Market Value407,224,000
Total Holdings285
File Date2020-11-10
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
HON / Honeywell International Inc.
META / Meta Platforms, Inc.
AMD / Advanced Micro Devices, Inc.
GILD / Gilead Sciences, Inc.
PYPL / PayPal Holdings, Inc.
AXP / American Express Company
WMT / Walmart Inc.
CVX / Chevron Corporation
ECL / Ecolab Inc.
KO / The Coca-Cola Company
LMT / Lockheed Martin Corporation
COP / ConocoPhillips
GOOGL / Alphabet Inc.
UNH / UnitedHealth Group Incorporated
T / AT&T Inc.
NAVI / Navient Corporation
MCD / McDonald's Corporation
DIS / The Walt Disney Company
TJX / The TJX Companies, Inc.
PEP / PepsiCo, Inc.
CVS / CVS Health Corporation
VZ / Verizon Communications Inc.
ABT / Abbott Laboratories
LLY / Eli Lilly and Company
CL / Colgate-Palmolive Company
IBM / International Business Machines Corporation
USB / U.S. Bancorp
SYY / Sysco Corporation
SBUX / Starbucks Corporation
EXC / Exelon Corporation
CB / Chubb Limited
KKR / KKR & Co. Inc.
LHX / L3Harris Technologies, Inc.
MKC / McCormick & Company, Incorporated
ITW / Illinois Tool Works Inc.
TGT / Target Corporation
F / Ford Motor Company
AMT / American Tower Corporation
ELV / Elevance Health, Inc.
APD / Air Products and Chemicals, Inc.
ALL / The Allstate Corporation
SWK / Stanley Black & Decker, Inc.
DD / DuPont de Nemours, Inc.
CCI / Crown Castle Inc.
CTVA / Corteva, Inc.
PBCT / People`s United Financial Inc
AAPL / Apple Inc.
GOOG / Alphabet Inc.
TGP / Teekay LNG Partners LP - Unit
GEM / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GS / The Goldman Sachs Group, Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
904784709 / Unilever N.V.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
VTN / Invesco Trust for Investment Grade New York Municipals
CPB / The Campbell's Company
FMC / FMC Corporation
LUMN / Lumen Technologies, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
UMPQ / Umpqua Holdings Corp
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
INVESCO EXCHANGE TRADED FD TR II S&P MIDCP LOW / ETF (46137E198)
/ ViacomCBS Inc
VKI / Invesco Advantage Municipal Income Trust II
NKE / NIKE, Inc.
CI / The Cigna Group
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
XT / iShares Trust - iShares Future Exponential Technologies ETF
CSX / CSX Corporation
AMZN / Amazon.com, Inc.
ARKK / ARK ETF Trust - ARK Innovation ETF
BMY / Bristol-Myers Squibb Company
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
NVDA / NVIDIA Corporation
AVGO / Broadcom Inc.
MMM / 3M Company
CMI / Cummins Inc.
CRM / Salesforce, Inc.
INTU / Intuit Inc.
JPM / JPMorgan Chase & Co.
XOM / Exxon Mobil Corporation
BRK.A / Berkshire Hathaway Inc.
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
C / Citigroup Inc.
SCHD / Schwab Strategic Trust - Schwab U.S. Dividend Equity ETF
IWM / iShares Trust - iShares Russell 2000 ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
JPST / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Ultra-Short Income ETF
PM / Philip Morris International Inc.
WBS / Webster Financial Corporation
ETB / Eaton Vance Tax-Managed Buy-Write Income Fund
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
VTV / Vanguard Index Funds - Vanguard Value ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
HDV / iShares Trust - iShares Core High Dividend ETF
SPROTT FOCUS TR INC / (85028J109)
CWCO / Consolidated Water Co. Ltd.
PSEC / Prospect Capital Corporation
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
CSCO / Cisco Systems, Inc.
ADBE / Adobe Inc.
O / Realty Income Corporation
EFA / iShares Trust - iShares MSCI EAFE ETF
KWEB / KraneShares Trust - KraneShares CSI China Internet ETF
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
VUG / Vanguard Index Funds - Vanguard Growth ETF
RTX / RTX Corporation
NFLX / Netflix, Inc.
MSFT / Microsoft Corporation
ORCL / Oracle Corporation
HD / The Home Depot, Inc.
TSLA / Tesla, Inc.
PPG / PPG Industries, Inc.
INTC / Intel Corporation
MA / Mastercard Incorporated
TROW / T. Rowe Price Group, Inc.
BA / The Boeing Company
BAC / Bank of America Corporation
FAST / Fastenal Company
AWR / American States Water Company
AIG / American International Group, Inc.
EL / The Estée Lauder Companies Inc.
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
JPUS / J.P. Morgan Exchange-Traded Fund Trust - JPMorgan Diversified Return U.S. Equity ETF
TRST / TrustCo Bank Corp NY
MPV / Barings Participation Investors
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
TIP / iShares Trust - iShares TIPS Bond ETF
TEAM / Atlassian Corporation
GNTX / Gentex Corporation
MDLZ / Mondelez International, Inc.
NLY / Annaly Capital Management, Inc.
JNJ / Johnson & Johnson
OTIS / Otis Worldwide Corporation
QCOM / QUALCOMM Incorporated
GE / General Electric Company
MDT / Medtronic plc
DEO / Diageo plc - Depositary Receipt (Common Stock)
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
EMR / Emerson Electric Co.
ROP / Roper Technologies, Inc.
ETN / Eaton Corporation plc
ABBV / AbbVie Inc.
KMI / Kinder Morgan, Inc.
IBB / iShares Trust - iShares Biotechnology ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
VLO / Valero Energy Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
PEG / Public Service Enterprise Group Incorporated
NVCR / NovoCure Limited
PNC / The PNC Financial Services Group, Inc.
IWF / iShares Trust - iShares Russell 1000 Growth ETF
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
BK / The Bank of New York Mellon Corporation
MFIC / MidCap Financial Investment Corporation
HUM / Humana Inc.
SPYG / SPDR Series Trust - State Street SPDR Portfolio S&P 500 Growth ETF
IYW / iShares Trust - iShares U.S. Technology ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
WNEB / Western New England Bancorp, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
DOV / Dover Corporation
ECC / Eagle Point Credit Company
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
AON / Aon plc
LH / Labcorp Holdings Inc.
RDIV / Invesco Exchange-Traded Fund Trust II - Invesco S&P Ultra Dividend Revenue ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
NVS / Novartis AG - Depositary Receipt (Common Stock)
GIS / General Mills, Inc.
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
BFB / Brown-Forman Corp. - Class B
IAU / iShares Gold Trust
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
TOTL / SPDR Series Trust - State Street DoubleLine Total Return Tactical ETF
BSV / Vanguard Bond Index Funds - Vanguard Short-Term Bond ETF
ILCG / iShares Trust - iShares Morningstar Growth ETF
SPY / State Street SPDR S&P 500 ETF Trust
DTE / DTE Energy Company
SYK / Stryker Corporation
COST / Costco Wholesale Corporation
CAT / Caterpillar Inc.
AMGN / Amgen Inc.
NMFC / New Mountain Finance Corporation
MGK / Vanguard World Fund - Vanguard Mega Cap Growth ETF
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
MRK / Merck & Co., Inc.
MINT / PIMCO ETF Trust - PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
CODI / Compass Diversified
EPD / Enterprise Products Partners L.P. - Limited Partnership
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
BRK.B / Berkshire Hathaway Inc.
WM / Waste Management, Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
VGT / Vanguard World Fund - Vanguard Information Technology ETF
SCHW / The Charles Schwab Corporation
AWK / American Water Works Company, Inc.
WFC / Wells Fargo & Company
V / Visa Inc.
NEE / NextEra Energy, Inc.
IRM / Iron Mountain Incorporated
PULS / PGIM ETF Trust - PGIM Ultra Short Bond ETF
STWD / Starwood Property Trust, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
PG / The Procter & Gamble Company
BXMT / Blackstone Mortgage Trust, Inc.
FDX / FedEx Corporation
KEY / KeyCorp
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
GWW / W.W. Grainger, Inc.
SBRA / Sabra Health Care REIT, Inc.
ORLY / O'Reilly Automotive, Inc.
MCK / McKesson Corporation
DUK / Duke Energy Corporation
BX / Blackstone Inc.
MO / Altria Group, Inc.
BND / Vanguard Bond Index Funds - Vanguard Total Bond Market ETF
CNI / Canadian National Railway Company
CIBR / First Trust Exchange-Traded Fund II - First Trust NASDAQ Cybersecurity ETF
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
QQQ / Invesco QQQ Trust, Series 1
IXN / iShares Trust - iShares Global Tech ETF
SO / The Southern Company
UNP / Union Pacific Corporation
TRV / The Travelers Companies, Inc.
IDXX / IDEXX Laboratories, Inc.
IWS / iShares Trust - iShares Russell Mid-Cap Value ETF
HSY / The Hershey Company
IVV / iShares Trust - iShares Core S&P 500 ETF
C.WSA / Citigroup, Inc.
TMO / Thermo Fisher Scientific Inc.
DOW / Dow Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
CLX / The Clorox Company
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
LOW / Lowe's Companies, Inc.
ET / Energy Transfer LP - Limited Partnership
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
0VL8 / The Toronto-Dominion Bank
BDX / Becton, Dickinson and Company
KMB / Kimberly-Clark Corporation
SMDV / ProShares Trust - ProShares Russell 2000 Dividend Growers ETF
UPS / United Parcel Service, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
PSX / Phillips 66
FCX / Freeport-McMoRan Inc.
LIN / Linde plc
DE / Deere & Company
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
ACN / Accenture plc
VHT / Vanguard World Fund - Vanguard Health Care ETF
APH / Amphenol Corporation
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
CARR / Carrier Global Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
ZTS / Zoetis Inc.
NSC / Norfolk Southern Corporation
REGL / ProShares Trust - ProShares S&P Midcap 400 Dividend Aristocrats ETF
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
ICCC / ImmuCell Corporation
GTY / Getty Realty Corp.
STZ / Constellation Brands, Inc.
GD / General Dynamics Corporation
BNDX / Vanguard Charlotte Funds - Vanguard Total International Bond ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
PFE / Pfizer Inc.
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
ADP / Automatic Data Processing, Inc.
D / Dominion Energy, Inc.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
PHYS / Sprott Physical Gold Trust
SON / Sonoco Products Company
CMCSA / Comcast Corporation
IUSG / iShares Trust - iShares Core S&P U.S. Growth ETF
ARCC / Ares Capital Corporation
HTGC / Hercules Capital, Inc.
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
AEP / American Electric Power Company, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
MHD / BlackRock MuniHoldings Fund, Inc.
GLD / SPDR Gold Shares
ES / Eversource Energy