Market Value819,084,000
Total Holdings318
File Date2019-10-23
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
MHD / BlackRock MuniHoldings Fund, Inc.
PACW / Pacwest Bancorp
DVY / iShares Trust - iShares Select Dividend ETF
IHI / iShares Trust - iShares U.S. Medical Devices ETF
RYDAF / Shell plc
XLRE / The Select Sector SPDR Trust - State Street Real Estate Select Sector SPDR ETF
BRK.A / Berkshire Hathaway Inc.
PG / The Procter & Gamble Company
FFC / Flaherty & Crumrine Preferred Securities Income Fund Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
ARTPRICE.COM ORDF / (F0405C108)
LCI / Lannett Co., Inc.
MMM / 3M Company
TNA / Direxion Shares ETF Trust - Direxion Daily Small Cap Bull 3X ETF
BAC / Bank of America Corporation
UNH / UnitedHealth Group Incorporated
CSCO / Cisco Systems, Inc.
SPY / State Street SPDR S&P 500 ETF Trust
AAPL / Apple Inc.
AMZN / Amazon.com, Inc.
XOM / Exxon Mobil Corporation
BRK.A / Berkshire Hathaway Inc.
CRM / Salesforce, Inc.
GILD / Gilead Sciences, Inc.
NKE / NIKE, Inc.
GOOG / Alphabet Inc.
CMCSA / Comcast Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
PICB / Invesco Exchange-Traded Fund Trust II - Invesco International Corporate Bond ETF
ABEV / Ambev S.A. - Depositary Receipt (Common Stock)
UQM / UQM Technologies, Inc.
CBOE / Cboe Global Markets, Inc.
SGEN / Seagen Inc
TIVO / TiVo Inc.
SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
1/100000 INSIGHT SEL INC / TAXABLE CEF (EFH81W105)
AMLP / ALPS ETF Trust - Alerian MLP ETF
TLSNY / Telia Company AB (publ) - Depositary Receipt (Common Stock)
US2782651036 / Eaton Vance Corp.
PEK / VanEck Vectors ChinaAMC CSI 300 ETF
ARNC / Arconic Corporation
VGM / Invesco Trust for Investment Grade Municipals
BGY / BlackRock Enhanced International Dividend Trust
BCS / Barclays PLC - Depositary Receipt (Common Stock)
AAGIY / AIA Group Limited - Depositary Receipt (Common Stock)
NEA / Nuveen AMT-Free Quality Municipal Income Fund
RTN / Raytheon Co.
ENLAY / Enel SpA - Depositary Receipt (Common Stock)
IWV / iShares Trust - iShares Russell 3000 ETF
ARKK / ARK ETF Trust - ARK Innovation ETF
LYG / Lloyds Banking Group plc - Depositary Receipt (Common Stock)
BAYZF / Bayer Aktiengesellschaft
NLY / Annaly Capital Management, Inc.
EAD / Wells Fargo Advantage Funds - Allspring Income Opportunities Fund
/ Hillman Group Capital Trust
HAIN / The Hain Celestial Group, Inc.
DTN / WisdomTree Trust - WisdomTree U.S. Dividend Ex-Financials Fund
KGFHY / Kingfisher plc - Depositary Receipt (Common Stock)
DATA / Tableau Software, Inc.
IVZ / Invesco Ltd.
ATOM / Atomera Incorporated
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
NFLX / Netflix, Inc.
WIW / Western Asset Inflation-Linked Opportunities & Income Fund
NVDA / NVIDIA Corporation
BKI / Black Knight Inc - Class A
TTD / The Trade Desk, Inc.
UPBD / Upbound Group, Inc.
JNJ / Johnson & Johnson
BP / BP p.l.c. - Depositary Receipt (Common Stock)
VMO / Invesco Municipal Opportunity Trust
GOOGL / Alphabet Inc.
MSI / Motorola Solutions, Inc.
XLP / The Select Sector SPDR Trust - State Street Consumer Staples Select Sector SPDR ETF
BX / Blackstone Inc.
SWKS / Skyworks Solutions, Inc.
PHYS / Sprott Physical Gold Trust
WFC / Wells Fargo & Company
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
GNTX / Gentex Corporation
/ Array BioPharma, Inc.
JNK / SPDR Series Trust - State Street SPDR Bloomberg High Yield Bond ETF
DOCU / DocuSign, Inc.
PAYX / Paychex, Inc.
INTC / Intel Corporation
HYS / PIMCO ETF Trust - PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
CRUS / Cirrus Logic, Inc.
EXG / Eaton Vance Tax-Managed Global Diversified Equity Income Fund
POPE / Pope Resources, L.P.
US30767E3071 / Farm Credit Bank of Texas
FUJHY / Subaru Corporation - Depositary Receipt (Common Stock)
TABERNA PREFERRED .018 07/05/2 / PFD (87330L200)
ALTAIR - SPECIAL OPPORTUNITY / ETF (ZZC99D246)
IVOV / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 Value ETF
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
IVOO / Vanguard Admiral Funds - Vanguard S&P Mid-Cap 400 ETF
1/100000TH SPECTRUM GRP FRACTI / (JEH63M206)
ALTAIR - PACIFIC COAST CAP PTN / ETF (92299R115)
APOG / Apogee Enterprises, Inc.
MORN / Morningstar, Inc.
FMO / Fiduciary/Claymore Energy Infrastructure Fund
/ Cohen & Steers MLP Income and Energy Opportunity Fund, Inc.
AZSEY / Allianz SE
ICF / iShares Trust - iShares Select U.S. REIT ETF
CALL CBOE VOLATILITY IDX $20 E / CALL (000000000)
VWOB / Vanguard Whitehall Funds - Vanguard Emerging Markets Government Bond ETF
QAI / New York Life Investments ETF Trust - NYLI Hedge Multi-Strategy Tracker ETF
SNWV / SANUWAVE Health, Inc.
FRA / BlackRock Floating Rate Income Strategies Fund, Inc.
JAX / J. Alexanders Holdings Inc
JTD / Nuveen Tax-Advantaged Dividend Growth Fund
PCI / PGIM ETF Trust - PGIM Corporate Bond 5-10 Year ETF
DTEGF / Deutsche Telekom AG
ASR / Grupo Aeroportuario del Sureste, S. A. B. de C. V. - Depositary Receipt (Common Stock)
CSVI / Computer Services, Inc.
SIEGY / Siemens Aktiengesellschaft - Depositary Receipt (Common Stock)
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
POAHY / Porsche Automobil Holding SE - Depositary Receipt (Common Stock)
HIX / Western Asset High Income Fund II Inc.
GSS / Golden Star Resources Ltd.
XHE / SPDR Series Trust - State Street SPDR S&P Health Care Equipment ETF
IVH / Delaware Ivy High Income Opportunities Fund
VICSX / Vanguard Scottsdale Funds - Vanguard IT Corporate Bond Index Fund Admiral
NMZ / Nuveen Municipal High Income Opportunity Fund
MFL / BlackRock MuniHoldings Investment Quality Fund
MYC / BlackRock MuniYield California Fund Inc
KTF / DWS Municipal Income Trust
TIP / iShares Trust - iShares TIPS Bond ETF
CBIA / Blue Heaven Coffee, Inc
LWLG / Lightwave Logic, Inc.
MCA / BlackRock MuniYield California Quality Fund Inc
NEV / Nuveen Enhanced Municipal Value Fund
XLNX / Xilinx, Inc.
DHT / DHT Holdings, Inc.
EMLP / First Trust Exchange-Traded Fund IV - First Trust North American Energy Infrastructure Fund
VKQ / Invesco Municipal Trust
DBRG / DigitalBridge Group, Inc.
VCSH / Vanguard Scottsdale Funds - Vanguard Short-Term Corporate Bond ETF
HTZZ / Hertz Global Holdings Inc. (New)
IDRA / Idera Pharmaceuticals, Inc.
SJNK / SPDR Series Trust - State Street SPDR Bloomberg Short Term High Yield Bond ETF
USB / U.S. Bancorp
KWEB / KraneShares Trust - KraneShares CSI China Internet ETF
EVV / Eaton Vance Limited Duration Income Fund
KHC / The Kraft Heinz Company
LJPC / La Jolla Pharmaceutical Co.
