Market Value309,164,000
Total Holdings390
File Date2016-08-03
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

Click the link icon to see the full transaction history.

Upgrade to unlock premium data and export to Excel .

Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CVS / CVS Health Corporation
PEG / Public Service Enterprise Group Incorporated
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
ET / Energy Transfer LP - Limited Partnership
CMCSA / Comcast Corporation
NVG / Nuveen AMT-Free Municipal Credit Income Fund
VTOL / Bristow Group Inc.
MNKKQ / Mallinckrodt Plc
KMB / Kimberly-Clark Corporation
MCI / Barings Corporate Investors
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
US87233Q1085 / TC Pipelines, LP
TWC / Spectrum Management Holding Company LLC
CSBK / Clifton Bancorp Inc.
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
NMA / Nuveen Municipal Advantage Fund, Inc.
BCE / BCE Inc.
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
MS / Morgan Stanley
ADT / ADT Inc.
MLPX / Global X Funds - Global X MLP & Energy Infrastructure ETF
SHYG / iShares Trust - iShares 0-5 Year High Yield Corporate Bond ETF
BSCO / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2024 Corporate Bond ETF
847560109 / Spectra Energy Corp.
VBIV / VBI Vaccines Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X ETF
ATAX / America First Multifamily Investors LP - Unit
US0268741560 / American International Group, Inc. Warrants
EMLC / VanEck ETF Trust - VanEck J.P. Morgan EM Local Currency Bond ETF
CAKE / The Cheesecake Factory Incorporated
CNS / Cohen & Steers, Inc.
VIAB / Viacom, Inc.
MARKET VECTORS ETF TR / JP MORGAN EM LC (57060U522)
RWK / Invesco Exchange-Traded Fund Trust II - Invesco S&P MidCap 400 Revenue ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
AVNS / Avanos Medical, Inc.
ENH / Endurance Specialty Holdings, Ltd.
VTN / Invesco Trust for Investment Grade New York Municipals
QQQ / Invesco QQQ Trust, Series 1
BXLT / Baxalta Incorporated
WBC / Wabco Holdings, Inc.
INB / Cohen & Steers Global Income Builder, Inc.
CTAS / Cintas Corporation
TROW / T. Rowe Price Group, Inc.
VRP / Invesco Exchange-Traded Fund Trust II - Invesco Variable Rate Preferred ETF
CDK / CDK Global Inc
IDLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P International Developed Low Volatility ETF
NUV / Nuveen Municipal Value Fund, Inc.
ECTE / Echo Therapeutics Inc
GM.WS.B / General Motors Company - Warrants 07/10/2019
STON / StoneMor Inc
FWONA / Formula One Group
WR / Corgi ETF Trust I - Corgi U.S. War Machine ETF
ASH / Ashland Inc.
67071S101 / Nuveen Quality Preferred Income Fund
BKN / BlackRock Investment Quality Municipal Trust Inc.
MBB / iShares Trust - iShares MBS ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
BME / BlackRock Health Sciences Trust
US0549371070 / BB&T Corp.
LBRDA / Liberty Broadband Corporation
SBUX / Starbucks Corporation
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
BSCN / Invesco Exchange-Traded Self-Indexed Fund Trust - Invesco BulletShares 2023 Corporate Bond ETF
STPZ / PIMCO ETF Trust - PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund
BSCM / Invesco Capital Management LLC - Invesco BulletShares 2022 Corporate Bond ETF
MUB / iShares Trust - iShares National Muni Bond ETF
CHY / Calamos Convertible and High Income Fund
MDLZ / Mondelez International, Inc.
SPH / Suburban Propane Partners, L.P. - Limited Partnership
DLN / WisdomTree Trust - WisdomTree U.S. LargeCap Dividend Fund
OMC / Omnicom Group Inc.
KHC / The Kraft Heinz Company
NTAP / NetApp, Inc.
NLY / Annaly Capital Management, Inc.
FAM / First Trust/Abrdn Global Opportunity Income Fund
DD / DuPont de Nemours, Inc.
DLR / Digital Realty Trust, Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
CNC / Centene Corporation
GDO / Western Asset Global Corporate Defined Opportunity Fund Inc.
