Market Value160,411,000
Total Holdings432
File Date2013-10-16
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
ABB / ABB Ltd. - ADR
PNR / Pentair plc
AGCO / AGCO Corporation
GAS / AGL Resources Inc.
GGG / Graco Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
MNKKQ / Mallinckrodt Plc
LAQ / Aberdeen Latin America Equity Fund, Inc.
SPG / Simon Property Group, Inc.
IAF / Abrdn Australia Equity Fund Inc
018490100 / Allergan plc
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
AEZS / COSCIENS Biopharma Inc.
FSP / Franklin Street Properties Corp.
ARNC / Arconic Corporation
ALU / Alcatel Lucent
01449J105 / Alere Inc.
RTX / RTX Corporation
MSFT / Microsoft Corporation
ACC / American Campus Communities Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
SPY / State Street SPDR S&P 500 ETF Trust
NVS / Novartis AG - Depositary Receipt (Common Stock)
IVW / iShares Trust - iShares S&P 500 Growth ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
AMWD / American Woodmark Corporation
INTC / Intel Corporation
APU / AmeriGas Partners, L.P.
DE / Deere & Company
JPM / JPMorgan Chase & Co.
APOLLO GLOBAL MGMT LLC / CL A SHS (037612306)
AMTG / Apollo Residential Mortgage, Inc.
UNP / Union Pacific Corporation
MCD / McDonald's Corporation
MO / Altria Group, Inc.
MT / ArcelorMittal S.A. - Depositary Receipt (Common Stock)
COP / ConocoPhillips
US04351G1013 / Ascena Retail Group, Inc.
AXP / American Express Company
XAPBX / Asia Pacific Fund, Inc.
ISR / Perspective Therapeutics Inc
PALL / abrdn Palladium ETF Trust - abrdn Physical Palladium Shares ETF
DJP / iPath Bloomberg Commodity Index Total Return ETN
ITT / ITT Inc.
DOV / Dover Corporation
NLY / Annaly Capital Management, Inc.
PRU / Prudential Financial, Inc.
DAL / Delta Air Lines, Inc.
AXGN / Axogen, Inc.
BMY / Bristol-Myers Squibb Company
NEE / NextEra Energy, Inc.
BBD / Banco Bradesco S.A. - Depositary Receipt (Common Stock)
TEVA / Teva Pharmaceutical Industries Limited - Depositary Receipt (Common Stock)
BNS / The Bank of Nova Scotia
C / Citigroup Inc.
JJC / Barclays Bank PLC - ZC SP ETN REDEEM 23/01/2048 USD 50 - Ser B_JJCB
ALL / The Allstate Corporation
SWK / Stanley Black & Decker, Inc.
BMS / Bemis Co., Inc.
BRK.B / Berkshire Hathaway Inc.
EXC / Exelon Corporation
BHP / BHP Group Limited - Depositary Receipt (Common Stock)
MUI / BlackRock Municipal Income Fund, Inc.
ADRE / Invesco Capital Management LLC - Invesco BLDRS Emerging Markets 50 ADR Index Fund
HRB / H&R Block, Inc.
BWP / Boardwalk Pipeline Partners L.P
EXEL / Exelixis, Inc.
HSY / The Hershey Company
BR / Broadridge Financial Solutions, Inc.
CHRW / C.H. Robinson Worldwide, Inc.
CVRR / CVR Refining LP
CPHC / Canterbury Park Holding Corporation
WFC / Wells Fargo & Company
MOS / The Mosaic Company
ACAT / Acasia Technology, Inc.
PLM / Polymet Mining Corp
MDU / MDU Resources Group, Inc.
KGC / Kinross Gold Corporation
GTU / Central Gold Trust
CERN / Cerner Corp.
CHK / Chesapeake Energy Corporation
VZ / Verizon Communications Inc.
BA / The Boeing Company
CHS / Chico's FAS, Inc.
16941J205 / China Precision Steel, Inc.
CMI / Cummins Inc.
RGLD / Royal Gold, Inc.
O / Realty Income Corporation
CMP / Compass Minerals International, Inc.
CLR / Continental Resources Inc (OKLA)
MCHP / Microchip Technology Incorporated
MNST / Monster Beverage Corporation
APD / Air Products and Chemicals, Inc.
CROSSTEX ENERGY L P / (22765U102)
DRI / Darden Restaurants, Inc.
DTLK / Datalink Corp.
GASL / Direxion Daily Natural Gas Related Bull 3X Shares
DIREXION SHS ETF TR / LATN AM BULL3X (25459Y652)
BX / Blackstone Inc.
D / Dominion Energy, Inc.
DOW / Dow Inc.
AMGN / Amgen Inc.
WU / The Western Union Company
EOGSF / Emerald Resources NL
EEP / Enbridge Energy Partners, L.P.
EXK / Endeavour Silver Corp.
SXL / Sunoco Logistics Partners L.P.
ERF / Enerplus Corporation
IVR / Invesco Mortgage Capital Inc.
XLS / Exelis
ESRX / Express Scripts Holding Co.
FIRST AMERN MINN MUN INC FD / (31849P104)
FNI / First Trust Exchange-Traded Fund III - First Trust Chindia ETF
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
FLR / Fluor Corporation
FL / Foot Locker, Inc.
34958B106 / Fortress Investment Group LLC
FTR / Frontier Communications Corp.
GTAT / GT Advanced Technologies Inc
GNW / Genworth Financial, Inc.
GTY / Getty Realty Corp.
CHIQ / Global X Funds - Global X MSCI China Consumer Discretionary ETF
SOCL / Global X Funds - Global X Social Media ETF
SJM / The J. M. Smucker Company
IVE / iShares Trust - iShares S&P 500 Value ETF
GRA / W.R. Grace & Co.
GGG / Graco Inc.
GMCR / Keurig Green Mountain, Inc.
PEAK / Healthpeak Properties, Inc.
HCN / Welltower Inc.
HICKORY TECH CORP / (429060106)
HFC / HollyFrontier Corp
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
EBAY / eBay Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
ACN / Accenture plc
PFE / Pfizer Inc.
CMS / CMS Energy Corporation
441060100 / Hospira
GILD / Gilead Sciences, Inc.
EMN / Eastman Chemical Company
CSCO / Cisco Systems, Inc.
AZN / AstraZeneca PLC - Depositary Receipt (Common Stock)
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
IKNX / Ikonics Corporation
IMAX / IMAX Corporation
ETN / Eaton Corporation plc
FHN / First Horizon Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
TEG / Integrys Energy Group, Inc.
IDCC / InterDigital, Inc.
IRM / Iron Mountain Incorporated
IAU / iShares Gold Trust
SCJ / iShares, Inc. - iShares MSCI Japan Small-Cap ETF
IIREF / iShares Public Limited Company - iShares MSCI World UCITS ETF
WEBS / Direxion Shares ETF Trust - Direxion Daily Dow Jones Internet Bear 3X ETF
EWG / iShares, Inc. - iShares MSCI Germany ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
TIP / iShares Trust - iShares TIPS Bond ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
IGE / iShares Trust - iShares North American Natural Resources ETF
JOY / Joy Global, Inc.
ADM / Archer-Daniels-Midland Company
DCI / Donaldson Company, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
IYE / iShares Trust - iShares U.S. Energy ETF
IYM / iShares Trust - iShares U.S. Basic Materials ETF
DIS / The Walt Disney Company
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MLQD / iShares 5-10 Year Investment Grade Corporate Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
MXI / iShares Trust - iShares Global Materials ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
J / Jacobs Solutions Inc.
XJEQX / Aberdeen Japan Equity Fund, Inc
US00C4U1L353 / Mylan N.V.
PHYS / Sprott Physical Gold Trust
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
HAL / Halliburton Company
AIG / American International Group, Inc.
PHG / Koninklijke Philips N.V. - Depositary Receipt (Common Stock)
GPN / Global Payments Inc.
WEC / WEC Energy Group, Inc.
MMM / 3M Company
KFH / KKR Financial Holdings LLC
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
FISV / Fiserv, Inc.
LUMN / Lumen Technologies, Inc.
KSU / Kansas City Southern
IWM / iShares Trust - iShares Russell 2000 ETF
IJT / iShares Trust - iShares S&P Small-Cap 600 Growth ETF
KYN / Kayne Anderson Energy Infrastructure Fund, Inc.
KMP /
50063B104 / Korea Equity Fund, Inc.
KRFT /
LSI / Life Storage Inc - Registered Shares
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
IWV / iShares Trust - iShares Russell 3000 ETF
LULU / lululemon athletica inc.
MFC / Manulife Financial Corporation
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
MARKET VECTORS ETF TR / MKTVEC MORNSTR (57060U134)
MARKET VECTORS ETF TR / AGRIBUS ETF (57060U605)
MAS / Masco Corporation
TAP / Molson Coors Beverage Company
SABA / Saba Capital Income & Opportunities Fund II
APA / APA Corporation
61166W101 / Monsanto Co.
MWW / Monster Worldwide, Inc.
APF / Morgan Stanley Asia-Pacific Fund, Inc.
ONTO / Onto Innovation Inc.
NFG / National Fuel Gas Company
NOV / NOV Inc.
NGD / New Gold Inc.
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
JWN / Nordstrom, Inc.
NTI / Northern Tier Energy LP
NRF / NorthStar Realty Finance Corp.
JMF / Nuveen Energy MLP Total Return Fund
OKS / ONEOK Partners, L.P.
ONXX / Onyx Pharmaceuticals Inc
PKG / Packaging Corporation of America
PDCO / Patterson Companies, Inc.
PBA / Pembina Pipeline Corporation
OWE / Obsidian Energy Ltd.
PBR / Petróleo Brasileiro S.A. - Petrobras - Depositary Receipt (Common Stock)
CLX / The Clorox Company
PDM / Piedmont Realty Trust, Inc.
PCQ / PIMCO California Municipal Income Fund
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
PCL / PGIM ETF Trust - PGIM Corporate Bond 10+ Year ETF
POT / Potash Corp. of Saskatchewan, Inc.
POWERSHARES QQQ TRUST / UNIT SER 1 (73935A104)
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TRUST / INDL SECT PORT (73935X369)
POWERSHARES ETF TRUST / CON STAPLE SEC (73935X393)
POWERSHARES ETF TRUST / FTSE RAFI 1000 (73935X583)
POWERSHARES ETF TRUST / DYNM LRG CP VL (73935X708)
POWERSHARES ETF TRUST / INTL DIV ACHV (73935X716)
DBE / Invesco DB Multi-Sector Commodity Trust - Invesco DB Energy Fund
PAGG / PowerShares Global Agriculture Portfolio
MSLEX / Morgan Stanley Institutional Fund Trust. - MSIFT Senior Loan Portfolio USD Cls IS
74005P104 / Praxair, Inc.
OKE / ONEOK, Inc.
UYM / ProShares Trust - ProShares Ultra Materials
PROSHARES TR / ULT MSCI BRAZL (74347X120)
RALS / ProShares Trust - ProShares RAFI Long/Short
EZJ / ProShares Trust - ProShares Ultra MSCI Japan
QUANTUM FUEL SYS TECH WORLDW / (74765E208)
QCOR /
RTN / Raytheon Co.
RVT / Royce Small-Cap Trust, Inc.
RFV / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Value ETF
RFG / Invesco Exchange-Traded Fund Trust - Invesco S&P MidCap 400 Pure Growth ETF
SPDR SERIES TRUST / NUVN BRCLY MUNI (78464A458)
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
STJ / St. Jude Medical, Inc.
GSK / GSK plc - Depositary Receipt (Common Stock)
SIAL / Sigma-Aldrich Corporation
SLAB / Silicon Laboratories Inc.
82735Q102 / Silver Bay Realty Trust Corp.
SINGAPORE FD INC / (82929L109)
SIRO / Sirona Dental Systems, Inc.
SIRI / Sirius XM Holdings Inc.
SOHU / Sohu.com Limited - Depositary Receipt (Common Stock)
847560109 / Spectra Energy Corp.
GMO /
STPFQ / Suntech Power Holdings Co., Ltd.
868536103 / Supervalu, Inc.
RJA / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10
RJI / AB Svensk Exportkredit - ZC SP ETN REDEEM 24/10/2022 USD 10 - 870297801
SYT / SYLA Technologies Co., Ltd. - Depositary Receipt (Common Stock)
872307903 / TCF Financial Corporation
TAL / TAL Education Group - Depositary Receipt (Common Stock)
AXON / Axon Enterprise, Inc.
US8766641034 / Taubman Centers, Inc.
TECK.B / Teck Resources Limited
TEF / Telefónica, S.A. - Depositary Receipt (Common Stock)
TLAB / Tellabs Inc
TEI / Templeton Emerging Markets Income Fund
891894107 / Towers Watson & Co.
TWER / Towerstream Corporation
UNG / United States Natural Gas Fund, LP - Limited Partnership
VALE / Vale S.A. - Depositary Receipt (Common Stock)
920355104 / Valspar Corp.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
VBMFX / Vanguard Bond Index Funds - Vanguard Bond Index Fund Total Bond Market Index Fund
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VTR / Ventas, Inc.
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
WAG /
WRE / Washington Real Estate Investment Trust
WBMD / WebMD Health Corp.
WR / Corgi ETF Trust I - Corgi U.S. War Machine ETF
WNR / Western Refining, Inc.
WFM / Whole Foods Market, Inc.
Y / Alleghany Corp.
/ Windstream Holdings, Inc
DFJ / WisdomTree Trust - WisdomTree Japan SmallCap Dividend Fund
DFE / WisdomTree Trust - WisdomTree Europe SmallCap Dividend Fund
XYL / Xylem Inc.
AABA / Altaba Inc
YRI / Yamana Gold Inc
ARCO / Arcos Dorados Holdings Inc.
BG / Bunge Global SA
COV /
CB / Chubb Limited
00B65Z9D7 / Noble Corporation plc
BRK.A / Berkshire Hathaway Inc.
WPM / Wheaton Precious Metals Corp.
DHI / D.R. Horton, Inc.
ALKS / Alkermes plc
GEL / Genesis Energy, L.P. - Limited Partnership
BBWI / Bath & Body Works, Inc.
AMT / American Tower Corporation
TGT / Target Corporation
YUM / Yum! Brands, Inc.
AAPL / Apple Inc.
MRK / Merck & Co., Inc.
GOOGL / Alphabet Inc.
XOM / Exxon Mobil Corporation
GE / General Electric Company
A / Agilent Technologies, Inc.
XEL / Xcel Energy Inc.
BBY / Best Buy Co., Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
AEP / American Electric Power Company, Inc.
BTU / Peabody Energy Corporation
DVN / Devon Energy Corporation
DD / DuPont de Nemours, Inc.
EIX / Edison International
ENB / Enbridge Inc.
GSAT / Globalstar, Inc.
SAP / SAP SE - Depositary Receipt (Common Stock)
CAT / Caterpillar Inc.
CF / CF Industries Holdings, Inc.
PPG / PPG Industries, Inc.
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
IBM / International Business Machines Corporation
INGR / Ingredion Incorporated
MS / Morgan Stanley
PM / Philip Morris International Inc.
CAG / Conagra Brands, Inc.
QCOM / QUALCOMM Incorporated
NOC / Northrop Grumman Corporation
IWR / iShares Trust - iShares Russell Mid-Cap ETF
OTTR / Otter Tail Corporation
BAC / Bank of America Corporation
SRCL / Stericycle, Inc.
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
CDNS / Cadence Design Systems, Inc.
IWO / iShares Trust - iShares Russell 2000 Growth ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
KMB / Kimberly-Clark Corporation
SO / The Southern Company
FAST / Fastenal Company
ITW / Illinois Tool Works Inc.
KMI / Kinder Morgan, Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
ABT / Abbott Laboratories
VBK / Vanguard Index Funds - Vanguard Small-Cap Growth ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
ABBV / AbbVie Inc.
CMCSA / Comcast Corporation
CSX / CSX Corporation
LLY / Eli Lilly and Company
UPS / United Parcel Service, Inc.
PSX / Phillips 66
HD / The Home Depot, Inc.
EXPD / Expeditors International of Washington, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
ORCL / Oracle Corporation
SYY / Sysco Corporation
GOLD / Gold.com, Inc.
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
COST / Costco Wholesale Corporation
F / Ford Motor Company
GS / The Goldman Sachs Group, Inc.
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
CVS / CVS Health Corporation
WMT / Walmart Inc.
HPQ / HP Inc.
KO / The Coca-Cola Company
ALE / ALLETE, Inc.
FCX / Freeport-McMoRan Inc.
DEM / WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
PNC / The PNC Financial Services Group, Inc.
SYK / Stryker Corporation
META / Meta Platforms, Inc.
SPSC / SPS Commerce, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
CVX / Chevron Corporation
SBUX / Starbucks Corporation
MPC / Marathon Petroleum Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
HON / Honeywell International Inc.
JNJ / Johnson & Johnson
TMO / Thermo Fisher Scientific Inc.
PCAR / PACCAR Inc
NKE / NIKE, Inc.
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
CB / Chubb Limited
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
OXY / Occidental Petroleum Corporation
BSX / Boston Scientific Corporation
K / Kellanova
DSI / iShares Trust - iShares ESG MSCI KLD 400 ETF
SEE / Sealed Air Corporation
MUB / iShares Trust - iShares National Muni Bond ETF
TWO / Two Harbors Investment Corp.
T / AT&T Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
SLB / SLB N.V.
C.WSA / Citigroup, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
ECL / Ecolab Inc.
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
USB / U.S. Bancorp
GLD / SPDR Gold Shares
GIS / General Mills, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
AVGO / Broadcom Inc.
PG / The Procter & Gamble Company
FMS / Fresenius Medical Care AG - Depositary Receipt (Common Stock)
EMR / Emerson Electric Co.
AFL / Aflac Incorporated
MCY / Mercury General Corporation
PEP / PepsiCo, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
BK / The Bank of New York Mellon Corporation
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
AMAT / Applied Materials, Inc.
UNH / UnitedHealth Group Incorporated
V / Visa Inc.
MDLZ / Mondelez International, Inc.
CSM / ProShares Trust - ProShares Large Cap Core Plus
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
ADP / Automatic Data Processing, Inc.
TRV / The Travelers Companies, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
SLV / iShares Silver Trust
MDT / Medtronic plc
EW / Edwards Lifesciences Corporation