Market Value407,286,000
Total Holdings283
File Date2017-11-03
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
JPM / JPMorgan Chase & Co.
STT / State Street Corporation
CVX / Chevron Corporation
ECL / Ecolab Inc.
KO / The Coca-Cola Company
GOOGL / Alphabet Inc.
UNH / UnitedHealth Group Incorporated
WELL / Welltower Inc.
TNK / Teekay Tankers Ltd.
IBM / International Business Machines Corporation
KRE / SPDR Series Trust - State Street SPDR S&P Regional Banking ETF
SO / The Southern Company
TMO / Thermo Fisher Scientific Inc.
HAL / Halliburton Company
F / Ford Motor Company
AMT / American Tower Corporation
IVW / iShares Trust - iShares S&P 500 Growth ETF
OXY / Occidental Petroleum Corporation
HON / Honeywell International Inc.
ICCC / ImmuCell Corporation
/ Windstream Holdings, Inc
VIS / Vanguard World Fund - Vanguard Industrials ETF
PEAK / Healthpeak Properties, Inc.
PBCT / People`s United Financial Inc
AET / Aetna, Inc.
ORLY / O'Reilly Automotive, Inc.
VWO / Vanguard International Equity Index Funds - Vanguard FTSE Emerging Markets ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
PNNT / PennantPark Investment Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
TWO / Two Harbors Investment Corp.
IAU / iShares Gold Trust
VGT / Vanguard World Fund - Vanguard Information Technology ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
EWX / SPDR Index Shares Funds - State Street SPDR S&P Emerging Markets Small Cap ETF
GIS / General Mills, Inc.
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
KBE / SPDR Series Trust - State Street SPDR S&P Bank ETF
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
NOW / ServiceNow, Inc.
ADBE / Adobe Inc.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
CCJ / Cameco Corporation
AAPL / Apple Inc.
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
VZ / Verizon Communications Inc.
SPNC / Spectranetics Corp. (The)
WPC / W. P. Carey Inc.
74005P104 / Praxair, Inc.
FBNK / First Connecticut Bancorp, Inc.
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
QINC / First Trust High Income ETF
PXI / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Energy Momentum ETF
IPKW / Invesco Exchange-Traded Fund Trust II - Invesco International BuyBack Achievers ETF
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
UL / Unilever PLC - Depositary Receipt (Common Stock)
IYH / iShares Trust - iShares U.S. Healthcare ETF
LEO / BNY Mellon Strategic Municipals, Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
SDS / ProShares Trust - ProShares UltraShort S&P500
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
904784709 / Unilever N.V.
ALL / The Allstate Corporation
EQR / Equity Residential
LH / Labcorp Holdings Inc.
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
MSI / Motorola Solutions, Inc.
VFH / Vanguard World Fund - Vanguard Financials ETF
WBA / Walgreens Boots Alliance, Inc.
04685W103 / athenahealth, Inc.
ICF / iShares Trust - iShares Select U.S. REIT ETF
GLOP / Gaslog Partners LP - Unit
NCZ / Virtus Convertible & Income Fund II
VKQ / Invesco Municipal Trust
BTI / British American Tobacco p.l.c. - Depositary Receipt (Common Stock)
TWOU / 2U, Inc.
BKCC / BlackRock Capital Investment Corporation
KAMN / Kaman Corporation
PSEC / Prospect Capital Corporation
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
FIZZ / National Beverage Corp.
SPROTT FOCUS TR INC / (85028J109)
CXH / MFS Investment Grade Municipal Trust
GYLD / Arrow ETF Trust - Arrow Dow Jones Global Yield ETF
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
MKL / Markel Group Inc.
WFC.PRL / Wells Fargo & Company - Preferred Stock
IQV / IQVIA Holdings Inc.
KTF / DWS Municipal Income Trust
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
NAD / Nuveen Quality Municipal Income Fund
US9497467475 / Wells Fargo & Co., 5.20% Dep Shares Non-cumul Perp Cl A Preferred Stock Series N
VMO / Invesco Municipal Opportunity Trust
PDP / Invesco Exchange-Traded Fund Trust - Invesco Dorsey Wright Momentum ETF
QQQ / Invesco QQQ Trust, Series 1
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
DBL / DoubleLine Opportunistic Credit Fund
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
IF / Aberdeen Indonesia Fund, Inc.
US1182301010 / Buckeye Partners, L.P.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
SXL / Sunoco Logistics Partners L.P.
CWCO / Consolidated Water Co. Ltd.
RAI / Reynolds American, Inc.
KEY / KeyCorp
UNIT / Uniti Group Inc.
EOG / EOG Resources, Inc.
NOC / Northrop Grumman Corporation
SWK / Stanley Black & Decker, Inc.
61166W101 / Monsanto Co.
TSLA / Tesla, Inc.
BRK.B / Berkshire Hathaway Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
V / Visa Inc.
CSX / CSX Corporation
XLK / The Select Sector SPDR Trust - State Street Technology Select Sector SPDR ETF
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
ROST / Ross Stores, Inc.
NVDA / NVIDIA Corporation
IVV / iShares Trust - iShares Core S&P 500 ETF
PG / The Procter & Gamble Company
MMM / 3M Company
META / Meta Platforms, Inc.
MCD / McDonald's Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
NEE / NextEra Energy, Inc.
CMCSA / Comcast Corporation
YUM / Yum! Brands, Inc.
MHD / BlackRock MuniHoldings Fund, Inc.
CSCO / Cisco Systems, Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
BRK.A / Berkshire Hathaway Inc.
CI / The Cigna Group
ARCC / Ares Capital Corporation
BAM / Brookfield Asset Management Ltd.
IWM / iShares Trust - iShares Russell 2000 ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
LUMN / Lumen Technologies, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
HIG / The Hartford Insurance Group, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
MO / Altria Group, Inc.
MET / MetLife, Inc.
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
NLY / Annaly Capital Management, Inc.
IWD / iShares Trust - iShares Russell 1000 Value ETF
MIC / Macquarie Infrastructure Holdings LLC - Units
ROP / Roper Technologies, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
PSX / Phillips 66
CBI / Chicago Bridge & Iron Co., N.V.
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
GILD / Gilead Sciences, Inc.
RTN / Raytheon Co.
BWA / BorgWarner Inc.
MMU / Western Asset Managed Municipals Fund Inc.
DOW / Dow Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
SH / ProShares Trust - ProShares Short S&P500
CODI / Compass Diversified
VKI / Invesco Advantage Municipal Income Trust II
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
CLNS / Colony NorthStar, Inc.
SCZ / iShares Trust - iShares MSCI EAFE Small-Cap ETF
AWP / abrdn Global Premier Properties Fund
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
NMFC / New Mountain Finance Corporation
TRST / TrustCo Bank Corp NY
IDV / iShares Trust - iShares International Select Dividend ETF
ESRX / Express Scripts Holding Co.
JPM / JPMorgan Chase & Co.
PXD / Pioneer Natural Resources Company
HOLX / Hologic, Inc.
NDSN / Nordson Corporation
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
VTN / Invesco Trust for Investment Grade New York Municipals
MPV / Barings Participation Investors
IYJ / iShares Trust - iShares U.S. Industrials ETF
LEG / Leggett & Platt, Incorporated
SPG / Simon Property Group, Inc.
GEM / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta Emerging Markets Equity ETF
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
018490100 / Allergan plc
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
AMZN / Amazon.com, Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
GS / The Goldman Sachs Group, Inc.
IEFA / iShares Trust - iShares Core MSCI EAFE ETF
CELG / Celgene Corp.
CC / The Chemours Company
SWKS / Skyworks Solutions, Inc.
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
IRM / Iron Mountain Incorporated
AMLP / ALPS ETF Trust - Alerian MLP ETF
MMP / Magellan Midstream Partners L.P.
OGE / OGE Energy Corp.
AGR / Avangrid, Inc.
APD / Air Products and Chemicals, Inc.
BIP / Brookfield Infrastructure Partners L.P. - Limited Partnership
GE / General Electric Company
C.WSA / Citigroup, Inc.
SON / Sonoco Products Company
BFB / Brown-Forman Corp. - Class B
VSS / Vanguard International Equity Index Funds - Vanguard FTSE All-World ex-US Small-Cap ETF
AINV / Apollo Investment Corporation
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
VT / Vanguard International Equity Index Funds - Vanguard Total World Stock ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
GOOG / Alphabet Inc.
SYK / Stryker Corporation
BSL / Blackstone Senior Floating Rate 2027 Term Fund
SLV / iShares Silver Trust
SOXX / iShares Trust - iShares Semiconductor ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
INTC / Intel Corporation
T / AT&T Inc.
WMT / Walmart Inc.
TGT / Target Corporation
ORCL / Oracle Corporation
SBUX / Starbucks Corporation
DIS / The Walt Disney Company
ROK / Rockwell Automation, Inc.
HSY / The Hershey Company
VFC / V.F. Corporation
GLD / SPDR Gold Shares
FDX / FedEx Corporation
IXUS / iShares Trust - iShares Core MSCI Total International Stock ETF
AIN / Albany International Corp.
DOW / Dow Inc.
XOM / Exxon Mobil Corporation
LLY / Eli Lilly and Company
RTX / RTX Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
DGRO / iShares Trust - iShares Core Dividend Growth ETF
VTEB / Vanguard Municipal Bond Funds - Vanguard Tax-Exempt Bond ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
ELV / Elevance Health, Inc.
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
VUG / Vanguard Index Funds - Vanguard Growth ETF
OEF / iShares Trust - iShares S&P 100 ETF
IXN / iShares Trust - iShares Global Tech ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
UNP / Union Pacific Corporation
ILCG / iShares Trust - iShares Morningstar Growth ETF
DAL / Delta Air Lines, Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
IWP / iShares Trust - iShares Russell Mid-Cap Growth ETF
MDLZ / Mondelez International, Inc.
CB / Chubb Limited
DE / Deere & Company
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
BP / BP p.l.c. - Depositary Receipt (Common Stock)
KMB / Kimberly-Clark Corporation
GTY / Getty Realty Corp.
WBS / Webster Financial Corporation
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
STZ / Constellation Brands, Inc.
0VL8 / The Toronto-Dominion Bank
EPD / Enterprise Products Partners L.P. - Limited Partnership
AEP / American Electric Power Company, Inc.
SPY / State Street SPDR S&P 500 ETF Trust
SNY / Sanofi - Depositary Receipt (Common Stock)
UPS / United Parcel Service, Inc.
LDUR / PIMCO ETF Trust - PIMCO Enhanced Low Duration Active Exchange-Traded Fund
MA / Mastercard Incorporated
KHC / The Kraft Heinz Company
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
MRK / Merck & Co., Inc.
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
HD / The Home Depot, Inc.
BOND / PIMCO ETF Trust - PIMCO Active Bond Exchange-Traded Fund
IP / International Paper Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
DOV / Dover Corporation
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
CVS / CVS Health Corporation
O / Realty Income Corporation
KKR / KKR & Co. Inc.
GD / General Dynamics Corporation
TRV / The Travelers Companies, Inc.
VLO / Valero Energy Corporation
ADP / Automatic Data Processing, Inc.
JNJ / Johnson & Johnson
MAR / Marriott International, Inc.
EXC / Exelon Corporation
PPG / PPG Industries, Inc.
PFE / Pfizer Inc.
GM / General Motors Company
C / Citigroup Inc.
COST / Costco Wholesale Corporation
BAC / Bank of America Corporation
ABT / Abbott Laboratories
PEP / PepsiCo, Inc.
AMGN / Amgen Inc.
CRM / Salesforce, Inc.
BK / The Bank of New York Mellon Corporation
LMT / Lockheed Martin Corporation
ACN / Accenture plc
AXP / American Express Company
BX / Blackstone Inc.
LOW / Lowe's Companies, Inc.
COP / ConocoPhillips
SLB / SLB N.V.
CL / Colgate-Palmolive Company
MDT / Medtronic plc
ITW / Illinois Tool Works Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
TJX / The TJX Companies, Inc.
EMR / Emerson Electric Co.
ES / Eversource Energy
MS / Morgan Stanley
APH / Amphenol Corporation
WASH / Washington Trust Bancorp, Inc.
WHR / Whirlpool Corporation
ETN / Eaton Corporation plc
AON / Aon plc
USB / U.S. Bancorp
CMI / Cummins Inc.
BA / The Boeing Company
D / Dominion Energy, Inc.
ABBV / AbbVie Inc.
DVY / iShares Trust - iShares Select Dividend ETF
TXN / Texas Instruments Incorporated
MSFT / Microsoft Corporation
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
PHYS / Sprott Physical Gold Trust
PM / Philip Morris International Inc.
ED / Consolidated Edison, Inc.
MCK / McKesson Corporation
SYY / Sysco Corporation
CAT / Caterpillar Inc.
NSC / Norfolk Southern Corporation
DTE / DTE Energy Company
WFC / Wells Fargo & Company
KMI / Kinder Morgan, Inc.
KMI / Kinder Morgan, Inc.
BMY / Bristol-Myers Squibb Company
DUK / Duke Energy Corporation
IBB / iShares Trust - iShares Biotechnology ETF
YUMC / Yum China Holdings, Inc.
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
PEG / Public Service Enterprise Group Incorporated
VHT / Vanguard World Fund - Vanguard Health Care ETF
SBRA / Sabra Health Care REIT, Inc.
PNC / The PNC Financial Services Group, Inc.
OKE / ONEOK, Inc.
BXMT / Blackstone Mortgage Trust, Inc.
SCHW / The Charles Schwab Corporation
NKE / NIKE, Inc.
BDX / Becton, Dickinson and Company
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF