Market Value466,346,000
Total Holdings323
File Date2017-01-31
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
GOOGL / Alphabet Inc.
KMB / Kimberly-Clark Corporation
SCHW / The Charles Schwab Corporation
IP / International Paper Company
MO / Altria Group, Inc.
PEG / Public Service Enterprise Group Incorporated
F / Ford Motor Company
BDX / Becton, Dickinson and Company
EOG / EOG Resources, Inc.
IVV / iShares Trust - iShares Core S&P 500 ETF
SPG / Simon Property Group, Inc.
TWO / Two Harbors Investment Corp.
KAMN / Kaman Corporation
SNMX / Senomyx, Inc.
FBNK / First Connecticut Bancorp, Inc.
IPKW / Invesco Exchange-Traded Fund Trust II - Invesco International BuyBack Achievers ETF
SXL / Sunoco Logistics Partners L.P.
QINC / First Trust High Income ETF
GEM / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta Emerging Markets Equity ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
OXY / Occidental Petroleum Corporation
EEM / iShares, Inc. - iShares MSCI Emerging Markets ETF
NOC / Northrop Grumman Corporation
AIG / American International Group, Inc.
CLX / The Clorox Company
AEP / American Electric Power Company, Inc.
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
TGT / Target Corporation
D / Dominion Energy, Inc.
ORCL / Oracle Corporation
GILD / Gilead Sciences, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
KKR / KKR & Co. Inc.
MCD / McDonald's Corporation
TXN / Texas Instruments Incorporated
ADBE / Adobe Inc.
WMT / Walmart Inc.
MA / Mastercard Incorporated
HD / The Home Depot, Inc.
PPG / PPG Industries, Inc.
WASH / Washington Trust Bancorp, Inc.
HAL / Halliburton Company
ITA / iShares Trust - iShares U.S. Aerospace & Defense ETF
NVDA / NVIDIA Corporation
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
CRM / Salesforce, Inc.
ADP / Automatic Data Processing, Inc.
META / Meta Platforms, Inc.
ED / Consolidated Edison, Inc.
ORLY / O'Reilly Automotive, Inc.
DIS / The Walt Disney Company
CSCO / Cisco Systems, Inc.
CODI / Compass Diversified
V / Visa Inc.
BRK.A / Berkshire Hathaway Inc.
O / Realty Income Corporation
ECL / Ecolab Inc.
TMO / Thermo Fisher Scientific Inc.
KO / The Coca-Cola Company
CI / The Cigna Group
WFC / Wells Fargo & Company
WPC / W. P. Carey Inc.
MSFT / Microsoft Corporation
MRK / Merck & Co., Inc.
PM / Philip Morris International Inc.
FDX / FedEx Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
UNP / Union Pacific Corporation
CVS / CVS Health Corporation
AAPL / Apple Inc.
DD / DuPont de Nemours, Inc.
MHD / BlackRock MuniHoldings Fund, Inc.
904784709 / Unilever N.V.
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
IWD / iShares Trust - iShares Russell 1000 Value ETF
/ Windstream Holdings, Inc
NRF / NorthStar Realty Finance Corp.
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
SPROTT FOCUS TR INC / (85028J109)
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
BKCC / BlackRock Capital Investment Corporation
PSEC / Prospect Capital Corporation
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
HOLX / Hologic, Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
VGM / Invesco Trust for Investment Grade Municipals
SDS / ProShares Trust - ProShares UltraShort S&P500
ESRX / Express Scripts Holding Co.
QQQ / Invesco QQQ Trust, Series 1
RAI / Reynolds American, Inc.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
WFC.PRL / Wells Fargo & Company - Preferred Stock
NAD / Nuveen Quality Municipal Income Fund
UNIT / Uniti Group Inc.
US9497467475 / Wells Fargo & Co., 5.20% Dep Shares Non-cumul Perp Cl A Preferred Stock Series N
VMO / Invesco Municipal Opportunity Trust
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
DBL / DoubleLine Opportunistic Credit Fund
VKQ / Invesco Municipal Trust
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
CXH / MFS Investment Grade Municipal Trust
US1182301010 / Buckeye Partners, L.P.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
ICF / iShares Trust - iShares Select U.S. REIT ETF
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
74005P104 / Praxair, Inc.
04685W103 / athenahealth, Inc.
FBHS / Fortune Brands Home & Security Inc
CWCO / Consolidated Water Co. Ltd.
H01531104 / Allied World Assurance Company Holding AG
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
61166W101 / Monsanto Co.
SBUX / Starbucks Corporation
RTX / RTX Corporation
UAA / Under Armour, Inc.
OEF / iShares Trust - iShares S&P 100 ETF
LUMN / Lumen Technologies, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
PSX / Phillips 66
LEO / BNY Mellon Strategic Municipals, Inc.
VKI / Invesco Advantage Municipal Income Trust II
NLY / Annaly Capital Management, Inc.
C / Citigroup Inc.
ACN / Accenture plc
MIC / Macquarie Infrastructure Holdings LLC - Units
CBI / Chicago Bridge & Iron Co., N.V.
IBM / International Business Machines Corporation
SWK / Stanley Black & Decker, Inc.
MMU / Western Asset Managed Municipals Fund Inc.
RTN / Raytheon Co.
BWA / BorgWarner Inc.
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
NMFC / New Mountain Finance Corporation
DOW / Dow Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
SH / ProShares Trust - ProShares Short S&P500
EMN / Eastman Chemical Company
APA / APA Corporation
AET / Aetna, Inc.
PBCT / People`s United Financial Inc
KTF / DWS Municipal Income Trust
SPNC / Spectranetics Corp. (The)
TRST / TrustCo Bank Corp NY
K / Kellanova
NDSN / Nordson Corporation
WBA / Walgreens Boots Alliance, Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
LH / Labcorp Holdings Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
BAM / Brookfield Asset Management Ltd.
VTN / Invesco Trust for Investment Grade New York Municipals
IYJ / iShares Trust - iShares U.S. Industrials ETF
DVA / DaVita Inc.
AMZN / Amazon.com, Inc.
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
VFC / V.F. Corporation
018490100 / Allergan plc
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
UPS / United Parcel Service, Inc.
IDV / iShares Trust - iShares International Select Dividend ETF
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
GNTX / Gentex Corporation
MPV / Barings Participation Investors
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
OCSL / Oaktree Specialty Lending Corporation
PPL / PPL Corporation
CELG / Celgene Corp.
HON / Honeywell International Inc.
MMP / Magellan Midstream Partners L.P.
KRE / SPDR Series Trust - State Street SPDR S&P Regional Banking ETF
CWB / SPDR Series Trust - State Street SPDR Bloomberg Convertible Securities ETF
CDK / CDK Global Inc
SYK / Stryker Corporation
ITOT / iShares Trust - iShares Core S&P Total U.S. Stock Market ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
KBE / SPDR Series Trust - State Street SPDR S&P Bank ETF
FISV / Fiserv, Inc.
IRM / Iron Mountain Incorporated
MET / MetLife, Inc.
BRK.B / Berkshire Hathaway Inc.
DOV / Dover Corporation
MMM / 3M Company
FL / Foot Locker, Inc.
JPM / JPMorgan Chase & Co.
GS / The Goldman Sachs Group, Inc.
LLY / Eli Lilly and Company
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
MELI / MercadoLibre, Inc.
GD / General Dynamics Corporation
PG / The Procter & Gamble Company
GLD / SPDR Gold Shares
IYW / iShares Trust - iShares U.S. Technology ETF
VDE / Vanguard World Fund - Vanguard Energy ETF
HSY / The Hershey Company
GOOG / Alphabet Inc.
INTC / Intel Corporation
VBR / Vanguard Index Funds - Vanguard Small-Cap Value ETF
AMT / American Tower Corporation
DVY / iShares Trust - iShares Select Dividend ETF
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
VXUS / Vanguard STAR Funds - Vanguard Total International Stock ETF
UL / Unilever PLC - Depositary Receipt (Common Stock)
GWW / W.W. Grainger, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
EPD / Enterprise Products Partners L.P. - Limited Partnership
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
YUM / Yum! Brands, Inc.
WEC / WEC Energy Group, Inc.
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
UNH / UnitedHealth Group Incorporated
BSL / Blackstone Senior Floating Rate 2027 Term Fund
XOM / Exxon Mobil Corporation
ARCC / Ares Capital Corporation
VUG / Vanguard Index Funds - Vanguard Growth ETF
TNK / Teekay Tankers Ltd.
PFF / iShares Trust - iShares Preferred and Income Securities ETF
SO / The Southern Company
IWR / iShares Trust - iShares Russell Mid-Cap ETF
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
GIS / General Mills, Inc.
DE / Deere & Company
T / AT&T Inc.
0VL8 / The Toronto-Dominion Bank
STZ / Constellation Brands, Inc.
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
DHR / Danaher Corporation
MSI / Motorola Solutions, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
GE / General Electric Company
SPY / State Street SPDR S&P 500 ETF Trust
BP / BP p.l.c. - Depositary Receipt (Common Stock)
DAL / Delta Air Lines, Inc.
PNNT / PennantPark Investment Corporation
ILCG / iShares Trust - iShares Morningstar Growth ETF
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
EFA / iShares Trust - iShares MSCI EAFE ETF
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
WBS / Webster Financial Corporation
NEE / NextEra Energy, Inc.
NVS / Novartis AG - Depositary Receipt (Common Stock)
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
ZBH / Zimmer Biomet Holdings, Inc.
AGR / Avangrid, Inc.
CMCSA / Comcast Corporation
C.WSA / Citigroup, Inc.
SON / Sonoco Products Company
VZ / Verizon Communications Inc.
ICCC / ImmuCell Corporation
AMLP / ALPS ETF Trust - Alerian MLP ETF
VGT / Vanguard World Fund - Vanguard Information Technology ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
JNJ / Johnson & Johnson
MAR / Marriott International, Inc.
TSLA / Tesla, Inc.
EXC / Exelon Corporation
PFE / Pfizer Inc.
GM / General Motors Company
KHC / The Kraft Heinz Company
ABT / Abbott Laboratories
BAC / Bank of America Corporation
CVX / Chevron Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
PEP / PepsiCo, Inc.
AMGN / Amgen Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
ELV / Elevance Health, Inc.
BK / The Bank of New York Mellon Corporation
LMT / Lockheed Martin Corporation
QCOM / QUALCOMM Incorporated
JBLU / JetBlue Airways Corporation
AXP / American Express Company
ROST / Ross Stores, Inc.
BX / Blackstone Inc.
ES / Eversource Energy
LOW / Lowe's Companies, Inc.
COP / ConocoPhillips
SLB / SLB N.V.
CL / Colgate-Palmolive Company
MDT / Medtronic plc
ITW / Illinois Tool Works Inc.
DEO / Diageo plc - Depositary Receipt (Common Stock)
TJX / The TJX Companies, Inc.
EMR / Emerson Electric Co.
MS / Morgan Stanley
KEY / KeyCorp
ROP / Roper Technologies, Inc.
WHR / Whirlpool Corporation
ETN / Eaton Corporation plc
AON / Aon plc
MDLZ / Mondelez International, Inc.
CMI / Cummins Inc.
BA / The Boeing Company
ALL / The Allstate Corporation
ABBV / AbbVie Inc.
PNC / The PNC Financial Services Group, Inc.
CSX / CSX Corporation
SYY / Sysco Corporation
CB / Chubb Limited
NSC / Norfolk Southern Corporation
DTE / DTE Energy Company
KMI / Kinder Morgan, Inc.
BMY / Bristol-Myers Squibb Company
DUK / Duke Energy Corporation
IBB / iShares Trust - iShares Biotechnology ETF
DGRO / iShares Trust - iShares Core Dividend Growth ETF
COST / Costco Wholesale Corporation
TRV / The Travelers Companies, Inc.
VLO / Valero Energy Corporation
USB / U.S. Bancorp
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
BXMT / Blackstone Mortgage Trust, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
APD / Air Products and Chemicals, Inc.
IXN / iShares Trust - iShares Global Tech ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
IWF / iShares Trust - iShares Russell 1000 Growth ETF
CAT / Caterpillar Inc.
NKE / NIKE, Inc.
WM / Waste Management, Inc.
SBRA / Sabra Health Care REIT, Inc.
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF