Market Value310,641,000
Total Holdings328
File Date2020-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
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Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
IXN / iShares Trust - iShares Global Tech ETF
IAU / iShares Gold Trust
FIW / First Trust Exchange-Traded Fund - First Trust Water ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
CDL / Victory Portfolios II - VictoryShares US Large Cap High Div Volatility Wtd ETF
IBD / Northern Lights Fund Trust IV - Inspire Corporate Bond ETF
ESGE / iShares, Inc. - iShares ESG Aware MSCI EM ETF
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
TOTL / SPDR Series Trust - State Street DoubleLine Total Return Tactical ETF
WTRG / Essential Utilities, Inc.
C.WSA / Citigroup, Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
GVI / iShares Trust - iShares Intermediate Government/Credit Bond ETF
SILV / SilverCrest Metals Inc.
BW / Babcock & Wilcox Enterprises, Inc.
WFC.PRL / Wells Fargo & Company - Preferred Stock
ETG / Eaton Vance Tax-Advantaged Global Dividend Income Fund
FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
GBX / The Greenbrier Companies, Inc.
STZ / Constellation Brands, Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
FGD / First Trust Exchange-Traded Fund II - First Trust Dow Jones Global Select Dividend Index Fund
JAZZ / Jazz Pharmaceuticals plc
PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
THTX / Theratechnologies Inc.
DRSK / ETF Series Solutions - Aptus Defined Risk ETF
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
CID / Victory Portfolios II - VictoryShares International High Div Volatility Wtd ETF
WWJD / Northern Lights Fund Trust IV - Inspire International ETF
IYT / iShares Trust - iShares U.S. Transportation ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
AXDX / Accelerate Diagnostics, Inc.
CAPE / DoubleLine ETF Trust - DoubleLine Shiller CAPE U.S. Equities ETF
ONEQ / Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index ETF
TPLC / The Timothy Plan - Timothy Plan US Large/Mid Cap Core ETF
ICSH / iShares U.S. ETF Trust - iShares Ultra Short Duration Bond Active ETF
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
PTN / Palatin Technologies, Inc.
DG / Dollar General Corporation
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
MAG / MAG Silver Corp.
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
NTLA / Intellia Therapeutics, Inc.
LUV / Southwest Airlines Co.
ADME / ETF Series Solutions - Aptus Drawdown Managed Equity ETF
REGN / Regeneron Pharmaceuticals, Inc.
FSZ / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Switzerland AlphaDEX Fund
TDC / Teradata Corporation
LGF.A / Lions Gate Entertainment Corp.
IP / International Paper Company
PTH / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Healthcare Momentum ETF
MCD / McDonald's Corporation
BICK / First Trust Exchange-Traded Fund III - First Trust BICK Index Fund
/ Nuveen High Income 2020 Target Term Fund
MFMS / Motley Fool Funds Trust - MFAM Small-Cap Growth ETF
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
SUN / Sunoco LP - Limited Partnership
SVVC / Firsthand Technology Value Fund, Inc.
HDMV / First Trust Exchange-Traded Fund III-First Trust Horizon Managed Volatility Developed Int ETF
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
110122157 / Bristol Meyers Squibb CVR Exp. 12/31/2020
US46138J5020 / Invesco BulletShares 2020 Corporate Bond ETF
TPHD / The Timothy Plan - Timothy Plan High Dividend Stock ETF
PGR / The Progressive Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
ETSY / Etsy, Inc.
TXN / Texas Instruments Incorporated
DOCU / DocuSign, Inc.
MNA / New York Life Investments ETF Trust - NYLI Merger Arbitrage ETF
GIS / General Mills, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
MMM / 3M Company
WM / Waste Management, Inc.
SPCE / Virgin Galactic Holdings, Inc.
AMT / American Tower Corporation
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
NYMT / New York Mortgage Trust, Inc.
ISCG / iShares Trust - iShares Morningstar Small-Cap Growth ETF
BOX / Box, Inc.
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
NTNX / Nutanix, Inc.
IBDM / BlackRock Institutional Trust Company N.A. - iShares iBonds Dec 2021 Term Corporate ETF
NBEV / NewAge Inc
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
DFS / Discover Financial Services
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
GOOGL / Alphabet Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
QCOM / QUALCOMM Incorporated
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
MO / Altria Group, Inc.
PTBD / Pacer Funds Trust - Pacer Trendpilot US Bond ETF
GLD / SPDR Gold Shares
CAT / Caterpillar Inc.
JNJ / Johnson & Johnson
D / Dominion Energy, Inc.
ABBV / AbbVie Inc.
VTWO / Vanguard Scottsdale Funds - Vanguard Russell 2000 ETF
STIP / iShares Trust - iShares 0-5 Year TIPS Bond ETF
HON / Honeywell International Inc.
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
MRK / Merck & Co., Inc.
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
AMZN / Amazon.com, Inc.
IEI / iShares Trust - iShares 3-7 Year Treasury Bond ETF
AME / AMETEK, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
TLH / iShares Trust - iShares 10-20 Year Treasury Bond ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
ARKK / ARK ETF Trust - ARK Innovation ETF
PIE / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Emerging Markets Momentum ETF
VLO / Valero Energy Corporation
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
BAC / Bank of America Corporation
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
MBB / iShares Trust - iShares MBS ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
BMY / Bristol-Myers Squibb Company
KMI / Kinder Morgan, Inc.
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
DNP / DNP Select Income Fund Inc.
NXTG / First Trust Exchange-Traded Fund II - First Trust Indxx NextG ETF
MA / Mastercard Incorporated
COST / Costco Wholesale Corporation
HD / The Home Depot, Inc.
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
FSLY / Fastly, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
XOM / Exxon Mobil Corporation
EVN / Eaton Vance Municipal Income Trust
IWN / iShares Trust - iShares Russell 2000 Value ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
PG / The Procter & Gamble Company
V / Visa Inc.
GOOG / Alphabet Inc.
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
AVGO / Broadcom Inc.
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
AAPL / Apple Inc.
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MSFT / Microsoft Corporation
CSCO / Cisco Systems, Inc.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
DUK / Duke Energy Corporation
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
WFC / Wells Fargo & Company
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
SLV / iShares Silver Trust
VHT / Vanguard World Fund - Vanguard Health Care ETF
UNP / Union Pacific Corporation
FNOV / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - November
BP / BP p.l.c. - Depositary Receipt (Common Stock)
CHTR / Charter Communications, Inc.
CMCSA / Comcast Corporation
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
DGRO / iShares Trust - iShares Core Dividend Growth ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
ABT / Abbott Laboratories
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
HSY / The Hershey Company
CMI / Cummins Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
TSLA / Tesla, Inc.
MELI / MercadoLibre, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
FPEI / First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF
BOTZ / Global X Funds - Global X Robotics & Artificial Intelligence ETF
SPMO / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Momentum ETF
HYMB / SPDR Series Trust - State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
ARKF / ARK ETF Trust - ARK Blockchain & Fintech Innovation ETF
EFG / iShares Trust - iShares MSCI EAFE Growth ETF
DE / Deere & Company
BXMX / Nuveen S&P 500 Buy-Write Income Fund
PYPL / PayPal Holdings, Inc.
VGM / Invesco Trust for Investment Grade Municipals
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IYW / iShares Trust - iShares U.S. Technology ETF
ORCL / Oracle Corporation
LDSF / First Trust Exchange-Traded Fund VIII - First Trust Low Duration Strategic Focus ETF
UFOX / ETF Series Solutions - Defiance AI & Connective Tech ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
ESGU / iShares Trust - iShares ESG Aware MSCI USA ETF
BRK.B / Berkshire Hathaway Inc.
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
NVDA / NVIDIA Corporation
ISTB / iShares Trust - iShares Core 1-5 Year USD Bond ETF
RQI / Cohen & Steers Quality Income Realty Fund, Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
ADBE / Adobe Inc.
UPS / United Parcel Service, Inc.
INTC / Intel Corporation
HDV / iShares Trust - iShares Core High Dividend ETF
VZ / Verizon Communications Inc.
CSX / CSX Corporation
LMT / Lockheed Martin Corporation
LRGF / iShares Trust - iShares U.S. Equity Factor ETF
BA / The Boeing Company
EMR / Emerson Electric Co.
HUM / Humana Inc.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
ACN / Accenture plc
INFY / Infosys Limited - Depositary Receipt (Common Stock)
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
PPBT / Purple Biotech Ltd - Depositary Receipt (Common Stock)
FTXR / First Trust Exchange-Traded Fund VI - First Trust Nasdaq Transportation ETF
QQEW / First Trust Exchange-Traded Fund -First Trust Nasdaq-100 Select Equal Weight ETF
ZM / Zoom Communications, Inc.
JD / JD.com, Inc. - Depositary Receipt (Common Stock)
SHM / SPDR Series Trust - State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
PFE / Pfizer Inc.
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
IVV / iShares Trust - iShares Core S&P 500 ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
TIP / iShares Trust - iShares TIPS Bond ETF
LOW / Lowe's Companies, Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
IWR / iShares Trust - iShares Russell Mid-Cap ETF
T / AT&T Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
WMT / Walmart Inc.
ARKG / ARK ETF Trust - ARK Genomic Revolution ETF
FHLC / Fidelity Covington Trust - Fidelity MSCI Health Care Index ETF
BX / Blackstone Inc.
UNH / UnitedHealth Group Incorporated
OLED / Universal Display Corporation
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
PTLC / Pacer Funds Trust - Pacer Trendpilot US Large Cap ETF
HYD / VanEck ETF Trust - VanEck High Yield Muni ETF
MNR / Mach Natural Resources LP
IMCG / iShares Trust - iShares Morningstar Mid-Cap Growth ETF
LLY / Eli Lilly and Company
XYZ / Block, Inc.
VYMI / Vanguard Whitehall Funds - Vanguard International High Dividend Yield ETF
FIXD / First Trust Exchange-Traded Fund VIII - First Trust Smith Opportunistic Fixed Income ETF
FGM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Germany AlphaDEX Fund
VDC / Vanguard World Fund - Vanguard Consumer Staples ETF
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
ARKQ / ARK ETF Trust - ARK Autonomous Technology & Robotics ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
SPDW / SPDR Index Shares Funds - State Street SPDR Portfolio Developed World ex-US ETF
META / Meta Platforms, Inc.
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
SHV / iShares Trust - iShares 0-1 Year Treasury Bond ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
DIS / The Walt Disney Company
TMO / Thermo Fisher Scientific Inc.
NFLX / Netflix, Inc.
PEP / PepsiCo, Inc.
DOW / Dow Inc.
NKE / NIKE, Inc.
F / Ford Motor Company
CEF / Sprott Physical Gold and Silver Trust
SPY / State Street SPDR S&P 500 ETF Trust
AMGN / Amgen Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
SO / The Southern Company
NEE / NextEra Energy, Inc.
ED / Consolidated Edison, Inc.
CRWD / CrowdStrike Holdings, Inc.
SPEM / SPDR Index Shares Funds - State Street SPDR Portfolio Emerging Markets ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
GLW / Corning Incorporated
ALB / Albemarle Corporation
ETN / Eaton Corporation plc
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
VV / Vanguard Index Funds - Vanguard Large-Cap ETF
TDIV / First Trust Exchange-Traded Fund VI - First Trust NASDAQ Technology Dividend Index Fund
IHI / iShares Trust - iShares U.S. Medical Devices ETF
CVS / CVS Health Corporation
UTG / Reaves Utility Income Fund
CRM / Salesforce, Inc.
SE / Sea Limited - Depositary Receipt (Common Stock)
IBM / International Business Machines Corporation
FAUG / First Trust Exchange-Traded Fund VIII - FT Vest U.S. Equity Buffer ETF - August
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
JPM / JPMorgan Chase & Co.
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
ET / Energy Transfer LP - Limited Partnership
SBUX / Starbucks Corporation
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
CVX / Chevron Corporation
SHOP / Shopify Inc.
PM / Philip Morris International Inc.
XAR / SPDR Series Trust - State Street SPDR S&P Aerospace & Defense ETF
BTG / B2Gold Corp.
PHYS / Sprott Physical Gold Trust
CSB / Victory Portfolios II - VictoryShares US Small Cap High Div Volatility Wtd ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
RSPH / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight Health Care ETF
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
MDT / Medtronic plc
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
KO / The Coca-Cola Company
IWO / iShares Trust - iShares Russell 2000 Growth ETF
TSE / Trinseo PLC
GNPX / Genprex, Inc.
VTV / Vanguard Index Funds - Vanguard Value ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF