Market Value156,758,000
Total Holdings227
File Date2018-01-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
FT / Franklin Universal Trust
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
NOV / NOV Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
INF / Brookfield Global Listed Infrastructure Income Fund
QQQ / Invesco QQQ Trust, Series 1
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
VTHR / Vanguard Scottsdale Funds - Vanguard Russell 3000 ETF
VXRT / Vaxart, Inc.
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
ADXS / Ayala Pharmaceuticals, Inc.
NQI / Nuveen Quality Municipal Fund, Inc.
NPF / Nuveen Premier Municipal Income Fund, Inc.
VER / VEREIT Inc
BCLYF / Barclays PLC
FCX / Freeport-McMoRan Inc.
MCK / McKesson Corporation
CDOR / Condor Hospitality Trust Inc
FEU / SPDR STOXX Europe 50 ETF
IDTI / Integrated Device Technology, Inc.
PMM / Putnam Managed Municipal Income Trust
670984103 / Nuveen Municipal Opportunity Fund, Inc.
OZRK / Bank of the Ozarks, Inc.
CHIX / Global X Funds - Global X MSCI China Financials ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
SAND / Sandstorm Gold Ltd.
BMY / Bristol-Myers Squibb Company
PRU / Prudential Financial, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
HSY / The Hershey Company
RGLD / Royal Gold, Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
ARI / Apollo Commercial Real Estate Finance, Inc.
MCO / Moody's Corporation
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
INTC / Intel Corporation
JPM / JPMorgan Chase & Co.
KR / The Kroger Co.
YUM / Yum! Brands, Inc.
ABBV / AbbVie Inc.
MA / Mastercard Incorporated
F / Ford Motor Company
UNH / UnitedHealth Group Incorporated
IBM / International Business Machines Corporation
ADM / Archer-Daniels-Midland Company
SLV / iShares Silver Trust
CSCO / Cisco Systems, Inc.
T / AT&T Inc.
XOM / Exxon Mobil Corporation
VZ / Verizon Communications Inc.
AXP / American Express Company
MO / Altria Group, Inc.
CVS / CVS Health Corporation
ORCL / Oracle Corporation
WFC / Wells Fargo & Company
HUM / Humana Inc.
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
MWE / MarkWest Energy Partners, LP
US0549371070 / BB&T Corp.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
MATH / Metalpha Technology Holding Limited
007639107 / Advent Claymore Convertible Securities & Income Fund II
RCS / PIMCO Strategic Income Fund, Inc.
NIM / Nuveen Select Maturities Municipal Fund
PKO / Pimco Income Opportunity Fund
RPAI / Retail Properties of America Inc - Class A
IRC / Inland Real Estate Corporation
WETF / Wisdomtree Investments Inc
HCN / Welltower Inc.
AVK / Advent Convertible and Income Fund
KBWD / Invesco Exchange-Traded Fund Trust II - Invesco KBW High Dividend Yield Financial ETF
BIB / ProShares Trust - ProShares Ultra Nasdaq Biotechnology
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
FXG / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Staples AlphaDEX Fund
APTS / Preferred Apartment Communities Inc - Class A
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
IYE / iShares Trust - iShares U.S. Energy ETF
SJNK / SPDR Series Trust - State Street SPDR Bloomberg Short Term High Yield Bond ETF
LNC / Lincoln National Corporation
NXP / Nuveen Select Tax-Free Income Portfolio
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
SPHB / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Beta ETF
NXQ / Nuveen Select Tax-Free Income Portfolio 2
IAU / iShares Gold Trust
SDIV / Global X Funds - Global X SuperDividend ETF
FDD / First Trust Exchange-Traded Fund II - First Trust STOXX European Select Dividend Index Fund
MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020
KBWB / Invesco Exchange-Traded Fund Trust II - Invesco KBW Bank ETF
HEWJ / iShares Trust - iShares Currency Hedged MSCI Japan ETF
BUSE / First Busey Corporation
HTA / Healthcare Realty Trust Inc - Class A
AINV / Apollo Investment Corporation
CIF / MFS Intermediate High Income Fund
UAN / CVR Partners, LP - Limited Partnership
NHI / National Health Investors, Inc.
SPR / Spirit AeroSystems Holdings, Inc.
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
DIREXION SHS ETF TR / DLY S&P 500 BEAR (25459Y371)
BX / Blackstone Inc.
KKR / KKR & Co. Inc.
OPI / Office Properties Income Trust
GIM / Templeton Global Income Fund
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
WDIV / SPDR Index Shares Funds - State Street SPDR S&P Global Dividend ETF
NYRT / New York REIT, Inc.
THFF / First Financial Corporation
TEI / Templeton Emerging Markets Income Fund
IBB / iShares Trust - iShares Biotechnology ETF
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
AAXJ / iShares Trust - iShares MSCI All Country Asia ex Japan ETF
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
DIS / The Walt Disney Company
XNTK / SPDR Series Trust - State Street SPDR NYSE Technology ETF
MBB / iShares Trust - iShares MBS ETF
95768A109 / Western Asset Municipal Define Common Stock, $0.001 par value
UPS / United Parcel Service, Inc.
BSX / Boston Scientific Corporation
SPY / State Street SPDR S&P 500 ETF Trust
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
XRT / SPDR Series Trust - State Street SPDR S&P Retail ETF
BDX / Becton, Dickinson and Company
AAPL / Apple Inc.
TOTL / SPDR Series Trust - State Street DoubleLine Total Return Tactical ETF
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
ABT / Abbott Laboratories
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
LYB / LyondellBasell Industries N.V.
OXY / Occidental Petroleum Corporation
MSFT / Microsoft Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
NUV / Nuveen Municipal Value Fund, Inc.
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
PML / PIMCO Municipal Income Fund II
CVX / Chevron Corporation
WDC / Western Digital Corporation
FTF / Franklin Limited Duration Income Trust
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
META / Meta Platforms, Inc.
BAC / Bank of America Corporation
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
NEE / NextEra Energy, Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
DE / Deere & Company
V / Visa Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
WMT / Walmart Inc.
US25459Y7691 / Direxion All Cap Insider Sentiment Shares
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
RIGS / ALPS ETF Trust - ALPS Strategic Income Fund
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
PFN / PIMCO Income Strategy Fund II
HPF / John Hancock Preferred Income Fund II
FEZ / SPDR Index Shares Funds - State Street SPDR EURO STOXX 50 ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
IDV / iShares Trust - iShares International Select Dividend ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
POT / Potash Corp. of Saskatchewan, Inc.
KMB / Kimberly-Clark Corporation
CAT / Caterpillar Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
JNJ / Johnson & Johnson
MLPX / Global X Funds - Global X MLP & Energy Infrastructure ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
XOMA / XOMA Royalty Corporation
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
NUW / Nuveen AMT-Free Municipal Value Fund
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
26433F207 / Duff & Phelps Select MLP and M Common Stock
CMA / Comerica Incorporated
GBDC / Golub Capital BDC, Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
IVV / iShares Trust - iShares Core S&P 500 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
SPDW / SPDR Index Shares Funds - State Street SPDR Portfolio Developed World ex-US ETF
SWKS / Skyworks Solutions, Inc.
UPW / ProShares Trust - ProShares Ultra Utilities
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
CAH / Cardinal Health, Inc.
ORI / Old Republic International Corporation
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
JLL / Jones Lang LaSalle Incorporated
HYHG / ProShares Trust - ProShares High Yield - Interest Rate Hedged
LEG / Leggett & Platt, Incorporated
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
LII / Lennox International Inc.
SSRM / SSR Mining Inc.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
KMF / Kayne Anderson NextGen Energy & Infrastructure Inc
SFNC / Simmons First National Corporation
ARCC / Ares Capital Corporation
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HAL / Halliburton Company
COR / Cencora, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
MCD / McDonald's Corporation
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
RTX / RTX Corporation
MMM / 3M Company
ITW / Illinois Tool Works Inc.
KO / The Coca-Cola Company
QCOM / QUALCOMM Incorporated
WMB / The Williams Companies, Inc.
HON / Honeywell International Inc.
LARK / Landmark Bancorp, Inc.
STLD / Steel Dynamics, Inc.
COP / ConocoPhillips
TIP / iShares Trust - iShares TIPS Bond ETF
PCYO / Pure Cycle Corporation
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
WPM / Wheaton Precious Metals Corp.
XEL / Xcel Energy Inc.
LMT / Lockheed Martin Corporation
SANW / S&W Seed Company
PFE / Pfizer Inc.
HD / The Home Depot, Inc.
PAYX / Paychex, Inc.
RDVY / First Trust Exchange-Traded Fund VI - First Trust Rising Dividend Achievers ETF
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
GILD / Gilead Sciences, Inc.
XHR / Xenia Hotels & Resorts, Inc.
JFR / Nuveen Floating Rate Income Fund
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
PEP / PepsiCo, Inc.
LOW / Lowe's Companies, Inc.
PM / Philip Morris International Inc.
WBA / Walgreens Boots Alliance, Inc.