Market Value420,248,000
Total Holdings306
File Date2016-11-10
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
F / Ford Motor Company
BDX / Becton, Dickinson and Company
APD / Air Products and Chemicals, Inc.
EOG / EOG Resources, Inc.
AINV / Apollo Investment Corporation
SWK / Stanley Black & Decker, Inc.
DD / DuPont de Nemours, Inc.
CODI / Compass Diversified
DE / Deere & Company
MMM / 3M Company
KO / The Coca-Cola Company
COP / ConocoPhillips
GOOGL / Alphabet Inc.
WFC / Wells Fargo & Company
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
HON / Honeywell International Inc.
TNK / Teekay Tankers Ltd.
VZ / Verizon Communications Inc.
ROST / Ross Stores, Inc.
DAL / Delta Air Lines, Inc.
SO / The Southern Company
TMO / Thermo Fisher Scientific Inc.
CB / Chubb Limited
KKR / KKR & Co. Inc.
MO / Altria Group, Inc.
O / Realty Income Corporation
PPG / PPG Industries, Inc.
904784709 / Unilever N.V.
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
TWO / Two Harbors Investment Corp.
IP / International Paper Company
/ Windstream Holdings, Inc
NAD / Nuveen Quality Municipal Income Fund
VKQ / Invesco Municipal Trust
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
SPROTT FOCUS TR INC / (85028J109)
SH / ProShares Trust - ProShares Short S&P500
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
QQQ / Invesco QQQ Trust, Series 1
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
AAPL / Apple Inc.
GEM / Goldman Sachs ETF Trust - Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GOOG / Alphabet Inc.
ORLY / O'Reilly Automotive, Inc.
HAIN / The Hain Celestial Group, Inc.
US1182301010 / Buckeye Partners, L.P.
IYH / iShares Trust - iShares U.S. Healthcare ETF
NQS / Nuveen Select Quality Municipal Fund, Inc.
SNMX / Senomyx, Inc.
TE / T1 Energy Inc.
TWX / Warner Media LLC
H01531104 / Allied World Assurance Company Holding AG
FBNK / First Connecticut Bancorp, Inc.
US9497467475 / Wells Fargo & Co., 5.20% Dep Shares Non-cumul Perp Cl A Preferred Stock Series N
AES.PRC / AES Trust III
IF / Aberdeen Indonesia Fund, Inc.
PHK / PIMCO High Income Fund
BKCC / BlackRock Capital Investment Corporation
KAMN / Kaman Corporation
PSEC / Prospect Capital Corporation
MSK / Morgan Stanley Capital Trust VIII, 6.45% Capital Securities
DBL / DoubleLine Opportunistic Credit Fund
MUNI / PIMCO ETF Trust - PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
WFC.PRL / Wells Fargo & Company - Preferred Stock
RAI / Reynolds American, Inc.
NRF / NorthStar Realty Finance Corp.
UNIT / Uniti Group Inc.
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
BEN / Franklin Resources, Inc.
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
FNFG / First Niagara Financial Group, Inc.
VMO / Invesco Municipal Opportunity Trust
QINC / First Trust High Income ETF
74005P104 / Praxair, Inc.
IHRMF / iShares Public Limited Company - iShares MSCI Japan UCITS ETF USD (Dist)
CDK / CDK Global Inc
SXL / Sunoco Logistics Partners L.P.
IPKW / Invesco Exchange-Traded Fund Trust II - Invesco International BuyBack Achievers ETF
BWP / Boardwalk Pipeline Partners L.P
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
CXH / MFS Investment Grade Municipal Trust
BFK / BlackRock Municipal Income Trust
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
ICF / iShares Trust - iShares Select U.S. REIT ETF
CWCO / Consolidated Water Co. Ltd.
61166W101 / Monsanto Co.
LUMN / Lumen Technologies, Inc.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
ZBH / Zimmer Biomet Holdings, Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
SON / Sonoco Products Company
MIC / Macquarie Infrastructure Holdings LLC - Units
MMP / Magellan Midstream Partners L.P.
CBI / Chicago Bridge & Iron Co., N.V.
RTN / Raytheon Co.
FBHS / Fortune Brands Home & Security Inc
MMU / Western Asset Managed Municipals Fund Inc.
DOW / Dow Inc.
