Market Value416,470,000
Total Holdings322
File Date2016-02-05
Original Filing (Click here)

All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. These reports are called 13F reports. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five months old.

For funds with long term positions that make few trades, the holdings might closely resemble their current holdings, even after several months. However, for funds that have high turnover, the holdings data we see might differ significantly from their current holdings. Institutions are required to report CALL and PUT options, and those positions are identified in the table. However, they are not required to report short positions.

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Security Imputed
Share Price
Prev
Shares
Current
Shares
Change
(Percent)
Prev Value
(USD x1000)
Current Value
(USD x1000)
Change
(Percent)
CODI / Compass Diversified
TWO / Two Harbors Investment Corp.
ED / Consolidated Edison, Inc.
ES / Eversource Energy
NOW / ServiceNow, Inc.
ADP / Automatic Data Processing, Inc.
AXP / American Express Company
JPM / JPMorgan Chase & Co.
WMT / Walmart Inc.
COP / ConocoPhillips
KO / The Coca-Cola Company
ACN / Accenture plc
GOOGL / Alphabet Inc.
T / AT&T Inc.
UNH / UnitedHealth Group Incorporated
MCD / McDonald's Corporation
PEP / PepsiCo, Inc.
CVS / CVS Health Corporation
MRK / Merck & Co., Inc.
VZ / Verizon Communications Inc.
TNK / Teekay Tankers Ltd.
IBM / International Business Machines Corporation
SYY / Sysco Corporation
VNQI / Vanguard International Equity Index Funds - Vanguard Global ex-U.S. Real Estate ETF
UNP / Union Pacific Corporation
KMB / Kimberly-Clark Corporation
EXC / Exelon Corporation
TMO / Thermo Fisher Scientific Inc.
CB / Chubb Limited
MO / Altria Group, Inc.
HD / The Home Depot, Inc.
PPG / PPG Industries, Inc.
LYB / LyondellBasell Industries N.V.
VLO / Valero Energy Corporation
F / Ford Motor Company
/ Windstream Holdings, Inc
MMU / Western Asset Managed Municipals Fund Inc.
STZ / Constellation Brands, Inc.
PEAK / Healthpeak Properties, Inc.
DD / DuPont de Nemours, Inc.
SPG / Simon Property Group, Inc.
DE / Deere & Company
IRM / Iron Mountain Incorporated
POT / Potash Corp. of Saskatchewan, Inc.
AMBKP / American Capital Trust I - Preferred Security
BHI / Baker Hughes Inc.
FINL / Finish Line, Inc. (THE)
MSK / Morgan Stanley Capital Trust VIII, 6.45% Capital Securities
PRF / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1000 ETF
MOO / VanEck ETF Trust - VanEck Agribusiness ETF
US1182301010 / Buckeye Partners, L.P.
HEDJ / WisdomTree Trust - WisdomTree Europe Hedged Equity Fund
IF / Aberdeen Indonesia Fund, Inc.
LEO / BNY Mellon Strategic Municipals, Inc.
IYH / iShares Trust - iShares U.S. Healthcare ETF
LH / Labcorp Holdings Inc.
SPHD / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 High Dividend Low Volatility ETF
US2782651036 / Eaton Vance Corp.
SPLV / Invesco Exchange-Traded Fund Trust II - Invesco S&P 500 Low Volatility ETF
904784709 / Unilever N.V.
OGE / OGE Energy Corp.
WBA / Walgreens Boots Alliance, Inc.
SPHQ / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Quality ETF
XLY / The Select Sector SPDR Trust - State Street Consumer Discretionary Select Sector SPDR ETF
PG / The Procter & Gamble Company
TXT / Textron Inc.
61166W101 / Monsanto Co.
LUMN / Lumen Technologies, Inc.
US00C4U1L353 / Mylan N.V.
NRK / Nuveen New York AMT-Free Quality Municipal Income Fund
NLY / Annaly Capital Management, Inc.
GNTX / Gentex Corporation
FBHS / Fortune Brands Home & Security Inc
MMP / Magellan Midstream Partners L.P.
IYJ / iShares Trust - iShares U.S. Industrials ETF
74005P104 / Praxair, Inc.
TE / T1 Energy Inc.
PHK / PIMCO High Income Fund
BWP / Boardwalk Pipeline Partners L.P
PSEC / Prospect Capital Corporation
BUD / Anheuser-Busch InBev SA/NV - Depositary Receipt (Common Stock)
CWCO / Consolidated Water Co. Ltd.
PFN / PIMCO Income Strategy Fund II
BKCC / BlackRock Capital Investment Corporation
KAMN / Kaman Corporation
MIC / Macquarie Infrastructure Holdings LLC - Units
PID / Invesco Exchange-Traded Fund Trust - Invesco International Dividend Achievers ETF
CS / Credit Suisse Group AG - ADR
WFM / Whole Foods Market, Inc.
FBNK / First Connecticut Bancorp, Inc.
VMO / Invesco Municipal Opportunity Trust
04685W103 / athenahealth, Inc.
EMC / Global X Funds - Global X Emerging Markets Great Consumer ETF
SPROTT FOCUS TR INC / (85028J109)
HAIN / The Hain Celestial Group, Inc.
FNFG / First Niagara Financial Group, Inc.
SXL / Sunoco Logistics Partners L.P.
GULF / WisdomTree Middle East Dividend Fund
AES.PRC / AES Trust III
WWE / World Wrestling Entertainment, Inc. - Class A
KTF / DWS Municipal Income Trust
NQS / Nuveen Select Quality Municipal Fund, Inc.
PAA / Plains All American Pipeline, L.P. - Limited Partnership
UNIT / Uniti Group Inc.
UIL / UIL Holdings Corporation
IPKW / Invesco Exchange-Traded Fund Trust II - Invesco International BuyBack Achievers ETF
PRFZ / Invesco Exchange-Traded Fund Trust - Invesco RAFI US 1500 Small-Mid ETF
91911K102 / Bausch Health Companies
TM / Toyota Motor Corporation - Depositary Receipt (Common Stock)
XLB / The Select Sector SPDR Trust - State Street Materials Select Sector SPDR ETF
US9497467475 / Wells Fargo & Co., 5.20% Dep Shares Non-cumul Perp Cl A Preferred Stock Series N
DWX / SPDR Index Shares Funds - State Street SPDR S&P International Dividend ETF
EDF / Virtus Stone Harbor Emerging Markets Income Fund
CBI / Chicago Bridge & Iron Co., N.V.
DBEF / DBX ETF Trust - Xtrackers MSCI EAFE Hedged Equity ETF
REM / iShares Trust - iShares Mortgage Real Estate ETF
RAI / Reynolds American, Inc.
KRFT /
IYE / iShares Trust - iShares U.S. Energy ETF
CAM / AB Active ETFs Inc. - AB California Intermediate Municipal ETF
DBL / DoubleLine Opportunistic Credit Fund
IHF / iShares Trust - iShares U.S. Healthcare Providers ETF
CXH / MFS Investment Grade Municipal Trust
BFK / BlackRock Municipal Income Trust
VKQ / Invesco Municipal Trust
ICF / iShares Trust - iShares Select U.S. REIT ETF
IYG / iShares Trust - iShares U.S. Financial Services ETF
GLOP / Gaslog Partners LP - Unit
DTV / DTE Energy Company
US0325111070 / Anadarko Petroleum Corp.
FEYE / FireEye Inc
RTN / Raytheon Co.
BWA / BorgWarner Inc.
RPG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Pure Growth ETF
QQQ / Invesco QQQ Trust, Series 1
DOW / Dow Inc.
RSP / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Equal Weight ETF
PKW / Invesco Exchange-Traded Fund Trust - Invesco BuyBack Achievers ETF
ECA / EnCana Corp.
FHI / Federated Hermes, Inc.
GD / General Dynamics Corporation
LO /
CGRN / Capstone Green Energy Corp.
CAT / Caterpillar Inc.
AIG / American International Group, Inc.
AEP / American Electric Power Company, Inc.
ORCL / Oracle Corporation
CSX / CSX Corporation
ORLY / O'Reilly Automotive, Inc.
AMZN / Amazon.com, Inc.
CVX / Chevron Corporation
XLF / The Select Sector SPDR Trust - State Street Financial Select Sector SPDR ETF
CRM / Salesforce, Inc.
USB / U.S. Bancorp
AMX / América Móvil, S.A.B. de C.V. - Depositary Receipt (Common Stock)
MMM / 3M Company
CMI / Cummins Inc.
PPL / PPL Corporation
IJK / iShares Trust - iShares S&P Mid-Cap 400 Growth ETF
NEE / NextEra Energy, Inc.
CMCSA / Comcast Corporation
META / Meta Platforms, Inc.
GWW / W.W. Grainger, Inc.
ADBE / Adobe Inc.
NOBL / ProShares Trust - ProShares S&P 500 Dividend Aristocrats ETF
BRK.A / Berkshire Hathaway Inc.
BAC.PRL / Bank of America Corporation - Preferred Stock
O / Realty Income Corporation
BAC / Bank of America Corporation
ECL / Ecolab Inc.
WFC / Wells Fargo & Company
AMT / American Tower Corporation
VB / Vanguard Index Funds - Vanguard Small-Cap ETF
APA / APA Corporation
GSK / GSK plc - Depositary Receipt (Common Stock)
IHE / iShares Trust - iShares U.S. Pharmaceuticals ETF
CB / Chubb Limited
OXY / Occidental Petroleum Corporation
AET / Aetna, Inc.
TWX / Warner Media LLC
WEC / WEC Energy Group, Inc.
VUG / Vanguard Index Funds - Vanguard Growth ETF
WM / Waste Management, Inc.
EOG / EOG Resources, Inc.
SPNC / Spectranetics Corp. (The)
SDY / SPDR Series Trust - State Street SPDR S&P Dividend ETF
MSFT / Microsoft Corporation
TRST / TrustCo Bank Corp NY
BAM / Brookfield Asset Management Ltd.
SCHW / The Charles Schwab Corporation
INTC / Intel Corporation
VEA / Vanguard Tax-Managed Funds - Vanguard FTSE Developed Markets ETF
DSM / BNY Mellon Strategic Municipal Bond Fund, Inc.
SPY / State Street SPDR S&P 500 ETF Trust
TRP / TC Energy Corporation
KHC / The Kraft Heinz Company
IDV / iShares Trust - iShares International Select Dividend ETF
VKI / Invesco Advantage Municipal Income Trust II
PBCT / People`s United Financial Inc
TGP / Teekay LNG Partners LP - Unit
GILD / Gilead Sciences, Inc.
BA / The Boeing Company
VTN / Invesco Trust for Investment Grade New York Municipals
SWK / Stanley Black & Decker, Inc.
DVA / DaVita Inc.
EMN / Eastman Chemical Company
AGG / iShares Trust - iShares Core U.S. Aggregate Bond ETF
SBUX / Starbucks Corporation
ESRX / Express Scripts Holding Co.
MET / MetLife, Inc.
VNQ / Vanguard Specialized Funds - Vanguard Real Estate ETF
AMLP / ALPS ETF Trust - Alerian MLP ETF
CHK / Chesapeake Energy Corporation
XLG / Invesco Exchange-Traded Fund Trust - Invesco S&P 500 Top 50 ETF
BAX / Baxter International Inc.
BEN / Franklin Resources, Inc.
018490100 / Allergan plc
AMG / Affiliated Managers Group, Inc.
VOD / Vodafone Group Public Limited Company - Depositary Receipt (Common Stock)
CERN / Cerner Corp.
RDS.A / Shell Plc - ADR (Representing Ordinary Shares - Class A)
V / Visa Inc.
WBS / Webster Financial Corporation
UPS / United Parcel Service, Inc.
CELG / Celgene Corp.
DIS / The Walt Disney Company
AWR / American States Water Company
DIA / State Street SPDR Dow Jones Industrial Average ETF Trust
VTI / Vanguard Index Funds - Vanguard Total Stock Market ETF
KRE / SPDR Series Trust - State Street SPDR S&P Regional Banking ETF
AINV / Apollo Investment Corporation
CDK / CDK Global Inc
BP / BP p.l.c. - Depositary Receipt (Common Stock)
LLY / Eli Lilly and Company
ETV / Eaton Vance Tax-Managed Buy-Write Opportunities Fund
NVS / Novartis AG - Depositary Receipt (Common Stock)
BBDC / Barings BDC, Inc.
VGT / Vanguard World Fund - Vanguard Information Technology ETF
KKR / KKR & Co. Inc.
IYW / iShares Trust - iShares U.S. Technology ETF
USMV / iShares Trust - iShares MSCI USA Min Vol Factor ETF
VOOG / Vanguard Admiral Funds - Vanguard S&P 500 Growth ETF
VYM / Vanguard Whitehall Funds - Vanguard High Dividend Yield ETF
UAA / Under Armour, Inc.
CP / Canadian Pacific Kansas City Limited
K / Kellanova
BFB / Brown-Forman Corp. - Class B
PGF / Invesco Exchange-Traded Fund Trust - Invesco Financial Preferred ETF
PNNT / PennantPark Investment Corporation
PFF / iShares Trust - iShares Preferred and Income Securities ETF
CLX / The Clorox Company
GLD / SPDR Gold Shares
ET / Energy Transfer LP - Limited Partnership
GIS / General Mills, Inc.
MSI / Motorola Solutions, Inc.
XBI / SPDR Series Trust - State Street SPDR S&P Biotech ETF
YUM / Yum! Brands, Inc.
MDY / State Street SPDR S&P MIDCAP 400 ETF Trust
ZBH / Zimmer Biomet Holdings, Inc.
UL / Unilever PLC - Depositary Receipt (Common Stock)
HON / Honeywell International Inc.
CSCO / Cisco Systems, Inc.
HSY / The Hershey Company
ICCC / ImmuCell Corporation
IWM / iShares Trust - iShares Russell 2000 ETF
GE / General Electric Company
AAPL / Apple Inc.
WASH / Washington Trust Bancorp, Inc.
STT / State Street Corporation
TTE / TotalEnergies SE - Depositary Receipt (Common Stock)
DON / WisdomTree Trust - WisdomTree U.S. MidCap Dividend Fund
MHD / BlackRock MuniHoldings Fund, Inc.
BDX / Becton, Dickinson and Company
SON / Sonoco Products Company
C.WSA / Citigroup, Inc.
NVO / Novo Nordisk A/S - Depositary Receipt (Common Stock)
OCSL / Oaktree Specialty Lending Corporation
VFC / V.F. Corporation
VDE / Vanguard World Fund - Vanguard Energy ETF
0VL8 / The Toronto-Dominion Bank
DVY / iShares Trust - iShares Select Dividend ETF
CI / The Cigna Group
EFA / iShares Trust - iShares MSCI EAFE ETF
IWR / iShares Trust - iShares Russell Mid-Cap ETF
SO / The Southern Company
VO / Vanguard Index Funds - Vanguard Mid-Cap ETF
RTX / RTX Corporation
EPD / Enterprise Products Partners L.P. - Limited Partnership
MA / Mastercard Incorporated
VIG / Vanguard Specialized Funds - Vanguard Dividend Appreciation ETF
ARCC / Ares Capital Corporation
TGT / Target Corporation
AGR / Avangrid, Inc.
APD / Air Products and Chemicals, Inc.
IVW / iShares Trust - iShares S&P 500 Growth ETF
MCK / McKesson Corporation
IP / International Paper Company
BRK.B / Berkshire Hathaway Inc.
GS / The Goldman Sachs Group, Inc.
ETB / Eaton Vance Tax-Managed Buy-Write Income Fund
SYK / Stryker Corporation
KMI / Kinder Morgan, Inc.
BABA / Alibaba Group Holding Limited - Depositary Receipt (Common Stock)
HAL / Halliburton Company
BMY / Bristol-Myers Squibb Company
DUK / Duke Energy Corporation
XOM / Exxon Mobil Corporation
NKE / NIKE, Inc.
DHR / Danaher Corporation
IBB / iShares Trust - iShares Biotechnology ETF
IVV / iShares Trust - iShares Core S&P 500 ETF
TRV / The Travelers Companies, Inc.
AMGN / Amgen Inc.
JNJ / Johnson & Johnson
MAR / Marriott International, Inc.
PFE / Pfizer Inc.
GM / General Motors Company
C / Citigroup Inc.
COST / Costco Wholesale Corporation
ABT / Abbott Laboratories
PSX / Phillips 66
ELV / Elevance Health, Inc.
BK / The Bank of New York Mellon Corporation
SNY / Sanofi - Depositary Receipt (Common Stock)
LMT / Lockheed Martin Corporation
QCOM / QUALCOMM Incorporated
VFH / Vanguard World Fund - Vanguard Financials ETF
BX / Blackstone Inc.
ROST / Ross Stores, Inc.
ITW / Illinois Tool Works Inc.
SLB / SLB N.V.
MDT / Medtronic plc
CL / Colgate-Palmolive Company
DEO / Diageo plc - Depositary Receipt (Common Stock)
TSM / Taiwan Semiconductor Manufacturing Company Limited - Depositary Receipt (Common Stock)
TJX / The TJX Companies, Inc.
ROP / Roper Technologies, Inc.
EMR / Emerson Electric Co.
MS / Morgan Stanley
ETN / Eaton Corporation plc
MDLZ / Mondelez International, Inc.
ALL / The Allstate Corporation
ABBV / AbbVie Inc.
D / Dominion Energy, Inc.
IJR / iShares Trust - iShares Core S&P Small-Cap ETF
GOOG / Alphabet Inc.
PM / Philip Morris International Inc.
JCI / Johnson Controls International plc
NSC / Norfolk Southern Corporation
DTE / DTE Energy Company
MELI / MercadoLibre, Inc.
RJF / Raymond James Financial, Inc.
SBRA / Sabra Health Care REIT, Inc.
PEG / Public Service Enterprise Group Incorporated
VHT / Vanguard World Fund - Vanguard Health Care ETF
PNC / The PNC Financial Services Group, Inc.
VGK / Vanguard International Equity Index Funds - Vanguard FTSE Europe ETF
DAL / Delta Air Lines, Inc.
IXN / iShares Trust - iShares Global Tech ETF
IWF / iShares Trust - iShares Russell 1000 Growth ETF
IJH / iShares Trust - iShares Core S&P Mid-Cap ETF
TSLA / Tesla, Inc.
XLE / The Select Sector SPDR Trust - State Street Energy Select Sector SPDR ETF