE / Adobe Inc.
USB / U.S. Bancorp
DEO / Diageo plc - Depositary Receipt (Common Stock)
SPSM / SPDR Series Trust - State Street SPDR Portfolio S&P 600TM Small Cap ETF
SPEM / SPDR Index Shares Funds - State Street SPDR Portfolio Emerging Markets ETF
SPDW / SPDR Index Shares Funds - State Street SPDR Portfolio Developed World ex-US ETF
COP / ConocoPhillips
MS / Morgan Stanley
FNDC / Schwab Strategic Trust - Schwab Fundamental International Small Equity ETF
ADI / Analog Devices, Inc.
NVDA / NVIDIA Corporation
CVX / Chevron Corporation
OXY / Occidental Petroleum Corporation
YUM / Yum! Brands, Inc.
FDX / FedEx Corporation
CVS / CVS Health Corporation
VTR / Ventas, Inc.
WELL / Welltower Inc.
MCK / McKesson Corporation