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
BAC.PRL / Bank of America Corporation - Preferred Stock
APA / APA Corporation
VKI / Invesco Advantage Municipal Income Trust II
AET / Aetna, Inc.
PBCT / People`s United Financial Inc
BAM / Brookfield Asset Management Ltd.
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
SPNC / Spectranetics Corp. (The)
NDSN / Nordson Corporation
TRST / TrustCo Bank Corp NY
IBM / International Business Machines Corporation
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
PFF / iShares Trust - iShares Preferred and Income Securities ETF
PFE / Pfizer Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
NVDA / NVIDIA Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
CRM / Salesforce, Inc.
ADBE / Adobe Inc.
BRK.A / Berkshire Hathaway Inc.
GLD / SPDR Gold Shares
UNH / UnitedHealth Group Incorporated
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
MSFT / Microsoft Corporation
MRK / Merck & Co., Inc.
GD / General Dynamics Corporation
GDXJ / VanEck ETF Trust - VanEck Junior Gold Miners ETF
K / Kellanova
TGT / Target Corporation
UNP / Union Pacific Corporation
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
PM / Philip Morris International Inc.
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
VUG / Vanguard Index Funds - Vanguard Growth ETF
WEC / WEC Energy Group, Inc.
UAA / Under Armour, Inc.
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
KTF / DWS Municipal Income Trust
DLS / WisdomTree Trust - WisdomTree International SmallCap Dividend Fund
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
HD / The Home Depot, Inc.
IWR / iShares Trust - iShares Russell Mid-Cap ETF
GM / General Motors Company
EFA / iShares Trust - iShares MSCI EAFE ETF
CVS / CVS Health Corporation
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
VTN / Invesco Trust for Investment Grade New York Municipals
IYJ / iShares Trust - iShares U.S. Industrials ETF
MA / Mastercard Incorporated
DVA / DaVita Inc.
C / Citigroup Inc.
EMN / Eastman Chemical Company
ESRX / Express Scripts Holding Co.
HSIC / Henry Schein, Inc.
BP / BP p.l.c. - Depositary Receipt (Common Stock)
IDV / iShares Trust - iShares International Select Dividend ETF
SBUX / Starbucks Corporation
BWA / BorgWarner Inc.
PEAK / Healthpeak Properties, Inc.
018490100 / Allergan plc
SPG / Simon Property Group, Inc.
GE / General Electric Company
CMCSA / Comcast Corporation
SYK / Stryker Corporation
WBA / Walgreens Boots Alliance, Inc.
BIV / Vanguard Bond Index Funds - Vanguard Intermediate-Term Bond ETF
GNTX / Gentex Corporation
T / AT&T Inc.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
WMT / Walmart Inc.
FL / Foot Locker, Inc.
DIS / The Walt Disney Company
AEP / American Electric Power Company, Inc.
CSCO / Cisco Systems, Inc.
NMFC / New Mountain Finance Corporation
OCSL / Oaktree Specialty Lending Corporation
CELG / Celgene Corp.
VDE / Vanguard World Fund - Vanguard Energy ETF
KRE / SPDR Series Trust - State Street SPDR S&P Regional Banking ETF
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
DVY / iShares Trust - iShares Select Dividend ETF
CLX / The Clorox Company
NLY / Annaly Capital Management, Inc.
DOV / Dover Corporation
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
VOO / Vanguard Index Funds - Vanguard S&P 500 ETF
C.WSA / Citigroup, Inc.
PG / The Procter & Gamble Company
WASH / Washington Trust Bancorp, Inc.
IWM / iShares Trust - iShares Russell 2000 ETF
AMZN / Amazon.com, Inc.
GWW / W.W. Grainger, Inc.
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
WM / Waste Management, Inc.
STZ / Constellation Brands, Inc.
CI / The Cigna Group
UPS / United Parcel Service, Inc.
ORCL / Oracle Corporation
YUM / Yum! Brands, Inc.
V / Visa Inc.
LH / Labcorp Holdings Inc.
OXY / Occidental Petroleum Corporation
VFC / V.F. Corporation
GILD / Gilead Sciences, Inc.
ILCG / iShares Trust - iShares Morningstar Growth ETF
PNNT / PennantPark Investment Corporation
GDX / VanEck ETF Trust - VanEck Gold Miners ETF
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
0VL8 / The Toronto-Dominion Bank
KMB / Kimberly-Clark Corporation
FISV / Fiserv, Inc.
WBS / Webster Financial Corporation
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
AIG / American International Group, Inc.
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
EPD / Enterprise Products Partners L.P. - Limited Partnership
NEE / NextEra Energy, Inc.
MET / MetLife, Inc.
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
VFH / Vanguard World Fund - Vanguard Financials ETF
AGR / Avangrid, Inc.
BRK.B / Berkshire Hathaway Inc.
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
IVW / iShares Trust - iShares S&P 500 Growth ETF
MELI / MercadoLibre, Inc.
HSY / The Hershey Company
MHD / BlackRock MuniHoldings Fund, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
GS / The Goldman Sachs Group, Inc.
MCD / McDonald's Corporation
EFAV / iShares Trust - iShares MSCI EAFE Min Vol Factor ETF
INTC / Intel Corporation
CAT / Caterpillar Inc.
DHR / Danaher Corporation
HAL / Halliburton Company
IRM / Iron Mountain Incorporated
PPL / PPL Corporation
VGT / Vanguard World Fund - Vanguard Information Technology ETF
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
GIS / General Mills, Inc.
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
MSI / Motorola Solutions, Inc.
AMT / American Tower Corporation
NVS / Novartis AG - Depositary Receipt (Common Stock)
ARCC / Ares Capital Corporation
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
IYW / iShares Trust - iShares U.S. Technology ETF
ECL / Ecolab Inc.
RTX / RTX Corporation
SPY / State Street SPDR S&P 500 ETF Trust
ICCC / ImmuCell Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
IVV / iShares Trust - iShares Core S&P 500 ETF
IBB / iShares Trust - iShares Biotechnology ETF
MCK / McKesson Corporation
TRV / The Travelers Companies, Inc.
VLO / Valero Energy Corporation
JNJ / Johnson & Johnson
MAR / Marriott International, Inc.
ADP / Automatic Data Processing, Inc.
TSLA / Tesla, Inc.
EXC / Exelon Corporation
BAC / Bank of America Corporation
KHC / The Kraft Heinz Company
ABT / Abbott Laboratories
CVX / Chevron Corporation
PSX / Phillips 66
BK / The Bank of New York Mellon Corporation
PEP / PepsiCo, Inc.
AMGN / Amgen Inc.
SNY / Sanofi - Depositary Receipt (Common Stock)
LMT / Lockheed Martin Corporation
QCOM / QUALCOMM Incorporated
ACN / Accenture plc
AXP / American Express Company
BX / Blackstone Inc.
ITW / Illinois Tool Works Inc.
ES / Eversource Energy
LOW / Lowe's Companies, Inc.
MDT / Medtronic plc
SLB / SLB N.V.
CL / Colgate-Palmolive Company
DEO / Diageo plc - Depositary Receipt (Common Stock)
TJX / The TJX Companies, Inc.
EMR / Emerson Electric Co.
MS / Morgan Stanley
KEY / KeyCorp
AMLP / ALPS ETF Trust - Alerian MLP ETF
ROP / Roper Technologies, Inc.
ETN / Eaton Corporation plc
AON / Aon plc
USB / U.S. Bancorp
MDLZ / Mondelez International, Inc.
CMI / Cummins Inc.
JPM / JPMorgan Chase & Co.
BA / The Boeing Company
ALL / The Allstate Corporation
D / Dominion Energy, Inc.
ABBV / AbbVie Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
CSX / CSX Corporation
JCI / Johnson Controls International plc
SYY / Sysco Corporation
LLY / Eli Lilly and Company
ED / Consolidated Edison, Inc.
NSC / Norfolk Southern Corporation
DTE / DTE Energy Company
KMI / Kinder Morgan, Inc.
BMY / Bristol-Myers Squibb Company
DUK / Duke Energy Corporation
SBRA / Sabra Health Care REIT, Inc.
SCHW / The Charles Schwab Corporation
PEG / Public Service Enterprise Group Incorporated
META / Meta Platforms, Inc.
VHT / Vanguard World Fund - Vanguard Health Care ETF
XOM / Exxon Mobil Corporation
NKE / NIKE, Inc.
PNC / The PNC Financial Services Group, Inc.
BXMT / Blackstone Mortgage Trust, Inc.
COST / Costco Wholesale Corporation
IXN / iShares Trust - iShares Global Tech ETF
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF