Market Value144,069,000
Total Holdings154
File Date2019-10-30
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
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Shares
Current
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BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
JFR / Nuveen Floating Rate Income Fund
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
FT / Franklin Universal Trust
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
FTCS / First Trust Exchange-Traded Fund - First Trust Capital Strength ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
BIB / ProShares Trust - ProShares Ultra Nasdaq Biotechnology
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
REED / Reed's, Inc.
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
IAU / iShares Gold Trust
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
SPY / State Street SPDR S&P 500 ETF Trust
O / Realty Income Corporation
SAND / Sandstorm Gold Ltd.
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
CRM / Salesforce, Inc.
INTC / Intel Corporation
ORCL / Oracle Corporation
TRV / The Travelers Companies, Inc.
MMM / 3M Company
KR / The Kroger Co.
MA / Mastercard Incorporated
SBUX / Starbucks Corporation
IYW / iShares Trust - iShares U.S. Technology ETF
IBM / International Business Machines Corporation
F / Ford Motor Company
TMO / Thermo Fisher Scientific Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
CMCSA / Comcast Corporation
KO / The Coca-Cola Company
LMT / Lockheed Martin Corporation
RTX / RTX Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
VZ / Verizon Communications Inc.
HUM / Humana Inc.
AXP / American Express Company
PFE / Pfizer Inc.
MO / Altria Group, Inc.
V / Visa Inc.
CVS / CVS Health Corporation
SPYG / SPDR Series Trust - State Street SPDR Portfolio S&P 500 Growth ETF
MPC / Marathon Petroleum Corporation
CSX / CSX Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
AVK / Advent Convertible and Income Fund
EFA / iShares Trust - iShares MSCI EAFE ETF
FNCL / Fidelity Covington Trust - Fidelity MSCI Financials Index ETF
UDIV / Franklin Templeton ETF Trust - Franklin U.S. Core Dividend Tilt Index ETF
BKN / BlackRock Investment Quality Municipal Trust Inc.
NIM / Nuveen Select Maturities Municipal Fund
XOM / Exxon Mobil Corporation
IQDF / FlexShares Trust - FlexShares International Quality Dividend Index Fund
ERIC / Telefonaktiebolaget LM Ericsson (publ) - Depositary Receipt (Common Stock)
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
BJUL / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - July
XMMO / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap Momentum ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
COP / ConocoPhillips
FNI / First Trust Exchange-Traded Fund III - First Trust Chindia ETF
TXN / Texas Instruments Incorporated
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
RTN / Raytheon Co.
RFEM / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Emerging Markets ETF
MFM / MFS Municipal Income Trust
TEI / Templeton Emerging Markets Income Fund
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
GIM / Templeton Global Income Fund
UOCT / Innovator ETFs Trust - Innovator U.S. Equity Ultra Buffer ETF - October
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
OLED / Universal Display Corporation
CELGZ / Celgene Corporation Series A Contingent Value Rights
IWC / iShares Trust - iShares Micro-Cap ETF
CWI / SPDR Index Shares Funds - State Street SPDR MSCI ACWI ex-US ETF
CSCO / Cisco Systems, Inc.
SENS / Senseonics Holdings, Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
ETR / Entergy Corporation
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
FTGC / First Trust Exchange-Traded Fund VII - First Trust Global Tactical Commodity Strategy Fund
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
RWO / SPDR Index Shares Funds - State Street SPDR Dow Jones Global Real Estate ETF
LARK / Landmark Bancorp, Inc.
GAL / SPDR Series Trust - State Street Global Allocation ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
MFA / MFA Financial, Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
AEE / Ameren Corporation
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
QCOM / QUALCOMM Incorporated
FEZ / SPDR Index Shares Funds - State Street SPDR EURO STOXX 50 ETF
VLO / Valero Energy Corporation
DHI / D.R. Horton, Inc.
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
XNTK / SPDR Series Trust - State Street SPDR NYSE Technology ETF
DVY / iShares Trust - iShares Select Dividend ETF
DIS / The Walt Disney Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
SPYV / SPDR Series Trust - State Street SPDR Portfolio S&P 500 Value ETF
NVG / Nuveen AMT-Free Municipal Credit Income Fund
IDU / iShares Trust - iShares U.S. Utilities ETF
MU / Micron Technology, Inc.
UPS / United Parcel Service, Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
ENB / Enbridge Inc.
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
HD / The Home Depot, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
BDX / Becton, Dickinson and Company
PRU / Prudential Financial, Inc.
CUZ / Cousins Properties Incorporated
SPHB / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Beta ETF
MELI / MercadoLibre, Inc.
PEP / PepsiCo, Inc.
WPM / Wheaton Precious Metals Corp.
PJUL / Innovator ETFs Trust - Innovator U.S. Equity Power Buffer ETF - July
ABT / Abbott Laboratories
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
OXY / Occidental Petroleum Corporation
CAT / Caterpillar Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
NUV / Nuveen Municipal Value Fund, Inc.
MSFT / Microsoft Corporation
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
PAYX / Paychex, Inc.
CVX / Chevron Corporation
AMZN / Amazon.com, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
WDC / Western Digital Corporation
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
JNJ / Johnson & Johnson
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
UNP / Union Pacific Corporation
ADM / Archer-Daniels-Midland Company
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
GOOGL / Alphabet Inc.
WM / Waste Management, Inc.
FDL / First Trust Exchange-Traded Fund - First Trust Morningstar Dividend Leaders Index Fund
VDE / Vanguard World Fund - Vanguard Energy ETF
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
WMT / Walmart Inc.
LHX / L3Harris Technologies, Inc.
GLD / SPDR Gold Shares
HSY / The Hershey Company
EFT / Eaton Vance Floating-Rate Income Trust
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
SSO / ProShares Trust - ProShares Ultra S&P500
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
HPF / John Hancock Preferred Income Fund II
WFC / Wells Fargo & Company
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
NUW / Nuveen AMT-Free Municipal Value Fund
IDV / iShares Trust - iShares International Select Dividend ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
IBND / SPDR Series Trust - State Street SPDR Bloomberg International Corporate Bond ETF
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
IAG / IAMGOLD Corporation
IPAY / Amplify ETF Trust - Amplify Digital Payments ETF
IYY / iShares Trust - iShares Dow Jones U.S. ETF
CELG / Celgene Corp.
UPW / ProShares Trust - ProShares Ultra Utilities
BOCT / Innovator ETFs Trust - Innovator U.S. Equity Buffer ETF - October
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
SHEL / Shell plc - Depositary Receipt (Common Stock)
UAA / Under Armour, Inc.
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
BA / The Boeing Company
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
MANT / Mantech International Corp - Class A
SCHZ / Schwab Strategic Trust - Schwab U.S. Aggregate Bond ETF
CXH / MFS Investment Grade Municipal Trust
RFDI / First Trust Exchange-Traded Fund III - First Trust RiverFront Dynamic Developed International ETF
NEA / Nuveen AMT-Free Quality Municipal Income Fund
PMO / Putnam Municipal Opportunities Trust
PCYO / Pure Cycle Corporation
SFNC / Simmons First National Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PTY / PIMCO Corporate & Income Opportunity Fund
MNP / Western Asset Municipal Partners Fund Inc
RSPT / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Technology ETF
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
LNT / Alliant Energy Corporation
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
HON / Honeywell International Inc.
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
STM / STMicroelectronics N.V. - Depositary Receipt (Common Stock)
ON / ON Semiconductor Corporation
AMAT / Applied Materials, Inc.
PWB / Invesco Exchange-Traded Fund Trust - Invesco Large Cap Growth ETF
XEL / Xcel Energy Inc.
EIX / Edison International
FDX / FedEx Corporation
T / AT&T Inc.
LOW / Lowe's Companies, Inc.
URI / United Rentals, Inc.
MCD / McDonald's Corporation
FLC / Flaherty & Crumrine Total Return Fund Inc.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
HBAN / Huntington Bancshares Incorporated
DE / Deere & Company
PM / Philip Morris International Inc.
ITW / Illinois Tool Works Inc.
GOOG / Alphabet Inc.
SQ / Block, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
BIIB / Biogen Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
JPM / JPMorgan Chase & Co.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
TOLZ / ProShares Trust - ProShares DJ Brookfield Global Infrastructure ETF
UMH / UMH Properties, Inc.
NVDA / NVIDIA Corporation
KBWB / Invesco Exchange-Traded Fund Trust II - Invesco KBW Bank ETF
KBWD / Invesco Exchange-Traded Fund Trust II - Invesco KBW High Dividend Yield Financial ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
CINF / Cincinnati Financial Corporation
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SBR / Sabine Royalty Trust
SCHP / Schwab Strategic Trust - Schwab U.S. TIPS ETF
SWKS / Skyworks Solutions, Inc.
SRLN / SPDR Series Trust - State Street Blackstone Senior Loan ETF
UNH / UnitedHealth Group Incorporated
FTF / Franklin Limited Duration Income Trust
FISV / Fiserv, Inc.
NFLX / Netflix, Inc.
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
IIM / Invesco Value Municipal Income Trust
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
GLAD / Gladstone Capital Corporation
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
LLY / Eli Lilly and Company
MCK / McKesson Corporation
NLY / Annaly Capital Management, Inc.
AMGN / Amgen Inc.
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
PFM / Invesco Exchange-Traded Fund Trust - Invesco Dividend Achievers ETF
INCE / Franklin Templeton ETF Trust - Franklin Income Equity Focus ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
LUV / Southwest Airlines Co.
SYY / Sysco Corporation
DEO / Diageo plc - Depositary Receipt (Common Stock)
QQQ / Invesco QQQ Trust, Series 1
SO / The Southern Company
ADBE / Adobe Inc.
STRL / Sterling Infrastructure, Inc.
SPDW / SPDR Index Shares Funds - State Street SPDR Portfolio Developed World ex-US ETF
ADSK / Autodesk, Inc.
EW / Edwards Lifesciences Corporation
BAC / Bank of America Corporation
SCHC / Schwab Strategic Trust - Schwab International Small-Cap Equity ETF
EDV / Vanguard World Fund - Vanguard Extended Duration Treasury ETF
AIVL / WisdomTree Trust - WisdomTree U.S. AI Enhanced Value Fund
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
FCX / Freeport-McMoRan Inc.
WELL / Welltower Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
YUM / Yum! Brands, Inc.
AAPL / Apple Inc.
AMD / Advanced Micro Devices, Inc.
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
RGLD / Royal Gold, Inc.