Market Value331,981,000
Total Holdings377
File Date2016-10-19
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
HD / The Home Depot, Inc.
GOOGL / Alphabet Inc.
SJM / The J. M. Smucker Company
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
ZTS / Zoetis Inc.
C.WSA / Citigroup, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
PEG / Public Service Enterprise Group Incorporated
CSCO / Cisco Systems, Inc.
ATAX / America First Multifamily Investors LP - Unit
US87233Q1085 / TC Pipelines, LP
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
VTOL / Bristow Group Inc.
MNKKQ / Mallinckrodt Plc
XLRE / The Select Sector SPDR Trust - State Street Real Estate Select Sector SPDR ETF
HIO / Western Asset High Income Opportunity Fund Inc.
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
PMM / Putnam Managed Municipal Income Trust
MCI / Barings Corporate Investors
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
CG / The Carlyle Group Inc.
XETWX / Eaton Vance Tax-Managed Global
STL / Sterling Bancorp.
XWEL / XWELL, Inc.
MCN / XAI Madison Equity Premium Income Fund
TEL / TE Connectivity plc
US23162T1025 / Cushing Energy Income Fund
BATRA / Atlanta Braves Holdings, Inc.
FCT / First Trust Senior Floating Rate Income Fund II
QQQ / Invesco QQQ Trust, Series 1
NLY / Annaly Capital Management, Inc.
SHAK / Shake Shack Inc.
153501101 / Central Fund of Canada Ltd.
NXQ / Nuveen Select Tax-Free Income Portfolio 2
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
US0268741560 / American International Group, Inc. Warrants
VHT / Vanguard World Fund - Vanguard Health Care ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
MLPX / Global X Funds - Global X MLP & Energy Infrastructure ETF
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
RWX / SPDR Index Shares Funds - State Street SPDR Dow Jones International Real Estate ETF
IDV / iShares Trust - iShares International Select Dividend ETF
BWX / SPDR Series Trust - State Street SPDR Bloomberg International Treasury Bond ETF
TROW / T. Rowe Price Group, Inc.
XBHKX / BlackRock Core Bond Trust
MJN / Mead Johnson Nutrition Co.
CC / The Chemours Company
TD / The Toronto-Dominion Bank
FHY / First Trust Strategic High Income Fund II
847560109 / Spectra Energy Corp.
PDN / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
HYT / BlackRock Corporate High Yield Fund, Inc.
RWK / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap 400 Revenue ETF
ESRX / Express Scripts Holding Co.
NSL / Nuveen Senior Income Fund
NEE / NextEra Energy, Inc.
0HYP / Citizens Financial Group, Inc.
LBRDA / Liberty Broadband Corporation
NKE / NIKE, Inc.
74005P104 / Praxair, Inc.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
LNG / Cheniere Energy, Inc.
FE / FirstEnergy Corp.
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
VRTV / Veritiv Corp
PCF / High Income Securities Fund
CRC / California Resources Corporation
BXE / Bellatrix Exploration Ltd
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
OMC / Omnicom Group Inc.
KMB / Kimberly-Clark Corporation
PERY / Ellis Perry International, Inc.
CELG / Celgene Corp.
CNC / Centene Corporation
UAA / Under Armour, Inc.
AAPL / Apple Inc.
UA / Under Armour, Inc.
SLB / SLB N.V.
ET / Energy Transfer LP - Limited Partnership
/ Sina Corp.
FTR / Frontier Communications Corp.
RY / Royal Bank of Canada
IAU / iShares Gold Trust
LUMN / Lumen Technologies, Inc.
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X ETF
ALTO / Alto Ingredients, Inc.
AFL / Aflac Incorporated
VIAB / Viacom, Inc.
018490100 / Allergan plc
AVNS / Avanos Medical, Inc.
GM.WS.B / General Motors Company - Warrants 07/10/2019
ILCG / iShares Trust - iShares Morningstar Growth ETF
ENB / Enbridge Inc.
XEL / Xcel Energy Inc.
AEP / American Electric Power Company, Inc.
JCP / J.C. Penney Co., Inc.
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
IHSEF / iShares Public Limited Company - iShares Asia Pacific Dividend UCITS ETF
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
LSXMA / Liberty Media Corp. (New Liberty SiriusXM) Series A
CAKE / The Cheesecake Factory Incorporated
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
US09254T1007 / Blackrock Muniyield Investment Qlty Fund
PXF / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
ICE / Intercontinental Exchange, Inc.
BCE / BCE Inc.
OPPENHEIMER REV WEIGHTED ET / ADR REV ETF (68386C500)
RFI / Cohen & Steers Total Return Realty Fund, Inc.
SIRI / Sirius XM Holdings Inc.
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
KYE / Kayne Anderson Energy Total Return Fund, Inc.
CNS / Cohen & Steers, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
UTF / Cohen & Steers Infrastructure Fund, Inc
US04351G1013 / Ascena Retail Group, Inc.
JMF / Nuveen Energy MLP Total Return Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
GAM / General American Investors Company, Inc.
SCD / LMP Capital and Income Fund Inc.
NUO / Nuveen Ohio Quality Municipal Income Fund
STON / StoneMor Inc
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
US0549371070 / BB&T Corp.
SCI / Service Corporation International
CHY / Calamos Convertible and High Income Fund
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
BSCN / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2023 Corporate Bond ETF
GDO / Western Asset Global Corporate Defined Opportunity Fund Inc.
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
TWLO / Twilio Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
NBTB / NBT Bancorp Inc.
MCI / Barings Corporate Investors
MMT / MFS Multimarket Income Trust
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
LTBR / Lightbridge Corporation
VTN / Invesco Trust for Investment Grade New York Municipals
USO / United States Oil Fund, LP - Limited Partnership
TOTL / SPDR Series Trust - State Street DoubleLine Total Return Tactical ETF
BSCO / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2024 Corporate Bond ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
ASH / Ashland Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
STAR / iStar Inc
MUB / iShares Trust - iShares National Muni Bond ETF
NUV / Nuveen Municipal Value Fund, Inc.
FWONA / Formula One Group
ITB / iShares Trust - iShares U.S. Home Construction ETF
BKN / BlackRock Investment Quality Municipal Trust Inc.
BME / BlackRock Health Sciences Trust
RBSPF / NatWest Group plc
WR / Corgi ETF Trust I - Corgi U.S. War Machine ETF
INB / Cohen & Steers Global Income Builder, Inc.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
NAVG / Navigators Group, Inc. (The)
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
CDK / CDK Global Inc
IAC / IAC Inc.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Bloomberg Enhanced Fallen Angels ETF
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
USG / USCF ETF Trust - USCF Gold Strategy Plus Income Fund
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
AABA / Altaba Inc
XCEMX / Clearbridge Energy MLP Fund Inc
OXY / Occidental Petroleum Corporation
TRGP / Targa Resources Corp.
VBIV / VBI Vaccines Inc.
DLX / Deluxe Corporation
CSBK / Clifton Bancorp Inc.
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
US85207U1051 / Sprint Corporation
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
EEFT / Euronet Worldwide, Inc.
OZRK / Bank of the Ozarks, Inc.
BDJ / BlackRock Enhanced Equity Dividend Trust
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
GM.WS.A / General Motors Company
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
MMP / Magellan Midstream Partners L.P.
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
PKB / Invesco Exchange-Traded Fund Trust - Invesco Building & Construction ETF
PML / PIMCO Municipal Income Fund II
TY / Tri-Continental Corporation
DBC / Invesco DB Commodity Index Tracking Fund
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
GLO / Clough Global Opportunities Fund
SPH / Suburban Propane Partners, L.P. - Limited Partnership
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
SHLX / Shell Midstream Partners L.P. - Unit
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
MBB / iShares Trust - iShares MBS ETF
SMLP / Summit Midstream Partners, LP - Limited Partnership
BSCM / Invesco Capital Management LLC - Invesco BulletShares 2022 Corporate Bond ETF
WBC / Wabco Holdings, Inc.
VVR / Invesco Senior Income Trust
WTRG / Essential Utilities, Inc.
MRO / Marathon Oil Corporation
EMD / Western Asset Emerging Markets Debt Fund Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
CAG / Conagra Brands, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
ILCV / iShares Trust - iShares Morningstar Value ETF
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
DOW / Dow Inc.
QRVO / Qorvo, Inc.
DELL / Dell Technologies Inc.
KDP / Keurig Dr Pepper Inc.
DBRG / DigitalBridge Group, Inc.
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
WIP / SPDR Series Trust - State Street SPDR FTSE International Government Inflation-Protected Bond ETF
RWL / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Revenue ETF
MLM / Martin Marietta Materials, Inc.
TRMB / Trimble Inc.
MPWR / Monolithic Power Systems, Inc.
ROP / Roper Technologies, Inc.
NUE / Nucor Corporation
19041P105 / CBS Corp.
DLR / Digital Realty Trust, Inc.
BAX / Baxter International Inc.
VTR / Ventas, Inc.
FLS / Flowserve Corporation
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
MDLZ / Mondelez International, Inc.
CAH / Cardinal Health, Inc.
TNXP / Tonix Pharmaceuticals Holding Corp.
NTAP / NetApp, Inc.
VLO / Valero Energy Corporation
KHC / The Kraft Heinz Company
CTAS / Cintas Corporation
IP / International Paper Company
TGT / Target Corporation
EIX / Edison International
ZBH / Zimmer Biomet Holdings, Inc.
GM / General Motors Company
MSI / Motorola Solutions, Inc.
PPL / PPL Corporation
AWK / American Water Works Company, Inc.
AIG / American International Group, Inc.
MA / Mastercard Incorporated
ACN / Accenture plc
BK / The Bank of New York Mellon Corporation
AAL / American Airlines Group Inc.
WTW / Willis Towers Watson Public Limited Company
BDX / Becton, Dickinson and Company
DAL / Delta Air Lines, Inc.
PNR / Pentair plc
D / Dominion Energy, Inc.
HOPE / Hope Bancorp, Inc.
BRK.B / Berkshire Hathaway Inc.
PRU / Prudential Financial, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
TMUS / T-Mobile US, Inc.
COP / ConocoPhillips
RTX / RTX Corporation
LMT / Lockheed Martin Corporation
MO / Altria Group, Inc.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
CMCSA / Comcast Corporation
ED / Consolidated Edison, Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
OEF / iShares Trust - iShares S&P 100 ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
BMY / Bristol-Myers Squibb Company
AMZN / Amazon.com, Inc.
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
NSC / Norfolk Southern Corporation
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
UNH / UnitedHealth Group Incorporated
EPD / Enterprise Products Partners L.P. - Limited Partnership
JCI / Johnson Controls International plc
WFC / Wells Fargo & Company
HDV / iShares Trust - iShares Core High Dividend ETF
ABT / Abbott Laboratories
TPR / Tapestry, Inc.
FDX / FedEx Corporation
CL / Colgate-Palmolive Company
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
CVS / CVS Health Corporation
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
TXN / Texas Instruments Incorporated
ABBV / AbbVie Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
IBM / International Business Machines Corporation
SU / Suncor Energy Inc.
PSX / Phillips 66
SPY / State Street SPDR S&P 500 ETF Trust
IWB / iShares Trust - iShares Russell 1000 ETF
XOM / Exxon Mobil Corporation
ORCL / Oracle Corporation
CRM / Salesforce, Inc.
SO / The Southern Company
IVV / iShares Trust - iShares Core S&P 500 ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
GILD / Gilead Sciences, Inc.
EQR / Equity Residential
QCOM / QUALCOMM Incorporated
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
CAT / Caterpillar Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
AMT / American Tower Corporation
WMT / Walmart Inc.
GOOG / Alphabet Inc.
LOW / Lowe's Companies, Inc.
DD / DuPont de Nemours, Inc.
HSY / The Hershey Company
MMM / 3M Company
GSCE / GS Connect S&P GSCI Enhanced Commodity Total Return ETN
LLY / Eli Lilly and Company
JNJ / Johnson & Johnson
PJT / PJT Partners Inc.
MPC / Marathon Petroleum Corporation
MDT / Medtronic plc
ADI / Analog Devices, Inc.
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
HSY / The Hershey Company
ADP / Automatic Data Processing, Inc.
T / AT&T Inc.
SOXX / iShares Trust - iShares Semiconductor ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
PEP / PepsiCo, Inc.
TMO / Thermo Fisher Scientific Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
KMI / Kinder Morgan, Inc.
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
MCK / McKesson Corporation
PFE / Pfizer Inc.
HON / Honeywell International Inc.
UPS / United Parcel Service, Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
CVX / Chevron Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
UNP / Union Pacific Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
CB / Chubb Limited
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
GIS / General Mills, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
TIP / iShares Trust - iShares TIPS Bond ETF
C / Citigroup Inc.
DIS / The Walt Disney Company
GBX / The Greenbrier Companies, Inc.
KO / The Coca-Cola Company
EMD / Western Asset Emerging Markets Debt Fund Inc.
V / Visa Inc.
MS / Morgan Stanley
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
VZ / Verizon Communications Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
PYPL / PayPal Holdings, Inc.
ECTE / Echo Therapeutics Inc
DUK / Duke Energy Corporation
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
BAC / Bank of America Corporation
MCD / McDonald's Corporation
SBUX / Starbucks Corporation
INTC / Intel Corporation
DVY / iShares Trust - iShares Select Dividend ETF
ADBE / Adobe Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
RWJ / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap 600 Revenue ETF
PM / Philip Morris International Inc.
GLD / SPDR Gold Shares
BX / Blackstone Inc.
COST / Costco Wholesale Corporation
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
JPM / JPMorgan Chase & Co.
ELME / Elme Communities
MRK / Merck & Co., Inc.
META / Meta Platforms, Inc.
MSFT / Microsoft Corporation