Market Value103,633,000
Total Holdings199
File Date2019-01-15
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CFO / Victory Portfolios II - VictoryShares US 500 Enhanced Volatility Wtd ETF
SCHA / Schwab Strategic Trust - Schwab U.S. Small-Cap ETF
US33740K1016 / First Trust Senior Floating Rate 2022 Target Term Fund
/ BlackRock Municipal 2020 Term Trust
KBWR / Invesco Exchange-Traded Fund Trust II - Invesco Bloomberg Financial Data Providers ETF
US74348TAQ58 / Prospect Capital Corp. 4.75% Bond due 2020-04-15
FNK / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Value AlphaDEX Fund
IEHS / BlackRock Institutional Trust Company N.A. - iShares Evolved U.S. Healthcare Staples ETF
DLB / Dolby Laboratories, Inc.
FTVA / Aptus Fortified Value ETF
US19421R2004 / Collectors Universe, Inc.
IXN / iShares Trust - iShares Global Tech ETF
SVVC / Firsthand Technology Value Fund, Inc.
EEMO / Invesco Exchange-Traded Fund Trust II - Invesco S&P Emerging Markets Momentum ETF
PIZ / Invesco Exchange-Traded Fund Trust II - Invesco Dorsey Wright Developed Markets Momentum ETF
TTEK / Tetra Tech, Inc.
MJ / Amplify ETF Trust - Amplify Alternative Harvest ETF
CSF / Victory Portfolios II - VictoryShares US Discovery Enhanced Volatility Wtd ETF
RTN / Raytheon Co.
VER / VEREIT Inc
GRUB / Just Eat Takeaway.com N.V. - ADR (New)
FBZ / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Brazil AlphaDEX Fund
NUVEEN HGH INC DEC18 TRGT TR / C (67075P103)
DHY / Credit Suisse High Yield Credit Fund
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
DES / WisdomTree Trust - WisdomTree U.S. SmallCap Dividend Fund
LGF.A / Lions Gate Entertainment Corp.
FYX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Core AlphaDEX Fund
SCHM / Schwab Strategic Trust - Schwab U.S. Mid-Cap ETF
CIZ / Victory Portfolios II - VictoryShares Developed Enhanced Volatility Wtd ETF
CNCR / ETF Series Solutions - Range Cancer Therapeutics ETF
AA / Alcoa Corporation
FNI / First Trust Exchange-Traded Fund III - First Trust Chindia ETF
BICK / First Trust Exchange-Traded Fund III - First Trust BICK Index Fund
BOX / Box, Inc.
MTUM / iShares Trust - iShares MSCI USA Momentum Factor ETF
JAZZ / Jazz Pharmaceuticals plc
US67077N1063 / Nuveen High Income November 2021 Target Term Fund
ESRX / Express Scripts Holding Co.
RHT / Red Hat, Inc.
HDV / iShares Trust - iShares Core High Dividend ETF
DISH / DISH Network Corporation
FEX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Core AlphaDEX Fund
OLED / Universal Display Corporation
KLIC / Kulicke and Soffa Industries, Inc.
GOOGL / Alphabet Inc.
CAT / Caterpillar Inc.
D / Dominion Energy, Inc.
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
MOAT / VanEck ETF Trust - VanEck Morningstar Wide Moat ETF
SOXX / iShares Trust - iShares Semiconductor ETF
ARKK / ARK ETF Trust - ARK Innovation ETF
FJP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Japan AlphaDEX Fund
RTX / RTX Corporation
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
IVE / iShares Trust - iShares S&P 500 Value ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SCHE / Schwab Strategic Trust - Schwab Emerging Markets Equity ETF
VGLT / Vanguard Scottsdale Funds - Vanguard Long-Term Treasury ETF
NEE / NextEra Energy, Inc.
FBT / First Trust Exchange-Traded Fund - First Trust NYSE Arca Biotechnology Index Fund
FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
NEAR / iShares U.S. ETF Trust - iShares Short Duration Bond Active ETF
IAU / iShares Gold Trust
FNY / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Growth AlphaDEX Fund
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
HD / The Home Depot, Inc.
IBM / International Business Machines Corporation
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VEU / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US ETF
NVDA / NVIDIA Corporation
PG / The Procter & Gamble Company
PSCH / Invesco Exchange-Traded Fund Trust II - Invesco S&P SmallCap Health Care ETF
IJS / iShares Trust - iShares S&P Small-Cap 600 Value ETF
AXDX / Accelerate Diagnostics, Inc.
CAPE / DoubleLine ETF Trust - DoubleLine Shiller CAPE U.S. Equities ETF
ADME / ETF Series Solutions - Aptus Drawdown Managed Equity ETF
QCOM / QUALCOMM Incorporated
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
FDEU / First Trust Dynamic Europe Equity Income Fund
FGM / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Germany AlphaDEX Fund
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
SO / The Southern Company
SKYY / First Trust Exchange-Traded Fund II - First Trust Cloud Computing ETF
T / AT&T Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
LMBS / First Trust Exchange-Traded Fund IV - First Trust Low Duration Opportunities ETF
VTV / Vanguard Index Funds - Vanguard Value ETF
DOW / Dow Inc.
CDC / Lehman Abs Corp Backed Trust Certs Ser 2001-19 - Preferred Security
ETSY / Etsy, Inc.
GILD / Gilead Sciences, Inc.
PEZ / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Consumer Cyclicals Momentum ETF
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
VPL / Vanguard International Equity Index Funds - Vanguard FTSE Pacific ETF
CSCO / Cisco Systems, Inc.
FPEI / First Trust Exchange-Traded Fund III - First Trust Institutional Preferred Securities and Income ETF
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
MNR / Mach Natural Resources LP
HON / Honeywell International Inc.
FXN / First Trust Exchange-Traded AlphaDEX Fund - First Trust Energy AlphaDEX Fund
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
BXMX / Nuveen S&P 500 Buy-Write Income Fund
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
XLB / The Select Sector SPDR Trust - State Street Materials Select Sector SPDR ETF
TIP / iShares Trust - iShares TIPS Bond ETF
NTR / Nutrien Ltd.
LOW / Lowe's Companies, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
EEMV / iShares, Inc. - iShares MSCI Emerging Markets Min Vol Factor ETF
ALB / Albemarle Corporation
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
ARKW / ARK ETF Trust - ARK Next Generation Internet ETF
ETN / Eaton Corporation plc
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
MA / Mastercard Incorporated
PTF / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Technology Momentum ETF
HSY / The Hershey Company
WFC.PRL / Wells Fargo & Company - Preferred Stock
V / Visa Inc.
CMI / Cummins Inc.
XOM / Exxon Mobil Corporation
BA / The Boeing Company
PYPL / PayPal Holdings, Inc.
BRK.B / Berkshire Hathaway Inc.
NTLA / Intellia Therapeutics, Inc.
CMCSA / Comcast Corporation
KMI / Kinder Morgan, Inc.
MO / Altria Group, Inc.
UTG / Reaves Utility Income Fund
CSX / CSX Corporation
GLW / Corning Incorporated
MSFT / Microsoft Corporation
ABBV / AbbVie Inc.
WMT / Walmart Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
AMD / Advanced Micro Devices, Inc.
VAW / Vanguard World Fund - Vanguard Materials ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
XYZ / Block, Inc.
TOTL / SPDR Series Trust - State Street DoubleLine Total Return Tactical ETF
FTSL / First Trust Exchange-Traded Fund IV - First Trust Senior Loan Fund
SCHV / Schwab Strategic Trust - Schwab U.S. Large-Cap Value ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
FV / First Trust Exchange-Traded Fund VI - First Trust Dorsey Wright Focus 5 ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
VCIT / Vanguard Scottsdale Funds - Vanguard Intermediate-Term Corporate Bond ETF
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
PRN / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Industrials Momentum ETF
FXR / First Trust Exchange-Traded AlphaDEX Fund - First Trust Industrials/Producer Durables AlphaDEX Fund
SCHG / Schwab Strategic Trust - Schwab U.S. Large-Cap Growth ETF
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
XAR / SPDR Series Trust - State Street SPDR S&P Aerospace & Defense ETF
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IGIB / iShares Trust - iShares 5-10 Year Investment Grade Corporate Bond ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
FPX / First Trust Exchange-Traded Fund - First Trust US Equity Opportunities ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IWM / iShares Trust - iShares Russell 2000 ETF
QQQ / Invesco QQQ Trust, Series 1
FDN / First Trust Exchange-Traded Fund - First Trust Dow Jones Internet Index Fund
TLT / iShares Trust - iShares 20+ Year Treasury Bond ETF
AMZN / Amazon.com, Inc.
HBAN / Huntington Bancshares Incorporated
KR / The Kroger Co.
FCVT / First Trust Exchange-Traded Fund IV - First Trust SSI Strategic Convertible Securities ETF
STZ / Constellation Brands, Inc.
PDI / PIMCO Dynamic Income Fund
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
NTNX / Nutanix, Inc.
PHYS / Sprott Physical Gold Trust
IBB / iShares Trust - iShares Biotechnology ETF
FDT / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Developed Markets ex-US AlphaDEX Fund
GNPX / Genprex, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
C / Citigroup Inc.
LRGF / iShares Trust - iShares U.S. Equity Factor ETF
BAC / Bank of America Corporation
CRM / Salesforce, Inc.
GOOG / Alphabet Inc.
JNJ / Johnson & Johnson
MRK / Merck & Co., Inc.
SHOP / Shopify Inc.
PEP / PepsiCo, Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
INTC / Intel Corporation
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
VLO / Valero Energy Corporation
AVGO / Broadcom Inc.
PFE / Pfizer Inc.
FXH / First Trust Exchange-Traded AlphaDEX Fund - First Trust Health Care AlphaDEX Fund
CVX / Chevron Corporation
DIS / The Walt Disney Company
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
IWN / iShares Trust - iShares Russell 2000 Value ETF
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
FSZ / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Switzerland AlphaDEX Fund
BAC.PRL / Bank of America Corporation - Preferred Stock
MGC / Vanguard World Fund - Vanguard Mega Cap ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
UPS / United Parcel Service, Inc.
LMT / Lockheed Martin Corporation
FTSM / First Trust Exchange Traded Fund IV - First Trust Enhanced Short Maturity ETF
DUK / Duke Energy Corporation
BX / Blackstone Inc.
AMGN / Amgen Inc.
GM / General Motors Company
FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
IWB / iShares Trust - iShares Russell 1000 ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
FEP / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Europe AlphaDEX Fund
AAPL / Apple Inc.
UNH / UnitedHealth Group Incorporated
VZ / Verizon Communications Inc.
SPY / State Street SPDR S&P 500 ETF Trust
NXPI / NXP Semiconductors N.V.
JPM / JPMorgan Chase & Co.
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
FNX / First Trust Exchange-Traded AlphaDEX Fund - First Trust Mid Cap Core AlphaDEX Fund
META / Meta Platforms, Inc.
F / Ford Motor Company
VGT / Vanguard World Fund - Vanguard Information Technology ETF
PM / Philip Morris International Inc.
INFY / Infosys Limited - Depositary Receipt (Common Stock)
COST / Costco Wholesale Corporation
LIT / Global X Funds - Global X Lithium & Battery Tech ETF
QTEC / First Trust Exchange-Traded Fund - First Trust NASDAQ-100-Technology Sector Index Fund
FXL / First Trust Exchange-Traded AlphaDEX Fund - First Trust Technology AlphaDEX Fund
NFLX / Netflix, Inc.