NVG / Nuveen AMT-Free Municipal Credit Income Fund
TSN / Tyson Foods, Inc.
GOLD / Gold.com, Inc.
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
JPS / Nuveen Preferred & Income Securities Fund
FCX / Freeport-McMoRan Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
JPM / JPMorgan Chase & Co.
BKNG / Booking Holdings Inc.
UHS / Universal Health Services, Inc.
NEM / Newmont Corporation
FEZ / SPDR Index Shares Funds - State Street SPDR EURO STOXX 50 ETF
GREK / Global X Funds - Global X MSCI Greece ETF
IAU / iShares Gold Trust
NKX / Nuveen California AMT-Free Quality Municipal Income Fund
EZA / iShares, Inc. - iShares MSCI South Africa ETF
WMT / Walmart Inc.
EME / EMCOR Group, Inc.
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
T / AT&T Inc.
DOV / Dover Corporation
IWO / iShares Trust - iShares Russell 2000 Growth ETF
MO / Altria Group, Inc.
IEMG / iShares, Inc. - iShares Core MSCI Emerging Markets ETF
WDFC / WD-40 Company
BOE / BlackRock Enhanced Global Dividend Trust
BFK / BlackRock Municipal Income Trust
DSL / DoubleLine Income Solutions Fund
VCV / Invesco California Value Municipal Income Trust
STKL / SunOpta Inc.
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
FLRN / SPDR Series Trust - State Street SPDR Bloomberg Investment Grade Floating Rate ETF
EVT / Eaton Vance Tax-Advantaged Dividend Income Fund
LPX / Louisiana-Pacific Corporation
FFWM / First Foundation Inc.
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
CMG / Chipotle Mexican Grill, Inc.
IGSB / iShares Trust - iShares 1-5 Year Investment Grade Corporate Bond ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PYPL / PayPal Holdings, Inc.
GLD / SPDR Gold Shares
CII / BlackRock Enhanced Large Cap Core Fund, Inc.
CDE / Coeur Mining, Inc.
NTR / Nutrien Ltd.
SLB / SLB N.V.
BMY / Bristol-Myers Squibb Company
MRO / Marathon Oil Corporation
ELV / Elevance Health, Inc.
PCG / PG&E Corporation
SBUX / Starbucks Corporation
UPS / United Parcel Service, Inc.
FNF / Fidelity National Financial, Inc.
MUB / iShares Trust - iShares National Muni Bond ETF
ETO / Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
LQD / iShares Trust - iShares iBoxx $ Investment Grade Corporate Bond ETF
WBA / Walgreens Boots Alliance, Inc.
NAD / Nuveen Quality Municipal Income Fund
ETJ / Eaton Vance Risk-Managed Diversified Equity Income Fund
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
MGM / MGM Resorts International
945 / Manulife Financial Corporation
V / Visa Inc.
ORCL / Oracle Corporation
MSFT / Microsoft Corporation
FIS / Fidelity National Information Services, Inc.
RSX / VanEck ETF Trust - VanEck Russia ETF
IP / International Paper Company
WMB / The Williams Companies, Inc.
NEE / NextEra Energy, Inc.
EWG / iShares, Inc. - iShares MSCI Germany ETF
QCOM / QUALCOMM Incorporated
ABBV / AbbVie Inc.
EWI / iShares, Inc. - iShares MSCI Italy ETF
MUC / BlackRock MuniHoldings California Quality Fund, Inc.
EFA / iShares Trust - iShares MSCI EAFE ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
MYD / BlackRock MuniYield Fund, Inc.
PM / Philip Morris International Inc.
KR / The Kroger Co.
MQT / BlackRock MuniYield Quality Fund II, Inc.
PTY / PIMCO Corporate & Income Opportunity Fund
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
WDAY / Workday, Inc.
DIS / The Walt Disney Company
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
BB / BlackBerry Limited
CHY / Calamos Convertible and High Income Fund
PDT / John Hancock Premium Dividend Fund
EWW / iShares, Inc. - iShares MSCI Mexico ETF
INVE / Identiv, Inc.
PFE / Pfizer Inc.
VLO / Valero Energy Corporation
DHI / D.R. Horton, Inc.
IBM / International Business Machines Corporation
SAN / Banco Santander, S.A. - Depositary Receipt (Common Stock)
XLV / The Select Sector SPDR Trust - State Street Health Care Select Sector SPDR ETF
SPIB / SPDR Series Trust - State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
NVR / NVR, Inc.
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
BFZ / BlackRock California Municipal Income Trust
MPC / Marathon Petroleum Corporation
MMU / Western Asset Managed Municipals Fund Inc.
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
TXN / Texas Instruments Incorporated
PMX / PIMCO Municipal Income Fund III
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
HSY / The Hershey Company
PZC / PIMCO California Municipal Income Fund III
COP / ConocoPhillips
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
AGNC / AGNC Investment Corp.
GAB / The Gabelli Equity Trust Inc.
JKHY / Jack Henry & Associates, Inc.
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
SHM / SPDR Series Trust - State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
PFN / PIMCO Income Strategy Fund II
TOTL / SPDR Series Trust - State Street DoubleLine Total Return Tactical ETF
DB / Deutsche Bank Aktiengesellschaft
PMF / PIMCO Municipal Income Fund
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
TUR / iShares, Inc. - iShares MSCI Turkey ETF
JPC / Nuveen Preferred & Income Opportunities Fund
MNST / Monster Beverage Corporation
PEP / PepsiCo, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
LEO / BNY Mellon Strategic Municipals, Inc.
BBN / BlackRock Taxable Municipal Bond Trust
ASHR / DBX ETF Trust - Xtrackers Harvest CSI 300 China A-Shares ETF
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
C / Citigroup Inc.
QQQ / Invesco QQQ Trust, Series 1
MRK / Merck & Co., Inc.
XYZ / Block, Inc.
HLT / Hilton Worldwide Holdings Inc.
CVX / Chevron Corporation
BKLN / Invesco Exchange-Traded Fund Trust II - Invesco Senior Loan ETF
TWLO / Twilio Inc.
AMGN / Amgen Inc.
AMT / American Tower Corporation
ERC / Allspring Multi-Sector Income Fund
SCHB / Schwab Strategic Trust - Schwab U.S. Broad Market ETF
ABT / Abbott Laboratories
EWZ / iShares, Inc. - iShares MSCI Brazil ETF
GM / General Motors Company
VRSN / VeriSign, Inc.
AIG / American International Group, Inc.
HD / The Home Depot, Inc.
PML / PIMCO Municipal Income Fund II
CNNE / Cannae Holdings, Inc.
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
CHE / Chemed Corporation
BAH / Booz Allen Hamilton Holding Corporation
CEF / Sprott Physical Gold and Silver Trust
XLU / The Select Sector SPDR Trust - State Street Utilities Select Sector SPDR ETF
BDJ / BlackRock Enhanced Equity Dividend Trust
IVW / iShares Trust - iShares S&P 500 Growth ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
CHI / Calamos Convertible Opportunities and Income Fund
IVE / iShares Trust - iShares S&P 500 Value ETF
CCJ / Cameco Corporation
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
BA / The Boeing Company
GS / The Goldman Sachs Group, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
IIM / Invesco Value Municipal Income Trust
SCHX / Schwab Strategic Trust - Schwab U.S. Large-Cap ETF
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
ICUI / ICU Medical, Inc.
MYI / BlackRock MuniYield Quality Fund III, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
MA / Mastercard Incorporated
META / Meta Platforms, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
CCI / Crown Castle Inc.
VIOO / Vanguard Admiral Funds - Vanguard S&P Small-Cap 600 ETF
XTN / SPDR Series Trust - State Street SPDR S&P Transportation ETF
IWB / iShares Trust - iShares Russell 1000 ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
NAC / Nuveen California Quality Municipal Income Fund
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
OXY / Occidental Petroleum Corporation
SIRI / Sirius XM Holdings Inc.
CME / CME Group Inc.
SYF / Synchrony Financial
FLOT / iShares Trust - iShares Floating Rate Bond ETF
F / Ford Motor Company
VZ / Verizon Communications Inc.
KO / The Coca-Cola Company
AVGO / Broadcom Inc.
ISRG / Intuitive Surgical, Inc.
COST / Costco Wholesale Corporation