Market Value145,343,000
Total Holdings67
File Date2013-11-04
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
WM / Waste Management, Inc.
AMLP / ALPS ETF Trust - Alerian MLP ETF
COP / ConocoPhillips
ALU / Alcatel Lucent
XOM / Exxon Mobil Corporation
US0268741560 / American International Group, Inc. Warrants
NLY / Annaly Capital Management, Inc.
EWC / iShares, Inc. - iShares MSCI Canada ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
BHI / Baker Hughes Inc.
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
EBAY / eBay Inc.
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
BKCC / BlackRock Capital Investment Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
SLV / iShares Silver Trust
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF
DXJ / WisdomTree Trust - WisdomTree Japan Hedged Equity Fund
LUMN / Lumen Technologies, Inc.
XLB / The Select Sector SPDR Trust - State Street Materials Select Sector SPDR ETF
CIM / Chimera Investment Corporation
PG / The Procter & Gamble Company
COLE / Cole Office & Industrial REIT (CCIT II) Inc - Class A
BIDU / Baidu, Inc. - Depositary Receipt (Common Stock)
SHV / iShares Trust - iShares 0-1 Year Treasury Bond ETF
CURRENCYSHS JAPANESE YEN TR / JAPANESE YEN (23130A102)
WMT / Walmart Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
META / Meta Platforms, Inc.
BX / Blackstone Inc.
KO / The Coca-Cola Company
IWR / iShares Trust - iShares Russell Mid-Cap ETF
DUK / Duke Energy Corporation
HD / The Home Depot, Inc.
UNH / UnitedHealth Group Incorporated
SXL / Sunoco Logistics Partners L.P.
OCSL / Oaktree Specialty Lending Corporation
TDTT / FlexShares Trust - FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
FTR / Frontier Communications Corp.
BRK.B / Berkshire Hathaway Inc.
GXG / Global X Funds - Global X MSCI Colombia ETF
OPI / Office Properties Income Trust
HTA / Healthcare Realty Trust Inc - Class A
HBAN / Huntington Bancshares Incorporated
ING / ING Groep N.V. - Depositary Receipt (Common Stock)
IOSP / Innospec Inc.
IAU / iShares Gold Trust
EPP / iShares, Inc. - iShares MSCI Pacific ex Japan ETF
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
SHY / iShares Trust - iShares 1-3 Year Treasury Bond ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
T / AT&T Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
CMCSA / Comcast Corporation
XLI / The Select Sector SPDR Trust - State Street Industrial Select Sector SPDR ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IDU / iShares Trust - iShares U.S. Utilities ETF
IJJ / iShares Trust - iShares S&P Mid-Cap 400 Value ETF
IYW / iShares Trust - iShares U.S. Technology ETF
IYR / iShares Trust - iShares U.S. Real Estate ETF
IYJ / iShares Trust - iShares U.S. Industrials ETF
IYH / iShares Trust - iShares U.S. Healthcare ETF
IYF / iShares Trust - iShares U.S. Financials ETF
IYE / iShares Trust - iShares U.S. Energy ETF
IYK / iShares Trust - iShares U.S. Consumer Staples ETF
HYG / iShares Trust - iShares iBoxx $ High Yield Corporate Bond ETF
MBB / iShares Trust - iShares MBS ETF
FLOT / iShares Trust - iShares Floating Rate Bond ETF
KMP /
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
VZ / Verizon Communications Inc.
IEF / iShares Trust - iShares 7-10 Year Treasury Bond ETF
UNP / Union Pacific Corporation
LINE / Lineage, Inc.
MMP / Magellan Midstream Partners L.P.
MARKET VECTORS ETF TR / GOLD MINER ETF (57060U100)
AMGN / Amgen Inc.
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
PSX / Phillips 66
MCP /
NOK / Nokia Oyj - Depositary Receipt (Common Stock)
PCG / PG&E Corporation
PPL / Pembina Pipeline Corporation
POM / Pomdoctor Limited - Depositary Receipt (Common Stock)
PDM / Piedmont Realty Trust, Inc.
DBC / Invesco DB Commodity Index Tracking Fund
POWERSHARES ETF TRUST / GBL LSTD PVT EQT (73935X195)
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
DBP / Invesco DB Multi-Sector Commodity Trust - Invesco DB Precious Metals Fund
POWERSHARES GLOBAL ETF FD / S&P 500 BUYWRT (73936G308)
POWERSHARES GLOBAL ETF TRUST / AGG PFD PORT (73936T565)
POWERSHARES GLOBAL ETF TRUST / SOVEREIGN DEBT (73936T573)
PROSHARES TR II / UL VIXSTFUT ETF (74347W379)
SVXY / ProShares Trust II - ProShares Short VIX Short-Term Futures ETF
TBF / ProShares Trust - ProShares Short 20+ Year Treasury
REEMF / Rare Element Resources Ltd.
O / Realty Income Corporation
XUTGX / Reaves Utility Income Fund
US30068N1054 / Exantas Capital Corp.
RPAI / Retail Properties of America Inc - Class A
RAI / Reynolds American, Inc.
RWX / SPDR Index Shares Funds - State Street SPDR Dow Jones International Real Estate ETF
GWX / SPDR Index Shares Funds - State Street SPDR S&P International Small Cap ETF
BWX / SPDR Series Trust - State Street SPDR Bloomberg International Treasury Bond ETF
RWR / SPDR Series Trust - State Street SPDR Dow Jones REIT ETF
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
82735Q102 / Silver Bay Realty Trust Corp.
WPM / Wheaton Precious Metals Corp.
SCCO / Southern Copper Corporation
SXC / SunCoke Energy, Inc.
TRP / TC Energy Corporation
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
TWO / Two Harbors Investment Corp.
UNG / United States Natural Gas Fund, LP - Limited Partnership
VANGUARD INDEX FDS / S&P 500 ETF SH (922908413)
VODPF / Vodafone Group Public Limited Company
JNJ / Johnson & Johnson
WGL / WGL Holdings, Inc.
MSFT / Microsoft Corporation
YELP / Yelp Inc.
TGP / Teekay LNG Partners LP - Unit
XHB / SPDR Series Trust - State Street SPDR S&P Homebuilders ETF
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
CRM / Salesforce, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SPY / State Street SPDR S&P 500 ETF Trust
BAC / Bank of America Corporation
GE / General Electric Company
SYY / Sysco Corporation
NCV / Virtus Convertible & Income Fund
CVX / Chevron Corporation
ORCL / Oracle Corporation
NKE / NIKE, Inc.
AAPL / Apple Inc.
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF