Market Value143,028,000
Total Holdings224
File Date2018-01-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
FT / Franklin Universal Trust
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
DIREXION SHS ETF TR / DAILY NATURAL GA (25490K562)
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
FDD / First Trust Exchange-Traded Fund II - First Trust STOXX European Select Dividend Index Fund
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
US25459Y7691 / Direxion All Cap Insider Sentiment Shares
MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020
KBWD / Invesco Exchange-Traded Fund Trust II - Invesco KBW High Dividend Yield Financial ETF
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
TSI / TCW Strategic Income Fund, Inc.
NQI / Nuveen Quality Municipal Fund, Inc.
VTHR / Vanguard Scottsdale Funds - Vanguard Russell 3000 ETF
FCX / Freeport-McMoRan Inc.
IAU / iShares Gold Trust
FEU / SPDR STOXX Europe 50 ETF
HCN / Welltower Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
IDTI / Integrated Device Technology, Inc.
OZRK / Bank of the Ozarks, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
SAND / Sandstorm Gold Ltd.
BMY / Bristol-Myers Squibb Company
IVE / iShares Trust - iShares S&P 500 Value ETF
ARCC / Ares Capital Corporation
HSY / The Hershey Company
INF / Brookfield Global Listed Infrastructure Income Fund
RGLD / Royal Gold, Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
ARI / Apollo Commercial Real Estate Finance, Inc.
INTC / Intel Corporation
JPM / JPMorgan Chase & Co.
KR / The Kroger Co.
ABBV / AbbVie Inc.
MA / Mastercard Incorporated
F / Ford Motor Company
COP / ConocoPhillips
UNH / UnitedHealth Group Incorporated
IBM / International Business Machines Corporation
ADM / Archer-Daniels-Midland Company
SLV / iShares Silver Trust
CSCO / Cisco Systems, Inc.
QCOM / QUALCOMM Incorporated
KO / The Coca-Cola Company
LMT / Lockheed Martin Corporation
T / AT&T Inc.
RTX / RTX Corporation
VZ / Verizon Communications Inc.
AXP / American Express Company
PFE / Pfizer Inc.
MO / Altria Group, Inc.
META / Meta Platforms, Inc.
CVS / CVS Health Corporation
SPY / State Street SPDR S&P 500 ETF Trust
ORCL / Oracle Corporation
WFC / Wells Fargo & Company
HUM / Humana Inc.
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
WETF / Wisdomtree Investments Inc
BX / Blackstone Inc.
US0549371070 / BB&T Corp.
ADXS / Ayala Pharmaceuticals, Inc.
NPF / Nuveen Premier Municipal Income Fund, Inc.
DIREXION SHS ETF TR / DLY S&P 500 BEAR (25459Y371)
CDOR / Condor Hospitality Trust Inc
PMM / Putnam Managed Municipal Income Trust
MATH / Metalpha Technology Holding Limited
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
PCYO / Pure Cycle Corporation
HYHG / ProShares Trust - ProShares High Yield - Interest Rate Hedged
RCS / PIMCO Strategic Income Fund, Inc.
NIM / Nuveen Select Maturities Municipal Fund
PKO / Pimco Income Opportunity Fund
NXQ / Nuveen Select Tax-Free Income Portfolio 2
RPAI / Retail Properties of America Inc - Class A
GLAD / Gladstone Capital Corporation
CMA / Comerica Incorporated
BIB / ProShares Trust - ProShares Ultra Nasdaq Biotechnology
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
APTS / Preferred Apartment Communities Inc - Class A
IYE / iShares Trust - iShares U.S. Energy ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
XRT / SPDR Series Trust - State Street SPDR S&P Retail ETF
LNC / Lincoln National Corporation
NXP / Nuveen Select Tax-Free Income Portfolio
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
SPHB / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Beta ETF
JNJ / Johnson & Johnson
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
NOV / NOV Inc.
VXRT / Vaxart, Inc.
SPIL / Siliconware Precision Industries Company Ltd.
SPR / Spirit AeroSystems Holdings, Inc.
CIF / MFS Intermediate High Income Fund
OPI / Office Properties Income Trust
WDIV / SPDR Index Shares Funds - State Street SPDR S&P Global Dividend ETF
PMTS / CPI Card Group Inc.
670984103 / Nuveen Municipal Opportunity Fund, Inc.
BUSE / First Busey Corporation
QQQ / Invesco QQQ Trust, Series 1
UAN / CVR Partners, LP - Limited Partnership
IRC / Inland Real Estate Corporation
KBWB / Invesco Exchange-Traded Fund Trust II - Invesco KBW Bank ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
AINV / Apollo Investment Corporation
SDIV / Global X Funds - Global X SuperDividend ETF
RTN / Raytheon Co.
NYRT / New York REIT, Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
THFF / First Financial Corporation
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
IBB / iShares Trust - iShares Biotechnology ETF
GBDC / Golub Capital BDC, Inc.
WBA / Walgreens Boots Alliance, Inc.
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
SWKS / Skyworks Solutions, Inc.
STLD / Steel Dynamics, Inc.
FEZ / SPDR Index Shares Funds - State Street SPDR EURO STOXX 50 ETF
AVK / Advent Convertible and Income Fund
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
MBB / iShares Trust - iShares MBS ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
95768A109 / Western Asset Municipal Define Common Stock, $0.001 par value
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
PEP / PepsiCo, Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
ITW / Illinois Tool Works Inc.
UPS / United Parcel Service, Inc.
BSX / Boston Scientific Corporation
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
GILD / Gilead Sciences, Inc.
MCK / McKesson Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
PRU / Prudential Financial, Inc.
TOTL / SPDR Series Trust - State Street DoubleLine Total Return Tactical ETF
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
ABT / Abbott Laboratories
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
LYB / LyondellBasell Industries N.V.
CAT / Caterpillar Inc.
MSFT / Microsoft Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
MCD / McDonald's Corporation
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
CVX / Chevron Corporation
WDC / Western Digital Corporation
FTF / Franklin Limited Duration Income Trust
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
GOOGL / Alphabet Inc.
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
V / Visa Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
WMT / Walmart Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
KMB / Kimberly-Clark Corporation
PFN / PIMCO Income Strategy Fund II
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
HPF / John Hancock Preferred Income Fund II
MNP / Western Asset Municipal Partners Fund Inc
IDV / iShares Trust - iShares International Select Dividend ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
BAC / Bank of America Corporation
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
NUV / Nuveen Municipal Value Fund, Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
POT / Potash Corp. of Saskatchewan, Inc.
DE / Deere & Company
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
VMBS / Vanguard Scottsdale Funds - Vanguard Mortgage-Backed Securities ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
XOMA / XOMA Royalty Corporation
MCO / Moody's Corporation
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
OXY / Occidental Petroleum Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
SSRM / SSR Mining Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
26433F207 / Duff & Phelps Select MLP and M Common Stock
RIGS / ALPS ETF Trust - ALPS Strategic Income Fund
NUW / Nuveen AMT-Free Municipal Value Fund
BDX / Becton, Dickinson and Company
UPW / ProShares Trust - ProShares Ultra Utilities
GIM / Templeton Global Income Fund
TEI / Templeton Emerging Markets Income Fund
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
HAL / Halliburton Company
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
LEG / Leggett & Platt, Incorporated
CAH / Cardinal Health, Inc.
STZ / Constellation Brands, Inc.
JLL / Jones Lang LaSalle Incorporated
PM / Philip Morris International Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
ORI / Old Republic International Corporation
IIM / Invesco Value Municipal Income Trust
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
HD / The Home Depot, Inc.
MLPX / Global X Funds - Global X MLP & Energy Infrastructure ETF
IWM / iShares Trust - iShares Russell 2000 ETF
HON / Honeywell International Inc.
SFNC / Simmons First National Corporation
SJNK / SPDR Series Trust - State Street SPDR Bloomberg Short Term High Yield Bond ETF
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
GOOG / Alphabet Inc.
XEL / Xcel Energy Inc.
LOW / Lowe's Companies, Inc.
NEE / NextEra Energy, Inc.
WMB / The Williams Companies, Inc.
XOM / Exxon Mobil Corporation
AMGN / Amgen Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
XNTK / SPDR Series Trust - State Street SPDR NYSE Technology ETF
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
COR / Cencora, Inc.
LARK / Landmark Bancorp, Inc.
SPDW / SPDR Index Shares Funds - State Street SPDR Portfolio Developed World ex-US ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
SANW / S&W Seed Company
DIS / The Walt Disney Company
PML / PIMCO Municipal Income Fund II
BA / The Boeing Company
MMM / 3M Company
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
WPM / Wheaton Precious Metals Corp.
XHR / Xenia Hotels & Resorts, Inc.
AAPL / Apple Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
YUM / Yum! Brands, Inc.
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
JFR / Nuveen Floating Rate Income Fund