UAA / Under Armour, Inc.
EMD / Western Asset Emerging Markets Debt Fund Inc.
TEL / TE Connectivity plc
UA / Under Armour, Inc.
T / AT&T Inc.
GILD / Gilead Sciences, Inc.
RWL / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Revenue ETF
SLB / SLB N.V.
61166W101 / Monsanto Co.
/ Sina Corp.
EVG / Eaton Vance Short Duration Diversified Income Fund
LUMN / Lumen Technologies, Inc.
HIO / Western Asset High Income Opportunity Fund Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
ALTO / Alto Ingredients, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
VXF / Vanguard Index Funds - Vanguard Extended Market ETF
AFL / Aflac Incorporated
TNXP / Tonix Pharmaceuticals Holding Corp.
RY / Royal Bank of Canada
NKE / NIKE, Inc.
ES / Eversource Energy
018490100 / Allergan plc
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
ITB / iShares Trust - iShares U.S. Home Construction ETF
GM.WS.A / General Motors Company
74005P104 / Praxair, Inc.
DBC / Invesco DB Commodity Index Tracking Fund
ILCG / iShares Trust - iShares Morningstar Growth ETF
TIP / iShares Trust - iShares TIPS Bond ETF
ENB / Enbridge Inc.
TRMB / Trimble Inc.
AEP / American Electric Power Company, Inc.
JCP / J.C. Penney Co., Inc.
US23162T1025 / Cushing Energy Income Fund
MMP / Magellan Midstream Partners L.P.
JPS / Nuveen Preferred & Income Securities Fund
MMT / MFS Multimarket Income Trust
SBAC / SBA Communications Corporation
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
XBHKX / BlackRock Core Bond Trust
GLO / Clough Global Opportunities Fund
NBTB / NBT Bancorp Inc.
BATRA / Atlanta Braves Holdings, Inc.
VRTV / Veritiv Corp
RFI / Cohen & Steers Total Return Realty Fund, Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PDN / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. Small-Mid ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
DVYE / iShares, Inc. - iShares Emerging Markets Dividend ETF
FTR / Frontier Communications Corp.
RWX / SPDR Index Shares Funds - State Street SPDR Dow Jones International Real Estate ETF
KYE / Kayne Anderson Energy Total Return Fund, Inc.
FE / FirstEnergy Corp.
XCEMX / Clearbridge Energy MLP Fund Inc
UTF / Cohen & Steers Infrastructure Fund, Inc
US04351G1013 / Ascena Retail Group, Inc.
FCT / First Trust Senior Floating Rate Income Fund II
VHT / Vanguard World Fund - Vanguard Health Care ETF
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
NUO / Nuveen Ohio Quality Municipal Income Fund
EEFT / Euronet Worldwide, Inc.
MCN / XAI Madison Equity Premium Income Fund
NAVG / Navigators Group, Inc. (The)
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
ROP / Roper Technologies, Inc.
PERY / Ellis Perry International, Inc.
MJN / Mead Johnson Nutrition Co.
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
CRC / California Resources Corporation
NXQ / Nuveen Select Tax-Free Income Portfolio 2
EMB / iShares Trust - iShares J.P. Morgan USD Emerging Markets Bond ETF
PMM / Putnam Managed Municipal Income Trust
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
MLPN / Credit Suisse Cushing 30 MLP Index ETN due on 4/20/2020
PKB / Invesco Exchange-Traded Fund Trust - Invesco Building & Construction ETF
XEL / Xcel Energy Inc.
SCD / LMP Capital and Income Fund Inc.
XETWX / Eaton Vance Tax-Managed Global
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
PCEF / Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Composite ETF
LTBR / Lightbridge Corporation
CC / The Chemours Company
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
BXE / Bellatrix Exploration Ltd
OPPENHEIMER REV WEIGHTED ETF / ADR REV ETF (68386C500)
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
TOTL / SPDR Series Trust - State Street DoubleLine Total Return Tactical ETF
CG / The Carlyle Group Inc.
OZRK / Bank of the Ozarks, Inc.
PML / PIMCO Municipal Income Fund II
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
CBU / Community Financial System, Inc.
USO / United States Oil Fund, LP - Limited Partnership
LSXMA / Liberty Media Corp. (New Liberty SiriusXM) Series A
GAM / General American Investors Company, Inc.
153501101 / Central Fund of Canada Ltd.
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
SIRI / Sirius XM Holdings Inc.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
STL / Sterling Bancorp.
IAC / IAC Inc.
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
USG / USCF ETF Trust - USCF Gold Strategy Plus Income Fund
BSCL / Invesco Capital Management LLC - Invesco BulletShares 2021 Corporate Bond ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
AABA / Altaba Inc
TRGP / Targa Resources Corp.
DLX / Deluxe Corporation
US85207U1051 / Sprint Corporation
PCF / High Income Securities Fund
TD / The Toronto-Dominion Bank
SCI / Service Corporation International
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
SMLP / Summit Midstream Partners, LP - Limited Partnership
FOF / Cohen & Steers Closed-End Opportunity Fund, Inc.
FHY / First Trust Strategic High Income Fund II
670984103 / Nuveen Municipal Opportunity Fund, Inc.
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
JMF / Nuveen Energy MLP Total Return Fund
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
NFJ / Virtus Dividend, Interest & Premium Strategy Fund
TY / Tri-Continental Corporation
FLOT / iShares Trust - iShares Floating Rate Bond ETF
RBSPF / NatWest Group plc
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
HYT / BlackRock Corporate High Yield Fund, Inc.
IHSEF / iShares Public Limited Company - iShares Asia Pacific Dividend UCITS ETF
STAR / iStar Inc
NSL / Nuveen Senior Income Fund
SHLX / Shell Midstream Partners L.P. - Unit
US09254T1007 / Blackrock Muniyield Investment Qlty Fund
NQI / Nuveen Quality Municipal Fund, Inc.
MHN / BlackRock MuniHoldings New York Quality Fund, Inc.
PHB / Invesco Exchange-Traded Fund Trust II - Invesco Bloomberg Enhanced Fallen Angels ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
PXF / Invesco Exchange-Traded Fund Trust II - Invesco RAFI Developed Markets ex-U.S. ETF
PCY / Invesco Exchange-Traded Fund Trust II - Invesco Emerging Markets Sovereign Debt ETF
VVR / Invesco Senior Income Trust
WTRG / Essential Utilities, Inc.
0HYP / Citizens Financial Group, Inc.
OXY / Occidental Petroleum Corporation
EMD / Western Asset Emerging Markets Debt Fund Inc.
CAG / Conagra Brands, Inc.
EVG / Eaton Vance Short Duration Diversified Income Fund
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
ILCV / iShares Trust - iShares Morningstar Value ETF
ISCV / iShares Trust - iShares Morningstar Small-Cap Value ETF
DOW / Dow Inc.
UPS / United Parcel Service, Inc.
QRVO / Qorvo, Inc.
KDP / Keurig Dr Pepper Inc.
DBRG / DigitalBridge Group, Inc.
WIP / SPDR Series Trust - State Street SPDR FTSE International Government Inflation-Protected Bond ETF
MLM / Martin Marietta Materials, Inc.
MPWR / Monolithic Power Systems, Inc.
NUE / Nucor Corporation
XWEL / XWELL, Inc.
19041P105 / CBS Corp.
VTIP / Vanguard Malvern Funds - Vanguard Short-Term Inflation-Protected Securities ETF
BAX / Baxter International Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
VTR / Ventas, Inc.
FLS / Flowserve Corporation
IP / International Paper Company
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
CAH / Cardinal Health, Inc.
ESRX / Express Scripts Holding Co.
PRU / Prudential Financial, Inc.
MRO / Marathon Oil Corporation
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
TGT / Target Corporation
EIX / Edison International
ZBH / Zimmer Biomet Holdings, Inc.
GM / General Motors Company
MSI / Motorola Solutions, Inc.
PPL / PPL Corporation
HSY / The Hershey Company
KO / The Coca-Cola Company
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
AWK / American Water Works Company, Inc.
AIG / American International Group, Inc.
BK / The Bank of New York Mellon Corporation
AAL / American Airlines Group Inc.
VLO / Valero Energy Corporation
WTW / Willis Towers Watson Public Limited Company
BDX / Becton, Dickinson and Company
DAL / Delta Air Lines, Inc.
PNR / Pentair plc
HOPE / Hope Bancorp, Inc.
IAU / iShares Gold Trust
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
AMJ / JPMorgan Alerian MLP Index ETN - Corporate Bond/Note
SU / Suncor Energy Inc.
IDXX / IDEXX Laboratories, Inc.
HD / The Home Depot, Inc.
ORCL / Oracle Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
CB / Chubb Limited
KMI / Kinder Morgan, Inc.
NSC / Norfolk Southern Corporation
COST / Costco Wholesale Corporation
GIS / General Mills, Inc.
AMZN / Amazon.com, Inc.
MMM / 3M Company
FDX / FedEx Corporation
IWB / iShares Trust - iShares Russell 1000 ETF
LMT / Lockheed Martin Corporation
MCD / McDonald's Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
HDV / iShares Trust - iShares Core High Dividend ETF
C / Citigroup Inc.
HON / Honeywell International Inc.
ADI / Analog Devices, Inc.
ADP / Automatic Data Processing, Inc.
D / Dominion Energy, Inc.
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
VZ / Verizon Communications Inc.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
MDT / Medtronic plc
GOOGL / Alphabet Inc.
IBM / International Business Machines Corporation
RTX / RTX Corporation
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
ED / Consolidated Edison, Inc.
SPY / State Street SPDR S&P 500 ETF Trust
PFE / Pfizer Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
CVX / Chevron Corporation
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
MO / Altria Group, Inc.
MCK / McKesson Corporation
SO / The Southern Company
V / Visa Inc.
CSCO / Cisco Systems, Inc.
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
PFF / iShares Trust - iShares Preferred and Income Securities ETF
UNP / Union Pacific Corporation
BAC / Bank of America Corporation
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
ACN / Accenture plc
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
GSCE / GS Connect S&P GSCI Enhanced Commodity Total Return ETN
IWD / iShares Trust - iShares Russell 1000 Value ETF
EQR / Equity Residential
DIS / The Walt Disney Company
BRK.B / Berkshire Hathaway Inc.
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
MPC / Marathon Petroleum Corporation
OEF / iShares Trust - iShares S&P 100 ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
LOW / Lowe's Companies, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
BMY / Bristol-Myers Squibb Company
HSBC / HSBC Holdings plc - Depositary Receipt (Common Stock)
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
CAT / Caterpillar Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
JCI / Johnson Controls International plc
HSY / The Hershey Company
EPD / Enterprise Products Partners L.P. - Limited Partnership
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
WFC / Wells Fargo & Company
AMT / American Tower Corporation
COP / ConocoPhillips
AAPL / Apple Inc.
CL / Colgate-Palmolive Company
JNJ / Johnson & Johnson
ABT / Abbott Laboratories
WMT / Walmart Inc.
MSFT / Microsoft Corporation
GJR / Strats Trust For Procter & Gambel Security - Preferred Security
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
TXN / Texas Instruments Incorporated
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
ABBV / AbbVie Inc.
XOM / Exxon Mobil Corporation
QCOM / QUALCOMM Incorporated
JPM / JPMorgan Chase & Co.
INTC / Intel Corporation
PSX / Phillips 66
MRK / Merck & Co., Inc.
TPR / Tapestry, Inc.
LLY / Eli Lilly and Company
PEP / PepsiCo, Inc.
GBX / The Greenbrier Companies, Inc.
SOXX / iShares Trust - iShares Semiconductor ETF
PJT / PJT Partners Inc.
META / Meta Platforms, Inc.
NEE / NextEra Energy, Inc.
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
DUK / Duke Energy Corporation
DVY / iShares Trust - iShares Select Dividend ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
PM / Philip Morris International Inc.
RWJ / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap 600 Revenue ETF
SJM / The J. M. Smucker Company
CRM / Salesforce, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
GSK / GSK plc - Depositary Receipt (Common Stock)
TMO / Thermo Fisher Scientific Inc.
BX / Blackstone Inc.
ELME / Elme Communities
GOOG / Alphabet Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF