Market Value160,074,000
Total Holdings255
File Date2019-11-12
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
XYZ / Block, Inc.
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
KR / The Kroger Co.
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
CBRL / Cracker Barrel Old Country Store, Inc.
LAND / Gladstone Land Corporation
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
BLES / Northern Lights Fund Trust IV - Inspire Global Hope ETF
CSF / Victory Portfolios II - VictoryShares US Discovery Enhanced Volatility Wtd ETF
SVVC / Firsthand Technology Value Fund, Inc.
AXDX / Accelerate Diagnostics, Inc.
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
CNCR / ETF Series Solutions - Range Cancer Therapeutics ETF
BOX / Box, Inc.
MFL / BlackRock MuniHoldings Investment Quality Fund
US09254R1041 / BlackRock MuniYield Investment Fund
JCO / Nuveen Credit Opportunities 2022 Target Term Fund
US74348TAR32 / Prospect Capital Corp. 4.95% Bond due 2022-07-15
FTVA / Aptus Fortified Value ETF
US19421R2004 / Collectors Universe, Inc.
US85571BAH87 / Starwood Property Trust Inc Bond
US74348TAQ58 / Prospect Capital Corp. 4.75% Bond due 2020-04-15
PBP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 BuyWrite ETF
ACB / Aurora Cannabis Inc.
HDMV / First Trust Exchange-Traded Fund III-First Trust Horizon Managed Volatility Developed Int ETF
NIO / NIO Inc. - Depositary Receipt (Common Stock)
LGF.A / Lions Gate Entertainment Corp.
JAZZ / Jazz Pharmaceuticals plc
RTN / Raytheon Co.
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
CIZ / Victory Portfolios II - VictoryShares Developed Enhanced Volatility Wtd ETF
VER / VEREIT Inc
FBZ / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Brazil AlphaDEX Fund
KBWR / Invesco Exchange-Traded Fund Trust II - Invesco Bloomberg Financial Data Providers ETF
IEHS / BlackRock Institutional Trust Company N.A. - iShares Evolved U.S. Healthcare Staples ETF
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
MLNX / Mellanox Technologies, Ltd.
BICK / First Trust Exchange-Traded Fund III - First Trust BICK Index Fund
NTNX / Nutanix, Inc.
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
OLED / Universal Display Corporation
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
RHT / Red Hat, Inc.
ZM / Zoom Communications, Inc.
GOOG / Alphabet Inc.
HYMB / SPDR Series Trust - State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
IYW / iShares Trust - iShares U.S. Technology ETF
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
FIXD / First Trust Exchange-Traded Fund VIII - First Trust Smith Opportunistic Fixed Income ETF
MUE / BlackRock MuniHoldings Quality Fund II, Inc.
CAT / Caterpillar Inc.
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
AEP / American Electric Power Company, Inc.
D / Dominion Energy, Inc.
MRK / Merck & Co., Inc.
SHOP / Shopify Inc.
BA / The Boeing Company
IVW / iShares Trust - iShares S&P 500 Growth ETF
AMZN / Amazon.com, Inc.
CVS / CVS Health Corporation
ARKK / ARK ETF Trust - ARK Innovation ETF
VLO / Valero Energy Corporation
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
VUG / Vanguard Index Funds - Vanguard Growth ETF
FLTR / VanEck ETF Trust - VanEck IG Floating Rate ETF
WFC / Wells Fargo & Company
T / AT&T Inc.
PPA / Invesco Exchange-Traded Fund Trust - Invesco Aerospace & Defense ETF
MA / Mastercard Incorporated
HD / The Home Depot, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
HDV / iShares Trust - iShares Core High Dividend ETF
NVDA / NVIDIA Corporation
AVGO / Broadcom Inc.
UNP / Union Pacific Corporation
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
CMCSA / Comcast Corporation
CRM / Salesforce, Inc.
IWB / iShares Trust - iShares Russell 1000 ETF
STWD / Starwood Property Trust, Inc.
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
PHYS / Sprott Physical Gold Trust
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
QUAL / iShares Trust - iShares MSCI USA Quality Factor ETF
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
FGM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Germany AlphaDEX Fund
FBMS / The First Bancshares, Inc.
WPC / W. P. Carey Inc.
IHI / iShares Trust - iShares U.S. Medical Devices ETF
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
PFE / Pfizer Inc.
HACK / Amplify ETF Trust - Amplify Cybersecurity ETF
IAU / iShares Gold Trust
LLY / Eli Lilly and Company
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
BAB / Invesco Exchange-Traded Fund Trust II - Invesco Taxable Municipal Bond ETF
HBAN / Huntington Bancshares Incorporated
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
STZ / Constellation Brands, Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
SPMO / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Momentum ETF
C / Citigroup Inc.
CID / Victory Portfolios II - VictoryShares International High Div Volatility Wtd ETF
CAPE / DoubleLine ETF Trust - DoubleLine Shiller CAPE U.S. Equities ETF
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
ADME / ETF Series Solutions - Aptus Drawdown Managed Equity ETF
FDEU / First Trust Dynamic Europe Equity Income Fund
DUK / Duke Energy Corporation
DOW / Dow Inc.
CSB / Victory Portfolios II - VictoryShares US Small Cap High Div Volatility Wtd ETF
ACWI / iShares Trust - iShares MSCI ACWI ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
GOVT / iShares Trust - iShares U.S. Treasury Bond ETF
PGX / Invesco Exchange-Traded Fund Trust II - Invesco Preferred ETF
FEM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets AlphaDEX Fund
CDL / Victory Portfolios II - VictoryShares US Large Cap High Div Volatility Wtd ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
DNP / DNP Select Income Fund Inc.
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
PFI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Financial Momentum ETF
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
MDT / Medtronic plc
BRK.B / Berkshire Hathaway Inc.
DGRO / iShares Trust - iShares Core Dividend Growth ETF
MNR / Mach Natural Resources LP
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
BXMX / Nuveen S&P 500 Buy-Write Income Fund
OXY / Occidental Petroleum Corporation
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
F / Ford Motor Company
GM / General Motors Company
NTLA / Intellia Therapeutics, Inc.
NTR / Nutrien Ltd.
EMR / Emerson Electric Co.
MDIV / First Trust Exchange-Traded Fund VI - Multi-Asset Diversified Income Index Fund
FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
TOTL / SPDR Series Trust - State Street DoubleLine Total Return Tactical ETF
XOM / Exxon Mobil Corporation
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
WTRG / Essential Utilities, Inc.
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
ETSY / Etsy, Inc.
SPAB / SPDR Series Trust - State Street SPDR Portfolio Aggregate Bond ETF
VPU / Vanguard World Fund - Vanguard Utilities ETF
XAR / SPDR Series Trust - State Street SPDR S&P Aerospace & Defense ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
HON / Honeywell International Inc.
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
BAC.PRL / Bank of America Corporation - Preferred Stock
IVE / iShares Trust - iShares S&P 500 Value ETF
SO / The Southern Company
ALB / Albemarle Corporation
PEP / PepsiCo, Inc.
V / Visa Inc.
DIS / The Walt Disney Company
CMI / Cummins Inc.
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
IXN / iShares Trust - iShares Global Tech ETF
HYLS / First Trust Exchange-Traded Fund IV - First Trust Tactical High Yield ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
QCOM / QUALCOMM Incorporated
PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
TIP / iShares Trust - iShares TIPS Bond ETF
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
VOT / Vanguard Index Funds - Vanguard Mid-Cap Growth ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
DRSK / ETF Series Solutions - Aptus Defined Risk ETF
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
FPEI / First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
RTX / RTX Corporation
META / Meta Platforms, Inc.
GNPX / Genprex, Inc.
CSCO / Cisco Systems, Inc.
JNJ / Johnson & Johnson
MCD / McDonald's Corporation
SPY / State Street SPDR S&P 500 ETF Trust
AMGN / Amgen Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
NFLX / Netflix, Inc.
CVX / Chevron Corporation
INFY / Infosys Limited - Depositary Receipt (Common Stock)
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
GLW / Corning Incorporated
JPM / JPMorgan Chase & Co.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
VTWO / Vanguard Scottsdale Funds - Vanguard Russell 2000 ETF
FVD / First Trust Exchange-Traded Fund - First Trust Value Line Dividend Index Fund
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
BX / Blackstone Inc.
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
INTC / Intel Corporation
IBM / International Business Machines Corporation
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
LRGF / iShares Trust - iShares U.S. Equity Factor ETF
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
BAC / Bank of America Corporation
FSZ / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Switzerland AlphaDEX Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
MO / Altria Group, Inc.
PYPL / PayPal Holdings, Inc.
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
GOOGL / Alphabet Inc.
PM / Philip Morris International Inc.
AAPL / Apple Inc.
LMT / Lockheed Martin Corporation
KMI / Kinder Morgan, Inc.
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
UTG / Reaves Utility Income Fund
ETN / Eaton Corporation plc
WMT / Walmart Inc.
GLD / SPDR Gold Shares
WFC.PRL / Wells Fargo & Company - Preferred Stock
EFA / iShares Trust - iShares MSCI EAFE ETF
DGRW / WisdomTree Trust - WisdomTree U.S. Quality Dividend Growth Fund
HSY / The Hershey Company
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
ENB / Enbridge Inc.
UPS / United Parcel Service, Inc.
IYR / iShares Trust - iShares U.S. Real Estate ETF
MSFT / Microsoft Corporation
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
ABBV / AbbVie Inc.
CSX / CSX Corporation
KO / The Coca-Cola Company
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
IWM / iShares Trust - iShares Russell 2000 ETF
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
COST / Costco Wholesale Corporation
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
PG / The Procter & Gamble Company
MMM / 3M Company
UNH / UnitedHealth Group Incorporated
VZ / Verizon Communications Inc.
FXU / First Trust Exchange-Traded AlphaDEX Fund - First Trust Utilities AlphaDEX Fund