Market Value176,440,000
Total Holdings237
File Date2018-01-17
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AVK / Advent Convertible and Income Fund
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
OPK / OPKO Health, Inc.
GNGYF / Guangshen Railway Company Limited
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
BUSE / First Busey Corporation
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
OZRK / Bank of the Ozarks, Inc.
VER / VEREIT Inc
60979P105 / Monogram Residential Trust, Inc.
REZ / iShares Trust - iShares Residential and Multisector Real Estate ETF
KBWD / Invesco Exchange-Traded Fund Trust II - Invesco KBW High Dividend Yield Financial ETF
DSDYX / BNY Mellon Investment Funds I - BNY Mellon Global Fixed Income Fund Class Y
MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020
PNC.WS / PNC Financial Services Group, Inc., Warrant
SPHB / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Beta ETF
ATK /
VTHR / Vanguard Scottsdale Funds - Vanguard Russell 3000 ETF
SXL / Sunoco Logistics Partners L.P.
FCX / Freeport-McMoRan Inc.
RGLD / Royal Gold, Inc.
ADXS / Ayala Pharmaceuticals, Inc.
MCO / Moody's Corporation
INTC / Intel Corporation
KR / The Kroger Co.
MA / Mastercard Incorporated
GLW / Corning Incorporated
UNH / UnitedHealth Group Incorporated
TIP / iShares Trust - iShares TIPS Bond ETF
LYB / LyondellBasell Industries N.V.
XOM / Exxon Mobil Corporation
VZ / Verizon Communications Inc.
PFE / Pfizer Inc.
UNP / Union Pacific Corporation
WMT / Walmart Inc.
CVS / CVS Health Corporation
GILD / Gilead Sciences, Inc.
ORCL / Oracle Corporation
WFC / Wells Fargo & Company
BX / Blackstone Inc.
US0549371070 / BB&T Corp.
FBHS / Fortune Brands Home & Security Inc
OPI / Office Properties Income Trust
RTK / Rentech, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
95768A109 / Western Asset Municipal Define Common Stock, $0.001 par value
PKO / Pimco Income Opportunity Fund
RPAI / Retail Properties of America Inc - Class A
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
IRC / Inland Real Estate Corporation
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
GLAD / Gladstone Capital Corporation
WETF / Wisdomtree Investments Inc
UAN / CVR Partners, LP - Limited Partnership
US35904G1076 / Altisource Residential Corp
CIF / MFS Intermediate High Income Fund
INF / Brookfield Global Listed Infrastructure Income Fund
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
CVY / Invesco Exchange-Traded Fund Trust - Invesco Zacks Multi-Asset Income ETF
HTA / Healthcare Realty Trust Inc - Class A
DBLV / Advisorshares Trust - AdvisorShares DoubleLine Value Equity ETF
MWE / MarkWest Energy Partners, LP
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
MDLZ / Mondelez International, Inc.
BIB / ProShares Trust - ProShares Ultra Nasdaq Biotechnology
APTS / Preferred Apartment Communities Inc - Class A
SLV / iShares Silver Trust
GIM / Templeton Global Income Fund
IYE / iShares Trust - iShares U.S. Energy ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
RCS / PIMCO Strategic Income Fund, Inc.
NPF / Nuveen Premier Municipal Income Fund, Inc.
QQQ / Invesco QQQ Trust, Series 1
LNC / Lincoln National Corporation
CHIX / Global X Funds - Global X MSCI China Financials ETF
NXP / Nuveen Select Tax-Free Income Portfolio
GBDC / Golub Capital BDC, Inc.
CMA / Comerica Incorporated
FDD / First Trust Exchange-Traded Fund II - First Trust STOXX European Select Dividend Index Fund
UPW / ProShares Trust - ProShares Ultra Utilities
NQI / Nuveen Quality Municipal Fund, Inc.
MATH / Metalpha Technology Holding Limited
IAU / iShares Gold Trust
V / Visa Inc.
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
CXH / MFS Investment Grade Municipal Trust
NYRT / New York REIT, Inc.
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
PMM / Putnam Managed Municipal Income Trust
NHI / National Health Investors, Inc.
MNP / Western Asset Municipal Partners Fund Inc
WBA / Walgreens Boots Alliance, Inc.
DOW / Dow Inc.
ORI / Old Republic International Corporation
670984103 / Nuveen Municipal Opportunity Fund, Inc.
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
IDV / iShares Trust - iShares International Select Dividend ETF
BK / The Bank of New York Mellon Corporation
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
MBB / iShares Trust - iShares MBS ETF
NOV / NOV Inc.
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
HD / The Home Depot, Inc.
MLPX / Global X Funds - Global X MLP & Energy Infrastructure ETF
PRU / Prudential Financial, Inc.
AAPL / Apple Inc.
KO / The Coca-Cola Company
OXY / Occidental Petroleum Corporation
CSX / CSX Corporation
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
MCD / McDonald's Corporation
SCHF / Schwab Strategic Trust - Schwab International Equity ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
WDC / Western Digital Corporation
FTF / Franklin Limited Duration Income Trust
META / Meta Platforms, Inc.
ADM / Archer-Daniels-Midland Company
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
EFA / iShares Trust - iShares MSCI EAFE ETF
AXP / American Express Company
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
HIG / The Hartford Insurance Group, Inc.
US25459Y7691 / Direxion All Cap Insider Sentiment Shares
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
HPF / John Hancock Preferred Income Fund II
SCHO / Schwab Strategic Trust - Schwab Short-Term U.S. Treasury ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
DIS / The Walt Disney Company
BMY / Bristol-Myers Squibb Company
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
SJNK / SPDR Series Trust - State Street SPDR Bloomberg Short Term High Yield Bond ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
ABBV / AbbVie Inc.
UPS / United Parcel Service, Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
CVX / Chevron Corporation
PFN / PIMCO Income Strategy Fund II
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
61166W101 / Monsanto Co.
RF / Regions Financial Corporation
NUV / Nuveen Municipal Value Fund, Inc.
FT / Franklin Universal Trust
NUW / Nuveen AMT-Free Municipal Value Fund
ABT / Abbott Laboratories
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
MCK / McKesson Corporation
HSY / The Hershey Company
SWKS / Skyworks Solutions, Inc.
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
TEI / Templeton Emerging Markets Income Fund
THFF / First Financial Corporation
SDIV / Global X Funds - Global X SuperDividend ETF
IAI / iShares Trust - iShares U.S. Broker-Dealers & Securities Exchanges ETF
DBC / Invesco DB Commodity Index Tracking Fund
CAH / Cardinal Health, Inc.
GGG / Graco Inc.
RYT / Invesco Capital Management LLC - Invesco S&P 500 Equal Weight Technology ETF
BAC / Bank of America Corporation
LEG / Leggett & Platt, Incorporated
BSX / Boston Scientific Corporation
SB / Safe Bulkers, Inc.
DVY / iShares Trust - iShares Select Dividend ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
PML / PIMCO Municipal Income Fund II
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
DHS / WisdomTree Trust - WisdomTree U.S. High Dividend Fund
DD / DuPont de Nemours, Inc.
AOR / iShares Trust - iShares Core 60/40 Balanced Allocation ETF
CSCO / Cisco Systems, Inc.
HAL / Halliburton Company
IVW / iShares Trust - iShares S&P 500 Growth ETF
LII / Lennox International Inc.
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
IWM / iShares Trust - iShares Russell 2000 ETF
LUV / Southwest Airlines Co.
HON / Honeywell International Inc.
PEG / Public Service Enterprise Group Incorporated
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
HYHG / ProShares Trust - ProShares High Yield - Interest Rate Hedged
WPM / Wheaton Precious Metals Corp.
LARK / Landmark Bancorp, Inc.
TGT / Target Corporation
KKR / KKR & Co. Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
JNJ / Johnson & Johnson
RTX / RTX Corporation
T / AT&T Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
IBM / International Business Machines Corporation
JPM / JPMorgan Chase & Co.
LOW / Lowe's Companies, Inc.
USB / U.S. Bancorp
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
COP / ConocoPhillips
DE / Deere & Company
COR / Cencora, Inc.
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
STLD / Steel Dynamics, Inc.
NLY / Annaly Capital Management, Inc.
MMM / 3M Company
ALL / The Allstate Corporation
SYY / Sysco Corporation
SANW / S&W Seed Company
QCOM / QUALCOMM Incorporated
IYC / iShares Trust - iShares U.S. Consumer Discretionary ETF
AMGN / Amgen Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
NEE / NextEra Energy, Inc.
SPY / State Street SPDR S&P 500 ETF Trust
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
QLD / ProShares Trust - ProShares Ultra QQQ
ARI / Apollo Commercial Real Estate Finance, Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
JFR / Nuveen Floating Rate Income Fund
ARCC / Ares Capital Corporation
YUM / Yum! Brands, Inc.
LMT / Lockheed Martin Corporation
CAT / Caterpillar Inc.
PEP / PepsiCo, Inc.
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
HUM / Humana Inc.
RNP / Cohen & Steers REIT and Preferred Income Fund, Inc.
PM / Philip Morris International Inc.
SCHH / Schwab Strategic Trust - Schwab U.S. REIT ETF
MO / Altria Group, Inc.
FAX / Abrdn Asia-Pacific Income Fund Inc
FEZ / SPDR Index Shares Funds - State Street SPDR EURO STOXX 50 ETF
VIS / Vanguard World Fund - Vanguard Industrials ETF
SAND / Sandstorm Gold Ltd.
RIGS / ALPS ETF Trust - ALPS Strategic Income Fund
MSFT / Microsoft Corporation